Eggins v State of Queensland (Department of Justice and Attorney-General, Queensland Corrective Services) [2015] QIRC 203
QUEENSLAND INDUSTRIAL RELATIONS COMMISSION
CITATION: Eggins v State of Queensland (Department of
Justice and Attorney-General, Queensland
Corrective Services) [2015] QIRC 203
PARTIES: Eggins, Ian
(Applicant)
v
State of Queensland (Department of Justice
and Attorney-General, Queensland
Corrective Services)
(Respondent)
CASE NO: B/2015/41
PROCEEDING: Power to make Declarations
DELIVERED ON: 26 November 2015
HEARING DATE: 9 November 2015
HEARD AT: Brisbane
MEMBER: Industrial Commissioner Neate
ORDER: The Application is dismissed
CATCHWORDS: INDUSTRIAL RELATIONS - Application for
declaration and injunction - whether chief
executive or delegate was prevented by law from
requiring the Applicant to attend a medical
examination while on sick leave - whether
entitlement to sick leave prohibited such a
requirement - relationship between provisions of
Public Service Act 2008 and s 10 of Industrial
Relations Act 1999 - whether decision to require
the Applicant to attend medical examination was
unreasonable
CASES: Industrial Relations Act 1999 ss 7, 10, 274A,
277, 686
Public Service Act 2008 ss 54, 103, 174, 175,
176, 177, 178
Australian and International Pilots Association v
Qantas Airways Limited [2014] FCA 32
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2
Blackadder v Ramsay Butchering Services Pty
Ltd (2002) 118 FCR 395
George v Rockett (1990) 170 CLR 104
Grady v Commissioner for Railways (New South
Wales) (1935) 53 CLR 229
Graham v Baker (1961) 106 CLR 340
Litchfield-Bennett v State of Queensland
(Queensland Ambulance Service) [2015] ICQ
005
Minister for Immigration and Citizenship v Li
(2013) 249 CLR 332
The Queen v Anderson; ex parte Ipec-Air Pty Ltd
(1965) 113 CLR 177
Thompson v IGT (Australia) Pty Ltd (2008) 173
IR 395
APPEARANCES: Mr K. Watson, counsel instructed by Susan
Moriarty & Associates, for the Applicant
Dr M. Spry, counsel instructed by Crown Law,
for the Respondent
Decision
[1] Ian Eggins ("the Applicant") is employed under the Public Service Act 2008 ("the PS
Act") as a Correctional Services Supervisor with Queensland Corrective Services.
Since 14 September 2015 he has been on sick leave. On 19 October 2015, the Deputy
Director-General of the Department of Justice and Attorney-General ("the
Department," "the Respondent") directed the Applicant to attend an independent
medical examination on 29 October 2015. That direction was given under s 175(b) of
the PS Act. The Applicant did not attend the medical examination.
[2] On 28 October 2015, the Applicant filed an application with the Industrial Registrar
for certain declarations under s 274A of the Industrial Relations Act 1999 ("the IR
Act") and an injunction under s 277 of that Act. On 6 November 2015, he filed an
amended application for a declaration and injunction. Submissions in relation to the
amended application were made to the Queensland Industrial Relations Commission
("the Commission") at a hearing on 9 November 2015.
The issues
[3] In essence, the Applicant submits that, in the circumstances of this case:
(a) the chief executive of the Department or their delegate1 is excluded by the
operation of the IR Act from directing the Applicant under the PS Act to
attend an independent medical examination while he is on sick leave; or
1 The chief executive may delegate the chief executive's functions to any appropriately qualified person:
Public Service Act 2008 s 103(1).
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(b) if the chief executive of their delegate may direct the Applicant to attend
an independent medical examination, the exercise of the discretion in
relation to the Applicant has miscarried and was unreasonable.
[4] The issues must be resolved by reference to relevant provisions of the IR Act and the
PS Act.
Factual background
[5] A substantial volume of factual material was provided to the Commission by way of
three affidavits, namely:
(a) affidavit of Ian Eggins sworn on 28 October 2015 (Exhibit 1);
(b) affidavit of Susan Lee Moriarty sworn 9 November 2015 (Exhibit 2); and
(c) affidavit of Nicola Mary Smith affirmed on 6 November 2015 (Exhibit 3),
and the attachments to Exhibits 1 and 3.
[6] However, the relevant factual background to these issues can be stated briefly,
drawing on an agreed statement of facts provided to the Commission. In summary:
(a) on 15 May 2015, the Applicant was suspended from duty on full
remuneration, following receipt of allegations regarding his conduct as a
Correctional Supervisor, and he participated in an interview with the
Department's Ethical Standards Unit ("ESU");
(b) on 23 July 2015, the Applicant sent to the Respondent by email a letter
from his psychologist suggesting that the Applicant was, at that time,
unable to participate in the interviews;
(c) on 27 July 2015, the Assistant Director-General of the Department wrote
to the Applicant outlining a number of allegations against him and inviting
him to show cause why disciplinary action should not be taken against him
(the Applicant has not yet responded to that show cause letter);
(d) on 28 July 2015, the Applicant sent an email to the Respondent
confirming that he had received the letter dated 27 July 2015, advising that
he was to take pre-approved recreation leave from 3 August to 13
September 2015 (and would be overseas from 9 to 27 August 2015
inclusive), and requesting that the matter be put into abeyance until he
returned from leave and had received a clearance from his treating
psychologist and treating psychiatrist;
(e) on 2 August 2015, the Assistant Director-General emailed the Applicant
directing him to provide a medical certificate from his treating general
practitioner or psychiatrist advising when his unfitness to participate in
any interviews with the ESU began and the likely date that he would be
able to participate in an interview;
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(f) on 5 August 2015, the Applicant provided a letter from his treating
general practitioner (Dr David Dowling) dated 5 August 2015 advising
that the Applicant was unfit for interviews from 20 July to 2 August 2015
and that Dr Dowling would review the Applicant on the Applicant's return
from recreation leave and would assess his fitness for interviews at that
time;
(g) the Applicant remained on suspension on full remuneration from 15 May
to 2 August 2015 inclusive;
(h) although on 5 August 2015, the Applicant submitted a medical certificate
from his general practitioner stating that he had been unfit for interviews
from 20 July to 2 August 2015, no deduction was made from the
Applicant's paid sick leave entitlements for this period;
(i) for the period 3 August 2015 to 13 September 2015 inclusive, the
Applicant was on pre-approved recreation leave and travelled overseas
from 9 to 27 August 2015 inclusive;
(j) on 8 September 2015, the Applicant's solicitor wrote to the Assistant
Director-General advising that the Applicant was being treated
therapeutically by a psychiatrist for Post-Traumatic Stress Disorder in
conjunction with a clinical psychologist and his General Practitioner
whose shared opinion was that the Applicant "is presently and indefinitely
unfit for work and for engagement in the disciplinary process;"
(k) by an undated letter received by the Applicant's solicitor on
11 September 2015, the Assistant Director-General directed the Applicant
to provide, by 16 September 2015, medical evidence supporting the claim
that he was presently and indefinitely unfit for work and for engagement
in the disciplinary process, and further advised that, in the absence of
specific medical evidence, she would proceed to make a determination
based on the material currently before her, on or after 28 September 2015;
(l) on 15 September 2015, the Applicant's solicitors wrote to the Assistant
Director-General advising that a report was being obtained from the
Applicant's treating psychiatrist but the report may not be available by
16 September 2015;
(m) on 24 September 2015, the Assistant Director-General wrote to the
Applicant's solicitor advising that the Applicant would be placed on sick
leave from 14 September 2015;
(n) on 29 September 2015, the Applicant's solicitor wrote to the Assistant
Director-General's adviser attaching medical certification from the
Applicant's treating psychiatrist (Dr Margaret Carmody);
(o) on 2 October 2015, the Assistant Director-General wrote to the
Applicant's solicitor advising the Applicant to complete an Application for
Sick Leave;
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(p) on 12 October 2015, the Applicant completed the Application for Sick
Leave and lodged it;
(q) by letter dated 19 October 2015, and received by the Applicant on
22 October 2015, the Deputy Director-General directed the Applicant to
undergo compulsory psychiatric assessment on 29 October 2015;
(r) on 26 October 2015, the Applicant's solicitor wrote to the Deputy
Director-General to advise that "an employee complaint outlining
objections to your direction on the grounds that the direction is both
invalid and unreasonable and therefore unlawful" would be "lodged with
you as soon as possible." No complaint has been lodged by the Applicant
to date;
(s) on 27 October 2015, the Deputy Director-General wrote to the
Applicant's solicitor advising that he had determined that his direction that
the Applicant attend the independent medical examination "is a valid and
lawful direction pursuant to Chapter 5 Part 7 of the Act" and advised that
the Applicant remained directed to attend the assessment rescheduled to
29 October 2015;
(t) on 28 October 2015, the Applicant's solicitor filed and served an
Application for a Declaration and Injunction;
(u) the Applicant did not attend the scheduled independent medical
assessment on 29 October 2015.
[7] It is relevant to highlight that:
(a) from 15 May 2015 until 2 August 2015, the Applicant was suspended on
full remuneration;
(b) from 3 August 2015 until 13 September 2015, the Applicant was on pre-
approved recreation leave;
(c) from 14 September 2015, the Applicant was on sick leave; and
(d) the Applicant's entitlement to paid sick leave will be exhausted by
30 November 2015.
Respondent's undertaking
[8] At the conclusion of the hearing, counsel for the Respondent gave an undertaking on
behalf of the Respondent that, until the Commission hands down its decision on this
application, the Respondent would not take any further steps in relation to any
disciplinary action against the Applicant because of his failure to attend the
independent medical examination on 29 October 2015.
Applicant's submissions
[9] As noted earlier, the Applicant submits that in the circumstances of this case:
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(a) the chief executive of the Department or their delegate is excluded by the
operation of the IR Act from directing the Applicant under the PS Act to
attend an independent medical examination while he is on sick leave; or
(b) if the chief executive of their delegate may direct the Applicant to attend
an independent medical examination, the exercise of the discretion in
relation to the Applicant has miscarried and was unreasonable.
[10] Limits on the chief executive's power: The focus of this part of the submissions was
on what Mr Watson referred to as the intersection of the PS Act and the IR Act
specifically at ss 174, 175, 176, 177 and 178 of the PS Act and ss 686 and 10 of the IR
Act.
[11] Section 174 of the PS Act relevantly provides that Part 7 of Chapter 5 of that Act
(Mental or physical incapacity) applies to a public service employee if:
(a) the employee is "absent from duty;" and
(b) the chief executive "reasonably suspects that the employee's absence … is
caused by mental illness or disability."
[12] Section 175 of the PS Act provides that the chief executive "may:"
(a) appoint a doctor to examine the employee and give the chief executive a
written report on the examination; and
(b) "require the employee to submit to the medical examination."
[13] Under s 176 of the PS Act, the employee "must not be given sick leave for any period
during which the employee fails to comply with the requirement," i.e. the requirement
to submit to the medical examination.
[14] Subsection 177(1) of the PS Act relevantly provides that the report on the medical
examination "must include the examining doctor's opinion as to whether the employee
has a mental … illness or disability that may adversely affect the employee's
performance." If the doctor considers the employee has such an illness or disability,
the report must also include the doctor's opinion as to:
(a) the likely direct or indirect effect of the illness or disability on the
employee's performance;
(b) an estimate of how long the illness or disability or its effects are likely to
last;
(c) whether or not disclosing the information in the report to the employee
might be prejudicial to the employee's mental health or well-being
(s 177(2)).
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[15] The possible consequences of an independent medical report are set out in s 178 of the
PS Act. If, after considering the report of the medical examination, the chief
executive is "reasonably satisfied the employee's absence … is caused by mental …
illness or disability," the chief executive may:
(a) transfer or redeploy the employee; or
(b) if it is not reasonably practicable to transfer or redeploy the employee -
retire the employee from the public service (s 178(1)).
The PS Act contemplates that other action may be taken relating to the employee (s
178 (2)).
[16] The Applicant submits that the discretionary power conferred on the chief executive
by s 175 of the PS Act must be exercised in accordance with law and must give way to
a statutory requirement to the contrary. The Applicant relies on the following passage
from the judgment of Kitto J in The Queen v Anderson; ex parte Ipec-Air Pty Ltd:2
"It is a general principle of law, applied many times in this Court … that a
discretion allowed by statute to the holder of an office is intended to be
exercised according to the rules of reason and justice, not according to private
opinion; according to law, and not humour, and within those limits within which
an honest man, competent to discharge the duties of his office, ought to confine
himself."
[17] There can be no issue with that statement of principle, but it does not answer the issue
here, namely, whether there is a limit on the discretionary power such that the chief
executive may not require the Applicant to submit to a medical examination. It is only
if such a limitation is identified that the principle can be invoked.
[18] In the present case, the Applicant submits:
(a) by s 686 of the IR Act, the Respondent is bound by the relevant provisions
of that Act in respect of its employees; and
(b) the discretion invested in the chief executive of the Department under s
175 of the PS Act must give way where its exercise would water down or
diminish an "entitlement" that the Applicant has under the IR Act,
specifically because of the operation of s 10 of the IR Act.
[19] Section 10 of the IR Act is within Division 2 (Sick leave) of Chapter 2 of that Act
(which deals with Pre-modernisation employment conditions). Section 10 is headed
"Entitlement." Subsection 10(2) sets out the number of days sick leave to which an
employee is "entitled." That entitlement is qualified by s 10(3), the terms of which are
central to the Applicant's submissions.
[20] Subsection 10(3) of the IR Act provides:
2 The Queen v Anderson; ex parte Ipec-Air Pty Ltd (1965) 113 CLR 177, 189.
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"However, the employee's entitlement is conditional on-
(a) the employee promptly notifying the employer of-
(i) any illness that will cause the employee to be absent from
work; and
(ii) the approximate period for which the employee will be absent;
and
(b) if the employee is absent for more than 2 days-
(i) the employee giving the employer a doctor's certificate about
the nature of the illness and the approximate period for which
the employee will be absent; or
(ii) the employee giving the employer other evidence of the illness
to the employer's satisfaction." (emphasis added)
Subsection 10(6) provides that sick leave accumulates. Other subsections are not
directly relevant to the issue in this case.
[21] The Applicant submits that, in the absence of a definition of "entitlement" in the IR
Act, the word means "that to which one is entitled, as part of a contract, will,
employment arrangement, etc."3 A person who is entitled to something has a right or
claim to it.4
[22] The Applicant emphasises that he has an "entitlement" to sick leave as described in s
10, provided that conditions in that section are met. In particular, he submits, the
requirement of s 10(3) of the IR Act was satisfied by the letter from his solicitor dated
8 September 2015 which notified his employer that the Applicant was:
"being treated therapeutically by a psychiatrist for diagnosed Post Traumatic
Stress Disorder [PTSD], in conjunction with a clinical psychologist and his
General Practitioner whose shared opinion is that he is presently and indefinitely
unfit for work and for engagement in the disciplinary process. A combination of
the mental disability and medications is inhibiting memory and general
cognitive functions."
[23] Although that is the Applicant's submission, the chronology set out earlier shows that
the Department did not accept the correspondence as sufficient. In summary:
(a) by an undated letter in reply received by the Applicant's solicitor on
11 September 2015, the Assistant Director-General:
i. referred to the statements in the solicitor's letter about the
Applicant's condition and treatment;
3 Macquarie Dictionary (Macquarie Dictionary Publishers Pty Ltd, 5th end, 2009) 556.
4 Macquarie Dictionary (Macquarie Dictionary Publishers Pty Ltd, 5th end, 2009) 556.
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ii. stated that the Department had "not been provided with any evidence
documenting that Mr Eggins is presently unfit to engage in the
disciplinary process, nor has it been provided with any evidence that
Mr Eggins is currently on medication;"
iii. referred to previous correspondence from the Applicant's general
practitioner to the effect that the Applicant was unfit to attend
interviews from 20 July 2 to August 2015;
iv. stated that the Applicant had not provided any medical evidence
advising that he was "presently and indefinitely unfit for work and
for engagement in the disciplinary process;" and
v. directed the Applicant to provide, by 16 September 2015, medical
evidence from his current treating psychiatrist or general practitioner
supporting the claim that he was presently and indefinitely unfit for
work and for engagement in the disciplinary process;
(b) on 15 September 2015, the Applicant's solicitors wrote to the Assistant
Director-General advising that a report was being obtained from the
Applicant's treating psychiatrist but the report may not be available by
16 September 2015;
(c) on 24 September 2015, the Assistant Director-General wrote to the
Applicant's solicitor:
i. advising that, in light of the advice that the Applicant "is obtaining a
copy of a report from his treating psychiatrist advising he is not fit to
participate in the disciplinary process," his suspension with normal
remuneration would be placed in abeyance and he would be placed
on sick leave from 14 September 2015;"
ii. stating that the Applicant "is responsible for providing his employer
with medical evidence supporting any extended absence due to
illness," and that if he was not fit to engage in any interviews after
the cessation of his recreation leave, he was required to provide
evidence of this "at the cessation of his recreation leave on 13
September 2015;"
iii. directing the Applicant to provide a report from his treating
psychiatrist by 30 September 2015;
iv. confirming that the department had not previously been provided
with "any evidence documenting" that the Applicant was presently
unfit to engage in the disciplinary process;
(d) on 29 September 2015, the Applicant's solicitor wrote to the Assistant
Director-General's adviser attaching a medical certificate from the
Applicant's treating psychiatrist (Dr Margaret Carmody). That "brief
report" referred to "significant workplace stressors which have resulted in
Post Traumatic Stress Disorder and a Major Depressive Episode" and
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stated that the Applicant "does not currently have the cognitive capacity to
attend to ongoing interviews" and that she "would like to admit him for
further assessment and treatment;"
(e) on 2 October 2015, the Assistant Director-General wrote to the Applicant's
solicitor advising the Applicant to complete an application for sick leave;
(f) on 12 October 2015, the Applicant completed the Application for Sick
Leave and lodged it.
[24] Despite that correspondence, it was submitted for the Applicant that his entitlement to
sick leave operated from 8 September 2015, the date that the employer was notified
that he was going to be absent.
[25] Where an employee is going to be absent for more than two days, the employee is
required to give the employer a doctor's certificate about the nature of the illness and
the approximate period for which the employee will be absent. It was submitted that
was done by the provision on 29 September 2015 of the certificate of Dr Carmody
dated 24 September 2015. Further it was submitted that:
(a) even though that document did not specify the "approximate period" for
which the Applicant would be absent, it could be reasonably inferred that
Dr Carmody did not disagree with the characterisation by the Applicant's
solicitor that the Applicant was indefinitely unavailable for work;
(b) given the nature of the illness, it might not be possible at a particular point
in time for somebody to say how long the person is going to be ill and
therefore how long they will be absent from work;
(c) the Macquarie Dictionary definition of "period" includes "an indefinite
portion of time, or of history, life, etc., characterised by certain features or
conditions;"5
(d) because this is beneficial legislation, one would be slow to put too much
focus on whether the word "period" used in s 10(3)(b)(i) of the IR Act
means a specifically defined or "any specified division or portion of
time."6
[26] That factual material provides the basis for the legal argument, which proceeds on the
understanding that at all material times the Applicant had an entitlement to sick leave.
[27] In the Applicant's submission, "sick leave" is one example of situations in which an
employee is entitled to wages even though he or she is excused from performance of
work.7 In other words, the employee can earn wages because, under the conditions of
his or her service, the employee has been dispensed from carrying out his or her
duties.8 Expressed in negative terms:
5 Macquarie Dictionary (Macquarie Dictionary Publishers Pty Ltd, 5th end, 2009) 1240.
6 Macquarie Dictionary (Macquarie Dictionary Publishers Pty Ltd, 5th end, 2009) 1240.
7 See Mark Irving, The Contract of Employment (LexisNexis Butterworth's, 2012) 566.
8 Grady v Commissioner for Railways (New South Wales) (1935) 53 CLR 229, 233 (Rich, Starke, Dixon, Evatt
and McKiernan JJ).
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"it is quite wrong to say without qualification that if he is permitted to be absent
… on sick leave, on 'full pay', and so relieved of the obligation to perform his
duties, the pay which he receives cannot, therefore, be regarded as wages or
salary."9
The High Court continued in that case to state that the conclusion that:
"'sick pay' constituted wages in every sense of the word is completely in accord
with a long line of authority concerning the right of an employee to receive his
ordinary wages in respect of a period during which he is unable, by reason of
sickness or accident, to perform his duties."10
[28] The Applicant submits that s 176 of the PS Act does not operate in relation to him in
the present circumstances. That section refers to sick leave that is "given." By
contrast, the sick leave which he has taken is his entitlement under s 10 of the IR Act
because the relevant conditions were met. He illustrates the difference between leave
which is "given" and leave to which an employee is "entitled" by reference to the
Directive of the Minister Assisting the Premier: Sick Leave: No 04/13 ("the Sick
Leave Directive"). The Sick Leave Directive refers to s 54(1)(a) of the PS Act and s
686 of the IR Act as the relevant legislative provisions. It provides that "entitlements"
for sick leave are in accordance with Schedule One, which is in the form of a table.
Schedule One distinguishes between sick leave and meritorious sick leave (which
"may" be added to an employee's leave account where they have completed 26 years
meritorious service). It is clear from Schedule One that in specified circumstances
some sick leave may be advanced to newly appointed officers who have not
accumulated the necessary sick leave on full salary. The Applicant has been
employed by the Respondent for 30 years. His payslip has separate entries for sick
leave and meritorious sick leave.
[29] The distinction between sick leave which is "given" and sick leave to which one is
entitled is not as clearly articulated in the Sick Leave Directive as the Applicant seems
to submit. In particular:
(a) although clause 7 of the Sick Leave Directive is headed "Sick leave
entitlement," cl 7.5(a) states that sick leave "granted" to an employee is to
be deducted from their accumulated "entitlement" of ordinary sick leave;
(b) clause 8 "Taking leave," sets out the procedural conditions governing an
employee's "entitlement" to sick leave;
(c) if an employee becomes ill before the start of recreation or long service
leave and their illness continues into that leave, they "may be granted" sick
leave on full pay for the period of the illness instead of the leave which
have been already approved, provided their application is supported by
acceptable documentation (see also clause 10 "Illness during other leave").
9 Graham v Baker (1961) 106 CLR 340, 345 (Dixon CJ, Kato and Taylor JJ).
10 Graham v Baker (1961) 106 CLR 340, 346 (Dixon CJ, Kato and Taylor JJ).
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[30] In the Applicant's submission, once he became entitled to sick leave, that entitlement
could not be detracted from. In particular, his employer became disentitled to
positively direct him to do certain things, including to perform his duties of
employment or to attend an independent medical examination under s 175 of the PS
Act. The power to direct an employee to perform a positive duty is suspended while
the Applicant is on sick leave, even if he is physically able to attend the medical
examination.11 If that power was not suspended, the employee would not be receiving
his entitlement under s 10, but would receive something less than his entitlement. By
contrast, if an employee has exhausted their sick leave, the employer could order an
independent medical examination.
[31] The Applicant also submits that an independent medical examination:
(a) is solely for the purposes and benefit of the Respondent; and
(b) is not for the benefit of the Applicant (though it might have that
consequence); and
(c) is not for the joint benefit of the Respondent and the Applicant.
Where employees have a duty to submit to such an examination, it is for the
employer's benefit.
[32] In essence, the Applicant submits that in the current circumstances:
(a) the Applicant has provided sufficient information to the Respondent to
satisfy his employer that he is entitled to be on sick leave;
(b) there is no suggestion that the Respondent requires any further information
for the purpose of deciding whether the Applicant is entitled to sick leave
(since it would appear that the Respondent is satisfied that the Applicant is
entitled to that leave);
(c) a medical examination under s 175 of the PS Act is not to be undertaken
for the purpose of supplementing that information;
(d) the effect of being on sick leave is to suspend the requirement to fulfil the
duties of the Applicant; and
(e) by directing the Applicant to attend an independent medical examination,
the delegate for the Respondent is not acting according to law in the
exercise of his discretion because he purports to derogate from the sick
leave entitlement enjoyed by the Applicant, which entitlement is given to
him by s 10 of the IR Act.
[33] The exercise of the chief executive's discretion in relation to the Applicant: The
Applicant submits that, if the Commission decides that the chief executive was not
11 However, the Applicant submits, his right to sick leave does not have the effect of suspending certain
negative duties, such as a duty not to compete with an employer or a duty not to provide confidential
information in breach of his contract of employment.
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precluded by s 10 of the IR Act from giving the direction on 19 October 2015, the
exercise of discretion in giving that direction has miscarried and was unreasonable.
[34] The Applicant submits there can be no reasonable suspicion held pursuant to s 174 of
the PS Act because there is no doubt why the Applicant is absent from his workplace.
His absence is plainly because he has exercised his entitlement (which entitlement is
not disputed by the Respondent) to be absent on sick leave.
[35] In particular, the Applicant submits, it could not be said that the chief executive
"reasonably suspects" that the Applicant's absence is caused by mental illness or
disability. At all material times, the chief executive or his delegate knew why the
Applicant was absent from duty. At different times between May 2015 and the date of
the hearing, he was suspended on full pay or was on recreation leave or was on sick
leave.
[36] Significantly for this case, the Applicant was (or was deemed to be) on sick leave
from 14 September 2015. That much is apparent from:
(a) the letter dated 24 September 2015 to the Applicant's solicitors in which
the Assistant Director-General advised that the Applicant's suspension
with normal remuneration will be placed in abeyance and he will be
placed on sick leave from 14 September 2015; and
(b) the letter dated 19 October 2015 to the Applicant in which the Deputy
Director-General noted that the Applicant was "presently absent from
duty" and had "been absent from duty due to illness since 14 September
2015."
[37] A "suspicion" is something which would, in all the circumstances, create in the mind
of a reasonable person an actual apprehension that a state of facts exists. The facts
which can reasonably ground a suspicion may be quite insufficient reasonably to
ground a belief.12 In this case, the evidence reveals that the matter goes well beyond a
reasonable suspicion and amounts to an acceptance that the Applicant's absence is
because of his entitlement to sick leave, which entitlement was activated upon his
suffering a psychiatric condition. Consequently, to suggest that the decision to seek
an independent medical examination is based on a reasonable suspicion is incorrect
and misrepresents the true situation. In all the circumstances it is capricious, arbitrary,
irrational and quite unreasonable.13
[38] The Applicant submits in relation to the Commission's power to grant the relief sought
that:
(a) this case involves an "industrial matter"14 (namely, whether the
Respondent has the power to require the Applicant to submit to a medical
examination under Part 7 of Chapter 5 of the PS Act) and hence the
12 See George v Rocket (1990) 170 CLR 104, 115-116 (Mason CJ, Brennan, Deane, Dawson, Toohey, Gadroon
and McHugh JJ).
13 See Minister for Immigration and Citizenship v Li (2013) 249 CLR 332, 349-352 (French CJ), 362-364 (Hayne,
Kiefel and Bell JJ).
14 See the definition of "industrial matter" in s 7 of the Industrial Relations Act 1999.
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Commission may make a declaration about the industrial matter on
application by the Applicant; and
(b) there is no doubt that the Applicant and the Respondent are in dispute as to
whether the Respondent can require the Applicant to submit to a medical
examination under the PS Act, and hence the commission may grant an
injunction.
[39] The Applicant submits that, in all the circumstances, appropriate declaratory relief and
an injunction should be granted.
Respondent's submissions
[40] Limits on the chief executive's power: The Respondent submits that the direction to
the Applicant to attend an independent medical examination on 29 October 2015 was
lawful and cannot be seen as a derogation or abrogation of his entitlement to take sick
leave. The main components of this submission are summarised below.
[41] First, the Applicant has not complied with the requirements of s 10 of the IR Act
which give rise to his entitlement to sick leave. Although there is no dispute that the
Applicant has been absent for more than two days:
(a) he has not produced a doctor's certificate. The letter dated
8 September 2015 was from the Applicant's solicitor, who is not a medical
practitioner. That letter is not and does not contain a doctor's certificate
and, on its own, would give grounds for a suspicion sufficient to support a
direction to be given under s 175 of the PS Act. The Applicant did not
subsequently provide a sick leave certificate, even though he was directed
to do so.
(b) nowhere is there mention of an "approximate period" for which the
Applicant will be absent. Rather, his solicitor advised the Department on
8 September 2015 that the Applicant is "presently and indefinitely unfit
for work and for engagement in the disciplinary process."
[42] Despite those circumstances, the Department placed the Applicant on sick leave. In
the Respondent's submissions, that is what a reasonable employer would do while it
carried out further investigations in relation to the Applicant's illness or condition. In
taking the action, the Respondent has not waived its rights to carry out further
investigations or to have the Applicant subjected to an independent medical
examination. That is particularly the case in circumstances such as those applying
here, where (in the absence of a medical certificate but on the basis of advice from a
solicitor that the employee is unable to perform their duties for an indefinite period)
the Department has agreed to the Applicant taking sick leave on the understanding
that supporting medical documentation will be provided.
[43] Second, the employer is not a doctor. Even if an employee provides a medical
certificate, the employer is not bound by that certificate and is entitled to refer a
worker such as the Applicant for an independent medical assessment on the basis that
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15
the employer reasonably suspects that the employee's absence is caused by illness or
disability.
[44] Third, the requirement to submit to an independent medical examination is for both
parties' benefit. In particular, it could assist:
(a) the employer to know whether the Applicant would be at an increased risk
of sustaining an aggravation of his current condition if he returned to work
in his present role, or if he were required to participate in an investigation,
interview or any disciplinary process;
(b) an employee because, for example, an appropriate return to work plan
transfer or redeployment might be developed, or the process might protect
an employee from any claim that he has abandoned his employment
because he appears to be unable to perform his duties. If s 175 is read in
context within the PS Act, it would be contrary to the scheme and intent of
that legislation to read that section as the Applicant contends. Indeed, if
the Applicant's submissions were adopted, the legislation would not be
beneficial but would take important rights away from public servants.
[45] Fourth, the relevant sections of the IR Act and the PS Act may be read together in a
way that allows the employee to have sick leave while permitting the employer to
require the employee to submit to an independent medical examination while the
employee is on sick leave. The IR Act does not displace the employer's right. Nor
does the requirement that an employee to submit to a medical examination interfere
with his entitlement to sick leave on pay. That approach is both common sense and
consistent with authority. Not only can the two pieces of legislation be read together,
but that is exactly how they should be read.
[46] In particular, the Respondent refers to the judgement of Madgwick J in Blackadder v
Ramsey Butchering Services Pty Ltd,15 the judgement of Rares J in Australian and
International Pilots Association v Qantas Airways Ltd16 which cited Madgwick J's
decision with approval, and the judgement of Martin J (sitting as President of the
Industrial Court) in Litchfield-Bennett v State of Queensland (Queensland Ambulance
Service)17 which cited both of those decisions with approval. Those judgments refer
to the position at common law, and were decided in contractual and statutory contexts
that are distinguishable from the statutory scheme that applies to the present case.
However, the Respondent submits that the PS Act entrenches the position at common
law and makes it abundantly clear that an employer of a public service employee can
require that employee to submit to an independent medical examination if the
preconditions are met. In the present case, those preconditions are met. Although an
employee has an entitlement to sick leave, that entitlement does not displace the
employer's entitlement to make its own business arrangements and, given the specific
provisions of the PS Act, to require him to submit to a medical examination. The
employer's entitlement to give such a direction is reinforced by s 176 of the PS Act
which clearly provides that where an employee fails to comply with the requirement
to submit to such an examination, the employee must not be given sick leave for that
15 Blackadder v Ramsey Butchering Services Pty Ltd (2002) 118 FCR 395, 411 [67]-[69].
16 Australian and International Pilots Association v Qantas Airways Ltd [2014] FCA 32.
17 Litchfield-Bennett v State of Queensland (Queensland Ambulance Service) [2015] ICQ 005.
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16
period. That is not a matter of discretion. The employee must not be given sick leave
for the period in which the employee does not comply with the requirement.
[47] In relation to s 174 of the PS Act, the Respondent submits that:
(a) it is clear that the Applicant is absent from duty, so s 174(a) is satisfied;
and
(b) the chief executive (who is not a doctor) "reasonably suspects" that the
Applicant's absence is caused by mental illness or disability because the
Applicant's solicitor (who is not a doctor) has advised him that, based on
a doctor's evidence (the report from Dr Carmody), the Applicant is not fit
for work or engagement in the disciplinary process; and
(c) even if the chief executive knew (rather than reasonably suspected) that
the Applicant's absence is caused by mental illness or disability, that
would not displace his entitlement under s 175 to direct the Applicant to
submit to a medical examination.
[48] In addition, or in the alternative, the Respondent submits that if the statutory
provisions are inconsistent, the PS Act being the later enactment would prevail. In
particular, to the extent that there is any inconsistency, s 176 of the PS Act conditions
the operation of s 10 of the IR Act.
[49] The exercise of the chief executive's discretion in relation to the Applicant: In
response to the Applicant's alternative submissions that the Respondent's direction
was unreasonable, the Respondent contends that there is no suggestion that the
direction to attend the independent medical examination was taken impulsively or
rapidly. Indeed, on the material available to the Commission and the chronology of
events summarised earlier, no such suggestion could be sustained. Furthermore,
putting to one side the argument about the unlawfulness of the direction, there is
nothing raised by the Applicant to suggest that the direction was unreasonable.
[50] In support of that submission the Respondent refers to the decision of Martin J in
Litchfield-Bennett v State of Queensland (Queensland Ambulance Service).18
[51] In essence, the Respondent submits that a direction to attend a medical examination:
(a) is lawful because the PS Act provides for it; and
(b) is reasonable in the circumstances of this case.
Consideration
[52] Limits on the chief executive's power: I am not satisfied that the chief executive of
the Department or their delegate is excluded by the operation of the IR Act from
directing the Applicant under the PS Act to submit to an independent medical
examination while he is on sick leave.
18 Litchfield-Bennett v State of Queensland (Queensland Ambulance Service) [2015] ICQ 005.
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17
[53] When the sections in Part 7 of Chapter 5 of the PS Act are read together, it is clear that
the chief executive may require an employee to submit to a medical examination
while an employee is on sick leave. The sections referred to earlier provide that:
(a) Part 7 applies to a public service employee if the employee "is absent"
from duty and the chief executive reasonably suspects that the employee's
absence "is caused" by an illness or disability (s 174);
(b) the employee must not be given sick leave for any period during which the
employee fails to comply with the requirement to submit to the medical
examination (s 176);
(c) the report on the medical examination must include the examining doctor's
opinion as to whether the employee "has" an illness or disease that may
adversely affect the employee's performance and, if so, an estimate of how
long the illness or disability or its effects "are likely to last" (s 177(2)); and
(d) if, after considering the report of the medical examination, the chief
executive is reasonably satisfied that the "employee's absence … is
caused" by an illness or disability, the chief executive may take
appropriate action (s 178).
The use of the present tense in each of those provisions leads to the inevitable
conclusion that a medical examination might be undertaken while the employee is on
sick leave.
[54] Those sections do not draw a distinction between leave which is given or granted, and
leave to which an employee is entitled (assuming there is such a distinction). The
wording of s 176 is ambiguous on this point. The section states that the employee
must not be "given" sick leave for any period during which the employee fails to
submit to the medical examination. In circumstances where (but for the disobeyed
requirement) an employee is entitled to leave, the section might have referred to an
entitlement being taken away. However, s 176 might contemplate circumstances
where sick leave has been approved before the direction is given and circumstances
where sick leave has not been approved by that date.
[55] The absence of a distinction between granted leave and leave entitlement is confirmed
by the terms of the Sick Leave Directive, summarised earlier, where the only
distinction is between sick leave and meritorious sick leave (which only applies to
employees who have completed 26 years of meritorious service).
[56] In my view, considered in the context of the PS Act, Part 7 of Chapter 5 of that Act
empowers the chief executive to require an employee to submit to a medical
examination while the employee is on sick leave. The question raised by the
Applicant's submissions is whether the exercise of that discretionary power is
prevented or prohibited by the operation of s 10 of the IR Act.
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18
[57] There is no dispute that, if the conditions of s 10(3) of the IR Act are satisfied, the
Applicant is entitled to sick leave.19 There is, however, no express statutory provision
that one consequence of an "entitlement" to sick leave is that an employer is
prohibited from giving any direction to an employee. No judicial authority to that
effect was cited in these proceedings. Nor is the result sought by the Applicant
necessarily implied. An "entitlement" to sick leave does not carry with it an implied
prohibition against a direction being given under s 175 of the PS Act. The result
contended for by the Applicant is not bolstered by reference to positive and negative
duties of an employee. Nor was any scheme of jurisprudential analysis called in aid of
that result.
[58] More significantly, the outcome for which the Applicant contends is not necessarily
implied when ss 174 to 178 of the PS Act are read with s 10 of the IR Act because the
sections can be read together. In other words, there is no necessary inconsistency
between those sections. They are capable of being read together and, in my opinion, it
makes sense to do so. Furthermore, Part 7 of Chapter 5 of the PS Act is not expressed
to be subject to the operation of s 10 of the IR Act. Nor is s 10 of the IR Act
expressed to operate notwithstanding any other Act. In the absence of any such
statutory guidance or direction on this point, I am not satisfied that the statutory
entitlement to sick leave conferred by s 10 of the IR Act operates on its own either to
prohibit the chief executive from requiring the sick employee to submit to a medical
examination or to confer on the sick employee an immunity from such a requirement.
[59] I have reached that conclusion without resort to the additional argument advanced by
counsel for the Respondent that the PS Act is a more recent enactment than the IR Act
and, hence, the operation of s 10 of the IR Act to prevent action under s 175 of the PS
Act is excluded because the later provision conditions the operation of s 10 to the
extent of any inconsistency.20
[60] The exercise of the chief executive's discretion in relation to the Applicant: Having
decided that the chief executive has the power to require the Applicant to attend a
medical examination, I am not satisfied that the exercise of the discretion in relation to
the Applicant miscarried and was unreasonable. Whether a request is unreasonable
will, nearly always, be a question of fact.21 Hence, it is necessary to consider the
evidence of the circumstances in which the direction was given to the Applicant. The
chronology of events is set out earlier in these reasons and it is not necessary to repeat
it.
[61] It is appropriate, however, to reiterate the extent of the information about the
Applicant's condition (and the expected duration of it) available to the Respondent at
the time when the Applicant was directed to attend an independent medical
examination.
(a) In his statement dated 22 July 2015 addressed To Whom It May Concern,
a clinical psychologist Greg Hodgson expressed his opinion that the
Applicant "is experiencing serious mental health problems. Currently he
19 The question whether the Applicant has satisfied the conditions of s 10(3) of the IR Act is considered later
in these reasons.
20 See also DC Pearce and RS Geddes, Statutory Interpretation in Australia (LexisNexis Butterworths, 7th ed,
2011) [7.9].
21 Litchfield-Bennett v State of Queensland (Queensland Ambulance Service) [2015] ICQ 005, [16].
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19
is severely depressed and his safety has been compromised." In his
opinion, the Applicant should not be exposed to further scrutiny and
questioning "at the current time, as this process may further compromise
his mental health with deleterious consequences." (emphasis added)
(b) In his statement dated 5 August 2015 addressed To Whom It May
Concern, Dr David Dowling, the Applicant's general practitioner, stated
that the Applicant had been attending his surgery with a "work related
Post Traumatic Stress Disorder and Major depressive illness" and he was
"currently unfit to attend any interviews in relation to his work."
According to Dr Dowling, the Applicant had been unfit for interviews
from 20 July 2015 until to August 2015. He noted that the Applicant
would be on leave until 13 September 2015. Dr Dowling said he would
review the Applicant's condition on his return from leave on the week of
14 September 2015 to "assess his fitness for interviews at that time."
(emphasis added)
(c) In her letter dated 8 September 2015, the Applicant's solicitor notified the
department that the Applicant was "being treated therapeutically by a
psychiatrist for diagnosed Post Traumatic Stress Disorder [PTSD], in
conjunction with a clinical psychologist and his General Practitioner
whose shared opinion is that he is presently and indefinitely unfit for work
and for engagement in the disciplinary process. A combination of the
mental disability and medications is inhibiting memory and general
cognitive functions." (emphasis added)
(d) In her "brief report" dated 24 September 2015 addressed to the
Applicant's solicitors, Dr Margaret Carmody referred to the Applicant's
Post Traumatic Stress Disorder and a Major Depressive Episode and
expressed the opinion that the Applicant "does not currently have the
cognitive capacity to attend to ongoing interviews." She expressed her
belief that further interviews would only exacerbate his symptoms "at this
stage," and stated that she would "like to admit him for further assessment
and treatment." (emphasis added)
(e) The Application for Leave form prepared and signed by the Applicant
dated 7 October 2015 applied for sick leave from 2 October 2015 but
provided no supporting documentation and did not nominate the period for
which sick leave was applied.
[62] As noted earlier, the Assistant Director-General wrote to the Applicant's solicitor on
about 11 September 2015 and 24 September 2015 seeking evidence that the Applicant
was "presently and indefinitely" unfit for work and for engagement in the disciplinary
process and stating that the Applicant was responsible for providing his employer with
medical evidence "supporting any extended absence due to illness."
[63] The overall effect of that material is that, although the Department had been provided
with various statements to the effect that the Applicant was suffering from and being
treated for a psychiatric condition, there was no indication from any doctor about the
"approximate period" for which the Applicant would be absent, or whether the
Applicant might recover. Consequently, even if one accepts the dictionary definition
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20
of "period" to include "an indefinite period of time … characterised by certain features
or conditions," that does not help the Applicant because there was no doctor's
certificate to that effect.
[64] There is a real question about whether the Applicant met the requirement of s 10(3) of
the IR Act as a precondition to his entitlement to leave. It is clear from the
correspondence from the Department that, as at 24 September 2015, the Assistant
Director-General was awaiting a report from the Applicant's treating psychiatrist. On
the basis that it would be made available by 30 September 2015, the Applicant was
retrospectively placed on sick leave from 14 September 2015.
[65] In my opinion, it was open to the Department to conclude that the conditions in s
10(3)(b)(i) of the IR Act were not satisfied. Even if the brief statement of Dr
Carmody constituted a doctor's certificate about the nature of the illness, it did not
specify any "approximate period for which the employee will be absent." I do not
accept, for the purpose of satisfying s 10(3)(b)(i), the Applicant's submission that,
even though the document did not specify the "approximate period," it could
reasonably be inferred that Dr Carmody did not disagree with the characterisation of
the Applicant's solicitor that the Applicant was indefinitely unavailable for work. Dr
Carmody only stated that, as at 29 September 2015, the Applicant did not "currently
have" the cognitive capacity to attend to ongoing interviews and that she "would like
to admit him for further assessment and treatment."
[66] The correspondence also shows that the Applicant did not give the Department "other
evidence of the illness to the employer's satisfaction." Consequently, in the
alternative, the condition in s 10(3)(b)(ii) was not satisfied.
[67] The fact that the Department placed the Applicant on sick leave from 14 September
2015 does not mean that it is estopped from arguing that the conditions set out in s
10(3) were not met.
[68] It follows that, even if (contrary to my earlier decision) s 10(3) could operate to
prevent the chief executive from requiring an employee on sick leave to submit to a
medical examination, that subsection does not have that effect in this case. I turn now
to the other submissions in relation to whether the chief executive's delegate exercised
reasonably the discretionary power conferred by s 175.
[69] The first is the Applicant's submission about the phrase "reasonably suspects." That
the phrase seems somewhat curious in this context. Given that the chief executive has
to reasonably suspect that the employee has an illness or disability (rather than that the
employee does not have an illness or disability, and might be attempting to rort the
system), another phrase like "reasonably considers" might have been used.
Nonetheless the words of the statute are "reasonably suspects." They can be
contrasted with the higher test of "reasonably satisfied" in s 178.
[70] The phrase "reasonably suspects" need not be analysed to the depth submitted by the
Applicant. I consider that it sets a benchmark which allows for action to be taken
under s 175 in a range of circumstances so long as the chief executive has a reasonable
basis for taking that action. The fact that the benchmark is set at the level of
"reasonably suspects" does not preclude the chief executive from acting under Part 7 if
he or she has a higher level of knowledge. No higher, precluding barrier is set, nor
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21
should it be inferred. To do so could defeat the operation of the scheme in an
imprecise, unpredictable (and hence unjust and unwarranted) manner.
[71] Consequently, it was open to the Deputy Director-General to "reasonably suspect" that
the Applicant's absence from work was caused by mental illness or disability. The
letter dated 19 October 2015 from the Deputy Director-General to Dr Shaikh clearly
states that the purpose of making an appointment for Dr Shaikh to examine the
Applicant is to "determine whether Mr Eggins has a mental or physical illness or
disability that may adversely affect his work performance or attendance at work and,
if so, to provide advice to inform the appropriate management of Mr Eggins's
employment." The letter sought answers to a series of detailed questions which, in
broad terms, related to:
(a) a diagnosis of whether the Applicant currently had a mental illness or
disability which might adversely affect his work performance or
attendance at work and, if the Applicant has such an illness or disability:
i. an estimate of how long that illness or disability or its effects were
likely to last;
ii. whether the Applicant was medically unfit to participate in any
investigation, interviews and or disciplinary process (and, if so,
whether that inability would be permanent or for the foreseeable
future;
(b) any adjustments and/or supports that would assist the Applicant undertake
the duties of Correctional Supervisor;
(c) whether the Applicant would be at an increased risk of sustaining an
aggravation of his current condition if he were to return to work as a
Correctional Supervisor, or if he were required to participate in an
investigation, interview or interviews and/or required to do to participate
in any disciplinary process, and whether the Applicant is capable of work
in any other form of employment within the Department or the public
sector (and, if so, what medical restrictions, adjustments and supports
would need to be considered when identifying appropriate alternative
work); and
(d) whether Dr Shaikh had any objection to the release of his report to the
Applicant (and whether disclosing the information in that report to the
Applicant would be detrimental to his mental or physical health and well-
being).
Those questions were relevant to the Applicant's circumstances and consistent with
the requirements of s 177 of the PS Act.
[72] Having regard to the information available to the Deputy Director-General at
19 October 2015, the relevant provisions of the PS Act, and the terms of his letter to
Dr Shaikh, I am satisfied that the steps taken in arranging an appointment for the
Applicant with Dr Shaikh were reasonable. Consequently, I find that the direction
given to the Applicant in the letter from the Deputy Director-General of 19 October
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22
2015 and reiterated on 27 October 2015 was reasonable. The exercise of the
discretion under s 175 of the PS Act did not miscarry.
[73] I have reached this conclusion without reference to judicial authority on whether, in
circumstances such as apply to the Applicant, a direction to submit to a medical
examination was reasonable. The authorities cited, albeit in different contractual or
statutory contexts, provide support for that conclusion.
[74] In Litchfield-Bennett v State of Queensland (Queensland Ambulance Service), Martin
J noted that it has been accepted on number of occasions that directions to attend a
medical examination with respect to an employee's fitness to work will ordinarily be
reasonable.22 Although His Honour was referring to circumstances in cases involving
the common law, there is no reason to use that distinction as the reason for rejecting
those decisions, at the least by analogy, to support the proposition that directions
properly given under s 175 of the PS Act are also reasonable.
[75] The circumstances in Litchfield-Bennett were that a psychiatrist had expressed
concern about the Appellant's mental health. According to Martin J, the respondent
employer "clearly had an obligation to determine whether or not its employee was fit
to perform the duties of her employment." Those steps were taken by the employer
and they were "entirely reasonable in these circumstances."23
Conclusion
[76] For the reasons outlined above, I have concluded that:
(a) the chief executive of the Department or their delegate is not excluded by
the operation of the IR Act from requiring the Applicant under the PS Act
to submit to an independent medical examination while he is on sick
leave; and
(b) the exercise of the discretion when directing the Applicant to submit to
such a medical examination while on sick leave did not miscarry and was
not unreasonable.
[77] It follows that the application for a declaration and injunction must be dismissed.
[78] Order accordingly.
22 Litchfield-Bennett v State of Queensland (Queensland Ambulance Service) [2015] ICQ 005, [17] citing
Blackadder v Ramsay Butchering Services Pty Ltd (2002) 118 FCR 395, Thompson v IGT (Australia) Pty Ltd
(2008) 173 IR 395, and Australian and International Pilots Association v QANTAS Airways Limited [2014] FCA
32.
23 Litchfield-Bennett v State of Queensland (Queensland Ambulance Service) [2015] ICQ 005, [18].
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Official source: https://www.sclqld.org.au/caselaw/QIRC/2015/203