Elford v State of Queensland (State Library of Queensland) [2015] QIRC 176
QUEENSLAND INDUSTRIAL RELATIONS COMMISSION
CITATION: Elford v State of Queensland (State Library of
Queensland) [2015] QIRC 176
PARTIES: Tricia Elford
(Applicant)
v
State of Queensland (State Library of
Queensland)
(Respondent)
CASE NO: B/2015/25
PROCEEDING: Application for Injunction
DELIVERED ON: 14 October 2015
HEARING DATES: 7 October 2015
HEARD AT: Brisbane
MEMBER: Industrial Commissioner Neate
ORDERS: 1. The Respondent is hereby restrained from
taking any further steps under Chapter 6,
Part 2 of the Public Service Act 2008 with
respect to the action against the Applicant
initiated by it through the letter of 18
February 2015 under the hand of Janette
Wright, CEO and State Librarian, until the
grievance raised by the Applicant in her
letter of 9 August 2015 pursuant to clause 3.2
of the Queensland Public Service Award -
State 2012 is finalised.
CATCHWORDS: INDUSTRIAL RELATIONS - disciplinar y
proceedings against employee commenced under
Public Service Act 2008 - employee initiated
grievance process under relevant Award before
disciplinary process complete - employee sought
an injunction from Commission to restrain
Respondent from proceeding with disciplinar y
process until grievance dealt with - alleged breach
of Award by Respondent not preserving the status
quo - whether the Commission has power to grant
the injunction - whether a directive of the Public
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Service Commission Chief Executive prevails
over the grievance procedure under the Award -
whether the Commission should exercise its
discretion to grant an injunction.
CASES: Freier v Jordan and the State of Queensland
[2002] QSC 385
Ganly v Queensland Audit Office (No 2) [2015]
QIRC 114
Ganly v Queensland Audit Office [2015] QIRC
108
McEldowney v Forde [1969] 2 All ER 1039
Queensland v Central Queensland Land Council
Aboriginal Corporation (2002) 125 FCR 89
Re Alcan Australia Ltd; Ex parte Federation of
Industrial, Manufacturing and Engineering
Employees (1994) 181 CLR 97
Young v Tockassie (1905) 2 CLR 470
APPEARANCES: Mr K. Watson, counsel instructed by Moriarty and
Associates, for the Applicant
Dr M. Spry, counsel instructed by Crown Law, for
the Respondent
Decision
[1] Tricia Elford ("the Applicant") has been employed by the State of Queensland ("the
Respondent") at the State Library of Queensland since October 2010. In
November 2014, the Respondent commenced disciplinary proceedings against her
under the Public Service Act 2008 ("the PS Act"). Those proceedings reached the stage
where Janette Wright, the CEO and State Librarian, considered that a majority of the
allegations against the Applicant had been substantiated and Ms Wright was seriously
considering whether to terminate the Applicant's employment. The Applicant's solicitor
sent notification of a grievance under the Queensland Public Service Award - State 2012
("the Award") to Professor Jan Thomas, the Chairperson of the Library Board of
Queensland ("the Chairperson").
[2] The Chairperson replied that she did not consider the Applicant's grievance constituted
an "industrial matter" for the purposes of the Industrial Relations Act 1999 ("the IR
Act") and determined not to accept the Applicant's letter as a grievance under the
Award. Accordingly, there was no requirement to maintain the status quo. Ms Wright
then wrote to the Applicant offering her a further seven days within which to respond
to the proposed penalty of termination of her employment after which Ms Wright would
make a decision on the proposed penalty.
[3] The Applicant has applied to the Queensland Industrial Relations Commission ("the
Commission") for an injunction pursuant to s 277 of the IR Act:
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(a) compelling the Respondent to comply with the status quo provision in
clause 3.2.8 of the Award, which is a certified industrial instrument; and
(b) restraining the Respondent from contravening the Award by prohibiting the
Respondent from taking any further action that would result in non-
compliance with the terms of clause 3.2.8 of the Award.
[4] Prior to the hearing, the Respondent undertook not to take any action or make any
decisions in relation to the Applicant until this matter had been heard. On the day of
the hearing, the Respondent undertook not to take any action or make any decision in
relation to the Applicant until the decision is released.
Issues
[5] Section 277 of the IR Act confers the power to grant injunctions. Subsection (1) states:
"(1) The commission may, on application, grant the injunctive order it considers
appropriate-
(a) to compel compliance with an industrial instrument, a permit or this
Act; or
(b) to restrain a contravention, or continuance of a contravention, of an
industrial instrument, a permit or this Act." (emphasis added)
[6] Subsection (2) provides that an application for an injunction may be made by "a party
to … an industrial dispute." Schedule 5 to the IR Act defines "industrial dispute" to
mean:
"(a) a dispute, including a threatened or probable dispute, about an industrial
matter; or
"(b) a situation that is likely to give rise to a dispute about an industrial matter."
(emphasis added)
[7] Section 7 of the IR Act contains the following definition of "industrial matter:"
"(1) An industrial matter is a matter that affects or relates to-
(a) work done or to be done; or
(b) the privileges, rights or functions of-
(i) employers or employees; or
(ii) persons who have been, or propose to be, or who may
become, employers or employees; or
(c) a matter (whether or not an industrial matter as defined in this
section) that the court or commission considers has been, is, or
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may be a cause or contributory cause of an industrial action or
industrial dispute.
(2) However, a matter is not an industrial matter if it is the subject of
proceedings for an indictable offence.
(3) Without limiting subsection (1) or affecting subsection (2), a matter is an
industrial matter if it relates to a matter mentioned in schedule 1." (emphasis
added)
[8] The Applicant submits that the Commission must consider the following three issues in
relation to her application for injunctive relief under that section:
(a) Is there a failure to comply with, or a breach or threatened breach of, an
industrial instrument?
(b) Is the Applicant a party to an industrial dispute?
(c) Is there an industrial matter?
[9] On the basis that the answer to each of those questions is "Yes," the Applicant submits
that there is no reason why an injunction should not issue.
[10] However, the Respondent submits that:
(a) the Commission lacks jurisdiction to hear and determine the Applicant's
application for injunctive relief; or
(b) if the Commission decides it does have jurisdiction to make the orders
sought by the Applicant, the Commission should not exercise its discretion
to grant the injunctions sought because of the extensive delay on the
Applicant's part in lodging her grievance.
[11] Having regard to the way in which these matters were argued, it is appropriate to set out
first the factual context in which the issues arise, and then deal with the submissio ns
concerning the Commission's jurisdiction.
Background
[12] The parties provided the Commission with an agreed statement of facts and supporting
documents. The following summary draws on that statement and those documents.
[13] The Applicant is employed by the Respondent as Manager, Local Government Strategy
(AO7), Regional Partnerships. She is employed pursuant to the PS Act and her
employment is covered by the Award.
[14] On 29 October 2014, Ms Wright wrote to the Applicant advising that she had received
allegations from a member of staff claiming that the Applicant had displayed conduct
that may be in breach of the code of conduct, and that she had decided to suspend the
Applicant from duty on normal remuneration effective from 30 October 2014 under
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s 189 of the PS Act. The suspension was to remain in place for three weeks or unless
otherwise notified to allow for witness statements and preparation of any findings.
Apparently, the letter was not given to the Applicant until 3 November 2014, so the
suspension commenced then.
[15] On 23 December 2014, Ms Wright wrote a 19 page letter to the Applicant outlining a
number of allegations against the Applicant and inviting her to show cause why
disciplinary action should not be taken against her ("the first show cause notice").
[16] On 15 January 2015, the Applicant's solicitor wrote two letters to Ms Wright:
(a) a letter seeking an extension of time to respond to the first show cause
notice; and
(b) a letter requesting clarification of the allegations against the Applicant
contained in the first show cause notice.
[17] On 21 January 2015, Ms Wright wrote a letter to the Applicant's solicitor revoking the
first show cause notice and continuing the Applicant's suspension.
[18] On 18 February 2015, Ms Wright wrote a 19 page letter to the Applicant outlining a
number of allegations against her and inviting the Applicant to show cause why
disciplinary action should not be taken against her ("the revised first show cause
notice"). In response to the Applicant's request for access to further information and
documents, the Respondent granted an extension of time for the Applicant to respond
to the revised first show cause notice by 17 April 2015.
[19] On 17 April 2015, the Applicant responded to the revised first show cause notice. The
Applicant's response comprised:
(a) 13 pages of submissions by the Applicant's solicitor; and
(b) 59 pages of submissions by the Applicant (plus attachments).
[20] On 26 June 2015, Ms Wright wrote a letter of 98 pages to the Applicant advising that
she had determined that a majority of the allegations against the Applicant was
substantiated on the balance of probability, the Applicant was liable for disciplinar y
action under s 188 of the PS Act, and the proposed penalty that Ms Wright was seriously
considering was the termination of the Applicant's employment with the Respondent.
Ms Wright invited the Applicant to respond within 14 days of receipt of this letter as to
why her employment should not be terminated ("the second show cause notice").
[21] On 7 July 2015, the Applicant's solicitor wrote a letter to Ms Wright requesting an
extension of time for the Applicant to respond to the second show cause notice. On
9 July 2015, Ms Wright wrote a letter to the Applicant's solicitor advising that she had
decided to grant an extension of time for the Applicant to respond to the second show
cause notice by 10 August 2015.
[22] The Applicant wrote a letter of 62 pages (plus attachments) dated 9 August 2015 to the
Chairperson. The letter was lodged by the Applicant's legal representative. It described
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the history of the disciplinary process to date and submitted a notification of an
employee grievance under clause 3.2 of the Award in relation to the second show cause
notice and the manner in which the formal disciplinary process had been conducted
("the employee grievance"). That letter set out the following four counts which were
the essence of the grievance:
(a) Ms Wright's decision not to follow the Public Service Commiss io n
Discipline Guideline 01/13;
(b) Ms Wright's decision to deny the Applicant her natural justice rights by not
involving the Applicant in the investigation process;
(c) Ms Wright's decision to find that a majority of the allegations against the
Applicant as contained in the revised first show cause notice to be
substantiated on a balance of probabilities; and
(d) Ms Wright's decision to seriously consider the termination of the
Applicant's employment as the appropriate disciplinary action.
That letter also specified outcomes that the Applicant described as a way to
"satisfactorily resolve" her grievance.
[23] On 9 August 2015, the Applicant's solicitor wrote a letter to Ms Wright advising her
that the Applicant had initiated the employee grievance procedure under clause 3.2 of
the Award and bringing her attention to clause 3.2.8 of the Award which states:
"… [W]hile the grievance procedure is being followed, normal work is to
continue, except in the case of a genuine safety issue. Further, the status quo
existing before the emergence of a grievance or dispute is to continue while the
procedure is being followed. No party shall be prejudiced as to the final
settlement by the continuation of work."
[24] On 17 August 2015, the Chairperson wrote a letter to the Applicant advising her that
the Chairperson had determined not to accept the letter dated 9 August 2015 as an
employee grievance under the Award.
[25] On 17 August 2015, the Applicant's solicitor filed and served the Application for an
Injunction on behalf of the Applicant.
[26] On 18 August 2015, Ms Wright wrote a letter to the Applicant providing the Applicant
a further opportunity to provide a response to the second show cause notice within seven
days of receipt of that letter.
[27] On 19 August 2015, the Respondent's solicitor wrote an email to the Applicant's
solicitor advising that the Respondent undertakes not to take any action or make any
decisions in relation to the Applicant until this matter has been heard.
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Does the Commission have power to grant the injunction sought?
[28] Respondent's submissions: The Respondent submits that the Commission lacks
jurisdiction to deal with the application for an injunction and that there is nothing for
the Commission to restrain pursuant to s 277 of the IR Act because the Applicant had
no entitlement to lodge a grievance. Accordingly, her application for injunctive relief
should be dismissed.
[29] The Respondent's submission is based on the operation of a directive of the Chief
Executive of the Public Service Commission ("the Commission Chief Executive "),
Directive 02/14: Appeals ("the Directive"), which was effective from 27 June 2014.
The following clauses of the Directive are relevant to this application:
"1. Purpose
To outline appeal rights provided for under the Public Service Act 2008
(PSA) and other Acts.
…
7. Decisions that can be appealed
7.1 Only decisions listed in section 194 of the PSA can be appealed.
7.2 For section 194(1)(b) an appeal may be made against a disciplinary finding
decision and a decision on disciplinary action.
…"
[30] The Respondent's submission is, in summary, that:
(a) Pursuant to s 53(baa) of the PS Act, the Commission Chief Executive may
make rulings about the "conditions of employment of public service
employees." Subsection 47(6) provides that rulings include directives.
(b) Subsection 47(3) of the PS Act provides that a directive "binds the persons
to whom it applies." The Directive applies to public service employees
defined in s 9 of the PS Act (see cl 4 of the Directive). The Applicant is a
public service employee. Therefore the Directive binds her.
(c) By virtue of cl 7.2 of the Directive, "an appeal may be made against a
disciplinary finding and a decision on disciplinary action." Given that the
Directive is binding on the Applicant, should she wish to complain about a
disciplinary finding and/or any decision on disciplinary action, she is
required by operation of s 47(3) of the PS Act to lodge an appeal under the
Directive.
(d) Where a directive "deals with a matter all or part of which is dealt with
under an industrial instrument," the directive prevails over the industr ia l
instrument unless a regulation provides otherwise (see s 52(1) and (2) of the
PS Act). There is no applicable regulation in the present circumstances.
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(e) The Award is an industrial instrument.
(f) As a consequence of the operation of ss 47(3) and 52(1) and (2) of the PS
Act, the Directive prevails over clause 3.2 of the Award, such that a public
service employee may not make a grievance under the Award about "a
disciplinary finding decision and a decision on disciplinary action."
[31] The Applicant has purported to make such a grievance.
[32] The Respondent submits that, given that the Applicant was not entitled to make a
grievance under clause 3.2 of the Award in relation to the disciplinary findings, the
Commission lacks jurisdiction to deal with her application for an injunction. There is,
in any event, nothing for the Commission to restrain pursuant to s 277 of the IR Act
because the Applicant had no entitlement to lodge a grievance. Accordingly, her
application for injunctive relief should be dismissed.
[33] Consideration: The significance of the existence of a directive about disciplinar y
matters is clear from s 196(a) of the PS Act which states that the persons who may
appeal against a decision mentioned in s 194(1)(b) include a public service employee
"aggrieved by the decision to discipline the employee if the employee is entitled to
appeal under a directive of the commission chief executive."
[34] The Respondent's submission proceeds on the basis that, however it is read, cl 7.2 of
the Directive can be given full effect and is not inconsistent with the PS Act. As the
Respondent acknowledges, the parties in Ganly v Queensland Audit Office ("Ganly")
agreed that the Commission was not required to express a concluded view on that matter
in that case.1 The matter was not fully argued before the Commission on that occasion.
[35] The reasons for decision in that case, however, record that counsel for both parties
submitted, in effect, that a public servant could not appeal to an Appeals Officer in
relation to a determination that an allegation against that public servant was
substantiated on the balance of probabilities (i.e., a disciplinary finding decision).
Rather, they submitted that a public servant could only appeal in relation to the decision
to discipline that person, which decision is made at the time when the penalty is
imposed. They relied on s 194(1)(b) of the PS Act which states that an appeal may be
made against specified decisions including:
"a decision under a disciplinary law to discipline-
i. a person …, including the action taken in disciplining the person."2
[36] On that occasion, I understood the submission to be that s 194(1)(b) in its terms leads
to the result that a person can only appeal against a disciplinary decision which includes
the imposition of a penalty. In other words, a "decision … to discipline" includes the
action taken in disciplining the person. Action taken to determine whether or not the
disciplinary action will be taken against an employee (although it may be characterised
as part of the system or process to maintain discipline) is not a "decision … to
1 See Ganly v Queensland Audit Office [2015] QIRC 108, [136].
2 See Ganly v Queensland Audit Office [2015] QIRC 108, [133].
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discipline" that person. Consequently, it is neither the purpose nor the provision of the
legislation that each step along the way to the taking of the decision to discipline a
public service employee can be the subject of an appeal under the PS Act.3
[37] The issue needs to be resolved in this case in order to establish whether the Commiss io n
has power to grant the injunction.
[38] The Respondent submits, and there seems to be no dispute, that the Directive is a
"statutory instrument" as defined by s 7 of the Statutory Instruments Act 1992. A
statutory instrument that deals with a subject within the scope of the power provided in
the empowering Act may not exceed the prescribed limits within which the delegated
legislation must fall.4 Section 51 of the PS Act states plainly:
"If a ruling is inconsistent with an Act or subordinate legislation, the Act or
subordinate legislation prevails to the extent of the inconsistency."
[39] Although the courts have not been reluctant to declare a regulation invalid if it is
inconsistent with the Act under which it is made, courts must be convinced that there is
an inconsistency before they will be persuaded to act. The general approach adopted
by courts is that every endeavour is to be made to save legislation from invalidity. One
relevant principle of statutory interpretation is that where there are possible competing
interpretations which may be placed upon delegated legislation, the construction of it
which would be within power should be adopted.5
[40] The task of a court in determining the validity of delegated or subordinate legislatio n
has three steps:
(a) to determine the meaning of the words used in the Act of Parliament itself
to describe the subordinate legislation which that authority is authorised to
make it;
(b) to determine the meaning of the subordinate legislation itself; and
(c) to decide whether the subordinate legislation complies with that
description.6
[41] The resolution of the issue in the present case involves considering:
(a) the source of the Commission Chief Executive's power to make directions
in relation to the disciplining of public service employees;
(b) the scope of cl 7.2 of the Directive; and
3 See Ganly v Queensland Audit Office [2015] QIRC 108, [134].
4 See Young v Tockassie (1905) 2 CLR 470, 477 (Griffith CJ); Queensland v Central Queensland Land
Council Aboriginal Corporation (2002) 125 FCR 89, 105; 195 ALR 106, 119; DC Pearce and S Argument,
Delegated legislation in Australia (LexisNexis Butterworths, 4th ed, 2012) [12.8].
5 See DC Pearce and S Argument, Delegated legislation in Australia (LexisNexis Butterworths, 4th ed, 2012)
[30.5] and cases cited.
6 McEldowney v Forde [1969] 2 All ER 1039, 1068 (Lord Diplock); see DC Pearce and S Argument,
Delegated Legislation in Australia (LexisNexis Butterworths, 4th ed, 2012) [12.4] and cases cited.
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(c) whether cl 7.2 complies with the legislation under which it is made.
[42] Source of power to make the Directive: The parties identify two sections of the PS Act
(ss 53 and 214B), each of which is said to be the source of power for making the
Directive.
[43] The Respondent relies on s 53(baa), which provides that the Commission Chief
Executive "may make a ruling" about specified matters including the "conditions of
employment of public service employees."
[44] Assuming, for present purposes, that the power under s 53 is sufficiently broad to enable
the Commission Chief Executive to make a direction about appeals under the PS Act,
the question (considered below) is whether part of the Directive that allows an appeal
against a "disciplinary finding decision" is inconsistent with s 194(1)(b)(i). The issue
is not whether s 194(1)(b)(i) is a source of power to make the Directive, but whether it
limits the operation of any directive made in relation to decisions to discipline public
service employees.
[45] The Applicant submits that the power to make a directive of this type is found in s 214B
of the PS Act. That section is located in Chapter 7, Part 1 Appeals and provides:
"Commission chief executive must make a directive for this part
(1) The commission chief executive must make a directive for this part.
(2) The directive-
(a) must make provision for-
(i) the decisions, if any, against which an appeal may be made;
and
(ii) the persons who are entitled to appeal against a decision
mentioned in section 194(1); and
(iii) the directions, if any, an appeals officer may give under
section 208(1)(b); and
(b) may, for section 195(5), definition non-appealable
appointment, declare an appointment to be an appointment
against which an appeal may not be made.
(3) However, the directive must not direct, or purport to direct, an appeals
officer or another person to do or not do something, or to do or not do
something in a particular way, in relation to an appeal under this part."
[46] The Applicant, in effect, highlights:
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(a) the expressions "the decisions … against which an appeal may be made" (s
214B(2)(a)(i)) and "a decision mentioned in section 194(1)" (s
214B(2)(a)(ii)); and
(b) the reference in s 194(1)(b)(i) to a "decision under a disciplinary law to
discipline … a person …, including the action taken in disciplining the
person"
as governing the scope of the power to make directions in relation to appeals under the
PS Act.
[47] In the absence of s 214B of the PS Act, s 53 might have provided the Commission Chief
Executive with sufficient power to make the Directive. In those circumstances, there
would still have been a question whether the exercise of that power was constrained by
the terms of s 194. It is not necessary to answer that question in this case.
[48] In my view, the source of power to make the Directive is s 214B. I have reached that
conclusion because:
(a) the power is set out in the Part of the PS Act dealing with Appeals; and
(b) the power is specific and prescriptive in its terms (in particular, that a
directive made under that section must make provision for the persons who
are entitled to appeal against "a decision mentioned in section 194(1)").
[49] Section 214B does not in its terms limit what such a directive might include, but
prescribes what it must and may include. However, it is unlikely that, in the context of
the PS Act, another section would (either apart from or in conjunction with s 214B)
provide the source of power to make the Directive.
[50] The scope of clause 7.2 of the Directive and the legislation under which it is made:
Although clause 7.1 of the Directive states "Only decisions listed in section 194 of the
PSA can be appealed," clause 7.2 of the Directive states "For section 194(1)(b) an
appeal may be made against a disciplinary finding decision and a decision on
disciplinary action."
[51] As noted earlier, s 194(1)(b)(i) relevantly provides that an appeal may be made against
specified decisions including "a decision under a disciplinary law to discipline … a
person …, including the action taken in disciplining the person." It is clear from
Schedule 4 to the PS Act that the PS Act is a disciplinary law.
[52] The Respondent submits that the Directive expands rights under the PS Act and that the
Commission Chief Executive can do that under s 53. Section 194 of the PS Act is not
a code and hence is not the last word on the matter. The Directive is supplementing
what is provided in s 194. Hence, the Respondent submits:
(a) there is no inconsistency between clause 7.2 and s 194(1)(b)(i) of the PS
Act;
(b) there might be different views as to what s 194(1)(b)(i) means;
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(c) if there appears to be some inconsistency, clause 7.2 should be read
consistently with that section; and
(d) in any case, the Directive binds the Applicant and prevails over an
"industrial instrument" including the Award;7
(e) therefore the Commission does not have jurisdiction to deal with the
application for an injunction.
[53] As I have decided that the source of power to make the Directive is s 214B and not s
53, it is necessary to consider whether cl 7.2 is consistent with s 214B.
[54] The Applicant submits that the only "decision" to which s 194(1)(b)(i) applies is a
decision to discipline the person, which decision includes the relevant disciplinar y
action (other than by termination of employment). Before that decision is taken and
communicated to the relevant public service employee, there is no disciplinar y
"decision" in respect of which an appeal may be made under s 194(1)(b)(i). In
particular, a disciplinary finding decision which precedes the decision to discipline
coupled with the disciplinary action taken is not such a "decision." Consequently, a
disciplinary finding decision is not one of the decisions listed in s 194 (to which clause
7.1 refers) and hence cannot be covered validly by clause 7.2. Furthermore, when clause
7.1 is read with s 214B, that clause is not about expanding appeals under the PS Act. If
clause 7.2 purports to enlarge the grounds of appeal to include a disciplinary finding
decision as one which can be appealed separately under the Directive then clause 7.2 is
invalid, at least to that extent.
[55] To illustrate that submission, the Applicant points to the letter from Ms Wright dated
26 June 2015 which stated that, in relation to those allegations that were substantiated,
Ms Wright found the Applicant "liable for disciplinary action pursuant to s 188" of the
PS Act. No disciplinary action was taken at that stage. Indeed it could not have been
taken because, later in that letter, Ms Wright stated that "no final determination of the
disciplinary action to be imposed has been made or will be made," until the Applicant
had the opportunity to respond and show cause why the disciplinary action should not
be imposed. It was in relation to the decision or conclusio n outlined in that letter that
the grievance was lodged.
[56] In support of her submissions on the interpretation of s 194(1)(b)(i), the Applicant refers
to a decision of de Jersey CJ (as his Excellency then was) in Freier v Jordan and the
State of Queensland8 ("Freier"). A determination had been made that complaints about
the behaviour of a public servant, Mr Freier, had been established. He appealed to the
Public Service Commissioner against that determination. However, because the
decision maker had not got to the point of determining to discipline Mr Freier, s 94(1)(b)
of the Public Service Act 1996 did not apply, so that the appeal was incompetent. The
(subsequently repealed) s 94(1)(b) provided:
"(1) An appeal may be made to the Commissioner against the following
decisions-
7 See the definition of "industrial instrument" in Schedule 4 of the PS Act which includes "an award."
8 Freier v Jordan and the State of Queensland [2002] QSC 385.
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(a) …
(b) a decision under a disciplinary law to discipline a person (other than
by termination of employment) including the action taken in
disciplining the person;
…"
The issue before the Supreme Court was whether the decision about the complaints fell
within the purview of the Judicial Review Act 1991. In holding that it did, de Jersey CJ
described that decision as "the precursor to further decision making, in relation to
discipline."9 That assessment was reinforced later in the reasons when his Honour
distinguished the prospect of an appeal should Mr Freier be disciplined with the "current
determination."10
[57] As the Applicant acknowledges, the Supreme Court in that case was not considering s
194 of the PS Act. However, the language of the repealed s 94(1)(b) of the 1996 Act is
in almost identical terms to that of the current s 194(1)(b)(i) of the PS Act. The
Applicant refers to, and relies on, the general proposition that where the Parliament
repeats words which have been judicially construed, it is taken to have intended the
words to bear the meaning already judicially attributed to them.11
[58] The Respondent submits that the decision in Freier is irrelevant to the present
application because there was no reference to a directive in that case. Thus the decision
cannot assist in the resolution of this matter.
[59] In my view, however, the statements made by de Jersey CJ referred to above assist in
clarifying the nature of the decision to which s 194(1)(b)(i) of the PS Act refers.
[60] Conclusion: Having considered the submission, I have concluded that:
(a) the only "decision" to which s 194(1)(b)(i) applies is a decision to discipline
the person which decision includes the relevant disciplinary action (other
than by termination of employment);
(b) cl 7.1 of the Directive expressly refers "only" to decisions listed in s 194 of
the PS Act;
(c) cl 7.2 of the Directive might be read as referring to two separate types of
decision (a disciplinary finding decision and a decision on disciplinar y
action), in which case it might be inconsistent with s 194(1)(b)(i) and hence
subject to s 51;
9 Freier v Jordan and the State of Queensland [2002] QSC 385, [10].
10 Freier v Jordan and the State of Queensland [2002] QSC 385, [14].
11 See Re Alcan Australia Ltd; Ex parte Federation of Industrial, Manufacturing and Engineering Employees
(1994) 181 CLR 97, 106 (Mason CJ, Brennan, Deane, Dawson, Toohey, Gaudron and McHugh JJ).
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(d) it is possible to read cl 7.2 as referring to two components of the one
disciplinary decision (namely a decision that supports a decision to
discipline a public service employee and a decision to take disciplinar y
action in relation to that employee);
(e) it is unlikely that the requirement in s 214B that a directive must make
provision for "the decisions … against which an appeal may be made"
would be construed to give the Commission Chief Executive power to
expand the categories of decisions beyond those specified in the PS Act;
(f) for reasons of harmony between cl 7.1 and cl 7.2, and consistency between
cl 7.2 and s 194(1)(b) of the PS Act, cl 7.2 should be read in the latter way;
and
(g) as a consequence, cl 7.2 does not allow an appeal against a disciplinar y
finding decision alone before a disciplinary decision has also been made.
[61] It is necessary to consider the implications of that decision for the operation of s 52 of
the PS Act in the present circumstances.
[62] The Respondent submits that even if cl 7.2 of the Directive is read down, the Directive
still prevails over the Award (at least to the extent that both documents deal with matters
of appeals on disciplinary matters) and is binding on the Applicant. Hence, if the
Applicant wishes to complain about those decisions she must do so pursuant to the
Directive.
[63] The Applicant also submits that:
(a) s 52 of the PS Act applies if a directive deals with "a matter" all or part of
which is dealt with under an industrial instrument, such as the Award
(s 52(1));
(b) the Directive deals with appeals;
(c) the grievance in this case arose before an appeal was lodged and hence
before an event to which the Directive applies had occurred (or could
occur); and
(d) therefore the Directive does not prevail over the Award (s 52(2)) because
the Directive and the Award deal with different matters.
For completeness, counsel for the Applicant pointed out that the issue in this case is not
whether a grievance can be brought against a decision to discipline a person.
[64] I agree with the Applicant's submission. The conclusion in [60] does not detract from
the effect of s 52(2) of the PS Act. The Directive prevails over the Award. However,
as there is no decision in relation to the Applicant on which cl 7.2 of the Directive (read
in the way set out above) can operate, the Directive did not prevent the employee
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grievance procedure being enlivened by the Applicant in her letter to the Chairperson
dated 9 August 2015.
[65] In light of that conclusion, it is necessary to consider whether the jurisdiction of the
Commission to grant the injunction sought by the Applicant has been attracted.
Jurisdiction to grant injunction
[66] Applicant's submission: The Applicant relies on the decision in Ganly, and submits in
relation to the issues listed in [8] above, that:
(a) the Award is an industrial instrument that governs the employment of the
Applicant, and, because it is clear from the Chairperson' letter dated
17 August 2015 that the Respondent does not regard itself as required to
comply with the grievance procedure set out in clause 3.2 of the Award,
there appears to be a failure to comply with an industrial instrument;
(b) the disagreement between the Applicant and the Respondent as to the
applicability of the matters set out in the Applicant's grievance and as to
whether the grievance procedure applies constitutes an "industrial dispute"
(as defined in Schedule 5 of the IR Act) and hence the Applicant is a party
to an industrial dispute; and
(c) an "industrial matter" can arise with respect to the rights of an employer to
pursue disciplinary action against an employee and, in the present case, it
may be said that the "industrial matter" is also the rejection by the
Respondent of the grievance of the Applicant which affects the rights of the
Applicant as an employee.
[67] The Respondent did not seek to reopen the matters argued in Ganly, but relied on its
arguments set out above (and the submission about whether the Commission should
exercise its discretion not to grant an injunction sought, considered below).
[68] Consideration and conclusion: Having regard to the evidence summarised above and
having reconsidered the reasons for decision in Ganly, I conclude that:
(a) the Award is an industrial instrument that governs the employment of the
Applicant;
(b) by letter dated 9 August 2015, the Applicant gave notice to the Chairperson
of a grievance under cl 3.2 of the Award, which notice was also
communicated to Ms Wright by letter dated 9 August 2015 from the
Applicant's legal representative;
(c) it is clear from the Chairperson's letter dated 17 August 2015 refusing to
accept the Applicant's letter as an employee grievance under the Award, and
stating that there was no requirement to maintain the status quo, that the
Respondent does not regard itself as required to comply with the grievance
procedure set out in cl 3.2 of the Award in relation to the Applicant's
grievance;
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(d) consequently, the Respondent has failed and continues to fail to comply
with that part of the Award;
(e) at the date when the application for an injunction was filed and
subsequently, the Applicant had a dispute with the Respondent about
whether the Respondent should deal with her grievance made under cl 3.2
of the Award before taking any further disciplinary action under the PS Act;
(f) the dispute between the Applicant and the Respondent relates to the right of
the Respondent as an employer to take disciplinary action against the
Applicant an employee. On one hand, the Applicant disputes the
Respondent's capacity to exercise its rights under the PS Act in relation to
her at this time because she has invoked the grievance procedure under the
Award. On the other hand, the Respondent contends that the Applicant's
complaint about the disciplinary process under the PS Act cannot be the
subject of an employee grievance under clause 3.2 of the Award. Expressed
in those terms, the dispute between the parties can be characterised as being
about an "industrial matter," and hence within the scope of s 7(1)(b) of the
IR Act;
(g) consequently, the Applicant is a party to an industrial dispute;
(h) if the Respondent were to proceed to take disciplinary action in relation to
the Applicant, as foreshadowed in Ms Wright's letter dated 18 August 2015,
before the grievance procedure under cl 3.2 of the Award is complete (or
the grievance is withdrawn), that would contravene the status quo
provisions in cl 3.2.8 of the Award; and
(i) given the Respondent's determination not to accept the Applicant's letter
dated 9 August 2015 as an employee grievance, and the assertion that there
is no requirement to maintain the status quo, and that it intends to take
disciplinary action against the Applicant, there is a basis for finding that
there is a threatened contravention of the Award.
[69] It flows from those findings and conclusions that the jurisdiction of the Commission to
deal with the application for an injunction under s 277 of the IR Act is attracted.
Should the Commission grant the injunction?
[70] As a consequence of the decision in relation to the Commission's jurisdiction, it is
necessary to decide whether this Commission should exercise its discretionary power
to grant the injunction sought.
[71] Respondent's submissions: The Respondent submits that, even if the Commission has
jurisdiction to entertain the application, injunctive relief as a matter of discretion should
not be granted because of the significant delay by the Applicant in lodging her
"grievance." In the Respondent's submission, the fact that the Applicant "has not moved
with any sense of urgency strongly tells against the making of the order she now seeks."
Accordingly, the Commission should refuse to grant the injunction and should dismiss
the application.
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[72] The Respondent submits that, if the Applicant was entitled to make a grievance, she
ought to have done so promptly. Clause 3.2.1 of the Award states in part "The
objectives of the procedure are to promote the prompt resolution of disputes…" Further,
cl 3.2.6 provides for the entire grievance procedure to be completed within 28 days of
the employee raising his or her grievance.
[73] The Respondent notes that the Applicant has been suspended on full pay since
3 November 2014. Counts 1 and 2 in her "grievance" relate to alleged conduct in or
around late 2014. Materials pertaining to the issues outlined in those counts have been
in the Applicant's possession since December 2014, some nine months before the
Applicant lodged her grievance. Further:
(a) counts 2 and 3 of the Applicant's grievance result from matters contained in
the second show cause notice which was issued to the Applicant some six
weeks before she lodged her grievance; and
(b) on 7 July 2015, the Applicant sought an extension of time in which to
respond to the proposed shows cause notice and the proposed penalty and,
although her request was granted and she was required to respond to the
second show cause notice by 10 August 2015, the Applicant did not respond
but lodged her grievance.
[74] The Respondent also seeks to rebut any suggestion that the delay in lodging a grievance
was because of the volume of documentation and the complexity of the grievance
process. It points to the correspondence dated 7 July 2015 in which the Applicant
sought an extension of time until 10 August 2015 in which to respond to the second
show cause letter. There is no suggestion in that correspondence that the Applicant was
taking time to prepare a detailed notice of grievance. Had that been the case, the
Applicant could have sought an extension of time on the basis that she was preparing a
grievance.
[75] Applicant's submissions: The Applicant submits, in summary, that:
(a) the alleged delay is not delay in relation to the application for an injunctio n;
(b) the alleged delay relates to the operation of the grievance procedure;
(c) any alleged delay on her part in relation to the grievance procedure must be
considered in light of the Respondent's delays at various stages in the
disciplinary process.
[76] In relation to the alleged delay in providing the notice of grievance, the Applicant
submits that:
(a) cl 3.2.1 of the Award refers to the "objectives" of the employee grievance
procedures to "promote the prompt resolution of grievances," which
objectives are aspirational;
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(b) the promptness referred to in cl 3.2.1 is to the resolution of grievances not
to the bringing of them;
(c) although clause 3.2.6 envisages the stages of the grievance procedure being
completed within specified timeframes, over a period not exceeding 28
days, the procedure is to be completed in accordance with those timefr a mes
"unless the parties agree otherwise" and hence it is open to the parties to
vary that period;
(d) the grievance procedure in the Award does not give the employer power to
refuse to deal with an employee because of a delay in bringing a grievance;
(e) the introduction of the concept of delay to this clause in the Award would
admit problems (e.g., if an employee with a grievance went on long service
leave before giving notice of the grievance) and would work against
employees who were stoic or who were embarrassed about raising their
concerns;
(f) however, delay could be relevant in some circumstances (e.g. as evidence
of abandonment, or where the person alleged to be aggrieved acted
inconsistently with how they acted previously giving rise to a suggestio n
that what is alleged is a device not a grievance); but
(g) in the present case, there is a genuine dispute and concern as to what has
happened to the Applicant; and
(h) given the complexity of the matters raised in the disciplinary proceedings,
and the extensive documentation involved, the time taken to give notice of
the grievance can be explained by the need to formulate the grievance
carefully and in detail.
[77] In relation to the time taken by the Respondent to deal with the disciplinary matters, the
Applicant refers to:
(a) a timeline of the events referred to earlier in the Background part of these
reasons for decision; and
(b) the fact that some of the allegations made against the Applicant were made
well after the events (e.g. 22 months after the event in allegation 2(a) and
18 months after the event in allegation 2(c)).
[78] The Applicant refers to the final paragraph of Ms Wright's letter to her dated 18 August
2015, which stated that if the Applicant did not respond within seven days from the date
of receipt of the letter (or if her response was received later than that date), Ms Wright
would make a decision on the proposed penalty on the material currently before her.
The Applicant submits that there is no suggestion that the Applicant is being
disingenuous in relations to the grievance. However, even if the Applicant decided to
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lodge a grievance during the period allowed to respond to the show cause letter, that
does not go to the validity of the grievance.
[79] Consideration and conclusion: Although submissions ranged far and wide as to the
length and reasons for the alleged delays of both parties, the aspects relevant to this
application for an injunction are confined to the period during which the Applicant had
reason to consider whether to invoke the grievance procedures under the Award in
relation to the disciplinary process.
[80] The basis for her grievance in relation to the disciplinary process arose after the
Applicant was made aware that Ms Wright had concluded that a majority (23) of the 30
allegations has been substantiated on the balance of probabilities. It was when she had
received the letter dated 26 June 2015 that the Applicant needed to consider her
procedural options. At that stage, she had to decide what to do in response to a
document of 98 pages. The immediate challenge was to reply in writing, as requested
by Ms Wright, within 14 days of receipt of that letter or such additional period as could
be negotiated.
[81] I note that the decision in Ganly was released on 2 June 2015, well after the Applicant
responded to the revised first show cause notice and before Ms Wright's letter of
26 June 2015. The solicitors for the Applicant also represented the successful applicant
for an injunction in Ganly. It appears from the letter to the Chairperson that the result
in that case and the supporting reasons had a bearing on the advice given to, and the
approach taken by, the Applicant in relation to her notice of grievance.
[82] Having regard to the number of allegations against the Applicant that were found to be
substantiated, the volume of material in relation to the allegations set out in the letter
from Ms Wright dated 26 June 2015, and the time available to obtain considered legal
advice in relation to the procedural options, I am not satisfied that the time taken by the
Applicant to send her notice of grievance was a delay sufficient to prevent the exercise
of a discretion to grant the injunction that she seeks.
[83] It follows that the grievance process invoked by the Applicant in her letter of
9 August 2015 should run its course. That may involve some adaptation of a stage or
stages set out in cl 3.2 of the Award. The process should be undertaken and completed
as promptly as practicable having regard to the number and range of issues involved.
Given the extensive correspondence between the parties to date, and the consequent
articulation of the issues and each party's position in relation to those issues, neither
party should attempt unreasonably to delay the process.
Conclusion and Orders
[84] For the reasons set out above, I have concluded that the Commission has power to grant
an injunction of the type sought by the Applicant and that it is appropriate to exercise
the discretion in s 277 of the IR Act to grant an injunction.
[85] Together with her written outline of submissions, the Applicant provided the
Commission with the following draft minutes of order sought:
"The Respondent is hereby restrained from taking any further steps under Chapter
6, Part 2 of the Public Service Act 2008 with respect to the action against the
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Applicant initiated by it through the letter of 18 February 2015 under the hand of
Janette Wright, CEO and State Librarian, until the grievance raised by the
Applicant in her letter of 9 August 2015 pursuant to clause 3.2 of the Queensland
Public Service Award - State 2012 is finalised."
[86] The draft order is in substantially the same terms as the order made in Ganly v
Queensland Audit Office (No 2).12 That order was in the terms of draft minutes of orders
provided by consent of the parties in response to a direction of the Commission to file
draft minutes of orders to give effect to the decision in Ganly.
[87] In the present case, I am satisfied that the draft minutes of order give effect to the
decision set out above.
[88] Order accordingly.
12 Ganly v Queensland Audit Office (No 2) [2015] QIRC 114.
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Official source: https://www.sclqld.org.au/caselaw/QIRC/2015/176