Chandra v Queensland Building and Construction Commission [2014] QCA 335
SUPREME COURT OF QUEENSLAND
CITATION: Chandra v Queensland Building and Construction Commission
[2014] QCA 335
PARTIES: SURESH CHANDRA
(applicant)
v
QUEENSLAND BUILDING AND CONSTRUCTION
COMMISSION
(respondent)
FILE NOS: Appeal No 2885 of 2014
QCAT Appeal No 58 of 2014
DIVISION: Court of Appeal
PROCEEDING: Application for Leave Queensland Civil and Administrative
Tribunal Act
ORIGINATING
COURT: Queensland Civil and Administrative Tribunal at Brisbane
DELIVERED ON: 16 December 2014
DELIVERED AT: Brisbane
HEARING DATE: 31 July 2014
JUDGES: Margaret McMurdo P and Peter Lyons and North JJ
Separate reasons for judgment of each member of the Court,
each concurring as to the orders made
ORDERS: 1. The parties are at liberty, if they so choose, to file
written submissions about the form of orders proposed
in paragraph 91 of the reasons for judgment of
Peter Lyons J, by 30 January 2015.
2. The parties are at liberty, if they so choose, to file
written submissions about orders for costs (including
any application by the respondent for an indemnity
certificate), by 30 January 2015, in accordance with
paragraph 52(4) of Practice Direction 3 of 2013.
3. Unless such submissions are filed, the orders will be as
proposed in paragraph 91 of the reasons for judgment
of Peter Lyons J.
CATCHWORDS: APPEAL AND NEW TRIAL – APPEAL – PRACTICE AND
PROCEDURE – QUEENSLAND – WHEN APPEAL LIES –
BY LEAVE OF COURT – QUEENSLAND CIVIL AND
ADMINISTRATIVE TRIBUNAL – where the Queensland
Civil and Administrative Tribunal (QCAT) found that the
applicant had engaged in professional misconduct – where
QCAT made orders that the applicant never be re-licensed as
a building certifier by the respondent and that the applicant
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pay compensation to the home owners – where the applicant
lodged an application to the appeal tribunal to extend time to
appeal against the decision only in respect of the order that
the applicant never be re-licensed as a building certifier –
where a Senior Member of QCAT constituting the appeal tribunal
refused the application for an extension of time and dismissed
the application for leave to appeal or appeal – whether the
applicant can appeal against the appeal tribunal's decision to
refuse the application for an extension of time – whether the
applicant can appeal against the appeal tribunal's decision to
dismiss the application for leave to appeal or appeal
PROCEDURE – INFERIOR COURTS – QUEENSLAND –
QUEENSLAND CIVIL AND ADMINISTRATIVE
TRIBUNAL – where the applicant's application for an extension
of time in which to appeal to the appeal tribunal was refused
because the Senior Member did not accept the applicant's
explanation for the delay and considered that an extension of
time would cause prejudice to the home owners – whether the
Senior Member failed to accord natural justice to the
applicant by conducting the matter without an oral hearing,
and without giving the applicant an opportunity otherwise to
respond to matters which she regarded as potentially of
importance – whether the Senior Member failed to give
adequate consideration to the applicant's submissions, including
those on delay and prejudice – whether the Senior Member
erred in law by failing to recuse herself when she had
previously determined a question of law adverse to the applicant
in a related case involving the parties – whether the appeal
tribunal's decision to refuse the application for an extension
of time is of no effect – whether the applicant should be
granted leave to appeal the appeal tribunal's decision to
dismiss the application for leave to appeal or appeal
Queensland Civil and Administrative Tribunal Act 2009 (Qld),
s 3(b), s 4(c), s 9, s 11, s 26, s 28, s 29, s 32, s 61, s 142, s 143,
s 150, s 161, s 162, s 164, s 165, s 166, s 171, s 175, s 176, s 236
Supreme Court of Queensland Act 1991 (Qld), s 29(3)
Dranichnikov v Minister for Immigration and Multicultural &
Indigenous Affairs (2003) 77 ALJR 1088; (2003) 197 ALR 389;
[2003] HCA 26, followed
Ebner v Official Trustee in Bankruptcy (2000) 205 CLR 337;
[2000] HCA 63, followed
Goldberg v Kelly (1970) 397 US 254; [1970] USSC 68,
considered
Hudson v Whalan [1999] FCA 189, cited
Khan v Minister for Immigration and Ethnic Affairs (1987)
14 ALD 291; [1987] FCA 457, cited
Kioa v West (1985) 159 CLR 550; [1985] HCA 81, considered
Lyons v Dreamstarter Pty Ltd [2011] QCATA 142, followed
Minister for Immigration and Multicultural Affairs v
Bhardwaj (2002) 209 CLR 597; [2002] HCA 11, cited
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Muirhead v The Uniting Church in Australia Property Trust (Q)
[1999] QCA 513, considered
Plaintiff M61/2010E v The Commonwealth (2010) 243 CLR 319;
[2010] HCA 41, considered
R (West) v Parole Board [2005] 1 WLR 350; [2005] UKHL 1,
followed
Radin v Commonwealth Bank of Australia [1999] FCA 418, cited
SZBEL v Minister for Immigration and Multicultural and
Indigenous Affairs (2006) 228 CLR 152; [2006] HCA 63, cited
COUNSEL: B P Wright for the applicant
S P Formby for the respondent
SOLICITORS: Gregg Lawyers for the applicant
Queensland Building and Construction Commission for the
respondent
[1] MARGARET McMURDO P: The applicant, Suresh Chandra, has applied for
leave to appeal from the following orders made on 26 February 2014 by a senior
member of the Queensland Civil and Administrative Tribunal (QCAT) in its appellate
jurisdiction:
"1. Suresh Chandra's application to extend or shorten a time
limit or for waiver of compliance with procedural requirement,
is refused.
2. The application for leave to appeal or appeal is dismissed."
[2] Peter Lyons J in his reasons has set out the relevant background facts. I agree with
his Honour that the applicant has not demonstrated that there is a right to apply for
leave to appeal to this Court in respect of a QCAT order refusing an extension of
time to appeal to the QCAT appellate tribunal. That, however, does not dispose of
the application to this Court.
[3] In determining the application for an extension of time, the senior member ordered
that the application for leave to appeal or appeal be dismissed. Until time was
extended there was no application for leave to appeal or appeal. The order dismissing the
application for leave to appeal or appeal was wrongly made but under s 150 Queensland
Civil and Administrative Tribunal Act 2009 (Qld), it gave the applicant a right to
apply for leave to appeal to this Court from that order on a question of law.
[4] It is clear from the senior member's reasons that the order dismissing the application
for leave to appeal or appeal was because of the senior member's refusal of the
application to extend time and not because of a decision on the merits of the
proposed appeal itself. I agree with Peter Lyons J's reasons for concluding that, in
light of the applicant's apparently plausible evidence explaining why he did not
commence his appeal within time, that explanation should not have been rejected
without giving him the opportunity to comment on any consideration not raised in
the respondent's written contentions which the senior member regarded as warranting its
rejection. This could have been achieved either by raising this issue at an oral
hearing or by inviting further written submissions from the parties on this point.
[5] I also agree with Peter Lyons J's reasons for concluding that the senior member
erred in law, first in considering there was prejudice to the home owners from
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granting the extension and second, in not taking into account that the period of the
extension sought was relatively short. These errors of law operated upon the senior
member's decision to refuse the extension of time and to subsequently dismiss the
application for leave to appeal or appeal. They warrant the granting of leave to
appeal and the allowing of the appeal against the order dismissing the application
for leave to appeal or appeal.
[6] Whilst the applicant has not established any right of appeal in respect of the order
refusing the extension of time, this Court is now aware that order was based on legal
error. This Court appears to have the power to make a declaration that the order
refusing to extend time is without legal effect. I agree with Peter Lyons J's reasons
for concluding that, subject to anything the parties may subsequently raise, the Court
should declare that the order refusing the extension of time is of no legal effect.
[7] I agree with the orders proposed by Peter Lyons J.
[8] PETER LYONS J: This matter comes before the Court by way of an application
for leave to appeal against a decision of the Queensland Civil and Administrative
Tribunal (QCAT), under the Queensland Civil and Administrative Tribunal Act
2009 (Qld) (QCAT Act)1.
Background
[9] In 2005, the applicant was approached to provide certification for renovations to a
home which had been carried out the previous year. The applicant was then
a licensed building certifier under the Building Act 1975 (Qld). He provided certification
for the renovations. In 2008, Mr and Mrs Niessl (home owners) purchased the house.
Later that year water penetrated walls of the house, causing substantial damage. On
1 April 2009 the home owners lodged a complaint about the certification, apparently
with the Queensland Building Services Authority (QBSA). In April 2011, the
QBSA notified the applicant that it considered that he engaged in two counts of
professional misconduct, under s 204 of the Building Act. In disciplinary proceedings
commenced in QCAT by the QBSA against the applicant, a preliminary question was
identified. That question related to the scope of the applicant's duty when providing
the certification. A QCAT member determined the question in favour of the
applicant; but the QBSA appealed. That appeal (earlier appeal) was heard by the
President, and a Senior Member of QCAT, sitting as the appeal tribunal. The
QCAT member's decision was reversed. The reasons of the appeal tribunal
however made clear that the decision was confined to the scope of the applicant's
duty, and did not consider whether he breached it. Ultimately, the appeal tribunal
determined that the applicant was obliged to ensure that the renovated area
complied with the requirements for a Class 1a structure.
[10] In a subsequent hearing resulting from the home owners' complaint (disciplinary
hearing) it was found that the applicant was guilty of professional misconduct.
A number of orders were then made. The first was that the applicant "never be re-
licensed as a building certifier by the QBSA" (Order 1). A monetary penalty was also
imposed. In addition, the applicant was ordered to pay the home owners a specified
sum as the cost of rectification works, together with interest, by 28 March 2014
(compensation order). The decision was delivered on 22 November 2013.
1 References to provisions of this Act in these Reasons are to the version current as at 1 January 2014.
There has been no subsequent change to any provision of the Act referred to.
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[11] On 31 January 2014 an application to extend time for appealing against the decision
of 22 November 2013 was lodged in QCAT. Part B of the application form
required provision of details of what the applicant sought from the tribunal. They
were provided in an accompanying document (applicant's extension submissions),
which set out the facts relied upon by the applicant, and his submissions in support
of the application. In several places the applicant's extension submissions made it
plain that he did not intend to appeal against the compensation order. Thus they
said that there was "no prejudice to (the home owners) because this Application for
Appeal is confined to the issues of penalty, not to the compensation that Mr Chandra has
to pay to (the home owners)"2. A little later, the following appeared, "The Applicant
does not seek to appeal the compensation Order"3.
[12] At the same time, the applicant filed a document entitled "Application for leave to
appeal or appeal"4. It identified the relevant decision as that made in the disciplinary
hearing; and in response to a question as to when the applicant received the
decision, the date specified was 17 December 20135. Part of the form required the
applicant to state if he did not require leave to appeal; and whether he was seeking
leave to appeal. He did not state that he did not require leave to appeal; but instead
indicated he was seeking leave to appeal6.
[13] The form required the applicant to specify briefly the grounds of appeal; and to
provide details of orders he was asking the tribunal to make. The responses referred
to an attached document. That appears to be a document entitled, "APPLICATION
FOR APPEAL". This document identified the subject matter of appeal, some
background facts, the grounds of appeal, and the orders sought. In a number of
places, it made clear that the appeal was confined to Order 1 made in the disciplinary
hearing; and expressly stated that it did not relate to the compensation order. Thus
in the introductory paragraphs, it stated that the proposed appeal was "against the
penalty imposed on the Applicant's professional registration by the Tribunal"; and
subsequently that, "The Appeal is not in relation to the compensation Order…"7.
The passages which follow address Order 1, and not the compensation order8.
When the document identified the orders sought, it nominated the setting aside of
Order 1, but made no reference to the compensation order9.
[14] The document also stated that the applicant had had his licence cancelled for two
and a quarter years from 5 August 2010; and that because of the disciplinary
proceedings he had not applied for a building certifier's licence. It also stated that
he had not worked as a building certifier since 2009.
[15] The respondent informed this Court, without objection, that it provided its
submissions to the tribunal on 25 February 2014. They were not referred to in the
Senior Member's reasons, save for the respondent's concession that it would not be
prejudiced by an extension of time10. Nor have they been included in the material
placed before this Court. It was not suggested that their contents (with the possible
2 Application Record (AR) p 87, para 19.
3 AR p 87, para 24.
4 AR p 89.
5 AR p 91.
6 AR p 92.
7 AR p 93, introductory paragraphs 2 and 4.
8 See AR p 94, para 6 (first); paras 2 and 6.
9 AR p 95.
10 AR p 68, para [13].
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exception of the concession just mentioned) were relevant to any of the matters
raised in the course of the present proceedings.
[16] The matter was then dealt with by the Senior Member on the basis of the documents
that had been provided by the parties, without the parties, their representatives or
witnesses appearing at the hearing11.
[17] On 26 February 2014, the Senior Member gave her decision, refusing the extension
for time (extension refusal), and dismissing the "application for leave to appeal or
appeal" (refusal of leave)12. That resulted in a request for reasons, which were provided
under cover of a letter from QCAT dated 7 April 2014. In the meantime, the
applicant had filed an application for leave to appeal to this Court against her decision.
Some statutory context
[18] The tribunal was established by s 161 of the QCAT Act. The President of the
tribunal is required by s 165(1) to choose 1, 2 or 3 members or an adjudicator to
constitute the tribunal for a particular matter. Thus, under s 165 of the QCAT Act,
the tribunal's President may decide that the tribunal for a particular matter may be
constituted by a single member. Subsections (2), (3) and (4) then provide as follows:
"165 Constitution generally
…
(2) The person or persons chosen by the president under
subsection (1) constitute, and may exercise all the
jurisdiction and powers of, the tribunal in relation to
the matter.
(3) For an appeal, or a proceeding relating to an
application for leave to appeal to the appeal tribunal,
a reference in this Act to the tribunal includes
a reference to the appeal tribunal constituted, or to be
constituted, for the appeal or proceeding.
(4) Subsection (3) does not limit another reference in
this Act to the tribunal being taken to include a
reference to the tribunal as constituted by the appeal
tribunal, if the context requires or permits."
[19] Section 166 of the QCAT Act is of some relevance to the capacity in which the
Senior Member dealt with the proceeding below. Section 166(1) provides that the
appeal tribunal is to be constituted for an appeal or an application for leave to
appeal, by 1, 2 or 3 judicial members. However, the following then appears:
"166 Constitution of appeal tribunal
…
(2) If the president considers it appropriate for a
particular appeal or application for leave to appeal,
the president may choose 1, 2 or 3 suitably qualified
members to constitute the tribunal for the appeal or
application, whether or not in combination with
a judicial member."
11 See s 32(2) of the QCAT Act.
12 AR p 64.
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[20] In the context of these provisions, it is also convenient to refer to the definition of
"appeal tribunal"13, which is as follows:
"appeal tribunal means the tribunal constituted, or to be constituted,
under section 165 for the purpose of—
(a) hearing and deciding an appeal against—
(i) a decision of the tribunal; or
(ii) a decision of another entity under an enabling Act for
which the enabling Act confers appeal jurisdiction on
the tribunal; or
(b) deciding an application for leave to appeal against a decision
mentioned in paragraph (a)(i) or (ii)."
[21] Chapter 2 Part 1 deals with the jurisdiction of the tribunal. Section 9 includes the
following:
"9 Jurisdiction generally
(1) The tribunal has jurisdiction to deal with matters it is
empowered to deal with under this Act or an
enabling Act.
(2) Jurisdiction conferred on the tribunal is—
(a) original jurisdiction; or
(b) review jurisdiction; or
(c) appeal jurisdiction."
[22] The provisions relating to the tribunal's appeal jurisdiction include the following:
"26 Jurisdiction for decisions of the tribunal
The tribunal has jurisdiction to hear and decide an appeal
against a decision of the tribunal in the circumstances
mentioned in section 142."
[23] The tribunal is given the status of a court of record by s 164 of the QCAT Act. The
manner in which it is to conduct its proceedings is regulated by s 28, which includes
the following:
"28 Conducting proceedings generally
…
(2) In all proceedings, the tribunal must act fairly and
according to the substantial merits of the case.
(3) In conducting a proceeding, the tribunal —
(a) must observe the rules of natural justice; and
(b) is not bound by the rules of evidence, or any
practices or procedures applying to courts of
record, other than to the extent the tribunal
adopts the rules, practices or procedures; and
(c) may inform itself in any way it considers
appropriate; and
(d) must act with as little formality and
technicality and with as much speed as the
requirements of this Act, an enabling Act or
the rules and a proper consideration of the
matters before the tribunal permit; and
13 In Schedule 3 of the QCAT Act.
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(e) must ensure, so far as is practicable, that all
relevant material is disclosed to the tribunal
to enable it to decide the proceeding with all
the relevant facts."
[24] Section 29(1)(a)(ii), consistently, requires the tribunal to take all reasonable steps to
ensure each party to a proceeding understands the nature of assertions made in the
proceedings and the legal implications of the assertions. This provision also requires the
tribunal to take all reasonable steps to "understand the actions, expressed views and
assertions" of a party to a proceeding before it, with specific reference to the party's
age, any disability, and cultural, religious and socioeconomic background. Section
95(1) requires the tribunal to allow a party to a proceeding reasonable opportunity to
do a number of things, including calling or giving evidence, and making submissions.
These things are consistent with the objects of the Act, which include to have the
tribunal deal with matters in a way that is fair14.
[25] Under s 142(1), a party to a proceeding in the tribunal may appeal to the appeal
tribunal against a decision of the tribunal, provided that a judicial member did not
constitute the tribunal in the proceeding. There was no suggestion that the Senior
Member was a judicial member15. Subsection (2) excludes some types of decisions
from the operation of subsection (1), but they are not relevant. Under s 142(3), an
appeal on a question of fact, or a question of mixed law and fact, may be made only
if the party has obtained the appeal tribunal's leave to appeal.
[26] Under s 143, an application for the appeal tribunal's leave to appeal must be filed
within 28 days after the "relevant day". An appeal must be filed, if the appeal tribunal's
leave is required, 21 days after the leave is given; or otherwise within 28 days after
the "relevant day". It would appear that the "relevant day" in the present case was
the day the applicant was given written reasons for the decision in the disciplinary
hearing16. However, this was not the subject of submission at the hearing.
[27] The power to extend time for an appeal or an application for leave to appeal is
found in s 61 of the QCAT Act, which, relevantly includes:
"61 Relief from procedural requirements
(1) The tribunal may, by order —
(a) extend a time limit fixed for the start of a
proceeding by this Act or an enabling Act; or
(b) extend or shorten a time limit fixed by this
Act, an enabling Act or the rules; or
(c) waive compliance with another procedural
requirement under this Act, an enabling Act
or the rules.
…
(3) The tribunal cannot extend or shorten a time limit or
waive compliance with another procedural requirement
if to do so would cause prejudice or detriment, not
able to be remedied by an appropriate order for costs
or damages, to a party or potential party to a proceeding.
14 See s 3(b).
15 See the definition of that expression in Schedule 3 of the QCAT Act.
16 See s 143(5)(c) of the QCAT Act.
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…
(5) The tribunal's power to act under subsection (1) is
exercisable only by —
(a) the tribunal as constituted for the proceeding; or
(b) a legally qualified member, an adjudicator or
the principal registrar."
[28] The applicant relied upon s 150 of the QCAT Act for the application and proposed
appeal to this Court. It is as follows:
"150 Party may appeal — decisions of appeal tribunal
(1) A person may appeal to the Court of Appeal against
a decision of the appeal tribunal to refuse an application
for leave to appeal to the appeal tribunal.
(2) A party to an appeal under division 1 may appeal to
the Court of Appeal against the following decisions
of the appeal tribunal in the appeal —
(a) a cost-amount decision;
(b) the final decision.
(3) However, an appeal under subsection (1) or (2) may
be made —
(a) only on a question of law; and
(b) only if the party has obtained the court's
leave to appeal."
Applicant's submissions to tribunal
[29] The applicant's extension submissions, after indicating that the applicant wished to
appeal against the disciplinary decision, stated that the appeal "should ordinarily be
lodged within 28 days of the decision". It then referred to s 61 of the QCAT Act.
Under the heading "BACKGROUND", after a statement that the decision was
made on 22 November 2013, the following appeared17:
"3. The Applicant was only advised of the Decision by his
solicitor by email on 17th December 2013".
[30] A little later, it set out an explanation for the delay. It stated that the applicant left
Australia on 11 December 2013 to visit an ill relative in India, and did not return
until 2 January 2014. While he was away, the applicant had difficulty with
communications and emails, including with his solicitor. His solicitor was on vacation
from 22 December 2013 until 13 January 2014. On 13 January 2014 the applicant
contacted his solicitor to obtain advice in relation to the decision. He expected to be
able to file the application on 28 January 2014.
[31] The document addressed the strength of the case on the proposed appeal, stating that
the grounds were set out in the draft application for appeal; and that the strength of
the grounds could only be assessed at the hearing of the appeal.
[32] The submissions also dealt with prejudice. It was submitted that there was no
conceivable prejudice to the respondent. Nor was there prejudice to the home owners
because, as has been stated earlier, the proposed appeal related only to Order 1, and
not to the compensation order.
17 AR pp 85-86.
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[33] The submissions made the point that the delay was short; and that the application
could not have realistically been made earlier, because the tribunal was closed over
the Christmas vacation, and because the applicant's solicitor was unavailable over
the Christmas-New Year period.
[34] Some submissions were made under the heading, "FAIR AND EQUITABLE".
They referred to the fact that the applicant's registration had previously been
cancelled for a period of two and a quarter years, for later conduct; and to the length
of time that had passed since the certification which led eventually to the
disciplinary hearing. They contended that the penalty was overly harsh, having
regard to the age of the applicant, his loss of earning ability, and his responsibility
to extended family. They noted that the only limitation on the power to extend time
was that found in s 61(3) of the QCAT Act, namely, that the extension would cause
prejudice or damage to a party to the proceedings that could not be remedied by an
order for costs or damages. They referred to a statement in a decision of this
Court18 said to set out principles relevant to the granting of an extension of time,
including that there is a tendency to relax rigid time limits where that can be done
without causing prejudice or injustice to the parties.
Tribunal's reasons for decision
[35] At the outset, the Senior Member identified the applications before her as an
application for leave to appeal; and an application for an extension of time19.
[36] The Senior Member accepted the explanation for delay from 22 December 2013 to
13 January 201420. However, the reasons stated that the applicant received a copy
of the decision by email on 17 December 2013; and that the applicant "is silent
about when his lawyer received a copy of the decision"; and "about why he did not
receive a copy of the decision before he left for India"21. They noted the absence of
an affidavit from the lawyer "about what happened between 22 November 2013 and
17 December 2013". The Senior Member stated that if the delay was as a result of
error by the lawyer, "the tribunal would giver (sic) serious consideration to an
extension of time. In the absence of an explanation, however, I can only assume
that nothing was done and there was no good reason for that omission22."
[37] Shortly after, the reasons referred to a previous application for leave to appeal from
a decision of the tribunal, and observed that the applicant is "not a stranger to the
tribunal's procedure". Accordingly, the reasons stated, he should have been "aware
of the need to move quickly", and concluded that his explanation for the delay is
"not compelling"23. With regard to the prospects on appeal, the reasons referred to
the grounds in the application for appeal. These were said to be cast in general
terms. The reasons continued24:
"Although parties generally have to (sic) opportunity to expand on
their grounds for leave to appeal, one would expect some detail in
18 Muirhead v The Uniting Church Australia Property Trust (Q) [1999] QCA 513 (Muirhead) at [4] per
Pincus JA.
19 AR p 67, para [2].
20 AR p 67, para [4].
21 AR p 67, para [5].
22 AR p 67, para [5].
23 AR p 67, para [7].
24 AR p 68, para [9].
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the initial grounds for the application. For example, what is the basis
for submitting there has been a denial of natural justice? What was
the alleged error by the learned Member? Where is the evidence of bias?
The submissions as framed have a flavour of a scattergun approach."
[38] After further discussion, the Senior Member stated that she could not conclude that
the application had no merit, but that she was not persuaded that it had prospects of
success.
[39] With respect to prejudice, the Senior Member stated that the applicant had not
worked as a building certifier since 2009. Accordingly, this was not a case where
the applicant would be deprived of the occupation in which he had engaged until the
primary decision25. The reasons then continued26:
"The facts giving rise to this application occurred in 2006. The
homeowner suffered damage in 2008. The homeowner lodged
a complaint with the Authority in 2009. The homeowner is entitled
to finality. Allowing an extension of time would deprive the homeowner
of the right to recover compensation for an event that occurred over
five years ago."
[40] In conclusion, the Senior Member observed that the tribunal "requires parties to take
proceedings seriously and not assume that 'informal' means 'casual'. (The applicant)
had the knowledge, means and the time to protect his interests. He failed to do so
and he has not explained his failure to my satisfaction27."
Contentions on application
[41] The applicant submitted that leave should be granted to appeal to this Court because
he had been prevented from having his appeal to the appeal tribunal heard according
to law. His submissions were not adequately considered by the appeal tribunal, in
part because the appeal was heard on the papers when that course was not
appropriate. The Senior Member should have recused herself because of her previous
involvement in the proceedings against the applicant, where a finding was made
against him.
[42] It was apparent from the Senior Member's reasons that she reached a point,
particularly in considering the proposed grounds of appeal, where she should have
given the applicant the opportunity to respond by way of an oral hearing. The submission
relied upon R (West) v Parole Board28. Her failure to do so resulted in a denial of
natural justice.
[43] In particular, the Senior Member failed to give adequate consideration to the
applicant's submissions relating to the brief period of delay for which an extension
was sought. She also failed to consider the applicant's submissions in relation to
prejudice. She failed to consider the applicant's submissions in relation to what was
fair and equitable (which included the submissions relating to the harshness of the
penalty because of its impact on his ability to earn income). With reference to Khan
v Minister for Immigration and Ethnic Affairs29 it was submitted that the Senior
25 AR p 68, para [14].
26 AR p 68, para [15].
27 AR p 69, paraq [17].
28 [2005] 1 WLR 350 (West).
29 (1987) 14 ALD 291, 292 per Gummow J.
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Member ought to have given "proper, genuine and realistic consideration" to the
applicant's submissions, and it was apparent that she did not. The Senior Member's
failure to consider the applicant's submissions was relied upon in support of the
allegation of apparent bias.
[44] From the applicant's oral submissions, it became clear that there was considerable
overlap between the grounds on which he relied.
[45] For the respondent, it was submitted that the earlier decision to which the Senior
Member had been a party involved a question of law only. No finding was made
adverse to the applicant. Accordingly, this case did not involve apparent bias.
[46] The respondent submitted that the applicant had consented to a hearing on the
papers, having been informed that it was proposed. The applicant was bound by its
consent. The course which the determination took did not effect the position.
[47] Otherwise, the submissions for the respondent generally controverted the oral
submissions for the applicant. However, the respondent acknowledged that the
Senior Member's finding that to allow an extension of time to the applicant would
deprive the home owners of their right to compensation was in error; and confirmed
that it would not itself suffer any prejudice from an extension of time.
[48] The Court sought submissions on the competence of the appeal, a matter not raised
earlier by the parties. The applicant referred to the fact that the orders made by the
Senior Member included orders dismissing the applicant's application for leave to appeal.
Competence of application
[49] Section 150 of the QCAT Act creates a right of appeal (subject to leave) to this
Court only against a decision of the appeal tribunal. A question arose whether the
Senior Member, in determining the applications, constituted the appeal tribunal.
[50] An application for an extension under s 61 of the QCAT Act of the time in which to
make an application for leave to appeal to the appeal tribunal is, in my view, a
proceeding relating to an application for leave to appeal. On that basis, the appeal
tribunal is, by virtue of s 165(3), given jurisdiction to deal with such an application.
Alternatively s 61(5) provides that the tribunal's powers to grant such an extension
is exercisable "only by … the tribunal as constituted for the proceeding". If the Senior
Member had been chosen by the tribunal's President to constitute the tribunal for the
application for leave to appeal under s 165(1), then she alone, as the appeal tribunal,
had the power to extend time, by virtue of s 61(5). That reading of s 61(5) is
available by reference to s 165(4).
[51] On either view, the legislation authorised the Senior Member (if so chosen by the
tribunal's President) to constitute the appeal tribunal for both applications.
[52] It is somewhat unsatisfactory that the record does not make plain that the Senior
Member was chosen by the tribunal's President to constitute the appeal tribunal for
the purpose of the application for leave to appeal; if not expressly for both applications.
However, it seems unlikely that she would have proceeded to determine the
applications, unless chosen to do so by the tribunal's President. So far as the
application for leave to appeal is concerned, only the appeal tribunal could, by
virtue of s 142(3) of the QCAT Act, grant such leave. Section 166(2) confirms that
the tribunal's President might choose only one member to constitute the appeal
tribunal for such an application30.
30 See also s 165(1).
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13
[53] Moreover, it is apparent that the Senior Member considered that she constituted the
appeal tribunal31.
[54] In those circumstances, in the absence of evidence to the contrary, and particularly
in light of s 142(3), I am prepared to conclude that the proceedings came before the
Senior Member in accordance with the requirements of the QCAT Act, and that she
constituted the appeal tribunal for the purpose of determining them. Indeed, that
conclusion may be mandated by s 23632, though this section was not the subject of
submissions.
[55] It follows that the application before this Court is an application for leave to appeal
from decisions of the appeal tribunal of QCAT.
[56] Section 150(1) of the QCAT Act confers an express right of appeal to this Court
(subject to leave) against a decision of the appeal tribunal to refuse an application
for leave to appeal to the appeal tribunal. One of the applications dealt with by the
Senior Member was, on its face, such an application. It would follow that there is a
right to appeal to this Court against the Senior Member's decision on that application.
[57] It is apparent from the Senior Member's reasons that she considered she was dealing
with an application for leave to appeal to the appeal tribunal33. Her references to an
"application for leave to appeal or appeal" appear to refer to the form34, which is on
its face a form designed to be used both for such an application and for an appeal. It
is apparent from the document lodged on behalf of the applicant with the tribunal
that he considered that he required leave, and was applying for it. At the hearing in
this Court, a question arose as to whether in truth leave was required; but in view of
the fact that the applicant applied for leave, as the Senior Member's reasons
recognised, it seems to me unnecessary to consider this question further.
[58] It follows that, by virtue of s 150(1) the applicant has a right to appeal to this Court
(subject to leave) against the Senior Member's refusal of leave to appeal.
[59] No attempt was made to demonstrate that an appeal lies to this Court against the
extension of time refusal. That would appear to depend on whether it was "the final
decision" of the appeal tribunal35. Relevantly, that is defined36 to mean "the tribunal's
decision that finally decides the matters the subject of the proceeding". The application
of this definition requires the identification of the proceeding. That word is itself
defined37 to mean "a proceeding before the tribunal, including an appeal before the
appeal tribunal and a proceeding relating to an application for leave to appeal to the
appeal tribunal". There is some scope for debate about the effect of these provisions.
Since we have not had submissions about their effect, I propose to proceed on the
basis there is no right to appeal to this Court against that decision.
Need for oral hearing
[60] Section 32(2) of the QCAT Act authorised the appeal tribunal to conduct the
proceeding without an oral hearing "if appropriate". The helpful decision of the
31 See AR p 66.
32 See also the definition of "official" in Schedule 3.
33 AR p 67, para [2]. See also the catchwords at AR p 66.
34 AR p 89.
35 See s 150(2) of the QCAT Act.
36 See Schedule 3.
37 See Schedule 3.
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14
Deputy President of the tribunal, sitting as the appeal tribunal in Lyons v
Dreamstarter Pty Ltd38, points to the need for the appeal tribunal to accord natural
justice, notwithstanding s 32. That is consistent with provisions of the QCAT Act,
referred to previously.
[61] Often it will be appropriate to determine applications, such as those which were
being decided by the Senior Member, without an oral hearing. However, in a particular
case it may not be appropriate to do so, or to continue to do so. It will be (or become)
inappropriate, if that would deny a party a fair opportunity to be heard.
[62] Reference has already been made to s 28 of the QCAT Act, which requires the
tribunal to act fairly; and to observe the rules of natural justice. In West their Lordships
were required to consider whether those rules, in a particular context, made an oral
hearing necessary. Two cases were considered together. Each involved prisoners
who had been released on licence, but whose licence had been subsequently
revoked. Each then applied to the Parole Board for re-release, which was refused
on the papers, without an oral hearing. Each then applied, unsuccessfully initially,
for judicial review of the Board's refusal.
[63] The applicant relied upon the following passage from the judgment of Lord Slynn
of Hadley in West39:
"There is no absolute rule that there must be an oral hearing
automatically in every case. Where, however, there are issues of fact, or
where explanations are put forward to justify the actions said to be
a breach of licence conditions, or where the officer's assessment
needs further probing, fairness may well require that there should be
an oral hearing. If there is doubt as to whether the matter can fairly
be dealt with on paper then in my view the board should be predisposed
in favour or an oral hearing."
[64] His Lordship's statement applied to the particular applications which led to the
appeal before him. Nevertheless, it may be regarded as identifying considerations
relevant to determining whether or not a failure to accord an oral hearing amounts to
a breach of the requirements of natural justice in the present case.
[65] His Lordship, on this topic, agreed with the reasons of Lord Bingham of Cornhill40,
as did Lord Walker of Gestingthorpe41, Lord Carswell42, and, substantially, Lord Hope of
Craighead43. Lord Bingham commenced his consideration of the topic by asking
what fairness, in a particular context, requires44. His Lordship derived guidance
from statements by Mason J in Kioa v West45, where his Honour said that the expression
"procedural fairness" conveys the notion of "a flexible obligation to adopt fair
procedures which are appropriate and adapted to the circumstances of the particular
case." The content of the obligation was to be determined by a consideration of the
38 [2011] QCATA 142.
39 At [50].
40 At [49].
41 At [90].
42 At [91].
43 At [62].
44 West at [27].
45 (1985) 159 CLR 550, 585.
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15
statutory requirements, the interests of the individual concerned, and the interests
and purposes, whether public or private, which the relevant statute seeks to advance
or protect; or which it permits to be taken into account as legitimate considerations.
Thus his Lordship determined the question by reference to the statutory context; the
public interest, in particular a consideration of the safety of the public; and the
individual prisoner's interest in his freedom. He said that46 an oral hearing is most
obviously necessary to achieve a just decision in a case were facts are in issue
which may affect the outcome of the proceedings. His Lordship also relied47 on
statements from the judgment of Brennan J in Goldberg v Kelly48, which included
the following:
"… written submissions do not afford the flexibility of oral
presentations; they do not permit the recipient to mold his argument
to the issues the decision maker appears to regard as important".
[66] His Lordship concluded49,
"The common law duty of procedural fairness does not, in my
opinion, require the board to hold an oral hearing in every case
where a determinate sentence prisoner resists recall, if he does not
decline the offer of such a hearing. But I do not think the duty is as
constricted as has hitherto been held and assumed. Even if important
facts are not in dispute, they may be open to explanation or
mitigation, or may lose some of their significance in the light of
other new facts. While the board's task certainly is to assess risk, it
may well be greatly assisted in discharging it (one way or the other)
by exposure to the prisoner or the questioning of those who have
dealt with him. It may often be very difficult to address effective
representations without knowing the points which are troubling the
decision-maker. The prisoner should have the benefit of a procedure
which fairly reflects, on the facts of his particular case, the
importance of what is at stake for him, as for society."
[67] The immediate statutory context in the present case is the provision of a right of
appeal against a decision of the tribunal. Decisions which are made in a disciplinary
proceeding may be protective of the public; but can also have considerable
significance for the person against whom the proceedings were brought.
[68] Broader context is provided by the Act as a whole. A number of provisions of
present relevance have been referred to earlier. They strongly support the view that,
in any matter before the tribunal, including the appeal tribunal, care must be taken
to ensure that a party has a fair opportunity to deal with matters which may be
potentially of importance in coming to a decision adverse to it. That is a consequence of
s 28(2) and s 28(3)(a); and is consistent with s 29(1)(a)(ii).
[69] One of the objects of the QCAT Act is to have the tribunal deal with matters in a
way that is, amongst other things, "economical, informal and quick"50. In general,
the determination of applications such as those before the Senior Member, without
46 At [31].
47 At [31].
48 (1970) 397 US 254, 269.
49 West at [35].
50 See s 3(b).
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16
an oral hearing is, in principle, to be encouraged. However the objects of the Act
also include having the tribunal deal with matters in a way that is "fair (and) just"51.
To achieve the objects of the Act, the tribunal is required to ensure that proceedings
are conducted "in an informal way that minimises costs to the parties, and is as
quick as is consistent with achieving justice"52. In light of these provisions, and the
provisions of s 28, the requirements of a fair hearing are not to be sacrificed to
achieve economy, informality and speed.
[70] The applicant had in his submissions advanced what appears to be a good
explanation for his failure to apply for leave to appeal prior to 17 December 2013.
He was not advised of the decision until that day. Nevertheless, the Senior Member
considered that he did not provide a satisfactory explanation for the period from
22 November to 17 December. She also considered that if delay between 22 November
and 17 December was "because of the lawyer's error"53, she would have given
serious consideration to an extension of time. The reasons appear to attribute some
fault to the applicant for the fact that he did not receive a copy of the decision
before 17 December; on a basis not raised by the material before the Senior
Member; and which the applicant had no reason to anticipate. Indeed, it is implicit
in the reasons that the Senior Member did not accept the applicant's statement that
he was only advised of the decision by his solicitor on 17 December. It is difficult
to see how she could have reached that position fairly, without giving the applicant
notice and an opportunity to respond. He was at least entitled to be informed that
his statement was in issue54. The oral submissions for the respondent accepted that
the applicant was entitled to procedural fairness on this matter; but submitted that
this was provided by the initial opportunity given to the applicant to make
submissions55. For the reasons given, I do not accept this to be correct.
[71] I shall refer more extensively to the Senior Member's finding about prejudice to the
home owners later in these reasons. It is sufficient to say that, in light of the
material the applicant had placed before the Senior Member on that question, and in
the absence of any other relevant material, she should not have come to that
conclusion, without giving the applicant the opportunity to comment on any
consideration which might be regarded as justifying it.
[72] The views which I have expressed are, it seems to me, consistent with the
observation of Lord Bingham about the difficulties in effectively dealing with a
matter, without knowing the points which are troubling the decision-maker. It was
not suggested that some mechanism, other than an oral hearing, could more
appropriately have dealt with these difficulties.
[73] In my view, the applicant was not given a fair hearing by the Senior Member. That
could have been achieved by an oral hearing.
Failure to consider applicant's submissions
[74] The striking feature of the present case is the conclusion by the Senior Member as
to prejudice to the home owners, if an extension of time were granted. In light of
51 See s 3(b).
52 See s 4(c).
53 AR p 67.
54 See SZBEL v Minister for Immigration and Multicultural and Indigenous Affairs (2006) 228 CLR 152 at
[29]-[35]. Section 29(1)(a)(ii), (b) and (2) assume that the issues will be identified by the parties.
There was no suggestion that the respondent took issue with the applicant's statement.
55 Transcript of application hearing of 31 July 2014 (T) 1-37 to 42.
-- 16 of 22 --
17
the material placed before the tribunal by the applicant, the conclusion of the Senior
Member on this question can only be described as extraordinary. It was plain that
the applicant did not intend to appeal against the compensation order. Nothing has
been identified in the QCAT Act which could conceivably have provided a basis for
the conclusion of the learned Member. In fact, s 145 provides that the start of an
appeal against a decision does not affect the operation of the decision, nor does it
prevent the taking of action to implement the decision. In light of this provision, it
is not possible to see how the Senior Member could have proceeded from the fact
that the applicant sought an extension of time within which to apply for leave to
appeal against Order 1 to a conclusion that the extension of time (or even the grant
of leave to appeal) would have any effect on the home owners' right to recover
money payable under the compensation order.
[75] The respondent correctly conceded that this conclusion was in error56. Since the
reasons do not demonstrate how the Senior Member reached that conclusion, there
is some difficulty in identifying the error.
[76] The Senior Member's reasons demonstrate some awareness of some of the contents
of the material filed on behalf of the applicant. However, the conclusion she
reached about prejudice to the home owners, without reference to what appeared in
the applicant's material relating to the nature of the proposed appeal, and to the
absence of prejudice to the home owners, strongly suggests a complete failure on
the part of the Senior Member to pay attention to these aspects of the applicant's
material. They were of considerable significance. They identified the true nature of
the proposed appeal, and accordingly the nature of the application for an extension
of time, and for leave to appeal. On the application for an extension of time, they
were potentially of critical importance.
[77] In Dranichnikov v Minister for Immigration and Multicultural Affairs & Indigenous57
Gummow and Callinan JJ held that the tribunal whose decision resulted in the
matter coming before the High Court had misunderstood and failed to deal with an
important aspect of Mr Dranichnikov's case58. Their Honours continued59,
"To fail to respond to a substantial, clearly articulated argument
relying upon established facts was at least to fail to accord
Mr Dranichnikov natural justice."
[78] Their Honours went on to conclude that what occurred in the tribunal was
"a constructive failure to exercise jurisdiction"60. Hayne J agreed with the reasons
of Gummow and Callinan JJ61. Gleeson CJ made it clear that his dissent was not
based on any disagreement on a matter of principle62.
[79] In Plaintiff M61/2010E v The Commonwealth63, the judgment of the Court relied
upon the conclusions of Gummow, Callinan and Hayne JJ in Dranichnikov64 in
relation to the failure to accord natural justice, for the following conclusion:
56 T 1-43, line 38.
57 (2003) 197 ALR 389 (Dranichnikov).
58 At [23].
59 At [24].
60 At [25].
61 At [95].
62 At [1].
63 (2010) 243 CLR 319 at [90].
64 These cases are discussed M Aronson and M Groves, Judicial Review of Administrative Action
(LawBook Co, 5th ed, 2013) at [7.20].
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18
"… failing to address one of the claimed bases for the plaintiff's fear
of persecution meant that the Minister was not informed about a
matter that bore upon the question that the Minister had asked to be
considered: whether Australia owed the plaintiff protection
obligations. The failure to deal with the claim was a denial of
procedural fairness".
[80] The Senior Member's reasons do not record any consideration of the fact that only a
short extension of time was required. Nor do they reflect any consideration of the
propositions from Muirhead relied upon in the applicant's submissions. In light of
her failure to consider the material relating to absence of prejudice to the home
owners, it seems to me reasonable to conclude that they, too, were not given any
consideration by the Senior Member, and I do so. They raise matters which were
not without importance, though not necessarily critical to the outcome of the applications.
[81] The applicant submitted the Senior Member failed to take into account his
submission that Order 1 was overly harsh because of the loss of his earning
capacity. It is not clear to me that that is correct. The Senior Member said that this
was not a case where a person would be deprived of the occupation in which he had
engaged until the primary decision65; and elsewhere referred to the "lifetime ban in
one's chosen profession"66. Ordinarily, as the Senior Member recognised, a significant
impact on earning capacity is a matter to be given considerable weight67. It seems
to me that the applicant has not demonstrated this submission to be correct.
[82] Nevertheless, the applicant has shown that the Senior Member failed to give
consideration to significant matters advanced in his submissions. She thereby failed
to comply with the statutory obligation to accord natural justice. That the scope of
the obligation extends to proper consideration of the submissions of a party is confirmed
by the requirement (found is s 29(1)(b)) that the tribunal take all reasonable steps to
understand the expressed views and assertions of a party.
Apparent bias
[83] In Ebner v Official Trustee in Bankruptcy68 it was held that the test for determining
whether someone in the position of a judicial officer should not determine a matter
was said to be whether a fair-minded lay observer might reasonably apprehend that
the judicial officer might not bring an impartial mind to the resolution of the
question that person is required to decide. It was accepted by the respondent that
this was the appropriate test to be applied to the appeal tribunal. In my view, the
respondent was correct to do so. Under s 162 of the QCAT Act, in exercising its
jurisdiction, the tribunal must act independently. Under s 164, it is given the status
of a court of record. Its jurisdiction includes jurisdiction to determine minor civil
disputes69, which are disputes of a kind which would otherwise be determined in
a court70. The fact that its Members include Judges and Magistrates71 also support this
conclusion. Finally there are the obligations to act fairly, and to act in accordance
with the substantial merits of the case, as well as the obligation to accord natural
justice, found in provisions mentioned earlier.
65 AR p 68, para [14].
66 AR p 67, para [6].
67 See AR p 69, para [16].
68 (2000) 205 CLR 337 (Ebner) at [6].
69 Section 11 of the QCAT Act.
70 See the definition of "minor civil dispute" in Schedule 3 of the QCAT Act.
71 See ss 171, 175, 176.
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19
[84] The cases relied upon by the respondent72 demonstrate that ordinarily, the
involvement of a judicial officer in earlier proceedings which did not result in
findings on a party's credibility, and in particular, which determined only a question
of law, does not mean that the officer is disqualified from hearing later proceedings
involving that party, on the ground of apparent bias. However, it remains necessary
to apply the test stated in Ebner in each case, and it seems to me to be by no means
inconceivable that in a particular case, something may have occurred at an earlier
hearing on a question of law which would mean that a judicial officer should not
hear a later, related matter.
[85] The earlier appeal involved only a question of law. Nothing which occurred at it
provided, of itself, a proper basis for concluding that the Senior Member should
have disqualified herself from hearing the applicant's applications, on the ground of
apparent bias.
[86] The applicant relied upon the Senior Member's failure to consider matters raised by
him in the proceedings in the tribunal as demonstrating apparent bias. In the
absence of a coherent explanation for the failure by the Senior Member to consider
those parts of the material submitted to the tribunal by the applicant which made it
plain that his application did not seek to overturn or vary the compensation order, it
may well be that a fair-minded lay observer might reasonably apprehend that the
Senior Member did not bring an impartial mind to the determination of the
applications. However, because of the way the hearing of the application proceeded
in this Court, the respondent’s lawyer may have thought it unnecessary to address
this question. Its determination is unnecessary in view of the conclusions I have
otherwise reached, and I do not propose to consider it further.
Consequences
[87] The respondent did not submit that, if the applicant was successful on any of the
matters which have been considered, nevertheless the application for leave should
be refused, or any appeal dismissed73.
[88] Insofar as the refusal of the application for leave to appeal to the appeal tribunal was
a direct product of the reasons of the Senior Member, the present application for
leave should be granted, the hearing treated as the hearing of the appeal, the appeal
allowed, and the appeal tribunal's decision on that application set aside. It may
however be the case that this decision of the appeal tribunal is a consequence of its
decision to refuse the applicant's application for an extension of time.
[89] In a case where a tribunal is required to accord procedural fairness as an aspect of
the requirements of natural justice, a failure to do so by failing to give the party
a proper opportunity to present its case results in jurisdictional error, with the
consequence the decision lacks legal foundation and is properly to be regarded "as
no decision at all"74. It follows, in my view, that the Senior Member's refusal of the
application for an extension of time is a decision of no legal effect. On that basis,
the same orders should be made relating to the application to the appeal tribunal for
leave to appeal to it.
72 Radin v Commonwealth Bank of Australia [1999] FCA 418; Hudson v Whalan [1999] FCA 189.
73 Although the submissions in this Court were directed extensively to matters which led to the refusal
of the application for an extension of time, the respondent did not consider there was an issue about
the applicant’s right to appeal to this Court: T1-35, lines 3-4.
74 Minister for Immigration and Multicultural Affairs v Bhardwaj (2002) 209 CLR 597 at [51] and [53];
see also [40]-[44], [63], [67], [147], [149].
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20
[90] In this Court, the parties have presented arguments in relation to the appeal
tribunal's decision on the application for an extension of time. Their submissions
dealt with the question whether the appeal tribunal failed to accord the applicant
natural justice by not conducting an oral hearing; and whether it failed to give
consideration to the submissions made to it by the applicant. This Court, in the present
proceedings, may exercise every power of the Supreme Court75. That includes the
power to make declarations as to the validity of orders of bodies such as the
tribunal. In view of the conclusion stated earlier, it seems to me, on what has been
thus far raised by the parties, appropriate that this Court should make a declaration
that the appeal tribunal's refusal of the application for an extension of time is of no
legal effect. I would therefore consider it appropriate to identify the orders I would
propose, and give directions permitting the parties to make submissions about the
proposed orders, and costs.
[91] The orders I would propose, subject to a consideration of any further submissions,
are as follows:-
1. The applicant is granted leave to appeal from the decision of the Queensland
Civil and Administrative Tribunal of 26 February 2014, dismissing the
applicant's application for leave to appeal or appeal.
2. The appeal is allowed, and the decision referred to in paragraph (a) is set aside.
3. It is declared that the decision of the Queensland Civil and Administrative
Tribunal of 26 February 2014, refusing the applicant's application to extend
or shorten a time limit or for waiver of compliance with procedural requirement,
is of no effect.
4. The matter is to be returned to the Queensland Civil and Administrative
Tribunal to be reconsidered and determined in light of these reasons, the
Tribunal to be differently constituted.
Conclusion
[92] On the publication of these reasons, I would propose that the following directions be
made:
1. The parties are at liberty, if they so choose, to file written submissions about
the form of orders proposed in paragraph 91 of the reasons for judgment of
Peter Lyons J, by 30 January 2015.
2. The parties are at liberty, if they so choose, to file written submissions about
orders for costs (including any application by the respondent for an
indemnity certificate), by 30 January 2015, in accordance with paragraph
52(4) of Practice Direction 3 of 2013.
3. Unless such submissions are filed, the orders will be as proposed in
paragraph 91 of the reasons for judgment of Peter Lyons J.
[93] NORTH J: I have had the benefit of reading the reasons of Peter Lyons J. I agree
with his Honour's reasons concerning the background, the statutory context and the
competence of the application76. I also agree that the Senior Member failed to accord the
applicant natural justice contrary to s 28(3)(a) of the Act upon the question of the
applicant's explanation for his delay and in consequence ordering the dismissal of
the appeal.77 His Honour's thorough treatment of the foregoing makes it unnecessary for
75 See s 29(3) of the Supreme Court of Queensland Act 1991 (Qld).
76 Para [50] – [60].
77 See further his Honour’s reasons at [61] – [74].
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21
me to repeat or traverse these matters in detail. Nevertheless this brief chronology
puts the issue in focus.
1. 31/1/14 Application to "extend time" to appeal filed78.
2. 31/1/14 Application for leave to appeal decision filed.79
3. 18/2/14 Directions made for hearing of application to "extend time"
on the papers including that the respondent's material be filed
by 4 pm on 25/2/14.80
4. 25/2/14 Respondent's submissions in reply filed.81
5. 26/2/14 Decision of the tribunal dismissing the application to "extend
time" and the application for leave to appeal or appeal.82
6. 7/4/14 Reasons for decision given.83
[94] I agree with Peter Lyons J that the Senior Member might have avoided the pitfall of
failing to accord the applicant natural justice if she had conducted an oral hearing
prior to determining the application before her. The circumstance that the Member had
reservations whether the applicant had satisfactorily explained delay and thereby
whether a discretion should be exercised to order or allow an extension of time
required, in order to afford the applicant natural justice, that the Senior Member
draw her reservations to the attention of the applicant and his advisors before
determining the application adversely to the applicant. Thus the Senior Member
should have afforded the applicant the opportunity to make further or more detailed
submissions and, if available, submit further evidence.
[95] But in my view an oral hearing was not the necessary condition in order to accord
the applicant natural justice, but one of alternative modes of procedure that might
have been adopted to avoid a breach of s 28(3)(a). For example, in the
circumstance of a determination on the papers the Senior Member might have
alerted the applicant to the issue that was troubling her and invited him to make
further submissions or provide further evidence by correspondence. While it may
be that an oral hearing in many circumstances might be the more flexible or direct
means whereby a decision maker might raise matters and afford a party the
opportunity to address a troubling issue this could also be done, in the context of a
determination on the papers, by raising these issues through written directions and
correspondence and often at less cost to all.
[96] The chronology suggests haste in the disposition of the matter. A reasonable
inference from the short period between the filing of the respondent's response to the
application to extend time and the determination of the application (which involved
dismissal of the appeal) is that it was impossible for the applicant to make any
response in reply even if he had been afforded the opportunity. The Senior Member
78 AR 80, this was accompanied by submissions containing factual assertions explaining the delay, AR 85 ff.
79 AR 89.
80 AR 20.
81 Chronology – ANNEX A – to Respondent’s Amended Outline of Argument on Appeal.
82 AR 64.
83 AR 65 & 66.
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22
dismissed the applicant's application to extend time in which to appeal or seek leave
to appeal because she determined he had not satisfactorily explained his delay. That
decision was fatal to the application for leave to appeal because, having been filed
late, it was incompetent. Thus the Senior Member's failure to accord the applicant
natural justice upon the issue of his delay and the explanation for it lay at the heart
of her dismissal of his appeal.84 As Peter Lyons J has explained it is only the
second order that can be appealed, with leave, to this court.85
[97] I agree with Peter Lyons J that a declaration should be made in respect of the order
by the Senior Member dismissing the application to extend time86 and with the
orders proposed by his Honour.
[98] In view of the foregoing I do not consider it necessary to consider whether the
Senior Member failed to accord the applicant natural justice by failing to give
consideration to the submissions advanced on behalf of the applicant in the
circumstances suggested by Peter Lyons J. Nor do I consider it necessary to address
the issue of apparent bias.
84 See reasons of Senior Member at [16] – [17], AR 69.
85 See s 150(3)(b) of the QCAT Act under s 150(1).
86 See s 29(3) of the Supreme Court of Queensland Act 1991.
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Official source: https://www.sclqld.org.au/caselaw/QCA/2014/335