Callanan v Attendee Y [2013] QSC 341
SUPREME COURT OF QUEENSLAND
CITATION: Callanan v Attendee Y [2013] QSC 341
PARTIES: JOHN DAVID CALLANAN
(applicant)
v
ATTENDEE Y
(respondent)
FILE NO: BS 11458 of 2013
DIVISION: Trial Division
PROCEEDING: Originating Application
ORIGINATING
COURT: Supreme Court of Queensland
DELIVERED ON: 12 December 2013
DELIVERED AT: Brisbane
HEARING DATE: 5 and 12 December 2013
JUDGE: Applegarth J
ORDER: 1. I am satisfied beyond reasonable doubt that the
respondent was in contempt of the presiding officer in
that he refused to take an oath in the circumstances
stated in the Certificate of Contempt of the applicant
dated 27 November 2013;
2. I order that the respondent be imprisoned for a term
of 28 days from 12 December 2013;
3. I direct that the originating application, the
Certificate of Contempt, the affidavits filed herein, the
outlines of submissions and any exhibits be placed in
an envelope, which is to be sealed and marked not to
be opened without an order of the Court.
CATCHWORDS: CRIMINAL LAW – FEDERAL AND STATE
INVESTIGATIVE AUTHORITIES – QUEENSLAND –
where the applicant sought an order that the respondent be
committed to prison or otherwise punished for contempt –
where the Crime and Misconduct Commission was
authorised to hold investigative hearings in relation to
criminal activity – where respondent was required to attend
hearing – where respondent attended hearing with legal
representative – where respondent failed to take the oath –
where the applicant issued a certificate of contempt against
the respondent pursuant to s 199(2) of the Crime and
Misconduct Act – where contempt not contested and is
proven – where legislation mandates that the Court must
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punish the person in contempt by imprisonment to be served
wholly in a corrective services facility – assessment of
appropriate term of imprisonment - whether the term of
imprisonment to be imposed on the respondent will be
served in solitary confinement – whether the punishment
should take account of the fact that imprisonment will be
served in solitary confinement
Crime and Misconduct Act 2001 (Qld), s55A, s176, s198,
s199
Allbeury v Corruption and Crime Commission (2012) 220 A
Crim R 372, cited
Callanan v F, Byrne SJA, unreported 16 February 2010,
considered
Callanan v Witness J, unreported, Dalton J, 19 November
2013, considered
O’Connor v Witness G [2013] QSC 281, considered
R v Abbott unreported, Court of Appeal CA No 344 of 1998,
13 April 1999, cited
R v Brady (2005) 92 SASR 135, cited
R v Guthorie [2002] QCA 509, cited
R v Phillips and Wallgrove [2008] QCA 284, cited
R v Allingham, Landsdowne, Marshall and Booth [1994]
QCA 433, cited
R v Pope; ex parte Attorney-General (Qld) [1996] QCA 318,
cited
R v RAL [2012] QCA 34, cited
Wood v Staunton (No 5) (1996) 86 A Crim R 183, considered
York v The Queen (2005) 225 CLR 466, considered
COUNSEL: M J Copley QC for the applicant
M W Harrison for the respondent
SOLICITORS: Official Solicitor, Crime and Misconduct Commission for the
applicant
Bell Miller Lawyers for the respondent
[1] This is an application to punish the respondent for his contempt of the applicant,
who was the presiding officer at a Crime and Misconduct Commission hearing
conducted on 27 November 2013 pursuant to s 176 of the Crime and Misconduct
Act 2001 (Qld) (“the Act”). The Commission has been authorised pursuant to s 55A
of the Act to undertake a specific intelligence operation, including holding hearings.
The criminal activity that is the subject of the intelligence operation involves serious
criminal activity and one of the purposes of the investigation is to identify the
persons or entities involved in that criminal activity and to make appropriate
recommendations about responses to it.
[2] The respondent was required to attend a hearing on 27 November 2013. He
attended the hearing, accompanied by a solicitor. He was informed about the nature
of the hearing and the presiding officer required him to take an oath. He failed to do
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so. The failure to take an oath when required to do so was certified as constituting
the contempt. The certificate is evidence of the matters contained in it.1
[3] Counsel for the respondent concedes that the respondent’s refusal to take an oath at
the Commission hearing on 27 November 2013 amounts to a contempt. Section
199(6) of the Act obliges the Court to inquire into the alleged contempt. The failure
to take the oath when required constitutes an offence against s 183 of the Act. A
person is in contempt of the presiding officer conducting a Commission hearing if
the person, at the hearing, contravenes a provision of the Act relating to the
hearing.2 I am satisfied beyond reasonable doubt that the respondent has committed
the contempt.
[4] Because the contempt that was certified was a failure under s 183 to take an oath
when required by the presiding officer, and I was satisfied when the matter came
before me on 5 December 2013 that the respondent had committed the contempt, I
was required by s 199(8A) to punish the respondent by imprisonment to be served
wholly in a corrective services facility. Submissions about the term of
imprisonment were made on 5 December 2013. Senior counsel for the applicant
contended for a punishment in the range of five to six months’ imprisonment, with
account being taken of the period that the respondent has been in custody since
27 November 2013. The respondent’s counsel did not challenge that range, and
submitted that, in the light of the respondent’s limited criminal history, a sentence
of between four and five months’ imprisonment be imposed.
[5] Those written submissions were made having regard to terms of imprisonment
imposed in comparable cases. They were made without knowledge of
“management rules” dated 29 October 2013 of the Southern Queensland
Correctional Centre which apply to prisoners identified as “CMG” which is an
acronym for “Criminal Motorcycle Gangs”. Those management rules restrict out of
cell time to at least two daylight hours a day, restrict visits and communications and
access to facilities. The existence of those management rules came to my attention
in an unrelated matter and I brought them to the attention of counsel upon the
hearing of the matter on 5 December 2013. It was uncertain whether the term of
imprisonment to be imposed by me would effectively be spent in solitary
confinement. As a result, I adjourned the hearing to 12 December 2013 to enable
the applicant to file an affidavit which would clarify that matter. I return to that
issue later in these reasons.
Relevant principles and their application
[6] Factors relevant to the assessment of proper punishment for contempt of this type
were considered by Dunford J in Wood v Staunton (No 5)3. His Honour set out the
following not-exhaustive list of relevant factors:
(1) the seriousness of the contempt proved;
1 Crime and Misconduct Act 2001 (Qld) (“the Act”), s 199(10).
2 The Act, s 198(1)(c).
3 (1996) 86 A Crim R 183 at 185.
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(2) whether the contemnor was aware of the consequences to himself of what he
did;
(3) the actual consequences of the contempt on the relevant trial or inquiry;
(4) whether the contempt was committed in the context of serious crime;
(5) the reason for the contempt;
(6) whether the contemnor has received any benefit by indicating an intention to
give evidence;
(7) whether there has been any apology or public expression of contrition;
(8) the character and antecedents of the contemnor;
(9) general and personal deterrence; and
(10) denunciation of the contempt.
These factors have been applied by judges of this Court in cases involving
punishment of contempt under s 199 of the Act. A number of cases have involved
contempt of hearings concerned with the investigation of a specific, major crime,
such as murder. Here, the contempt is of a hearing undertaken in the course of a
specific intelligence operation authorised pursuant to s 55A. That section came into
operation on 17 October 2013 and, as a result, there have been few comparable cases
of contempt of such a hearing. It is appropriate to consider the factors discussed in
Wood v Staunton in respect of such a hearing. Dalton J adopted this approach in
Callanan v Witness J on 19 November 2013.
[7] The contempt that has been proved is a serious one.
[8] As in Callanan v Witness J, the Court cannot say whether the respondent had
crucial information that would have been of assistance to the Commission with its
inquiries. However, the seriousness of the contempt must be assessed by reference
to the importance of the matters which are the subject of the intelligence operation
being undertaken by the Commission. They relate to serious criminal activity
undertaken by suspected criminal organisations. Impeding a hearing which seeks
to ascertain information about such activities is a serious matter. The intelligence
operation seeks to identify persons or entities involved in criminal activities by
Criminal Motorcycle Gangs (“CMGs”), to disseminate that information to other
bodies engaged in law enforcement and to reduce the incidence and effect of
criminal activity by CMGs in a variety of ways. Another purpose of the operation is
to gather evidence for the prosecution of persons engaged in such criminal activity.
The contempt is therefore a serious one.
[9] The respondent was aware of the consequences to him of refusing to take an oath.
He was accompanied by a legal representative, and was informed during the
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hearings of the consequences of failing to take an oath. He did not co-operate even
to the extent of doing so.
[10] The actual consequences of the contempt on the intelligence operation cannot be
precisely stated. It has impeded the intelligence operation. I cannot say that it has
severely impeded it. The evidence before me indicates that the respondent has been
identified as someone who has close personal ties to a particular CMG. He is
suspected to be a participant in that CMG. He has been associated with the
president of the CMG. He has been present at its clubhouse and in May 2013 was
seen publicly consorting with its members when they were on a “run”. His apparent
membership of and participation in the activities of the CMG provide a basis to
conclude that he could have provided information about it to the hearing.
[11] The conduct of the respondent in refusing to take an oath is consistent with evidence
which suggests that he is a member of the CMG who subscribes to a code which
prohibits co-operation with law enforcement authorities in relation to its activities.
The specific consequences of the contempt on the intelligence operation cannot be
stated because the respondent refused to take even the first step at the hearing which
would permit questions to be asked about the state of his knowledge. What can be
said is that if all persons in a similar position called to a hearing adopted the same
stance then the conduct of the intelligence operation would be severely impeded.
[12] No reason for the contempt was given at the Commission’s hearing or in evidence
before me. It was not said that the reason for the refusal to take an oath was the
respondent’s fear of retribution. This is a possible inference. His apparent
subscription to a code of silence may not be a simple matter of honour. He may
subscribe to that code of silence because of a fear of retribution. To the extent that
it is permissible to infer that the respondent’s contempt is due to a fear of
retribution, and to the extent that any such fear may be well-founded, this would be
a matter to be taken into account in mitigation. This is because a refusal to take an
oath or otherwise co-operate out of a genuine fear of retribution deserves less
punishment than the same conduct by someone who has no such fear. However, the
achievement of the public policy objective which underpins the conferral on the
Commission of its exceptional powers could be impeded if significant weight was to
be given to an assertion (let alone an assumption) of a fear of retribution as a reason
for refusing to provide information.4
[13] There has been no apology by the respondent for his contempt.
[14] The character and antecedents of the respondent are relevant to punishment. He is
aged in his early 20s. He has never been in prison before. He has a minor criminal
history for three offences which were punished with fines with no conviction
recorded.
4 Allbeury v Corruption and Crime Commission (2012) 220 A Crim R 372 at 411 [224], 416 [255].
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[15] General and personal deterrence are important factors. As Byrne SJA observed in
Callanan v F,5 if witnesses are unwilling to participate in such investigative
hearings in connection with the commission of serious crimes, that is likely to
greatly disadvantage the community.
[16] I also take into account the fact that the respondent did not contest that he was in
contempt and that the matter proceeded expeditiously at the hearing before me at
which the respondent’s counsel did not contest the sentencing range and initially
submitted for a sentence of five months’ imprisonment.
[17] An appropriate period of imprisonment should have regard to comparable cases.
Some of those cases involved hearings in relation to major crimes, including
murder. Some involved contempts by individuals with more serious criminal
histories than the respondent. The facts are comparable to Callanan v Witness J in
which a term of five months’ imprisonment was imposed. Having regard to those
comparable cases, the sentencing range of five to six months advanced by senior
counsel for the applicant, and not challenged by the respondent, would be
appropriate if, as in earlier cases, it was expected that the sentence would be served
in normal prison conditions.
[18] There is authority for the proposition that time spent in pre-sentence custody cannot
be declared pursuant to s 159A of the Penalties and Sentences Act 1992 (Qld).6
However, as in other cases, it is appropriate to take into account the time the
respondent has been held in custody as a result of his contempt awaiting his penalty.
[19] Subject to the issue of solitary confinement, an appropriate sentence would be one
of five months’ imprisonment, less the time he has spent in custody. I take into
account the period of 16 days from 27 November 2013 to 12 December 2013
inclusive and deduct those 16 days from the notional sentence of five months’
imprisonment. This results in a period of four months and 14 days’ imprisonment
from today, subject to the issue of solitary confinement.
Punishment and solitary confinement
[20] The respondent is to be punished for contempt, not for the commission of a criminal
offence. However, in arriving at a just punishment, and subject to the mandatory
minimum punishment described by s 199(8B) of the Act, I am guided by similar
principles to those which apply in the imposition of punishment for an offence.
These include principles of personal and general deterrence and denunciation. Any
punishment is subject to the possibility that the respondent may purge their
contempt, in which event he might be discharged from prison before the end of the
term.7 The punishment for a serious contempt should not be so moderate as to
provide no practical encouragement to purge the contempt.
5 Unreported, Byrne SJA, 16 February 2010.
6 O’Connor v Witness G [2013] QSC 281.
7 The Act, s 199(8D) - (8F).
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[21] Any punishment must be just in all the circumstances. As with a sentence for a
criminal offence, punishment by imprisonment for contempt pursuant to s 199 of
the Act may take account of the circumstances in which the imprisonment will be
served. Particular circumstances may make imprisonment more harsh than
otherwise would be the case. For example, an invalid might be expected to find a
period of imprisonment far more harsh than a person in good health, and account
might be taken of this, particularly where there is a serious risk of imprisonment
having a gravely adverse effect on the prisoner’s health.8 A pre-existing medical
condition may carry little weight as a factor in mitigation when the condition can be
adequately treated in prison.9
[22] In imposing punishment by imprisonment pursuant to s 199 of the Act, the Court
does not dictate the precise circumstances in which the person will be imprisoned.
The person’s imprisonment is governed by laws and lawful directions by authorities
which are in charge of the person’s custody.10 Some information may be available
to the Court at the time punishment by way of imprisonment is imposed. For
example, it may be apparent that the person will not have ready access to required
medical treatment. Any punishment which is imposed leaves open the possibility
that the person will be punished for a disciplinary offence committed whilst the
person is in custody. Likewise, good behaviour in custody may result in a
favourable security classification and the conferral of privileges. A court cannot
predict with any precision what the course of custody will be because it is
dependent, to some extent, upon the person’s behaviour whilst in custody.
However, unless there is information before the court, it will normally assume that
custody will not be spent in solitary confinement, unless, for example, such an
extraordinary measure is justified as a punishment for a disciplinary offence or for
the person’s protection.
[23] The conditions under which a person will serve a term of imprisonment are relevant
matters to be taken into account – at least where those conditions are shown to be
different from, and more onerous than the conditions undergone by other
prisoners.11 The fact that a term of imprisonment will be served in isolation may be
taken into account in fixing a sentence of an appropriate length.12
[24] Senior counsel for the applicant fairly acknowledged that in the absence of a
statutory provision to the contrary, the Court is permitted, and indeed obliged, to
have regard to the expected circumstances of incarceration.
[25] In arriving at an appropriate punishment a court can make allowance for the fact
that a person has spent part of their time in custody in unusually harsh
circumstances. For example, a person who has consented to extradition to
Australia, but spent substantial time in unusually harsh conditions in a foreign jail
8 R v Pope; ex parte Attorney-General (Qld) [1996] QCA 318; R v RAL [2012] QCA 34.
9 R v Guthrie [2002] QCA 509 at [45]; R v Svensson; ex parte A-G (Qld) [2002] QCA 472.
10 York v The Queen (2005) 225 CLR 466 at 469 [5], 478 [37] – [38].
11 Ibid at 478 [38].
12 Ibid at 469 [5]. For a recent discussion of the question of whether anticipated prison conditions are a
relevant consideration for sentencing purposes see Western Australia v O’Kane [2011] WASCA 24
at [63] – [69].
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awaiting extradition might have such circumstances taken into account in reduction
of the period of actual custody the person is required to serve.13 In R v Allingham,
Landsdowne, Marshall and Booth14 the learned sentencing judge, Thomas J (as his
Honour then was), treated 18 days in pre-sentence custody of an offender as the
equivalent of 18 weeks because of the overcrowding and poor conditions spent in
the Brisbane Watchhouse.
[26] The prospect that a prisoner will serve some of the period in solitary confinement
will not always justify some reduction in sentence. Solitary confinement does not
mitigate when it is caused by the offender, for example by attempting to escape.15
R v Abbott16 is an example of such a case. It involved a violent escape by a high
security prisoner in the course of which shots were fired at correctional officers.
The applicant was sentenced to six years’ imprisonment. He was placed in solitary
confinement. The Chief Justice, with whom McPherson and Thomas JJA agreed,
accepted a submission that it would militate against the deterrent factor in
sentencing if escapees believed that they would serve a shorter time because the
Court anticipated that the escapee might serve some of the period in solitary
confinement. This authority does not support the proposition that solitary
confinement is not a relevant factor in the determination of a just punishment in
other situations.
[27] The prospect that a person might spend all or part of a term of imprisonment in
unusually harsh conditions should be taken into account in determining an
appropriate punishment.
The prospect that the respondent will be placed in solitary confinement
[28] An affidavit made by an Acting Deputy Commissioner of Queensland Corrective
Services on 10 December 2013 discloses that the document entitled “Southern
Queensland Correction Centre Detention Unit Management” dated 29 October 2013
which was referred to at the hearing on 5 December 2013 forms part of a
departmental policy, a copy of which is exhibited to the affidavit. This policy
applies to persons sentenced to a term of imprisonment as punishment for contempt
as well as persons sentenced to terms of imprisonment upon conviction of criminal
offences if those persons are found to be “identified participants” in a criminal
organisation. The relevant policy applies to all correctional centres in Queensland.
It is dated November 2013 and is in the form of a Handbook for General Managers.
Part of it is described as a Restricted Management Regime. The Queensland
Corrective Services Intelligence Group (“QCSIG”) is provided with a list of
confirmed Criminal Motorcycle Gang members by the Queensland Police Service
(“QPS”). A person who is identified as such an individual is described in the policy
as a CMG prisoner. The policy states the following in relation to their
accommodation:
“Sentenced and sentenced-remand CMG prisoners, including
protection prisoners, are to be placed at Woodford Correctional
13 R v Phillips and Wallgrove [2008] QCA 284 at [43] – [46].
14 [1994] QCA 433.
15 R v Brady (2005) 92 SASR 135 at [46].
16 Unreported, Court of Appeal CA No 344 of 1998, 13 April 1999.
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Centre in the Restricted Management Unit, unless there are
compelling reasons otherwise. Remand only CMG prisoners will in
most instances remain at their centre of origin.
CMG prisoners are included in the SOU cohort. Transfer decisions
for CMG prisoners will be made by the General Manager, Sentence
Management Services, with advice from the Deputy Commissioner,
Statewide Operations.
All identified CMG prisoners (remand, sentenced and protection)
will be managed in accordance with the following Restricted
Management Regime:
Out of cell time restricted to at least two daylight hours a day
No visits from other CMG members or affiliates (this also
includes family members)
CMG prisoners will ONLY be entitled to a 1 hour non-
contact personal visit with family members per week
The wearing of the CMG prisoner uniform
No TVs in cells
No access to gymnasium facilities/oval
Canteen expenditure strictly limited
Restricted minimum prisoner property
CMG prisoner phone calls restricted to seven personal calls
per week (6 minute duration)
All calls, other than to legal representatives, will be
monitored by intelligence staff at the time of the call or post
the activity
CMG prisoners will not be permitted to add CMG members
to the PTS
No clothing, jewellery, material or items indicative of CMG
membership will be permitted in a correctional centre
Visitors wearing or in possession of any such clothing or
items indicative of CMG membership will not be permitted to
enter or visit correctional facilities
Prisoner’s mail will be opened, searched, censored by
intelligence staff (excluding privilege mail)
Photographs refreshed every 2 months period to monitor
changes in tattoos and markings
Frequent, pro-active cell searches (Minimum once per week)
Increased drug testing (Substance testing to occur fortnightly
or at the direction of the General Manager)
Substance testing for specific drug types can occur at the
direction of the General Manager
CMG prisoners are eligible and can apply to the General
Manager for visits from Chaplaincy services and/or Elders.
There are to be no restrictions on access to health and medical
services.
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All CMG prisoners’ requests are to be managed in accordance
with current procedures and delegations for approval.”
[29] The affidavit clarifies the first dot point which states “Out of cell time restricted to
at least two daylight hours a day”. The affidavit explains that this means that any
prisoner subject to an order containing this condition will receive a total of two
daylight hours a day, with the remainder of the time (22 hours a day) spent in
solitary confinement. The only exception to this would be if the prisoner had other
scheduled appointments to attend, such as visits or medical appointments.
[30] The deponent of the affidavit stated that she was unable to say whether the
respondent and others in a similar position will be subject to the policy. This was
said to be a matter that would be assessed “once advice had been obtained from the
Commissioner of Police regarding their participation in criminal organisations, or if
the Department itself had intelligence that led to the Chief Executive forming a
reasonable belief that the individual was a participant in such an organisation.” The
deponent may not have been in a position to state whether the QPS and the
Commissioner of Police in particular, would identify the respondent as an identified
participant in a CMG.
[31] Senior counsel for the applicant’s instructions on 12 December 2013 were that the
respondent’s name was not presently on the list, but acknowledged that there was a
real and substantial risk that it would soon be. Counsel for the respondent
submitted that this was highly likely.
[32] I accept that submission based on the evidence before me. It includes an affidavit
from a senior officer within the QPS who is attached to a taskforce with respect to
Criminal Motorcycle Gangs. The affidavit identifies the respondent as someone
who has close personal ties to members of a particular CMG and is described as
being “an ‘Omerta’ member” who would be bound by a code that prohibits co-
operation with State authorities. The respondent, according to the affidavit, is
suspected to be a participant in the CMG.
[33] Accordingly, I conclude that the respondent is highly likely to be subject to the
policy I have described and will be imprisoned in the manner that I have mentioned.
Save for exceptional circumstances, he will spend 22 hours a day in solitary
confinement.
Solitary confinement
[34] The harms of solitary confinement are evidenced in a large body of literature,
including research dating back to the nineteenth century. It is addressed in
international law instruments. Relevant materials in relation to it are collected by
Dr Shalev in her work A Sourcebook on Solitary Confinement.17 Dr Shalev is a
17 Mannheim Centre for Criminology, London School of Economics and Political Science, London
2008 at< http://solitaryconfinement.org/uploads/sourcebook_web.pdf > at 11 December 2013.
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leading researcher in the field, who has published widely on the issue of solitary
confinement. She holds a research position at the Centre for Criminology at the
University of Oxford, is a Research Fellow at the Mannheim Centre for
Criminology and an Associate at the International Centre for Prison Studies. The
following is drawn substantially from her work and the materials quoted in it.
[35] Solitary confinement has a long history. It was widely and systematically used in
the “separate” and “silent” penitentiaries of the nineteenth century with the aim of
reforming prisoners. The belief was that left alone with their conscience and the
Bible, convicts would see the error of their ways and reform. However, it transpired
that many prisoners became mentally ill and there was little evidence that solitary
confinement succeeded in reducing offending. In modern times solitary
confinement has been deployed in “supermax” and “special security” prisons,
particularly in the United States of America.
[36] The adverse health effects of solitary confinement have been well-established. The
potentially damaging effects of solitary confinement have been recognised by
international instruments and by respectable bodies which view it as “an extreme
prison practice which should only be used as a last resort and then only for short
periods of time.” In 1990 the United Nations went as far as to call for its abolition.
[37] Research findings in relation to the health effects of solitary confinement began in
the nineteenth century and by the early twentieth century numerous reports
identified solitary confinement as the central factor in the development of psychotic
illness among prisoners. More recent studies have reaffirmed that solitary
confinement has a profound, adverse impact on the health of prisoners. Research
indicates that many who have been subject to solitary confinement are at a risk of
long-term psychological damage. The extent of psychological damage varies and
will depend on individual factors, such as an individual’s background and
pre-existing mental state, environmental factors, prison regime (including the time
out of cell and degree of human contact), the context of isolation (e.g. punishment,
own protection, involuntary) and its duration. The most widely reported effects of
solitary confinement are its psychological effects.
[38] According to the research cited by Dr Shalev, all studies of prisoners who have been
detained involuntary in solitary confinement in regular prison settings for longer
than 10 days have demonstrated some negative health effect. One study in
Denmark for prisoners held in solitary confinement compared to those held with
other prisoners found that hospitalisation rates diverged significantly after four
weeks. The probability of being admitted for psychiatric reasons was about 20
times as high as for a person remanded in non-solitary confinement for the same
period of time. An element in the level of endurance of solitary confinement is
prior knowledge of its duration.
[39] Because of the extent of psychological and physiological damage of solitary
confinement, reputable bodies advocate that its use should be reserved for extreme
cases, and for as short a time as possible.
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[40] International instruments and bodies which administer them view solitary
confinement as an undesirable prison practice which can only be justified in
extreme cases and which, in certain circumstances, may be in violation of
international law. The United Nations Human Rights Committee stated that:
“solitary confinement is a harsh penalty with serious psychological
consequences and is justifiable only in case of urgent need; the use of
solitary confinement other than in exceptional circumstances and for
limited periods is inconsistent with article 10, paragraph 1, of the
Covenant.”
[41] The International Covenant on Civil and Political Rights (“ICCPR”) came into
force in 1976. Australia is a signatory to it. Article 7 of the ICCPR states that:
“No one shall be subjected to torture or to cruel, inhuman or
degrading treatment or punishment ...”
Article 10 states:
“(1) All persons deprived of their liberty shall be treated with
humanity and with respect for the inherent dignity of the
human person.
...
(3) The penitentiary system shall comprise treatment of
prisoners the essential aim of which shall be their
reformation and social rehabilitation.”
[42] The UN Standard Minimum Rules, r 32(1) provides that “punishment by close
confinement ... shall never be inflicted unless the medical officer has examined the
prisoner and certified in writing that he is fit to sustain it.”18
[43] The Istanbul Statement on the Use and Effects of Solitary Confinement, adopted on
9 December 2007 at the International Psychological Trauma Symposium, addressed
the increasing use of solitary confinement as an administrative tool for managing
specific groups of prisoners. It reported that it has been “convincingly documented
on numerous occasions that solitary confinement may cause serious psychological
and sometimes physiological ill effects.” Negative ill effects can occur after only a
few days in solitary confinement, and the health risks rise with each additional day
spent in such conditions. The Statement asserts that when the element of
psychological pressure is used on purpose as part of isolation regimes such practices
become coercive and can amount to torture in contravention of international law.
[44] The Statement concluded that solitary confinement harms prisoners who were not
previously mentally ill and tends to worsen the mental health of those who are. As
a result, it recommended that the use of solitary confinement in prisons should be
kept to a minimum. Whether solitary confinement is used in connection with
18 Standard Minimum Rules for the Treatment of Prisoners, First United Nations Congress on the
Prevention of Crime and the Treatment of Offenders, Geneva, 22 August – 3 September 1955: report by the
Secretariat, United Nations publication, Sales No.1956.IV.4, annex I.A.
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disciplinary or administrative segregation, effort was required to raise the level of
meaningful social contacts for prisoners. It recommended:
“This can be done in a number of ways, such as raising the level of
prison staff-prisoner contact, allowing access to social activities with
other prisoners, allowing more visits, and allowing and arranging in-
depth talks with psychologists, psychiatrists, religious prison
personnel, and volunteers from the local community. Especially
important are the possibilities for both maintaining and developing
relations with the outside world, including spouses, partners,
children, other family and friends. It is also very important to
provide prisoners in solitary confinement with meaningful in cell and
out of cell activities.”
[45] The Statement concluded:
“As a general principle solitary confinement should only be used in
very exceptional cases, for as short a time as possible and only as a
last resort.”
What period of imprisonment in solitary confinement is appropriate?
[46] The notional starting point which I arrived at of five months’ imprisonment, less the
time already spent in custody, had regard to comparable contempt cases in which it
was not apparently anticipated that the period of imprisonment would be served in
solitary confinement. Had I acceded to a submission that imprisonment for five
months was appropriate it would have been in anticipation that the respondent
probably would serve that sentence in normal prison conditions. The possibility
might exist of his being required to serve some time in solitary confinement if he
was at risk of harming someone else or being harmed by someone else, or if he
committed a serious breach of prison discipline which justified the extreme measure
of solitary confinement as an appropriate punishment.
[47] It was not suggested at the original hearing before me that the respondent, by reason
of his antecedents, criminal history or alleged association presented a risk to the
security or good order of the corrective services facility to which he was to be
imprisoned. Neither counsel who appeared on 5 December 2013 anticipated that he
would be imprisoned by way of solitary confinement and the existence of the policy
appeared to come as a surprise to them.
[48] In imposing a punishment which is just in all the circumstances, I consider that it is
appropriate to take into account the fact that any period of imprisonment that I
impose is likely to be served in solitary confinement and in the other circumstances
dictated by the policy.
[49] A requirement to serve a substantial part of the sentence in solitary confinement and
in those conditions would be extremely harsh. There is no arithmetical calculation
by which one could convert a period of five months in solitary confinement to a
period in normal prison conditions. There is no arithmetical calculation to equate
five months in normal prison conditions to a period in solitary confinement.
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[50] In any event, my task is not to arrive at an appropriate sentence, assuming it will be
served in normal prison conditions, and then apply a conversion rate to account for
the fact of solitary confinement. It is to arrive at a just punishment which takes
account of a variety of factors, including the fact that the term of imprisonment will
be unusually harsh and potentially dangerous to the respondent’s health because it is
to be served in solitary confinement.
[51] Any substantial period of solitary confinement carries a high risk of causing serious
psychological damage to the respondent which will endure after his release. Such
enduring consequences carry dangers for members of the community.
[52] No submission is made by the applicant that solitary confinement is appropriate as a
device to coerce the respondent into purging his contempt. This is unsurprising
since the purposeful infliction of psychological harm by lengthy solitary
confinement would be a cruel and degrading punishment.
[53] The respondent’s background and other individual factors may make him resilient
and limit the extent of psychological damage arising from solitary confinement.
However, this cannot be assumed. It is appropriate to proceed on the basis that,
notwithstanding differences in individual tolerance, solitary confinement for a
prolonged period carries a significant risk of psychological damage, far in excess of
the psychological damage that would be caused by imprisonment in normal prison
conditions.
[54] Because of the harshness of the regime of solitary confinement to which the
respondent will be subjected, I consider that a substantial allowance should be made
for it. In some circumstances one day in unusually harsh custody, such as an
overcrowded watchhouse, can be roughly equated with a week spent in prison.19 It
would be open to me to conclude that each day of a lengthy period of solitary
confinement of the respondent would equate to a week spent in normal prison
conditions.
[55] In the end, and recognising the inexact nature of the assessment of an appropriate
allowance, I conclude that an appropriate period of imprisonment in circumstances
in which the respondent can expect to be held in solitary confinement is a period of
four weeks. This takes account of the fact that a period of four weeks in solitary
confinement is harsh punishment and carries a substantial risk of psychological
harm. The avoidance of such psychological harm might have justified a term far
shorter than four weeks. However, a sentence of a few days in solitary confinement
would not adequately punish the respondent for his contempt. The risk that the
respondent will suffer serious psychological harm by any substantial period in
solitary confinement, and thereby receive what many would regard as a cruel and
unusual punishment, must be taken into account. However, it does not justify
sending him to jail for only a few additional days. Such a period of imprisonment,
coupled with the 16 days already spent in custody pursuant to s 198A and on
remand, would not be a sufficient punishment for a serious contempt.
19 R v Allingham, Landsdowne, Marshall and Booth (supra).
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[56] The period that the respondent has been held in custody has been spent in the
watchhouse in conditions which are more onerous than normal conditions, and
which might be roughly equated to a month in normal custody on remand.
[57] A period of imprisonment of four weeks which is expected to be served in solitary
confinement, coupled with the period the respondent already has spent in custody as
a result of his contempt, is a just punishment in all the circumstances.
[58] A significant additional inducement for the respondent to purge his contempt is that
a second contempt relating to a hearing dealing with the same subject matter as that
dealt with in the recent hearing carries a minimum punishment of two years and six
months imprisonment.20
[59] I make the following orders:
1. I am satisfied beyond reasonable doubt that the respondent was in contempt of
the presiding officer in that he refused to take an oath in the circumstances
stated in the certificate of contempt of the applicant dated 27 November 2013;
2. I order that the respondent be imprisoned for a term of 28 days from 12
December 2013;
3. I direct that the originating application, the Certificate of Contempt, the
affidavits filed herein, the outlines of submissions and any exhibits be placed in
an envelope, which is to be sealed and marked not to be opened without an
order of the Court.
20 The Act, s 199(8B)(b).
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Official source: https://www.sclqld.org.au/caselaw/QSC/2013/341