Commissioner of Police Service v Spencer [2013] QSC 202 [2014] 2 Qd R 23
SUPREME COURT OF QUEENSLAND
CITATION: Commissioner of Police Service v Magistrate Spencer and
Ors [2013] QSC 202
PARTIES: COMMISSIONER OF POLICE SERVICE (QLD)
(applicant)
v
MAGISTRATE SPENCER
(first respondent)
ACTING MAGISTRATE HEGGIE
(second respondent)
MATTHEW JAMES NICOLAOU
(third respondent)
FILE NO/S: SC No 3 of 2013
DIVISION: Trial
PROCEEDING: Application
ORIGINATING
COURT: Supreme Court at Cairns
DELIVERED ON: 6 August 2013
DELIVERED AT: Cairns
HEARING DATE: 20 June 2013
JUDGE: Henry J
ORDER: 1. Application dismissed.
2. I will hear the parties as to costs.
CATCHWORDS: ADMINISTRATIVE LAW – JUDICIAL REVIEW –
REVIEWABLE DECISIONS AND CONDUCT – REVIEW
OF PARTICULAR DECISIONS – where the third
respondent pleaded guilty and was sentenced to failing to
stop motor vehicle when directed under s 754 of the Police
Powers and Responsibilities Act 2000 (Qld) – where first
Magistrate ordered a reopening of the sentence – where first
Magistrate found the conviction and sentence was a nullity
and relisted the matter for rehearing – where the third
respondent pleaded guilty and was resentenced – where
applicant contends the decisions to reopen the proceeding,
find the sentence orders made a nullity and sentence afresh
involved error – where applicant seeks a review of those
decisions pursuant to s 43 of the Judicial Review Act 1991
(Qld) – whether it is appropriate for the application for
judicial review to be granted
CRIMINAL LAW – SENTENCE – INTERPRETATION OF
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SENTENCING PROVISIONS – where the first Magistrate
fined the third respondent $5,500 and disqualified him from
driving for two years – where the first Magistrate and legal
representatives perceived that the imposition of a fine was
mandatory – whether the imposition of a fine was mandatory
under s 754 of the Police Powers and Responsibilities Act
2000 (Qld) and the Penalties and Sentences Act 1992 (Qld)
ADMINISTRATIVE LAW – JUDICIAL REVIEW –
GROUNDS OF REVIEW – ERROR OF LAW – where
applicant contends the decision of the first Magistrate to
order and conduct a reopening of the sentence initially
imposed on the third respondent pursuant to s 188 of the
Penalties and Sentences Act 1992 (Qld) involved an error of
law – where applicant contends the first Magistrate erred in
holding that s 145 of the Justices Act 1886 (Qld) had not been
complied with because the third respondent was not asked
how he pleaded and did not voice his guilty plea – where
applicant contends the proceedings were complete and the
first Magistrate was functus officio – whether the first
Magistrate erred
ADMINISTRATIVE LAW – JUDICIAL REVIEW –
REVIEWABLE DECISIONS AND CONDUCT –
DISCRETION NOT TO ENTERTAIN APPLICATION –
EXISTENCE OF OTHER REVIEW OR APPEAL RIGHTS
– where the third respondent contends it is not appropriate to
grant the application for review due to the operation of ss 12,
13, and 48 of the Judicial Review Act 1991 (Qld) – whether
alternative provisions for review are available – whether it is
inappropriate to grant relief
Judicial Review Act 1991 (Qld) ss 12, 13, 43, 48
Justices Act 1886 (Qld) ss 4, 144, 145, 146A, 147A, 222, 225
Penalties and Sentences Act 1992 (Qld) ss 12, 91, 180A, 188
Police Powers and Responsibilities Act 2000 (Qld) ss 754, 60
Australia Meat Holding Pty Ltd v Higgs [2006] QDC 81,
considered
BM alliance Coal operations Pty Ltd v BGC Contracting Pty
Ltd and Ors (No 2) [2013] QSC 67, cited
Burrell v The Queen (2008) 238 CLR 218, applied
Clampett v Magistrate Cornack [2012] QSC 123, considered
Daly v Barlow [1969] Qd R 237, considered
Maxwell v R (1995) 184 CLR 501, applied
Munday v Gill (1930) 44 CLR 38, considered
Nelson v Q-Comp [2004] QSC 167, considered
Owen v Cannavan and Anor [1995] QCA 324, considered
Paulger v Hall [2003] 2 Qd R 294, considered
Power v Heyward (2007) 2 Qd R 69, considered
Rowen v Strophair (1967) 61 QJPR 33, considered
R v Allen [1994] 1 Qd R 526, considered
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R v Cassar, ex parte Attorney-General [2002] 1 Qd R 386,
cited
Schneider v Curtis [1967] Qd R 300, considered
Stubberfield v Webster [1996] 2 Qd R 211, cited
Stubberfield v Kilner [1997] 1 Qd R 668, cited
Thiess Pty Ltd v Industrial Magistrate Elizabeth Hall and Ors
[2013] QSC 130, considered
Todhunter v Zacka, ex parte Zacka [1965] Qd R 515, applied
COUNSEL: S. McLeod on behalf of the applicant
Appearance of the first and second respondents excused
J. Allen on behalf of the third respondent
SOLICITORS: Qld Police Service Solicitor on behalf of the applicant
Appearance of the first and second respondents excused
Legal Aid Qld on behalf of the third respondent
[1] On 2 October 2012, Matthew Nicolaou, the third respondent, pleaded guilty in the
Cairns Magistrates Court to failing to stop a motor vehicle when directed, contrary to
s 754 of the Police Powers and Responsibilities Act 2000 (Qld) (―PPRA‖). The
sentencing Magistrate, the first respondent (―the first Magistrate‖), disqualified Mr
Nicolaou from driving for two years and fined him $5,500, wrongly believing that the
imposition of a fine was mandatory under s 754. Later that day the first Magistrate
ordered a reopening of the sentence.
[2] The sentence was reopened on 22 October 2012. The first Magistrate found his
sentencing order of 2 October 2012 was a nullity and the matter was relisted for
hearing before another Magistrate.
[3] On 24 October 2012, Mr Nicolaou pleaded guilty before the second respondent (―the
second Magistrate‖), who disqualified him from driving for two years and placed him
on probation for six months.
[4] While not complaining of the adequacy of the eventual sentence outcome the
applicant takes issue with the irregular process through which it was achieved in the
Magistrates Court. The applicant contends the initial sentence outcome should not
have been interfered with below and submits the decisions to reopen the proceeding,
find the sentence order made was a nullity and to in due course sentence afresh all
involved error.
[5] The applicant seeks a review of those decisions pursuant to s 43 of the Judicial
Review Act 1991 (Qld).
Background
[6] Mr Nicolaou committed six offences on 9 September 2012.
[7] His motor vehicle stalled when he was approaching a traffic incident where the police
were located. The vehicle he was driving was unregistered in breach of s 11 of the
Transport Operations (Road Use Management – Vehicle Registration) Regulation
2010 (Qld) and uninsured in breach of s 20(1) of the Motors Accident Insurance Act
1994 (Qld). He fled the vehicle.
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[8] The police noticed the vehicle in its abandoned state. They pushed it to the side of the
road and removed its number plates. Mr Nicolaou later returned to the motor vehicle
and drove it without number plates in breach of s 127(2)(e) of the Transport
Operations (Road Use Management – Vehicle Registration) Regulation.
[9] Police later saw the vehicle being driven and directed it to stop by activating their
police lights and siren. Mr Nicolaou failed to stop the motor vehicle in breach of s
754 of the PPRA and sped off. He crashed his vehicle into a wall. His second act of
driving the vehicle again involved offences of driving an unregistered vehicle and
driving an uninsured vehicle.
[10] In an interview with police Mr Nicolaou admitted the offences. He explained he
panicked and he was remorseful. He was 17 years of age and his only previous
conviction involved a $66 traffic fine relating to a light reflector fitting.
The first sentence proceeding of 2 October 2012
[11] When Mr Nicolaou came before the Magistrates Court on 2 October 2012 his solicitor
identified the six charges and indicated he was instructed to enter pleas of guilty to all
of the charges. Submissions on sentence ensued.
[12] In the course of those submissions the Police Prosecutor told the first Magistrate that
the minimum penalty for the s 754 offence was 50 penalty units accompanied by
mandatory disqualification from holding or obtaining a driver licence for two years.
Mr Nicolaou’s solicitor acknowledged he was aware of that, noting Mr Nicolaou
would lose his job as an apprentice carpenter because of the disqualification. The
learned presiding Magistrate proceeded to fine Mr Nicolaou 50 penalty units, namely
$5,500 and also made the mandatory disqualification order.1
[13] The applicant submits as ultimately relevant to whether this sentence should be
reinstated that the first Magistrate erred in concluding that the imposition of a fine
was mandatory. The first Magistrate had no regard to probation, the sentencing
option later favoured by the second Magistrate as an available sentencing option.
[14] Section 754 of the PPRA relevantly provides:
―754 Offence for driver of motor vehicle to fail to stop motor
vehicle
(1) This section applies if, in the exercise of a power
under an Act, a police officer using a police service
motor vehicle gives the driver of another motor
vehicle a direction to stop the motor vehicle the
driver is driving.
(2) The driver of the motor vehicle must stop the motor
vehicle as soon as reasonably practicable if a
reasonable person would stop the motor vehicle in
the circumstances.
Minimum penalty—50 penalty units.
Maximum penalty—200 penalty units or 3 years
imprisonment.
1 His Honour indicated this single fine was in respect of all charges except for the two charges of driving
uninsured for which no penalty was imposed.
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(3) If a court convicts a person of an offence against
subsection (2), the court, in addition to imposing a
penalty, must disqualify the person from holding or
obtaining a Queensland driver licence for 2 years.
…‖ (emphasis added)
[15] A breach of s 754 is punishable with imprisonment. Section 91 of the Penalties and
Sentences Act 1992 (Qld) provides a probation order may be made if ―a court convicts
an offender of an offence punishable by imprisonment‖.2 It follows that probation
could be imposed by way of penalty under s 754.
[16] That possibility is not excluded simply because the maximum penalty is said to be a
fine ―or‖ imprisonment. Section 180A of the Penalties and Sentences Act explains
such a provision means the sentencing court ―may‖ impose a fine or imprisonment or
both. That section’s language is permissive. It does not prescribe that a fine or
imprisonment or both are the only forms of sentence that can be imposed under such a
provision.3 It leaves alive the characterisation of s 754 that it is an offence punishable
with imprisonment and thus does not exclude the availability of probation under s 91.
[17] What though of s 754’s reference to a ―minimum penalty‖ of 50 penalty units?
Where, as here, a minimum as well as a maximum penalty is specified then the
penalty must not be less than the minimum and not more than the maximum.4
However, there appears to be no reason grounded in statute or principle why a period
of probation ought be regarded as a lesser penalty than a fine. They are inherently
different forms of penalty and their relative harshness will vary subjectively,
depending on their duration or amount and on the individual circumstances of the
offender. Further, the fact that probation arises as a sentencing alternative to
imprisonment, whereas a fine is a sentencing option even for offences that are not
punishable with imprisonment, suggests as a matter of principle that probation should
not be regarded as a lesser sentencing option than a fine.
[18] Section 754’s reference to a minimum penalty of 50 penalty units requires that where
a fine is imposed it must be at least 50 penalty units. However, it does not require
that a fine must be imposed. To construe the penalty provision for the offence in that
way would be to ignore that it is also an offence punishable with imprisonment and, it
follows, with probation. The wording of s 754 does not inevitably require the
imposition of a fine or exclude the availability of a sentence of probation.
[19] Had the first Magistrate realised this he probably would have imposed a period of
probation rather than a fine of $5,500. He plainly perceived the imposition of such a
fine as draconian in the circumstances of the case but wrongly understood that he was
obliged by law to impose it.
[20] This application for judicial review is concerned with the series of occurrences that
unfolded in the Magistrates Court as an obvious result of the learned Magistrate’s
subsequent reservations about the sentence that he had imposed.
2 Also see s 101, which is of similar effect in respect of community service.
3 See Acts Interpretation Act 1954 (Qld) s 32CA(1).
4 Acts Interpretation Act 1954 (Qld) ss 41, 41A.
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Reopening of first sentence proceeding
[21] On the afternoon of 2 October 2012, the same day upon which the first sentence had
been imposed, the first Magistrate mentioned the case in open court in the presence of
a Police Prosecutor. He announced he was going to bring the matter on for a
reopening on 9 October 2012.
[22] During that afternoon appearance the first Magistrate expressed concern that charging
Mr Nicolaou under s 754 had produced an oppressive result. He expressed the view
that s 754 was intended for more serious cases and that alleging a breach of s 60 of
the PPRA, ―[s]topping vehicles for prescribed purposes‖, would be more appropriate
for the level of criminality in this case. Plainly these were mere expressions of
opinion. It is for the executive branch of government to decide what a citizen should
be charged with.5 The first Magistrate did not suggest to the contrary.
[23] His Honour did not actually identify what he intended to occur at the reopening or by
what exercise of power he would reopen the proceeding.6
[24] Later on 2 October 2012, the Clerk of the Court issued a Notice of Reopening. The
Notice nominated s 188 of the Penalties and Sentences Act in its heading. Section
188(1) relevantly provides:
“188 Court may reopen sentencing proceedings
(1) If a court has in, or in connection with, a criminal
proceeding, including a proceeding on appeal—
(a) imposed a sentence that is not in accordance
with the law; or
(b) failed to impose a sentence that the court
legally should have imposed; or
(c) imposed a sentence decided on a clear
factual error of substance; or
(d) failed to fix a date for the offender to be
released on parole as required under part 9,
division 3;
the court, whether or not differently constituted, may
reopen the proceeding.‖
[25] The Notice did not identify which limb of s 188 was relevant. Against that part of the
Notice headed ―Reason for the reopening‖ the only words inserted were, ―Court has
ordered a reopening on (sic) the sentence‖.
[26] When the matter came before the court for reopening on 9 October 2012 the first
Magistrate indicated he had been motivated to reopen the matter for the purpose of
inviting the prosecution to consider whether the prosecution should be more properly
brought under s 60 of the PPRA and also because he had some concern as to whether
the elements of s 754 had been met on the facts placed before him. However, his
Honour did not identify the precise basis upon which he was purporting to reopen the
sentence.
5 See Maxwell v R (1995) 184 CLR 501, 513, 534.
6 The endorsement on the file does not assist.
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[27] The Police Prosecutor presented a lengthy written outline of argument, contending
that the court lacked jurisdiction to reopen the proceeding. The proceeding was then
adjourned to 22 October 2012 to allow the defence an opportunity to consider the
written submissions of the prosecution.
[28] Prior to the resumption of proceedings, Mr Nicolaou’s solicitor provided written
submissions. Those submissions argued that at the outset of the first sentence the
substance of the complaint had not been stated to Mr Nicolaou and he had not been
asked how he pleaded, contrary to the requirements of s 145(1) of the Justices Act
1886 (Qld). It was asserted the non-compliance had the consequence that the court
had no jurisdiction to convict Mr Nicolaou and consequently the orders made against
him were a nullity and the charges remained to be dealt with according to law. It was
submitted in the alternative that the sentence imposed was not in accordance with law
and could therefore be reopened pursuant to s 188(1)(a) of the Penalties and
Sentences Act.
[29] When the reopening of the first sentence was finally heard before the first Magistrate
on 22 October 2012, the first Magistrate indicated that his major concern in deciding
to reopen the sentence had been whether all of the elements of the charge had been
established. However, his Honour did not go on to express any concluded view about
that topic because he found in Mr Nicolaou’s favour that there had not been
compliance with s 145 of the Justices Act, with the consequence that the court had no
jurisdiction to convict and sentence Mr Nicolaou. His Honour also alluded to his
reservations about the police decision to pursue a charge under s 754 in the
circumstances of this case but emphasised that was a matter relevant to the
prosecutorial discretion and that he made no decision on that issue.
[30] His Honour found he had no jurisdiction to have convicted Mr Nicolaou, that his
orders of 2 October 2012 were a nullity and that the matter should be relisted before
another Magistrate to be dealt with according to law.
Grounds 1 and 2
[31] Grounds 1 and 2 are:
―1. The decision of the first respondent, made on 2 October
2012, involved an error of law and was otherwise contrary to
law when ordering a re-opening of the sentence imposed on
the third respondent on 2 October 2012, pursuant to s.188 of
the Penalties and Sentences Act 1992 (Qld) (―the PS Act‖).
2. The decision of the first respondent, made on 22 October
2012, involved an error of law and was otherwise contrary to
law when conducting a re-opening of the said sentence under
s.188(1)(a) of the PS Act because the re-opening:
(a) was not in respect to the sentence imposed
but in relation to concerns whether all of the
elements the offence had been established by
the Prosecution; and
(b) in proceeding with the re-opening the first
respondent erred in holding that s.145 of the
Justices Act 1886 (Qld) had not been
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complied with resulting in a finding that the
first respondent had no jurisdiction to
convict the first respondent and make the
orders against him.‖
[32] Ground 1 of the application cannot be sensibly considered in isolation because of the
paucity of information given on 2 October 2012 about the basis for the reopening.
The reopening did not proceed in substance until 22 October 2012, the date with
which Ground 2 is concerned. It was not until then that the basis upon which the
reopening actually proceeded became known. Ground 1 is therefore subsumed by
Ground 2 and one of the questions with which that ground is also concerned, namely,
did the first Magistrate err in proceeding with the reopening of the sentence pursuant
to s 188?
[33] Ground 2 also requires consideration of another question, namely, did the first
Magistrate err in finding by virtue of non-compliance with s 145 that he had no
jurisdiction to have made his orders of 2 October 2012 and that his orders were thus a
nullity?
Was there error in proceeding with reopening pursuant to s 188?
[34] Section 188 of the Penalties and Sentences Act only empowers a court to reopen
proceedings pursuant to statutory criteria. The need for those criteria to be applied
strictly was explained in R v Cassar, ex parte Attorney-General:7
―Attempts to review sentences, in light of subsequent events, by resort
to a creative, non-literal construction of s 188 must be strongly
discouraged. The section may not be used as an avenue for the
judicial review of administrative decisions. Sentences are reviewed
through the appeal process, not by means of this provision, which is in
the nature of a ―slip rule‖, to be used in the exceptional, limited
circumstances to which in precise terms it refers.‖
[35] In the present matter the only potentially relevant s 188 criterion permitting the
reopening was s 188(1)(a), namely, that the court ―imposed a sentence that is not in
accordance with the law‖. His Honour confirmed as much when he was asked by the
Police Prosecutor in the course of submissions whether the matter was a reopening
under the Penalties and Sentences Act. His Honour responded he had allowed it to be
reopened pursuant to s 188(1)(a) because the sentence imposed had not been imposed
according to law. Here however the sentence was of itself ―in accordance with the
law‖. It is not to the point that it may have been a manifestly excessive sentence
warranting appellate intervention. It was a form of sentence that a court could
lawfully impose upon a person convicted under s 754 of the PPRA.
[36] The real basis for the reopening was not that the sentence was not in accordance with
the law but that the conviction that preceded it was supposedly not in accordance with
the law. The first Magistrate reasoned in effect that a sentence could not be imposed
―in accordance with the law‖ if it relates to a conviction which has not been reached
in accordance with the law. This reasoning blurs two distinct phases of the hearing of
a criminal matter. It would, if correct, permit a court of first instance to use s 188 to
7 [2002] 1 Qd R 386, 390.
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vacate convictions that the court thinks have been reached in error and in turn order
rehearings. Such a use is beyond the orders permitted by s 188. Section 188(3)
provides:
―(3) If a court reopens a proceeding, it—
(a) must give the parties an opportunity to be heard;
and
(b) may resentence the offender—
(i) for a reopening under subsection (1)(a)—to
a sentence in accordance with law; or
(ii) for a reopening under subsection (1)(b)—to
a sentence the court legally should have
imposed; or
(iii) for a reopening under subsection (1)(c)—to
a sentence that takes into account the factual
error; or
(iv) for a reopening under subsection (2)—to a
sentence under subsection (4); and
(c) may amend any relevant conviction or order to the
extent necessary to take into account the sentence
imposed under paragraph (b).‖
[37] Those orders all involve interference with the sentence, not the conviction. While s
188(3)(c) refers to amending ―any relevant conviction‖ that is only for the limited
purpose of imposing a different or amended sentence. An obvious example of such
an amendment might be for the purpose of exercising the discretion to not record a
conviction. However, such an exercise of discretion forms part of the sentencing
process.8 It does not alter the legal reality that a defendant has actually been convicted
of an offence. Rather, it means that there has been a conviction without the recording
of a conviction.9 Section 188 might empower a court to vacate the recording of a
conviction but it does not empower a court to vacate the conviction of a defendant by
a court. It only empowers the court to impose a different sentence than that which
was initially imposed.
[38] If the reopening which proceeded substantively on 22 October 2012 did proceed only
as a reopening pursuant to s 188 then no basis was identified for intervention under
that section. The orders made could not have been made under that section. If the
first Magistrate proceeded only under s 188 then he did so in error.
[39] However, the first Magistrate did not proceed solely under s 188. Despite the Clerk
of the Court’s Notice of Reopening specifying s 188, it will be recalled the first
Magistrate did not specify that section as the legal basis for the reopening when he
mentioned the matter on the afternoon of 2 October 2012, only hours after the first
sentence had been imposed. More significantly, when the reopening eventually
proceeded on 22 October 2012, his Honour accepted the first limb of the defence
submission, which did not rely upon s 188. That submission was that non-compliance
with s 145 of the Justices Act meant the court had no jurisdiction to convict Mr
Nicolaou and that accordingly the orders made on 2 October 2012, when sentence
8 R v Briese; ex parte A-G (Qld) [1998] 1 Qd R 487, 490.
9 See Penalties and Sentences Act 1992 (Qld) s 12(4).
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was imposed, were a nullity. His Honour’s endorsement of the bench charge sheets10
was to that effect.
[40] The upshot is that the reopening of the proceeding relied upon an eventual exercise of
power beyond that contained in s 188 of the Penalties and Sentences Act. To the
extent s 188 was relied upon by the court, it erred. However, it would not be
appropriate to intervene to correct that error on review if the court’s other basis for its
eventual exercise of power did not involve error.11
Was there error in finding that the conviction and sentence was a nullity by
virtue of non-compliance with s 145?
[41] Mr Nicolaou’s argument, accepted by the first Magistrate, was that there had not been
compliance with s 145 of the Justices Act, with the consequence that the court had no
jurisdiction to convict and sentence Mr Nicolaou.
[42] Section 145 provides:
―145 Defendant to be asked to plead
(1) When the defendant is present at the hearing the
substance of the complaint shall be stated to the
defendant and the defendant shall be asked how he
or she pleads.
(2) If the defendant pleads guilty, the Magistrates Court
shall convict the defendant or make an order against
the defendant or deal with the defendant in any
other manner authorised by law.‖
[43] The exchange at the outset of the proceeding, immediately preceding the Police
Prosecutor’s recitation of the facts on sentence was:
―UNIDENTIFIED SPEAKER: The matter of Matthew James
Nicolaou.
[MR NICOLAOU’S SOLICITOR]: Mr Nicolaou appears, your
Honour.
BENCH: Yes
[MR NICOLAOU’S SOLICITOR]: There are two charges of
driving an unregistered vehicle, two driving an uninsured
vehicle, one using false plates on the vehicle and one failing to
stop for police. I’m instructed to enter pleas of guilty to all
charges.
BENCH: Thank you. Yes, have a seat, thank you Mr Nicolaou.
[POLICE PROSECUTOR]: The facts in relation to all matters
are…‖
[44] It is contended for Mr Nicolaou that s 145 was not complied with because, on the face
of that exchange:
(a) the substance of the complaint was not stated to him;
(b) he was not asked how he pleaded; and
10 Ex 1.
11 See Judicial Review Act 1991 (Qld) s 48.
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(c) he did not voice his pleas of guilty.
[45] Mr Nicolaou’s solicitor was obviously aware of the charges his client was facing. He
listed the names of the charges in open court and indicated that Mr Nicolaou pleaded
guilty to those charges. By doing so the solicitor was impliedly indicating to the court
on his client’s behalf that there was no need for the presiding Magistrate to address
his client as contemplated by s 145. This implied waiver of s 145’s requirements may
be relevant to the significance of the consequences of non-compliance with s 145 but
does not alter the fact the terms of s 145 were not complied with.
[46] Additionally, the fact Mr Nicolaou was legally represented did not alter the
requirements of s 145. Section 144 certainly contemplates the court may hear and
determine a complaint if the parties ―appear either personally or by their lawyers‖.
However, s 145 applies when ―the defendant is present‖12 and refers to ―the
defendant‖, not the defendant’s lawyer. Section 145 does not contemplate that a
defendant’s legal representative can substitute for the defendant to achieve
compliance with it.13 Rather, it requires the participation of a defendant, at least to the
extent of the defendant at the hearing being told of the substance of the complaint,
being asked how he or she pleads to it and he or she then pleading guilty to it.
[47] The substance of each complaint was not stated to Mr Nicolaou at the hearing.
Further, Mr Nicolaou was not asked at the hearing how he pleaded and there was no
plea of guilty by him. Section 145 was not complied with.
[48] What is the consequence of non-compliance with s 145? Is it an irregularity of such a
fundamental character as to automatically render what follows a nullity or will the
consequences vary according to the circumstances of the case?
[49] Despite divergences in contemporary judicial opinion14 these questions were
authoritatively resolved in Queensland in 1965 by the Full Court in Todhunter v
Zacka, ex parte Zacka15 where, inter alia, a plea had not been taken in accordance
with s 145 prior to a summary trial. The Full Court discharged the order to review
concluding that there had not been a fundamental defect in procedure that was fatal to
the validity of the proceedings. Hanger J16 and Douglas J,17 with each of whose
reasons Sheehy ACJ agreed, distinguished reasoning in the English case of Stefani v
John18 to the effect that summary jurisdiction derives from statute and that a court
which does not follow all of the requirements of that statute in determining cases
summarily will lack jurisdiction. Rather, their Honours adopted the reasoning of the
High Court in Munday v Gill,19 where Gavan Duffy and Starke JJ observed:
12 Compare s 146A which deals with the disposition of a guilty plea in absentia.
13 Compare s 145’s parallel provision in NSW, the Criminal Procedure Act 1986 (NSW) s 192, where the
accused person referred to is defined by s 3 of that Act as including the person’s legal representative, as
was discussed in Collier v Director of Public Prosecutions (NSW) [2011] NSWCA 202 and McKinlay
v Commissioner of Police [2011] QCA 356.
14 Compare, for example, Murray v McKenzie [2006] QDC 84 and PPG v Commissioner of Police [2011]
QDC 277. There is also some divergence of opinion regarding pleas to indictable offences dealt with
summarily, compare Commissioner of Police v Warcon [2011] QDC 28 and Brown v QPS [2011] QDC
301, but that involves a different statutory procedure, under s 552I of the Criminal Code.
15 [1965] Qd R 515 (―Todhunter‖).
16 Ibid 518.
17 Ibid 522.
18 (1948) 1 KB 158.
19 (1930) 44 CLR 38, 80-81.
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―No definite principle can be extracted from these cases. In
some instances, the irregularity is so serious that the consent of
the accused will not cure it; in others, consent overcomes the
irregularity; whilst in yet others, it is very slight and unattended
by any serious consequence to the accused, so that no substantial
miscarriage of justice takes place and the Courts refuse to
interfere. Much must therefore depend upon the nature of the
charge, the character of the irregularity, and the conduct of the
parties at the hearing. The fact that the accused person has
consented to the irregular procedure is weighty, and one that is
often decisive; but it is not conclusive of itself and the Court
must consider the whole of the circumstances.‖
[50] Consistently with the High Court’s reasoning in Munday v Gill,20 Douglas J
acknowledged in Todhunter21 that there can be irregularities which take away
jurisdiction even though there has been waiver but did not regard non-compliance
with s 145 as falling into that category.
[51] A different view was expressed in the District Court in Rowen v Strophair,22 by
Andrews DCJ, as he then was, who distinguished Todhunter on the basis it was
dealing with an irregularity in the manner of taking evidence. However, the
irregularities in Todhunter included a failure to comply with the requirements of s
145. Admittedly, unlike the present case, it was concerned with the consequences of
non-compliance with s 145 where the matter below had proceeded as if there had
been a plea of not guilty, but so too was Rowen v Strophair. The fact that the present
matter proceeded as if there had been a plea of guilty provides no logical basis to
distinguish the reasoning in Todhunter. If s 145 was a provision of such a kind that a
failure to comply with it would be automatically fatal to the validity of the ensuing
proceedings then it would have that effect whether the ensuing proceedings was a trial
or a sentence. It is clear from Todhunter that s 145 is not a provision of that character
and that the consequences of non-compliance will vary according to the
circumstances of the case.
[52] In Rowen v Strophair Andrews DCJ followed the reasoning in Stefani v John
notwithstanding that in Todhunter that reasoning had been distinguished by the Full
Court, which preferred the High Court’s reasoning in Munday v Gill as apposite. In
Daly v Barlow,23 Hoare J disagreed with the reasoning of Andrews DCJ, observing
that the application of the Full Court’s approach in Todhunter should have led to an
opposite result than that reached by Andrews DCJ.
[53] Hoare J explained in Daly v Barlow that non-compliance with s 145 was not of itself a
fundamental defect because s 145 is a procedural provision rather than a provision
conferring substantive rights. His Honour observed:
―The approach which I find useful in the present case is to distinguish
between substantive rights and procedural provisions. For instance,
20 Ibid.
21 Supra 522.
22 (1967) 61 QJPR 33.
23 [1969] Qd R 237, 242.
-- 12 of 24 --
13
notwithstanding the provisions of s. 145 of The Justices Act, I can see
no objection to a defendant being dealt with summarily, saying, ―I
know precisely what the charge is. There is no necessity to read the
complaint over to me. I admit the charge.‖ Likewise, if a defendant is
represented by counsel or solicitor, I see no reason why the latter
should not follow the time-honoured formula and say, ―I take the
complaint as read and plead guilty.‖ There is no reason why counsel
or the solicitor should not speak for his client: see R. v. Salisbury &
Amesbury Justices. In neither of these suggested instances had the
letter of s.145 been followed but the provision is a procedural one and
I can see no reason whatever why the requirements of a mere
procedural provision should not be waived.‖24 (citations omitted)
[54] The remarks of Hoare J ought not be understood as encouraging waiver of
compliance with s 145. His Honour was merely explaining that if compliance with s
145 has been waived there is no reason why the non-compliance will of itself render
the ensuing proceeding a nullity. However, as was emphasised by the High Court in
Munday v Gill, the fact of waiver is not conclusive. Waiver will not eliminate other
potential reasons why a conviction in the wake of non-compliance with s 145 may be
interfered with. A risk with waiving compliance with s 145 is not that the non-
compliance will of itself negate the outcome of the proceeding but that it will obscure
some other feature that will.
[55] The mischief which s 145 is most obviously directed at avoiding is wrongful
conviction resulting from a misunderstanding of the substance of the charge and
whether the defendant intends to plead guilty or not guilty to it. For example, to draw
upon Hoare J’s reference to a defendant saying, ―I know precisely what the charge
is‖, a defendant may think he or she knows what the charge is, but be wrong. Such
misunderstandings may only become known belatedly, if at all. At worst, they may
result in a miscarriage of justice with the defendant being wrongly convicted and
punished. Even if discovered in the course of the proceeding, in time to stop and start
again, such misunderstandings will still result in a waste of court time and resources,
which compliance with s 145 would have prevented.
[56] Despite repeated judicial emphasis of the desirability of compliance with s 145,25 a
perception may linger in the busy jurisdiction of the Magistrates Court that time
consuming compliance with s 145 is less important where defendants are legally
represented because there is little risk of the misunderstanding and associated
injustice which s 145 is obviously directed at minimising. However, legal
representatives are not immune from misunderstanding and in any event the statutory
procedure set out in s 145 does not discern between whether or not a defendant is
legally represented. The safest and correct course, even where defendants are legally
represented, is to comply with the statutory procedure.
[57] In the present matter his Honour was correct in concluding s 145 had not been
complied with but erred in concluding that the non-compliance with s 145 of itself
meant the court had no jurisdiction to convict and that its orders were a nullity.
24 Ibid 242-243.
25 Hyde v Mason [2005] QCA 79, [24]; McKinlay v Commissioner of Police [2011] QCA 356, [32] and
McNamara v Queensland Police Service [2013] QCA 100, [21].
-- 13 of 24 --
14
[58] Further, there was no misunderstanding or injustice occasioned or obscured by the
non-compliance with s 145. The matter proceeded on the obvious understanding that
Mr Nicolaou pleaded guilty to the charges he was facing. There was no suggestion
later in the hearing or in the course of argument on the reopening that he in fact
lacked understanding of the substance of the charges he was facing or lacked the
intention that he be dealt with as having pleaded guilty to them. In short, there was
no concern that Mr Nicolaou had been wrongly convicted.
[59] However, even if there was some such concern it would not have entitled the first
Magistrate to purportedly reopen proceedings and vacate the conviction. The
circumstances under which a court at first instance can revisit and change its own
ostensibly final decision are rare because of the importance in the judicial system of
the principle of finality.
[60] The principle is no less important in cases where the presiding judicial officer rather
than a party develops a hindsight concern about the final decision. In the High Court
case of Burrell v The Queen,26 the plurality explained it is irrelevant whether the court
rather than a party raises a concern about its decision because either way if the
concern is to be addressed it would require a ―reargument of issues that would
constitute the departure from the principle of finality‖. Their Honours went on to
identify the formal recording of the court’s order as a watershed point of finality in
litigation:
―Identifying the formal recording of the order of a superior court of
record as the point at which that court's power to reconsider the matter
is at an end provides a readily ascertainable and easily applied
criterion. But more than that, identifying the formal recording of the
order as the watershed both marks the end of the litigation in that
court, and provides conclusive certainty about what was the end result
in that court.‖27
[61] In some cases there may linger doubt as to whether a court has reached the watershed
point of no return in its pronouncements. For example, in R v Allen28 the Court of
Criminal Appeal did not consider itself functus officio where it had pronounced
judgment but not given its reasons.
[62] The point of no return at first instance in respect of conviction on a plea of guilty is
the point at which there has been an acceptance of the plea amounting to a
determination of guilt by the court.29 In the higher courts that point is generally
regarded as the administration of the allocutus under s 648 of the Criminal Code Act
1899 (Qld).30 In courts where that formal procedure is not followed it will at the latest
be the passing of sentence upon the defendant, as was explained by Dawson and
McHugh JJ in Maxwell v The Queen:31
―The determination of guilt forms part of the judgment of the court but
it can occur otherwise than by the formal entry of the plea upon the
26 (2008) 238 CLR 218, 224.
27 Ibid.
28 [1994] 1 Qd R 526.
29 Maxwell v The Queen (1995) 184 CLR 501, 509.
30 R v Shillingsworth [1995] 1 Qd R 537, 543.
31 (1995) 184 CLR 501, 509.
-- 14 of 24 --
15
record of the court. Of course, the formal entry of the plea upon the
record may afford the clearest evidence of the determination of the
court, but a determination may otherwise occur when the court acts so
as to indicate unequivocally its acceptance of the plea.
In these days where there is often, as in this case, only a note or
memorandum of a plea of guilty and nothing which could be
described as a formal entry of a plea on the record of the court, a plea
of guilty is not, in the ordinary course of events, accepted until
sentence is passed on the accused.‖
[63] In the present matter sentence was passed on Mr Nicolaou, that is, he had been
convicted by the first Magistrate. The court effectively recorded its formal order in
articulating sentence in open court and the conviction and sentence were also
recorded on the bench charge sheet.32 The litigation of this case in the Magistrates
Court had ended.
[64] There is a statutory exception to the principle of finality contained in s 147A of the
Justices Act. That exception is limited to permitting the reopening of proceedings
where a conviction or order is based on or contains an error of fact and empowers the
court to set aside the conviction or vacate or vary an order to conform with the facts.
However, it is not suggested the circumstances of this case could attract the operation
of s 147A.
[65] In a similar vain, courts also have an inherent jurisdiction, generally referred to as the
slip rule, to correct an error arising from an accidental slip or omission.33 As was
explained in Burrell v the Queen,34 the slip rule is not a substantial qualification to the
finality rule:
―The power to correct the record so that it truly does represent what
the court pronounced or intended to pronounce as its order provides
no substantial qualification to that rule. The power to correct an error
arising from accidental slip or omission, whether under a specific rule
of court or otherwise, directs attention to what the court whose record
is to be corrected did or intended to do. It does not permit
reconsideration, let alone alteration, of the substance of the result that
was reached and recorded.‖ (citation omitted)
[66] The first Magistrate’s orders of 22 October 2012 did not involve the correction of a
mere slip. They fundamentally altered the substance of the result that had been
reached and recorded.
[67] Mr Nicolaou contended for a broader exception to the finality rule than the slip rule.
In doing so he drew generally on the observations of Byrne J in Power v Heyward35
that a Magistrates Court has by implication the powers reasonably necessary to enable
it to act effectively within its jurisdiction, even in respect of matters regulated by
statute or rules of the court, so long as it can do so without contravening such
provisions. In this context Mr Nicolaou also referred to Thiess Pty Ltd v Industrial
32 Ex 1.
33 L Shaddock & Associates Pty Ltd v Parramatta City Council [No 2] (1982) 151 CLR 590, 594.
34 Supra 224.
35 (2007) 2 Qd R 69, 72.
-- 15 of 24 --
16
Magistrate Elizabeth Hall and Ors,36 in which Boddice J reached a similar conclusion
in respect of the powers of an Industrial Magistrate. However, both of those cases
were concerned with the exercise of a court’s power in the course of determining a
case before it, not its power after the event to alter its determination of the case. The
examples of the implied power cited with authority by Byrne J were the court’s
implied power to regulate its own procedure, ensure fairness in investigative and trial
procedures and prevent abuse of its process. None of those examples bespeak an
exception to the finality principle.
[68] Mr Nicolaou submitted more specifically, relying on the decision of McGill DCJ in
Australia Meat Holding Pty Ltd v Higgs,37 that where a court has made an order
without jurisdiction it has inherent jurisdiction to set the order aside. However, it was
common ground in that case that the court had acted without jurisdiction. McGill
DCJ emphasised that where it is not agreed a court lacked jurisdiction to order as it
did, the court should not set the order aside and instead leave the question to be
determined on appeal.38 Australia Meat Holding Pty Ltd v Higgs does not assist Mr
Nicolaou because in the present matter the prosecution did not concede the first
Magistrate had acted without jurisdiction in convicting and sentencing Mr Nicolaou.
[69] As earlier explained the first Magistrate erred in concluding the non-compliance with
s 145 meant he lacked jurisdiction to have made his earlier orders. However, whether
he was right or wrong about that he lacked jurisdiction to substantively interfere with
those orders in any event. His Honour erroneously reviewed and made orders as to
the contested validity of his final determination of the case, something that was not
his province but the province of an appellate court.
[70] The applicant has succeeded in showing error, but does that warrant interference
through judicial review? Before considering that question it is appropriate to consider
the balance of the proceeding below and the third ground advanced by the applicant in
respect of it.
The second sentence proceeding of 24 October 2012
[71] When the matter came on before the second Magistrate on 24 October 2012 each of
the charges were read in full to Mr Nicolaou39 who confirmed he entered pleas of
guilty to each of them.
[72] At the outset the Police Prosecutor submitted the earlier conviction had in effect been
reversed pursuant to an exercise of power under s 188(1)(a) of the Penalties and
Sentences Act and that no such power existed under that provision. It was submitted
in effect that the matter had not been reopened according to law and that the second
Magistrate should not hear the matter. His Honour rejected that submission,
indicating that he would proceed in accordance with the ruling made on 22 October
2012.
36 [2013] QSC 130.
37 [2006] QDC 81.
38 Ibid [13].
39 This met and exceeded the requirement of s 145, which is only that ―the substance‖ of the complaint be
stated.
-- 16 of 24 --
17
[73] Sentence submissions were then made afresh. In the course of those submissions the
defence solicitor submitted why a period of probation rather than a fine ought be
imposed.
[74] His Honour imposed a period of six months probation and ordered Mr Nicolaou’s
disqualification from holding or obtaining a driver licence for a period of two years.
Ground 3
[75] Ground 3 states:
―In conducting the proceedings and making the orders on 24 October
2012 the second respondent erred at law and acted contrary to law by
reason of the matters pleaded at grounds 1 and 2 above because he had
no jurisdiction to conduct the said proceedings.‖
[76] In effect this ground alleges error on the part of a Magistrate for hearing a matter that,
according to the court’s record, was properly before him for determination. It was not
for the second Magistrate to know whether the applicant would in the future seek
judicial review of or appeal the decisions of the first Magistrate, let alone do so
successfully. Unless and until that occurred the matter was before the Magistrates
Court for determination.
[77] The prosecution did not request an adjournment or temporary stay of proceedings
pending such a review or appeal. Instead it effectively invited the second Magistrate
into the same error that befell his predecessor, of presiding as a de facto appellate
court or court of review. The second Magistrate did not fall into that error.
[78] In the event that this court on review or a court on appeal interfered with the first
Magistrate’s decision that his initial orders were a nullity it would likely be necessary
to make consequential orders vacating the second Magistrate’s decision. However, as
events stood before the second Magistrate the case remained to be determined and in
the absence of a request for an adjournment or temporary stay pending review or
appeal he was right to proceed to determine it. Ground 3 must fail.
Is it appropriate to intervene?
[79] The third respondent submits that even if error has been demonstrated, this is not an
appropriate case in which to grant the application for review.
[80] He relies upon the operation of ss 12 and 13 of the Judicial Review Act which
provide:
“12 When application for statutory order of review may be
dismissed
Despite section 10, but without limiting section 48, the
court may dismiss an application under section 20 to 22 or
43 that was made to the court in relation to a reviewable
matter because—
(a) the applicant has sought a review of the matter by
the court or another court, otherwise than under this
Act; or
-- 17 of 24 --
18
(b) adequate provision is made by a law, other than this
Act, under which the applicant is entitled to seek a
review of the matter by the court or another court.
13 When application for statutory order of review must be
dismissed
Despite section 10, but without limiting section 48, if—
(a) an application under section 20 to 22 or 43 is made
to the court in relation to a reviewable matter; and
(b) provision is made by a law, other than this Act,
under which the applicant is entitled to seek a
review of the matter by another court or a tribunal,
authority or person;
the court must dismiss the application if it is satisfied,
having regard to the interests of justice, that it should do
so.‖ (emphasis added)
[81] Mr Nicolaou submits adequate provision is made to review the decisions complained
of by way of an appeal to a District Court judge under s 222 of the Justices Act and
that pursuant to either s 12 or s 13 of the Judicial Review Act the application should
be dismissed.
Other provision for review available under s 222
[82] Section 222 of the Justices Act relevantly provides:
“222 Appeal to a single judge
(1) If a person feels aggrieved as complainant,
defendant or otherwise by an order made by justices
or a justice in a summary way on a complaint for an
offence or breach of duty, the person may appeal
within 1 month after the date of the order to a
District Court judge.
(2) However, the following exceptions apply—
(a) a person may not appeal under this section
against a conviction or order made in a
summary way under the Criminal Code,
section 651;
(b) if the order the subject of the proposed
appeal is an order of justices dealing
summarily with an indictable offence, a
complainant aggrieved by the decision may
appeal under this section only against
sentence or an order for costs;
(c) if a defendant pleads guilty or admits the
truth of a complaint, a person may only
appeal under this section on the sole ground
that a fine, penalty, forfeiture or punishment
was excessive or inadequate.‖
-- 18 of 24 --
19
[83] Of the exceptions in s 222(2), only s 222(2)(c) is potentially relevant. However, it
only precludes appeals against conviction by a defendant who has pleaded guilty.40 It
will not preclude an appeal where the legitimacy of the proceeding or of the alleged
guilty plea is in issue.41 Here it was in issue whether there had actually been a guilty
plea according to law before the first Magistrate. That in turn bore upon both the
legitimacy of the decision of the first Magistrate to reopen proceedings and find the
initial orders were a nullity and the legitimacy of the proceeding before the second
Magistrate. Section 222(2)(c) would not preclude the applicant pursuing an appeal in
the present context.
[84] The word ―order‖, used in s 222, is relevantly defined in s 4 of the Justices Act:
“order includes any order, adjudication, grant or refusal of any
application, and any determination of whatsoever kind made by a
Magistrates Court...‖ (emphasis added)
[85] In light of the broad definition of ―order‖ any determinations of the Magistrates Court
made in a summary way on a complaint for an offence are susceptible to appeal under
s 222. The exceptions in s 222 to its application are of no present relevance. On the
face of it, the decisions of the first Magistrate and second Magistrate could therefore
have been appealed pursuant to s 222.
[86] The applicant however submitted he could not have appealed the first Magistrate’s
decision of 22 October 2012 under s 222 because such an appeal does not lie against
interlocutory orders.
[87] The applicant relied upon Schneider v Curtis,42 where a defendant had sought under s
222 to appeal the decision of a Magistrate during a trial that there was a case to
answer. The Full Court concluded that such a ruling was not an ―order upon a
complaint‖ within the meaning of s 222. Gibbs J, with whom Douglas J agreed, said:
―In my opinion the legislature did not intend that the wide powers of
control over the proceedings of magistrates which this court may
exercise by way of order to review should also be available on an
appeal under s.222. Such an appeal in my opinion only lies from an
order which disposes of a complaint, for example by dismissing it, or
by entering a conviction and imposing a penalty. It does not lie from a
magistrate’s ruling, given at the close of the complainant’s case, that
there is a case for the defendant to answer, for although such a ruling
may amount to the refusal of an application, and may be regarded as an
order within the definition in s. 4, it is made upon an incidental
application during the hearing of the complaint, and is not an order
made upon the complaint.‖43
[88] His Honour emphasised the significance of the requirement of s 223 that the appeal is
by of rehearing. He highlighted this was inconsistent with the procedure that would
be appropriate on an appeal from an interlocutory ruling.44 This heralds a significant
40 Smith v Ash [2010] QCA 112, [87].
41 Ajax v Bird [2010] QCA 2, [5].
42 [1967] Qd R 300.
43 Ibid 306.
44 Ibid 305.
-- 19 of 24 --
20
distinction as between Schneider v Curtis and the novel circumstances of this case.
Here, the ruling of the first Magistrate was subsequent to the hearing of the matter.
There would be no concern that for want of a completed hearing below there could
not be a rehearing on appeal. The issue would be the validity of the apparently
completed hearing, the complete record of which would be available to a District
Court judge by way of rehearing on a s 222 appeal.
[89] A further point of distinction is that in the present matter the controversy does not
relate to the correctness of an incidental ruling before or during the hearing of the
complaint. It relates to the validity of the purported determination of the complaint.
As was explained in Owen v Cannavan and Anor,45 the foundation for the Full
Court’s reasoning in Schneider v Curtis was that s 222(1)’s reference to an order ―on
a complaint‖ is ―referrable to the determination of a complaint‖. Here there had been
a determination of a complaint and the order made was referrable to that
determination. It was therefore an order within the meaning of s 222 and could,
without further developments in the proceeding below, have been the subject of a s
222 appeal.
[90] Even if I am wrong in that conclusion and the rule in Schneider v Curtis would have
precluded a s 222 appeal of the order at that stage, that preclusion was short lived.
[91] Two days later there was a further purported determination of the complaint below.
The applicant accepted the second Magistrate’s orders of 24 October 2012 could have
been the subject of a s 222 appeal by the applicant. However, the applicant’s
submissions carried an implied assertion that the right to appeal the second
Magistrate’s orders did not confer a right of review in that appeal as to the orders of
22 October 2012.
[92] The rule in Schneider v Curtis does not preclude the appellant in a s 222 appeal
challenging the correctness of interlocutory orders which preceded the final outcome
of those orders and ―affected the final result‖.46 For example, in Paulger v Hall47 a
Magistrate wrongly refused a prosecution application during a trial to amend the
charged dates of the offences, fatally compromising the prosecution’s case and
eventually resulting in no further evidence being offered. The charges were then
dismissed and the prosecution successfully pursued a s 222 appeal. The District
Court judge set aside the Magistrate’s orders refusing the application to amend and
adjourned the complaints for hearing. While it was the order of dismissal which had
purportedly disposed of the complaints and thus grounded the right to appeal pursuant
to s 222, the Court of Appeal concluded the earlier ruling refusing the amendment had
so affected the final result that the correctness of that earlier ruling could be reviewed
on the s 222 appeal.
[93] In a similar vain, in the present case the order of 22 October 2012 so affected the final
result of 24 October 2012 that the result would not have even happened without the
making of the order of 22 October 2012. If the order of 22 October 2012, setting
aside the initial conviction and sentence as a nullity had not been made, the final
result of the proceeding below would have been the initial conviction and sentence of
2 October 2012. A s 222 appeal of the decision of 24 October 2012 would inevitably
45 [1995] QCA 324.
46 Paulger v Hall [2003] 2 Qd R 294, 301.
47 [2003] 2 Qd R 294.
-- 20 of 24 --
21
require a review of the decision of 22 October 2012. That is because a determination
of the validity of the first Magistrate’s decision purportedly vacating the initial
conviction and sentence would inevitably be determinative of the validity of the
second Magistrate’s decision.
[94] Further, the terms of s 225(1) of the Justices Act support the conclusion that an appeal
of the decision of 24 October 2012 could result in orders in respect of the decision of
22 October 2012. Section 225(1) provides:
“225 Powers of judge on hearing appeal
(1) On the hearing of an appeal, the judge may confirm,
set aside or vary the appealed order or make any
other order in the matter the judge considers just.‖
[95] Section 225(1) permits more than the confirmation, setting aside or varying of the
appealed order. It also permits the making of ―any other order in the matter the judge
considers just‖ (emphasis added). Those words and their context mean a District
Court judge has the power to make such orders as are just in the case which is under
appeal and is not restricted to interfering solely with the specific order under appeal.
If a judge in a s 222 appeal against the second Magistrate’s decision concluded the
matter was finalised when the initial sentence was imposed on 2 October 2012 the
judge would have the power under s 225 to vacate not only the appealed orders of 24
October 2012 but also the orders of 22 October 2012. The judge could thereby
reinstate the sentence of 2 October 2012 or, depending upon how the appeal was
litigated, impose some other sentence.
[96] The availability to the applicant of such relief under a s 222 appeal triggers the
application of ss 12 and or 13 of the Judicial Review Act.
[97] In Stubberfield v Webster48 Thomas J expressed the view in the context of an attempt
to judicially review civil proceedings in the Magistrates Court that:
―…it would seem that applications for prerogative review will
invariably be dismissed under s. 12(b) of the Judicial Review Act on
the ground that adequate provision is made by a law other than the
Judicial Review Act under which the applicant is entitled to seek a
review of the matter by another court. Jurisdiction to dismiss such an
application will also arise under s. 13.‖
Byrne J took a similar view in Stubberfield v Kilner.49 In Clampett v Magistrate
Cornack50 Daubney J considered that the views of Thomas J and Byrne J in the
above-mentioned cases applied with equal force to decisions made by Magistrates in
the exercise of the criminal rather than civil jurisdiction.
[98] It is apparent from these cases that the availability of alternative and adequate
provision for review in the form of an appeal is not disregarded because the time
within which the appeal should be filed has expired by the time the application of ss
12 and 13 is considered on judicial review. That is unsurprising. Sections 12 and 13
48 [1996] 2 Qd R 211, 213.
49 [1997] 1 Qd R 668.
50 [2012] QSC 123, [21].
-- 21 of 24 --
22
should not be circumvented by a failure to utilise a remedy, the existence of which
attracts their operation.
[99] The applicant submitted that the existence of an avenue of appeal does not
automatically warrant the dismissal of an application for statutory order of review in
that the issue to be determined on review may not be the same as that which would be
considered in the appeal. In support of that submission the applicant relied upon
Nelson v Q-Comp51 where Mullins J refused to exercise the power under s 12 to
dismiss the application for statutory order of review where the applicant had also filed
a Notice of Appeal in the Industrial Magistrates Court. Her Honour found that the
appeal to the Industrial Magistrates Court would not involve a consideration of the
procedural fairness issue falling to be considered on review.
[100] A distinction of that kind does not arise here. Had the applicant pursued a s 222
appeal a central question on that appeal would be the central question here, namely,
whether the first Magistrate erred in reopening the proceeding and finding that the
earlier orders made were a nullity. The resolution of that question would invariably
be determinative of whether, as the applicant contends, the sentence initially imposed
ought be reinstated.
[101] The avenue of a s 222 appeal in respect of the orders of the first Magistrate
subsequent to the initial sentence and the orders of the second Magistrate attracts the
application of both ss 12 and 13 of the Judicial Review Act. Section 12 confers
discretion to dismiss where such an avenue exists and s 13 mandates dismissal where
such an avenue exists, if the court is satisfied it would be in the interests of justice to
do so.
[102] Adequate provision existed for the applicant to seek review of the decisions in
contention here by recourse in a conventional way to the appellate system. It is in the
interests of justice that the time and resources of the courts and parties not be
consumed by pursuit of judicial review that is unnecessary because the law provides
for a conventional remedy under the appellate system.
[103] Further, the second Magistrate placed Mr Nicolaou on six months probation over six
months before the hearing of this judicial review. Mr Nicolaou has already completed
the term of the probation order.52 If the initial sentence were reinstated it would not
reflect any discount or allowance for that fact. That is an additional consideration
favouring the exercise of the discretion to dismiss pursuant to s 12. It also supports
the conclusion relevant to s 13 that it in the interests of justice to dismiss the
application.
[104] As against this there is nothing in the present case suggesting there is some special
feature of it which calls for an exercise of the discretion in s 12 in favour of the
applicant or which tells against the conclusion that it is in the interests of justice to
dismiss the application.
[105] I would dismiss the application pursuant to both ss 12 and 13.
51 [2004] QSC 167.
52 R 1-45 L 48, 1-54 L 1.
-- 22 of 24 --
23
Dismiss because it is “inappropriate” to intervene?
[106] In the alternative to his submissions seeking dismissal under ss 12 and 13, Mr
Nicolaou also relied upon s 48, which relevantly provides:
“48 Power of the court to stay or dismiss applications in
certain circumstances
(1) The court may stay or dismiss an application under
section 20, 21, 22 or 43 or a claim for relief in such
an application, if the court considers that—
(a) it would be inappropriate—
(i) for proceedings in relation to the
application or claim to be continued;
or
(ii) to grant the application or claim; or
(b) no reasonable basis for the application or
claim is disclosed; or
(c) the application or claim is frivolous or
vexatious; or
(d) the application or claim is an abuse of the
process of the court. ...‖ (emphasis added)
[107] Mr Nicolaou submitted the application should be dismissed pursuant to s 48(1)(a)
because it would be ―inappropriate‖ to grant the application.
[108] The respondents submitted the nature of the general discretion arising under s
48(1)(a) was informed by the discussion in the authorities of the residual discretion to
not make an order for prerogative relief notwithstanding the existence of error.53
[109] A consideration identified in the authorities as relevant to that residual discretion is
whether an alternative remedy is available. However, in the Judicial Review Act that
consideration provides a specific basis for dismissal pursuant to ss 12 and 13, as
discussed above. It therefore does little to assist in indicating the nature of the
discretion arising under s 48(1)(a).
[110] It was submitted for Mr Nicolaou that reinstatement of the initial sentence was
inappropriate because the erroneous reasoning that a fine was mandatory affected that
sentencing decision. In substance that was a submission that the first sentence should
not be reinstated because that sentence was manifestly excessive, a matter which is
the province of a judge on a s 222 appeal. This is not a merits review. It is concerned
with preventing an excess of jurisdiction, one of the very problems which prerogative
relief or its statutory equivalent was developed to address.54 The apparent severity of
the initial sentence would not of itself make it inappropriate to dismiss the
application.
[111] The applicant acknowledged another situation where it may be inappropriate to
intervene on review, despite error being demonstrated, is where subsequent events
have overtaken the initial decision to the point where it would no longer be
53 Those authorities were helpfully reviewed by Applegarth J in BM Alliance Coal Operations Pty Ltd v
BGC Contracting Pty Ltd and Ors (No 2) [2013] QSC 67, [7-14].
54 Chase Oyster Bar Pty Ltd v Hamo Industries Pty Ltd [2010] NSWSC 1167, [10].
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practicable to unravel those events if the application was granted.55 The applicant
submits this is not that type of case. However, Mr Nicolaou contends it has a similar
quality in that he has already served the term of the probation order imposed on him
by the second Magistrate. That cannot be undone. If the initial sentence were
reinstated, as the applicant seeks, it would make no allowance for Mr Nicolaou’s
service of a significant component of the sentence imposed upon him by the second
Magistrate. That consideration makes it inappropriate, despite the errors below, to
grant the application and I would therefore also dismiss it pursuant to s 48.
Conclusion
[112] Notwithstanding that the applicant has demonstrated error the application should be
dismissed pursuant to each of ss 12, 13 and 48.
[113] It is appropriate that the parties be heard as to costs after being afforded an
opportunity to consider these reasons.
[114] My orders are:
1. Application dismissed.
2. I will hear the parties as to costs.
55 See for example Mills v Commissioner of the Queensland Police Service [2011] QSC 244.
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Official source: https://www.sclqld.org.au/caselaw/QSC/2013/202