Deputy Commissioner Stewart v Dark [2012] QCA 228
SUPREME COURT OF QUEENSLAND
CITATION: Deputy Commissioner Stewart v Dark [2012] QCA 228
PARTIES: DEPUTY COMMISSIONER IAN STEWART
(applicant)
v
ANTHONY DARK
(respondent)
FILE NO/S: Appeal No 475 of 2012
QCAT No 47 of 2011
DIVISION: Court of Appeal
PROCEEDING: Application for Leave Queensland Civil and Administrative
Tribunal Act
ORIGINATING
COURT: Queensland Civil and Administrative Tribunal at Brisbane
DELIVERED ON: 24 August 2012
DELIVERED AT: Brisbane
HEARING DATE: 27 July 2012
JUDGES: Muir and Gotterson JJA and Mullins J
Separate reasons for judgment of each member of the Court,
each concurring as to the orders made
ORDERS: 1. Leave to appeal be granted.
2. The appeal be allowed.
3. The decision of the Appeal Tribunal contained in
paragraphs 3(iv) and 3(viii) be set aside.
4. The matter be remitted to the Appeal Tribunal to
determine the sanction to be imposed on the
respondent.
CATCHWORDS: POLICE – INTERNAL ADMINISTRATION –
DISCIPLINE AND DISMISSAL FOR MISCONDUCT –
QUEENSLAND – where respondent was a Queensland
Police Service constable – where respondent directed to
attend a disciplinary hearing involving nine matters of alleged
misconduct that occurred in the course of a bitter marriage
breakdown with his wife – where applicant found six matters
were substantiated and amounted to misconduct – where
sanction of dismissal from QPS imposed – where respondent
applied to QCAT to review applicant‟s decision – where
QCAT member confirmed five of the matters and the
sanction – where the member set one matter aside – where
respondent then appealed to the QCAT Appeal Tribunal –
where Appeal Tribunal confirmed two matters (1 and 2), set
aside remaining four matters, quashed the sanction dismissing
the respondent from QPS and imposed a six month
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suspension – where applicant submits Appeal Tribunal erred
in finding that respondent‟s behaviour in two of the
unsubstantiated matters (3 and 4) did not amount to
misconduct – where applicant submits sanction imposed with
respect to matters 1 and 2 was manifestly inadequate – where
respondent submits that even if it was found Appeal Tribunal
erred in determining that matters 3 and 4 did not amount to
misconduct, this Court should remit the matter back to the
Appeal Tribunal to determine the appropriate sanction along
with matters 1 and 2 – whether matters 3 and/or 4 amounted
to misconduct – whether sanction imposed manifestly
inadequate – whether matter should be remitted to the Appeal
Tribunal to determine sanction
Oaths Act 1867 (Qld)
Police Service Administration Act 1990 (Qld), s 1.4
Police Service (Discipline) Regulations 1990 (Qld), s 5,
s 9(1)(f), s 10(f)
Aldrich v Ross [2001] 2 Qd R 235; [2000] QCA 501,
considered
Clyne v NSW Bar Association (1960) 104 CLR 186; [1960]
HCA 40, cited
Henry v Ryan [1963] Tas SR 90, cited
McKenzie v Acting Assistant Commissioner Wright [2011]
QCATA 309, cited
New South Wales Bar Association v Evatt (1968) 117 CLR
177; [1968] HCA 20, cited
Police Service Board v Morris (1985) 156 CLR 397; [1985]
HCA 9, considered
R v Teachers Appeal Board; Ex parte Bilney (1984) 35 SASR
492, cited
Re Bowen [1996] 2 Qd R 8; [1995] QSC 284, considered
Staples v Deputy Commissioner Stewart [2011] QCAT 582,
cited
Ziems v Prothonotary of Supreme Court (NSW) (1957)
97 CLR 279; [1957] HCA 46, cited
COUNSEL: S A McLeod for the applicant
P J Flanagan SC, with P E Smith, for the respondent
SOLICITORS: QPS Solicitors Office for the applicant
Gilshenan & Luton for the respondent
[1] MUIR JA: Introduction The applicant seeks leave to appeal against the decision
of the Appeal Tribunal of the Queensland Civil and Administrative Tribunal
(“QCAT”) delivered on 9 December 2011. The applicant also applied for an
extension of time within which to apply for leave to appeal, the application for leave
to appeal having been filed four days late. The application for an extension of time
was unopposed and granted at the commencement of the hearing of the appeal.
[2] At relevant times the respondent was a constable in the Queensland Police Service
(“QPS”). The applicant is and was a Deputy Commissioner of Police.
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[3] On 11 September 2009, the respondent was served with a direction to attend a
disciplinary hearing involving the following matters:
1. improper conduct in that the respondent pleaded guilty in the Caloundra
Magistrates Court on three occasions between November 2007 and January
2008 to contravening Temporary Protection Orders issued under the
Domestic and Family Violence Protection Act 1989 (Qld);
2. improper conduct in stating untruthfully to Inspector Schultz that the
respondent had not accessed Kim Dark‟s email account;
3. improper conduct in being untruthful to Acting Senior Sergeant Flanagan in
stating that he was home sick with the flu on 12 September 2008 and
16 September 2008;
4. improper conduct on or about 28 March 2007 in providing false and
misleading information in a statutory declaration to Kim Dark (elsewhere
referred to Ms James);
5. improper conduct on or about 28 March 2007 in forging the signature of a
Commissioner for Declarations on a statutory declaration under the
provisions of the Oaths Act 1867 (Qld);
…
9. improper conduct on 11 July 2008 in using QPS resources to make
telephone calls to Ms Robinson in order to harass her.
[4] On 2 February 2010 the applicant delivered findings and reasons. He found matters
1, 2, 3, 4, 5 and 9 substantiated and that in each case the subject conduct amounted
to misconduct. The sanction of dismissal was imposed in respect of these matters
pursuant to s 5 and s 10(f) of the Police Service (Discipline) Regulations 1990
(Qld).
[5] The respondent applied to QCAT to review the applicant‟s decision. On 17 January
2011, a member of QCAT made orders confirming the decisions in matters 1, 2, 3,
4 and 5, setting aside the decision in matter 9 and confirming the respondent‟s
dismissal from the QPS.
[6] The respondent then appealed to the QCAT Appeal Tribunal which, on 9 December
2011, after a hearing on the papers, confirmed the member‟s decision in respect of
matters 1 and 2, set aside her decision in respect of matters 3, 4, 5 and 9, on the
basis that the charges were unsubstantiated, and quashed the decision to dismiss the
respondent from the QPS. The application to this Court for leave to appeal is only
in respect of matters 3 and 4 and the sanction imposed on the respondent: a six
month suspension.
Matter 3
[7] Matter 3 was described as follows in the direction to attend a disciplinary hearing:
“Matter 3
That on the 18th day of October 2008 at Maroochydore your conduct
was improper in that you:
(a) were untruthful to Acting Senior Sergeant Michael Flanagan
when you stated that between 12 September 2008 and
16 September 2008 you were home sick with the flu.
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[Section 1.4 of the Police Service Administration Act 1990,
Section 9(1)(f) of the Police Service (Discipline) Regulations 1990]
Further and Better Particulars
Investigations have identified that:
• on 18th day of October 2008 Acting Senior Sergeant Michael
Flanagan questioned you in respect to your absence from
work from 12 September 2008 and 16 September 2008
inclusive;
• you stated that you were home sick with the flu;
• you then stated that you had driven your girlfriend[‟s] son to a
party on the Gold Coast and returned home to the Sunshine
Coast.
• you then stated that you went away with a person by the name
of Dee for the weekend on the Gold Coast.”
[8] The submissions of counsel for the applicant in relation to Matter 3 were to the
following effect. The Appeal Tribunal found the allegation that the respondent lied
proven and that the respondent‟s “motivation in lying was to protect his privacy”.
However, it was held that the lie was not “about a private matter … [but] about his
reason for not being able to fulfil his duties as an officer”. The Appeal Tribunal
concluded that although the lie related to the respondent‟s obligations as an
employee rather than his conduct towards another person, it constituted a breach of
discipline rather than misconduct. The applicant contended that the Appeal
Tribunal erred in not finding that the subject conduct amounted to misconduct. The
argument was developed as follows.
[9] There was no basis upon which the Appeal Tribunal could conclude that the
conduct amounted to a breach of discipline. The subject conduct constituted
misconduct because it was inconsistent with the standards expected of a police
officer by the QPS and the community at large. In support of this contention,
counsel cited the following passage from the reasons of Demack J in Re Bowen:1
“Disciplinary proceedings within the police service are analogous to
disciplinary proceedings taken against a barrister. In Clyne v. The
New South Wales Bar Association (1960) 104 C.L.R. 186, which
concerned the striking of a barrister from the rolls, the High Court
said, at 201:
„Although it is sometimes referred to as “the penalty of
disbarment”, it must be emphasized that a disbarring
order is in no sense punitive in character. When such an
order is made, it is made, from the public point of view,
for the protection of those who require protection, and
from the professional point of view, in order that abuse of
privilege may not lead to loss of privilege.‟
1 [1996] 2 Qd R 8 at 9.
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This principle was re-iterated in The New South Wales Bar
Association v. Evatt (1968) 117 C.L.R. 177, at 183.”
[10] Counsel also relied on the following passage from the reasons of Brennan J in
Police Service Board v Morris,2 which passage was also quoted by Demack J3 in
Re Bowen:
“The Victoria Police, like other Police Forces in Australia, is a force
governed by legislation which Crockett J in the Full Court
appropriately described in these terms:
„The legislation is designed to regulate and control the
activities of what is a disciplined force in such a way as
to achieve an effective and efficient organisation in
which the members are to perform their duties in
conformity with a code so as to afford protection to the
community and allow the disciplining of members who
breach that code.‟”
[11] Reference was made also to the observations of Thomas JA in Aldrich v Ross,4 in
which his Honour said in respect of misconduct and disciplinary proceedings within
the police force:
“The protection of the public, the maintenance of public confidence
in the Service and the maintenance of integrity in the performance of
police duties are the primary purposes of such proceedings.”
[12] Untruthfulness in dealings with a superior has been recognised as a dangerous
quality in a police officer as it erodes public confidence and destroys the trust of
other members of the police force.5
[13] The substance of the argument advanced by counsel for the respondent was as
follows. The Appeal Tribunal accepted that misconduct in an officer‟s private life
may be destructive of his authority and render him unfit to continue in his office.
The deputy president quoted, with approval, a statement in Smith v Cullinan,6 that
conduct which occurs in an officer‟s private life will not qualify as misconduct,
unless it is conduct that a reasonable citizen may confidently be expected to regard
as morally or socially blameworthy in a police officer. The Appeal Tribunal
accepted that conduct outside the public eye could constitute misconduct if it did
not meet the standard of conduct the community reasonably expected of a police
officer and correctly identified that the respondent‟s conduct in lying about his
whereabouts during sick leave related to his obligations as an employee.
[14] The context of the lie justified the finding of breach of discipline rather than
misconduct. The respondent had alerted police to his true whereabouts during the
period of his sick leave and he had a genuine medical certificate and was actually
sick.
2 (1985) 156 CLR 397 at 411 – 12.
3 At 9.
4 [2001] 2 Qd R 235 at 257.
5 Re Bowen [1996] 2 Qd R 8 at 9 – 11.
6 Misconduct Tribunal Appeal No 4 of 1996.
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[15] The matters which counsel for the respondent principally relied on to establish
context were as follows. The false statements concerning the respondent‟s
whereabouts when absent on sick leave were made by the respondent when under
a great deal of stress arising from the breakdown of his marriage and the ensuing
bitter matrimonial dispute with his then wife. The false statements were made to
the superior officer at a time when that officer was not in uniform or on duty. When
making the false statements the respondent believed that a person or persons in his
workplace had been providing information of a personal nature relating to him and
his wife which was potentially detrimental to his interests and he was endeavouring
to protect his privacy.
[16] Counsel for the respondent also relied on the fact that the respondent had told the
truth in a formal interview with Inspector Schultz in the course of a disciplinary
investigation which followed the September 2008 questioning by officer Flanagan.
Consideration
[17] The definitions of “misconduct” and “breach of discipline” in s 1.4 of the Police
Service Administration Act 1990 are as follows:
“breach of discipline means a breach of this Act, the Police Power
and Responsibilities Act 2000 or a direction of the commissioner
given under this Act, but does not include misconduct.
…
misconduct means conduct that –
(a) is disgraceful, improper or unbecoming an officer; or
(b) shows unfitness to be or continue as an officer; or
(c) does not meet the standard of conduct the community
reasonably expects of a police officer.”
[18] It was accepted by the parties, and is established by the authorities, that it is not
necessary that in order for conduct to constitute “misconduct” it must be acts or
omissions relating directly to a police officer‟s employment as a police officer or the
performance of the police officer‟s duties.7 In order to constitute misconduct,
conduct must come within one or more of the three paragraphs in the definition of
“misconduct”.
[19] Matter 3 concerns the untruthfulness of the respondent when being questioned by a
superior in relation to a work related matter. The Appeal Tribunal recognised that
although the respondent was lying to protect his personal interests, the lie was not
about a private matter. However, the Appeal Tribunal regarded it as a mitigating
factor that the conduct related to “his obligations as an employee, rather than his
conduct towards another person”. It also appears to have been considered that a lie
about sick leave was, of its nature, less reprehensible than lies about many other
matters. The deputy president said in this regard:
“I do not consider the reasonable citizen would consider a lie about
sick leave as morally or socially blameworthy of a police officer,
because he was a police officer.”
7 Henry v Ryan [1963] Tas SR 90.
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[20] Those observations suggest to me that in considering Matter 3 the Appeal Tribunal
may not have had sufficiently in mind the considerations which render a police
officer‟s untruthfulness to a superior inherently more serious than the untruthfulness
of an employee in many other areas of employment in both the public and private
sectors. The considerations to which I refer are discussed later.
[21] In my respectful opinion, the Appeal Tribunal appears to have failed to have
sufficient regard to the trust members of the community and a police officer‟s peers
and superiors ought to be able to repose in him. Colleagues, whether superior or
inferior in rank, ought to be able to have confidence in an officer‟s integrity;
confidence that he or she will perform his or her duty unswervingly without fear or
favour.
[22] The deputy president‟s conclusion that “[t]his is another example of [the
respondent] lying to protect his personal interests and drawing fine distinctions to
justify when he will or will not tell the truth” may be thought to favour the
conclusion that the subject conduct was likely to materially and adversely affect his
fellow officers confidence in his integrity. This finding has relevance to the
question of penalty.
[23] However, despite the foregoing, the quite remarkable circumstances in which the
subject conduct occurred justified the Appeal Tribunal‟s finding that misconduct
was not proved. In this regard, I refer to the circumstances relied on by the
respondent and, in particular, his not irrational fear that information about his
movements, if divulged to his former wife, could be used to his detriment. This
ground of appeal was not made out.
[24] Before passing from this matter, I should note that, for the reasons given later, the
fact that the respondent was suffering from stress at the relevant time is of limited
relevance to the question of whether the behaviour amounted to misconduct. Nor
does it seem to me that the admissions made by the respondent, once an
investigation had commenced and the possibility of an adverse outcome was likely
to have been adverted to him, have much bearing on that question.
Matter 4
[25] Matter 4 was described as follows in the direction to attend a disciplinary hearing:
“Matter 4
That on or about the 28th day of March 2007 at Palmwoods your
conduct was improper in that you:
(a) provided false and misleading information in a Statutory
Declaration to Kim Dark.
[Sections 1.4 of the Police Service Administration Act 1990,
Section 9(1)(f) of the Police Service (Discipline) Regulations 1990]
Further and Better Particulars
Investigations have identified that:
• you separated from your then wife Kim Dark on 30th day of
September 2007;
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• the property at 39 Petigrain Avenue Palmwoods was
purchased during your marriage;
• there were proceedings in the Family Court in respect to your
marriage separation;
• you prepared a Statutory Declaration under the provisions of
the Oaths Act 1867 dated 28 March 2007 stating that you
forfeit all rights that you may have in regards to the property
situated at 39 Petigrain Avenue Palmwoods; and
• during your discipline interview with Senior Sergeant
Campbell on 18 November 2008 you admitted that the
information contained in the Statutory Declaration was false
and you had no intention of signing your rights to the property
at 39 Petigrain Avenue Palmwoods over to her.”
[26] Counsel for the appellant argued that central to the Appeal Tribunal‟s determination
that the respondent‟s conduct did not amount to misconduct was the finding that:
“… there was no direct connection to his duties, status or authority as
a police officer. It did not involve any use or abuse of police
information or resources. The conduct only had implications for the
property dispute with his wife.”
[27] The argument was then developed as follows. The Appeal Tribunal‟s finding failed
to have regard to the fact that the respondent‟s actions called into question his
fitness to discharge his duties as a police officer because it showed a lack of
integrity.8 The approach of the Appeal Tribunal is inconsistent with other Tribunal
decisions, both at first instance and on appeal.9
[28] Counsel for the respondent argued that there was no error revealed in the subject
finding when read in context. The context was identified as that contained in
paragraphs [54] – [57] of the deputy president‟s reasons, namely “an extraordinarily
bitter marriage breakdown” in which Ms James made numerous and persistent
complaints leading police officers to become “enmeshed in the demise of this
marriage”. Furthermore, the dispute encompassed Ms James‟ desire to acquire the
full interest in the matrimonial home and the declaration was provided by the
respondent “to mollify” her.
[29] It was submitted that whilst making a false or misleading statement to one‟s spouse
may be considered dishonourable, it is ultimately a private matter. The Appeal
Tribunal‟s approach, it was contended, was not inconsistent with Tribunal decisions
in that it is plain that the Appeal Tribunal was not asserting that misconduct in an
officer‟s private life could not constitute misconduct.
Consideration
[30] The Appeal Tribunal did not uphold the Tribunal‟s finding that the respondent
swore a false statutory declaration. It proceeded on the basis that the respondent
8 Henry v Ryan [1963] Tas SR 90 at 91; and R v Teachers Appeal Board; Ex parte Bilney (1984)
35 SASR 492 at 496 – 7.
9 McKenzie v Acting Assistant Commissioner Wright [2011] QCATA 309; and Staples v Deputy
Commissioner Stewart [2011] QCAT 582.
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had falsely stated in a document in the form of a statutory declaration provided to
Ms James that he would forfeit all rights in the matrimonial home. That was against
the background of proceedings between the respondent and Ms James in the Family
Court.
[31] It is not entirely clear what advantage the respondent sought to gain from the use of
the document. It emerges from paragraph [57] of the member‟s reasons that, at the
time it was signed, the respondent had moved back into the home and was refusing
to leave. Ms James told the respondent that she wanted “to pay him out of the
house”, but the respondent said he did not want that and “would sign it over to
[her]”. When she advised him of legal advice that it would cost $3,000 to transfer
the whole interest in the house into her name, the respondent told her that he would
“sign a „stat dec‟ which would mean that [she] wouldn‟t have to spend the money
on „legals‟ or go to court”. The deputy president said in her reasons that the
respondent “admitted to intending to mislead [Ms James] about his intentions with
respect to the home, in order to shut her up”.
[32] The deputy president observed:
“Counsel for the Deputy Commissioner did not offer any specific
nexus between a false statement made in an officer‟s personal life
and their reputation, status or authority as a police officer. Mr Dark‟s
deliberate and false statement of intention was dishonourable. It
reflects poorly on his character, but the Appeal Tribunal must assess
this in the context of the unwanted breakdown of a lengthy marriage.
Not every act of dishonesty i[n] an officer‟s private life can be
considered misconduct.”
[33] It may be accepted that not every act of dishonesty in a police officer‟s private life
will constitute misconduct. The nature of the act and the circumstances in which it
took place must be considered with a view to determining whether the conduct
reveals such a lack of integrity or want of character as to substantially erode the
trust and confidence that the officer‟s colleagues and/or the members of the public
are entitled to repose in him or her.10
[34] Plainly, the formal assertion of a relinquishment of an interest in the matrimonial
home was one of substance and involved the misleading by the respondent of his
then spouse in order to gain a material advantage. The fact that the conduct
occurred against the background of a bitter matrimonial dispute may serve to
explain the behaviour, but can hardly excuse it. The respondent‟s duplicity was
studied and involved the use of a purported statutory declaration to lend solemnity
to his protestations. This serious duplicity, as the Appeal Tribunal found, was
dishonourable and reflected poorly on his character.
[35] The fact that the conduct occurred when the respondent was suffering from stress
may engender some understanding of his conduct and sympathy for him, but it does
not bear strongly on the conclusions capable of being drawn about his character and
integrity. The great majority of people behave with propriety and integrity in the
absence of stress, adversity or temptation. However, it is often when a person is
tested by such conditions and circumstances that his or her character is fully
revealed. Police officers are commonly placed in situations of considerable stress
10 Ziems v Prothonotary of Supreme Court (NSW) (1957) 97 CLR 279 at 286.
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and may also be subjected to strong temptation from time to time. The expectation
of the QPS and the public is that officers will resist any such temptation and will
continue to behave with due propriety regardless of stress.
[36] In my respectful opinion, the respondent‟s behaviour constituted misconduct. It
was such as to engender a lack of trust on the part of other police officers and
members of the public. This ground of appeal was made out.
Matters 1 and 2
[37] Matters 1 and 2 were:
“Matter 1
That on the 10th day of June 2008 at Caloundra your conduct was
improper in that you:
(a) pleaded guilty at the Caloundra Magistrates Court that on
6 November 2007 you contravened a Temporary Protection
Order issued at the Maroochydore Magistrates Court on
16 October 2007 under the provisions of the Domestic and
Family Violence Act 1989;
(b) pleaded guilty at the Caloundra Magistrates Court that on
8 November 2007 you contravened a Temporary Protection
Order issued at the Maroochydore Magistrates Court on
16 October 2007 under the provisions of the Domestic and
Family Violence Act 1989; and
(c) pleaded guilty at the Caloundra Magistrates Court that
between 23 December 2007 and 31 January 2008 you
contravened a Protection Order issued at the Maroochydore
Magistrates Court on 27 November 2007 under the provisions
of the Domestic and Family Violence Act 1989.
[Section 1.4 of the Police Service Administration Act 1990,
Section 9(1)(f) of the Police Service (Discipline) Regulations 1990]
Further and Better Particulars
Investigations have identified that:
• on 10 June 2008 you appeared in the Caloundra Magistrates
Court and pleaded guilty to two charges of breaching
a Temporary Protection Order and one charge of breaching
a Protection Order;
• the Magistrate ordered that you be released upon entering into
a recognizance in the sum of $1800.00 on condition that you
must appear before the Court to be sentenced at a future
sitting of the Court if called on within the next 18 months and
in the meantime must keep the peace.
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Matter 2
That on 13th day of September 2007 at Maroochydore your conduct
was improper in that you:
(a) were untruthful to Inspector Schultz when you stated that you
had not accessed Kim Dark's email account.
[Section 1.4 of the Police Service Administration Act 1990,
Section 9(1)(f) of the Police Service (Discipline) Regulations 1990]
Further and Better Particulars
During your disciplinary interview with Inspector Schultz on
19 October 2007:
• you were directed to answer truthfully; and
• you admitted to Inspector Schultz that during your
conversations with him on 13 September 2007 you told him
a lie when you said that you had not accessed Kim Dark's
email account.”
[38] Counsel for the appellant submitted that the Appeal Tribunal had erred in not
finding that the respondent‟s conduct amounted to misconduct at the more serious
end of the spectrum which seriously undermined public confidence in the QPS. It
was submitted also that the Appeal Tribunal misunderstood the principles
articulated in Aldrich v Ross and Re Bowen, referred to above. The remaining
contention was that the Appeal Tribunal erred in failing to have due regard to the
views of the original decision maker.
[39] Counsel for the respondent argued to the following effect. The Tribunal ordered a
general sanction in respect of the five substantiated grounds of misconduct. The
Appeal Tribunal found only Matters 1 and 2 substantiated. Even if this Court
considered that the Appeal Tribunal erred in determining that Matters 3 and 4 did
not constitute misconduct, the sanction imposed by the Appeal Tribunal would not
thereby be demonstrated to be manifestly inadequate. The appropriate course would
be to remit the matter to the Appeal Tribunal to determine the appropriate sanction
in the context of the established misconduct in Matters 1 and 2. That course would
recognise QCAT‟s role in the imposition of sanctions.11
[40] In the context of the conduct identified in Matters 1 and 2, it could not be said that
the sanction imposed by the Appeal Tribunal was manifestly inadequate. As was
observed in paragraph [118] of the deputy president‟s reasons, the breaches of the
order and the lie occurred in the context of the breakdown of a lengthy marriage.
Consideration
[41] The particulars of the three charges to which the respondent pleaded guilty in the
Magistrates Court are:
11 See McKenzie v Acting Assistant Commissioner Wright [2011] QCATA 309.
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“Charge 1: Contacting the aggrieved on 6 November 2007 and
using words to the effect ‘tell the children that I love
them’ …;
Charge 2: Contacting the aggrieved on 8 November 2007 and
using the words ‘get fucked’ …;
Charge 3: During the period of 23 December 2007 and
31 January 2008, making a ‘number of inappropriate
contacts and that these contacts were with the
complainant via telephone conversation and SMS
messaging, and that was … contrary … to the order’
...”
[42] On appeal to the Appeal Tribunal, the respondent did not challenge the Tribunal‟s
finding in relation to Matter 1, but argued that the sanction of dismissal was
manifestly excessive. The Appeal Tribunal, after detailing the breaches of the
Domestic and Family Protection Orders held that:
“There is an extra element to a breach of such an order by a police
officer. Although, in general terms, a police officer has a role at
large to enforce the law, there is a more direct involvement by police
in enforcing compliance with these orders. They are at the front line
of regulating behaviour in circumstances of domestic conflict. If
police officers fail to comply with them, this undermines their
effectiveness to deter unacceptable behaviour by others. In my view,
a member of the public would reasonably consider that repeated
breaches of an order, even without actual or threatened violence, is
morally or socially blameworthy of the officer, as a police officer,
and warrants more than a nominal sanction.”
[43] I respectfully agree with those views.
[44] In relation to Matter 2, the respondent admitted to the applicant that he had lied to
Inspector Schultz, but he argued before the Tribunal and the Appeal Tribunal that
the conduct was a breach of discipline and that the sanction imposed was excessive.
The deputy president carefully analysed the respondent‟s conduct and noted that it
was such that it, arguably, “could justify a domestic violence and family protection
order”. It was noted also that the respondent‟s lie resulted in a superior having to
further inquire into Ms James‟ complaint.
[45] Although the Appeal Tribunal was satisfied that the conduct amounted to
misconduct “because it undermines his authority as a police officer that, during
a police investigation, he would lie to protect himself”, the Appeal Tribunal
concluded that dismissal “is an excessive penalty” and that:
“A period of suspension of 6 months was in order, given [the
respondent‟s] lie prolonged a police investigation into his own
conduct and he repeatedly breached an order designed to restrain his
contact with Ms James.”
[46] The evidence does not provide details of the contacts involved in charge 1 apart
from one being a message of professed affection. The deputy president noted that
some of the charge 1 communications seemed to have been in response to
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communications from Ms James. The magistrate ordered that the respondent be
released on a recognisance in the sum of $1,800 for a period of 18 months during
which he was required to be of good behaviour and keep the peace. No conviction
was recorded. The magistrate accepted that the offending occurred when the
respondent was “extremely distressed and actively suicidal” as a result of his failed
marriage. He noted that the respondent had pleaded guilty “at a reasonably early
opportunity”. These matters were taken into account by the Appeal Tribunal.
[47] The Appeal Tribunal also gave consideration to the significance of the fact that the
breaches of the court orders were committed by a police officer whose duties from
time to time may well include the enforcement of compliance with such orders or
the taking of action in respect of their breach. Because of the view I have reached
about the desirability of remitting the matter to the Appeal Tribunal for
determination of the appropriate penalty, it is unnecessary to deal with the parties‟
arguments in this regard in any detail.
[48] The Appeal Tribunal has not had the opportunity of considering the appropriate
penalty in this matter in light of the findings as to misconduct in respect of matter 4.
The conduct in respect of matter 4 must be looked at together with the conduct in
respect of matters 1 and 2 and also, for that matter, 3 in order to arrive at the
appropriate sanction.
[49] I accept the submission by counsel for the respondent that, having regard to the role
of QCAT in the imposition of relevant sanctions, it is desirable that the matter be
remitted to the Appeal Tribunal to determine the appropriate sanction having regard
to these reasons.
[50] For the above reasons I would order that:
1. leave to appeal be granted;
2. the appeal be allowed;
3. the decision of the Appeal Tribunal contained in paragraphs 3(iv) and 3(viii)
be set aside; and
4. the matter be remitted to the Appeal Tribunal to determine the sanction to be
imposed on the respondent.
[51] GOTTERSON JA: I agree with the orders proposed by Muir JA and with the
reasons given by his Honour.
[52] MULLINS J: I agree with Muir JA.
-- 13 of 13 --
Official source: https://www.sclqld.org.au/caselaw/QCA/2012/228