Berg v Director of Public Prosecutions (Qld) [2012] QCA 91
SUPREME COURT OF QUEENSLAND
CITATION: Berg v Director of Public Prosecutions (Qld) [2012] QCA 91
PARTIES: VINCENT VICTOR BERG
(appellant)
v
DIRECTOR OF PUBLIC PROSECUTIONS
(QUEENSLAND)
(respondent)
FILE NO/S: Appeal No 9360 of 2011
MHC No 90 of 2010
DIVISION: Court of Appeal
PROCEEDING: Appeal from the Mental Health Court
ORIGINATING
COURT: Mental Health Court at Brisbane
DELIVERED ON: 13 April 2012
DELIVERED AT: Brisbane
HEARING DATE: On the papers
JUDGES: Margaret McMurdo P and Chesterman JA and Dalton J
Separate reasons for judgment of each member of the Court,
Chesterman JA and Dalton J concurring as to the orders
made, Margaret McMurdo P dissenting in part
ORDER: 1. Set aside the order below declaring that the appellant
was not of unsound mind at the time of the alleged
offences.
2. Appeal otherwise dismissed.
CATCHWORDS: MENTAL HEALTH – DECLARATION OR FINDING OF
MENTAL ILLNESS OR INCAPACITY – where the
appellant is charged with 37 offences alleged to have
occurred between 1999 and 2004 – whether a finding that the
appellant was of unsound mind at the time of the alleged
offences should have been made where there was doubt that
the appellant committed the offences charged – whether the
Mental Health Court erred in finding that the appellant was fit
for trial – role of treating psychiatrist as witness – importance
of collateral information to assessment for Court, particularly
where issues of exaggeration and fabrication are present
Mental Health Act 2000 (Qld), s 267, s 268, s 270, s 271
Dearman v Dearman (1908) 7 CLR 549; [1908] HCA 84,
cited
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McDermott v The Director of Mental Health; ex parte A-G
(Qld) [2007] QCA 51, cited
COUNSEL: No appearance by the appellant, the appellant‘s submissions
were heard on the papers
No appearance by the respondent, the respondent‘s
submissions were heard on the papers
SOLICITORS: The appellant on his own behalf
Director of Public Prosecutions (Queensland) for the
respondent
[1] MARGARET McMURDO P: I agree with Dalton J's reasons for allowing this
appeal. The appellant referred his mental condition to the Mental Health Court
under s 257 Mental Health Act 2000 (Qld). This required the Mental Health Court
to determine whether he was of unsound mind when the alleged offences were
committed (s 267(1)(a) Mental Health Act) unless satisfied there was a reasonable
doubt he committed the alleged offences (s 268(1) Mental Health Act). The concept
of reasonable doubt under s 268 is not reasonable doubt in the sense that phrase is
used as to the criminal law standard of proof. For the purposes of s 268, there is
a reasonable doubt where the alleged offender disputes the alleged offences. The
alleged offences are then disputed offences under s 268. In this case the appellant
contended that he did not commit the alleged offences so that there was a reasonable
doubt for the purpose of s 268 and they were disputed offences under s 268. As
a result, the Mental Health Court could not make a decision about whether the
appellant was of unsound mind. It follows that the order of the Mental Health Court
that the appellant was not of unsound mind must be set aside. Instead, I consider
there should be an order that the offences are disputed offences under s 268(1)
Mental Health Act.
[2] The Mental Health Court was required to determine whether the appellant was fit
for trial (s 270(1)(b) Mental Health Act). As Dalton J explains, the appellant has
not demonstrated any error in the Mental Health Court's reasons for finding him fit
for trial. I agree with the Mental Health Court's reasons for reaching that
conclusion.
[3] I would make the following orders:
1. The appeal is allowed to the limited extent of setting aside the order
declaring the appellant was not of unsound mind at the time of the alleged
offences.
2. Instead, it is ordered that the offences are disputed offences under s 268(1)
Mental Health Act.
3. Otherwise, the orders of the Mental Health Court are confirmed.
[4] CHESTERMAN JA: I agree the Court should make the orders proposed by
Dalton J, for the reasons given by her Honour.
[5] DALTON J: This is an appeal from a decision of the Mental Health Court
delivered on 27 September 2011. The findings and orders made below were:
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―1. The defendant was not of unsound mind, as defined in the
Mental Health Act 2000 (Qld) Schedule 2, at the time of the
alleged offences
2. The defendant is fit for trial
3. Proceedings against the defendant are to continue according to
law‖.
[6] The charges against the appellant and the history of delay in the matter are outlined
in the judgment below as follows:
―[1] Vincent Berg is charged with 37 offences. Those charges
include one count of indecent treatment of a child under 16
which is alleged to have occurred between September and
October 2000. He is also charged with one count of procuring a
sexual act by false pretence, three counts of grievous bodily
harm, two counts of assault occasioning bodily harm, one count
of obtaining financial advantage by deception as well as
28 counts relating to various offences of fraud, attempted fraud
and uttering forged documents. All of the offences are alleged
to have occurred between June 1999 and June 2004.
[2] The fraud and deception charges arise because it is alleged that
Vincent Berg has falsely claimed to be a Russian trained
psychiatrist. The charges arose as a result of the 2003
Queensland Public Hospitals Commission which recommended
that there be an inquiry into Vincent Berg‘s claims that he was
an overseas trained doctor. It would appear that investigations
indicated that his degrees had not been awarded from the
institutions he claimed to have attended. It is also alleged that
he forged various documents and deceptively claimed
payments. The allegedly forged documents include a certificate
of good standing purportedly issued by the Medical Board of
Queensland in 2001 stating that Dr Vincent Berg was registered
with the Board with conditions that he practice only in
psychiatry with a licence for private practice.
[3] The charges of causing bodily harm arose from incidents in
Townsville when Vincent Berg was employed at the
Townsville Hospital as a non training psychiatry registrar. The
allegations are that he treated patients with a mental illness and
changed their medication causing them to suffer adverse events.
The sexual offences are also alleged to have occurred while
he was purporting to treat patients at the hospital including a
15 year old boy.
History of the Charges
[4] This matter has a long history of delay. The original offence of
indecent treatment of a child was alleged to have occurred in
2000 however the complaint to police was not made until 2005.
A reference solely in respect of that offence was filed with the
Mental Health Court in November 2006. The following is
a brief summary of the matter‘s history:
- 7 November 2007: the matter was listed for hearing.
Vincent Berg did not attend and the original reporting
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doctor, Dr Braganza was unable to attend. The matter was
adjourned to the following year.
- 14 February 2008: the matter was listed for hearing.
Vincent Berg did not attend. The matter was adjourned to
a date to be fixed for defence to inform Vincent Berg of the
proceedings and to allow Vincent Berg to represent
himself.
- 12 June 2008: the application was heard by the Mental
Health Court. Defence lawyers were given leave to
withdraw and the matter was dealt with in the absence of
Vincent Berg. The reference was struck out.
- 25 July 2008: A stay application under the UCPR was
heard before the Mental Health Court. Vincent Berg was
not present. The stay application was refused.
- 10 October 2008: The Court of Appeal dismissed an appeal
brought by Vincent Berg.
- 10 November 2009: The High Court of Australia refused a
special leave application by Vincent Berg as it was brought
out of time and inevitable that the application would be
dismissed.
- 13 April 2010: a new reference was filed in the Mental
Health Court including the initial charge of indecent
treatment of a child under 16 as well as 36 new offences
that Vincent Berg was charged with in 2009.
- 12 July 2010: the new reference was mentioned before the
Mental Health Court.
- 11 November 2010: the matter was mentioned again in the
Mental Health Court and the solicitors for Vincent Berg
were given leave to withdraw.
- 2 December 2010: The hearing of the matter was adjourned
as Vincent Berg‘s new legal representatives had only just
been briefed and had not received all material.
- 7 February 2011: Vincent Berg‘s legal representatives were
given leave to withdraw.‖
[7] The reference to the Mental Health Court was dated 12 April 2010 and was in these
terms:
―I am making respectful request to process and file this Reference
with accompanied documents that Mental Health Court could
determine Vincent Victor Berg‘s fitness or unfitness for trial and its
temporary or permanent nature under sections 270 and 271 of the
Act. (Under section 268(1) of the Act, the matter of soundness of
mind at the time of the alleged offences cannot be considered by the
Mental Health Court as the perpetration of all alleged criminal
offences has been categorically denied).‖ (AB 145)
[8] The relevant provisions of the Mental Health Act 2000 (Qld) (the Act) are as
follows:
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―267 Mental Health Court to decide unsoundness of mind
and diminished responsibility
(1) On the hearing of the reference, the Mental Health
Court must—
(a) decide whether the person the subject of the
reference was of unsound mind when the alleged
offence was committed; and
(b) if the person is alleged to have committed the
offence of murder and the court decides the
person was not of unsound mind when the alleged
offence was committed—decide whether the
person was of diminished responsibility when the
alleged offence was committed.
…
(2) This section has effect subject to sections 268 and 269.
268 Reasonable doubt person committed offence
(1) The Mental Health Court must not make a decision
under section 267(1)(a) or (b) if the court is satisfied
there is reasonable doubt the person committed the
alleged offence (the disputed offence).
(2) However, the court may make a decision under section
267(1)(a) or (b) if the doubt the person committed the
disputed offence exists only as a consequence of the
person‘s mental condition.
…
…
270 When Mental Health Court must decide fitness for trial
(1) The Mental Health Court must decide whether the
person is fit for trial if—
(a) the court decides the person was not of unsound
mind; or
(b) under section 268 or 269, the court must not
decide whether the person was of unsound mind
when the alleged offence was committed.
…
271 Mental Health Court to decide whether unfitness for trial
is permanent
If the Mental Health Court decides the person is unfit for
trial, the court must also decide whether the unfitness for
trial is of a permanent nature.‖
Finding as to Soundness of Mind
[9] Paragraphs [8]-[11] of the decision below are ambiguous as to whether or not the
Mental Health Court is determining the question of soundness of mind, but it
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appears from the summary of orders, set out above, that the Court did determine that
the appellant was not of unsound mind at the time of the alleged offences. Having
regard to the provisions of s 268(1) of the Act, the Mental Health Court ought not to
have made that determination, in circumstances where the defendant denied
committing the offences with which he is charged. It is true that there was little
organised material before the Court below as to the basis of the dispute, but, largely
in the psychiatric reports, there are enough indications that the defendant does assert
that he was qualified at all material times, and did not engage in the sexual
offending with which he is charged. In those circumstances it seems to me there
was sufficient before the Court below to establish that there was a doubt, which was
not fanciful, that the appellant committed the offences with which he is charged.1 In
those circumstances, s 268(1) operated to prevent the Court making a finding of
soundness of mind. To this limited extent, the appeal should succeed.
Fitness for Trial
[10] The fact that the Mental Health Court wrongly determined that the appellant was of
unsound mind at the time of the alleged offences, does not mean that its thorough
and careful determination as to fitness for trial should be overturned. To the
contrary, having regard to the provisions of s 270(1)(b) of the Act, and the contest
raised by the appellant as to his having committed the offences, the Mental Health
Court was obliged to determine whether the appellant was fit for trial. The fact that
the Court embarked on this exercise via s 270(1)(a), when it ought to have
proceeded via s 270(1)(b) does not in any way affect the substance of what
followed. This Court should proceed on the basis that the material before the Court
below, and before us, established a reasonable doubt that the appellant committed
the offences with which he is charged, within the meaning of s 268(1), as
interpreted in Re RWC and Re Hansen.
[11] The appellant appeals against the Mental Health Court‘s finding that he is fit for
trial. I proceed on the basis that such an appeal is by way of rehearing. That is the
view generally taken, see the discussion in McDermott v The Director of Mental
Health; ex parte A-G (Qld).2 There was discussion in McDermott, as there has been
in other cases,3 about whether the nature of an appeal from the Mental Health Court
is an appeal by way of rehearing, or an appeal in the strict sense. This Court has, in
the cases just cited, refused to determine the point, because, for various reasons, it
had not been fully argued. That reason applies here too. The appeal was heard on
the papers and the appellant wrote his own outline. In my view, in the absence of
an authoritative decision to the contrary, I should proceed on the basis that the
appeal is by way of rehearing.
Psychiatric Evidence Below
[12] Three psychiatrists gave evidence before the Mental Health Court. One was
Dr Ziukelis, who had been treating the appellant for some 16 months at the time of
the hearing (t 7, l 1). In that time he had seen the appellant on nine occasions
(t 25, l 18), the first for over an hour, and the subsequent consultations were in the
1 This was the test established by Wilson J in Re RWC [2002] QMHC 15 [4] and [16], adopted by
Holmes J, as she then was, in Re Hansen [2005] QMHC 20 [20].
2 [2007] QCA 51 [3], [34], [74].
3 Attorney-General (Qld) v Kamali (1999) 106 A Crim R 269, 270; Hansen v DPP [2006] QCA 396,
and Reid v DPP (Qld) [2008] QCA 123 [49].
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order of half an hour each (t 7, l 12). As well, the Mental Health Court heard
evidence from independent psychiatrists, Dr Kovacevic and Dr Beech.
Dr Kovacevic had seen the appellant on 5 February 2010 for the purpose of
examining him for the Court proceeding. The appointment lasted about 90 minutes
and a written report was produced. Dr Beech saw the appellant on three occasions
for the purpose of examining him for the Court proceeding. The consultations
lasted about one hour each, and he produced a written report.
[13] The Mental Health Court was assisted by Dr J M Lawrence and Dr E N McVie.
Both Drs Kovacevic and Beech, as well as the two assisting psychiatrists, were of
the view that the appellant was fit for trial. The only psychiatrist who did not
express that view was Dr Ziukelis and, as will be seen, he did not distinctly express
the view that the appellant was not fit for trial.
Dr Ziukelis
[14] Dr Ziukelis did not produce a written report for the Court proceedings. He declined
a request to do so in a letter to the Registrar of the Mental Health Court dated
12 October 2010. He said:
―In regard to the matter of a treating doctor‘s report I wish to decline
the request on the basis that, as the treating doctor, it is preferable
that my involvement with the patient be on a strictly clinical level.
Having said this I am nevertheless able to state the following without
compromise to the clinical relationship.
The diagnosis is that of chronic Paranoid Schizophrenia. Treatment
is as stated in the previous confidential psychiatric report.
Currently the patient is considered to be fit for trial. There is a
likelihood of decompensation during the trial process. This would
require review of capacity at such time as pertinent symptoms
become evident.‖
[15] Dr Ziukelis wrote a letter to Legal Aid Queensland dated 27 October 2010 referring
to his previous opinion that the appellant was fit for trial. In this letter he said:
―Today I find that his new legal representatives … are known with
certainty by Mr Berg to be KGB Agents. The means of acquiring
this knowledge is not revealed by Mr Berg.
It is unlikely that he will now be candid with his counsel.
As the problem is due to symptoms of mental illness I consider he is
no longer fit to attend Court on this basis as he cannot properly
instruct counsel.‖
[16] The reference in the letter dated 12 October 2010 to a ―previous confidential
psychiatric report‖ is not a reference to a report prepared for any purposes other
than governmental purposes. Dr Ziukelis has simply filled in a Queensland
Government form. It is dated five months after Dr Ziukelis began treating Mr Berg.
It records his diagnosis of three conditions: chronic paranoid schizophrenia,
depression, possibly, secondary to schizophrenia, and agoraphobia. It is of little
assistance in the present context. Likewise, there was before the Mental Health
Court a form filled in by Dr Torktorabi, a general practitioner practising on the Gold
Coast. It is apparently a Centrelink form and records the three above conditions as
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being suffered by Mr Berg. It cannot properly be regarded as a report, and as it is
from a general practitioner rather than a psychiatrist, it is of even less assistance in
the present context.
[17] Dr Ziukelis made it very clear that he was limited in the assistance he could give the
Mental Health Court because of his role as a treating doctor. He acknowledged that
he had not spoken to Mr Berg about the charges he faces in any detail (t 10, l 55).
Further, early in his evidence he substantially qualified his role as a treating doctor
saying this:
―Well, my role is that of the treating psychiatrist.
I understand that?-- So, that – I am led, essentially, by what the
patient wishes to reveal to me---
Yes?-- rather than conduct an investigation as such.
Yes. I hope I can ask this question well, would it be fair to say that
it‘s somewhat difficult for you to have been asked to come here to
give evidence today about your patient?-- It‘s difficult in that it risks
loss of trust and becoming perhaps incorporated into the delusional
system as has happened to one previous treating psychiatrist.
Would it be fair to say then – and I don‘t mean to be critical at all,
but would it be fair to say that you haven‘t exhaustively reviewed in
a forensic sense the question of whether Mr Berg is fit for trial?--
That‘s certainly true‖ (t 11, ll 1-20).
[18] Later he said this:
―… Are we seeing the KGB, as it were, being used as an excuse to
avoid what is the, as it were, ‗the dark day‘?-- I‘m – I‘m not in
a position to verify that. I – as the treating doctor, I‘m inclined to –
to accept the voracity [sic veracity] of the delusion, or the delusional
nature of these things‖ (t 16, l 50).
―Doctor, … is it essential for the therapeutic relationship to work that
you, … have to accept what it is that he says and not, as it were,
being like the Prosecutor, sort of, questioning and cross-examination
[sic] him about everything that he says to see whether he--?-- Well,
within reason. Yeah‖ (t 18, l 8).
[19] It is fair to say that questions were raised as to the efficacy and thoroughness of
Dr Ziukelis‘ treatment of the appellant. Dr Ziukelis could give surprisingly little
information about his patient‘s illness. He said that the drug treatment he prescribed
for his patient was the same as that which had been prescribed by someone else
when Dr Ziukelis first saw the appellant. He was not sure who had initiated the
treatment (t 7, l 50). He thought that his patient was not improving on that drug
regime (t 8, l 5; t 10, l 15). However, he did not see any benefit in changing the
regime (t 9, l 5). He could not say whether or not the appellant had been treated
with other antipsychotic drugs in the past (t 12, l 15). Dr Ziukelis had never
questioned whether or not his patient was taking the medication he prescribed
(t 23, l 30).
[20] Whenever he sees the appellant he always sees him with Andreas Berg, who both
the appellant and Andreas Berg say is the appellant‘s adopted son. And it is
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Andreas Berg who does most of the talking ―by far‖ at those consultations
(t 25, ll 20-30).
[21] He was unable to give much detail about the delusions from which his patient
suffered (t 9, l 10-30). This was so even though it was ―mostly his persecutory
delusions‖ (t 10, l 40) which Dr Ziukelis thought would make it difficult for the
appellant to participate in a trial.
[22] Specifically as to Mr Berg‘s ability to participate in a trial, Dr Ziukelis conceded
that he could give instructions as to whether or not the charges against him were
true or false, and give reasons to support his contentions in that regard (t 14, l 50 –
t 15, l 15). His opinion was that the appellant understood the charges against him
―at a rational or cognitive level‖ (t 18, l 50). And further that he understood what
people tell him, reserving the question of whether or not he agrees with it or not
(t 18, l 58). He stopped short of saying that his decision as to his plea would be
a result of his illness: ―I – I can‘t say for certain as to whether his plea would be
entirely influenced by rational understanding of the charges and so forth, or whether
he would be influenced by delusional beliefs and – and, therefore alter the plea or
modify it in some way‖ (t 19, l 25). He thought that because of his concentration
and memory, the appellant would need to be prompted during the course of judicial
proceedings in order to follow them (t 19, l 29). However, in terms of whether he
could follow the course of proceedings in a general sense, he would not say that the
appellant could not. He said, ―That – that‘s very hard to – to answer with any
certainty. Yeah, I don‘t think we can make predications [sic] about that with
certainty‖ (t 19, l 35). He thought the appellant‘s level of distractibility and
inattention was considerable (t 19, l 48). He could not say that the appellant was
incapable of exercising his right of challenge and could not say that his illness
would prevent him making a defence (t 19, l 48 – t 20, l 2). He thought that he
might become ―more unwell due to the pressure of the proceedings and that he may
not be able to discharge himself, shall we say, in his own interest as a result of his
symptoms‖ (t 13, l 50).
[23] When taken to his letter of 27 October 2010 (extracted above) and asked whether or
not the appellant was capable of providing counsel with necessary instructions and
understanding counsel‘s advice, he again stopped short of saying that the appellant
did not have this capacity. Instead he said, ―I have reservations about the level of
his capacity to do that‖ (t 20, l 12). When asked whether or not the appellant could
endure a trial without serious adverse consequences to his mental health,
Dr Ziukelis said that matter was not predictable (t 20, l 18).
Dr Kovacevic
[24] Dr Kovacevic said that he thought the appellant failed to co-operate fully with him
in examination (t 30, l 20). He said that while the appellant reported ―quite
extensive psychopathology‖, he did not see many signs of this in the course of the
interview (t 32, l 1 and l 60). He explained in detail why the results of
psychological testing showed that the appellant was giving false answers in order to
appear to be psychotic (t 37, l 25 – t 38, l 45). To Dr Kovacevic, the longitudinal
history given by Mr Berg as to the course of his illness over many years
was unusual and more consistent with someone exaggerating symptoms than with
a genuine illness (t 36, ll 25-35).
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[25] Dr Kovacevic was influenced by a series of past hospitalisations during the course
of which there had not been an acceptance of psychotic symptoms or signs (t 35,
l 40). Further, he was influenced by past claims the appellant had made to
Dr F Varghese in 2008. The circumstances of these encounters are outlined in
Dr Beech‘s report at AB 125-127. In the course of assessment for the Mental
Health Court proceedings in 2008, Dr Varghese had come to the conclusion that the
appellant was fit to plead. He was asked to see him a second time, and was
convinced that his clinical presentation was one of medical emergency consistent
with a severe psychotic depression. That examination took place on 6 February
2008. On that occasion the appellant presented as being ―downcast with apparent
psychomotor retardation, a profound lack of spontaneity of movement and
extremely slow responses with little spontaneity of speech. His mood was
pervasively depressed and his affect was dejected and restricted. There was poverty
of thought and slowness of thought‖ (AB 127). Some five days later a Queensland
Police surveillance tape showed Mr Berg walk out of his Gold Coast unit, body surf
and swim before walking back to his home. Later that day he was filmed
interacting in a public library and shopping. In his report Dr Beech describes the
easy, fluid manner in which the appellant moved in the surveillance video and how
animated, mobile and active he was.
[26] In a careful report, and in his evidence, Dr Kovacevic gave his opinion that the
appellant was fit for trial. He said that he found little evidentiary basis for the
delusions claimed by the appellant (t 34, l 40) and was surprised that the treating
psychiatrist, Dr Ziukelis, was not able to give detailed descriptions of the delusions
and delusional systems which the appellant apparently held (t 41, ll 1-52). He found
the reports of hallucinations ―lacking credibility‖ (t 45, l 5).
Dr Beech
[27] Dr Beech made a lengthy and detailed report to the Court. He too had regard to
testing by psychologists which showed, ―an unsophisticated attempt to exaggerate
and magnify his claimed level of dysfunction‖ (AB 126 and following). He makes
reference to the appellant‘s encounters with Dr Varghese and the police video of
13 February 2008. His report concluded that he could not say with ―any reasonable
confidence‖ that Mr Berg suffered from a severe mental illness. He was of the view
that Mr Berg understood, or could be made to understand, the nature of the charges
against him and was able to both plead to them and offer a defence to them. His
view was that Mr Berg could understand the effect of evidence against him and
could offer instructions. He could not reliably inform the Court that it was more
likely than not that the conditions from which Mr Berg suffered would seriously
impair his ability to concentrate and follow a trial and give instructions during the
course of the trial.
[28] He allowed that Mr Berg was depressed and thought it possible that his mood might
be adversely affected by a trial. However, he considered that the trial process would
not seriously adversely affect his condition while he remained under the care of
a psychiatrist (AB 133-134).
[29] In evidence Dr Beech explained in detail the inconsistencies in psychological
testing administered to the appellant, and inconsistencies in tests he administered,
which convinced him that the results of these tests could not be explained on
clinical grounds (t 57, l 10). He described the appellant‘s inconsistent presentation
at interview (t 56), and explained that the history of Mr Berg‘s illness, said to date
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from a first presentation at the age of 17 years, is inconsistent with ―the natural
progression of recurrent major depression, schizophrenia, dementia‖ (t 58, ll 1-25).
In fact, he said that the reported course of the illness is more consistent with
―someone with an adjustment disorder who‘s depressed by his circumstances who is
now elaborating psychotic symptoms and evolving them to meet a purpose‖
(t 58, l 25).
Arguments in support of the Appeal
[30] The Notice of Appeal stated the grounds as:
―Error of law has been made because decision that the Appellant
‗was not of unsound mind when the alleged offences were
committed‘ must not have been made. Section 268(1) of the Mental
Health Act 2000 (Qld) prescribes that ‗The Mental Health Court
must not make a decision under section 267(1)(a) or (b) if the court
is satisfied there is reasonable doubt the person committed the
alleged offence (the disputed offence)‘. Also, this decision has been
made without application of section 268(2) of the Mental Health Act
2000 (Qld) and without any consideration of this matter during the
hearing.
Her Honour Justice Lyons reasoned that Dr Ziukelis, Consultant
Psychiatrist, who testified that the Appellant was unfit for trial, ‗had
no background information and very little, if any, collateral
material‘. The crucial fact that, prior to giving his testimony in the
Court, Dr Ziukelis was in possession of the same background
information and collateral material as the one available to the Mental
Health Court, assisting psychiatrists and other psychiatric experts,
has been overlooked.
The crucial fact that, Dr Ziukelis‘ evidence is not based on the
Appellant‘s ‗self report with very little collateral material in support‘
as Her Honour Justice Lyons reasoned, but ‗on the basis of
assessments and available medical evidence‘ as was clearly stated in
Dr Ziukelis‘ report, has been overlooked.
The oversight of these crucial facts concerning Dr Ziukelis‘ evidence
has directly resulted in the Mental Health Court erroneous decision
that the Appellant ‗is fit for trial‘.‖
[31] The appellant advanced some 19 points at paragraphs 2(a)-(s) of his written
submissions which are said to be factual errors of reasoning.
[32] Paragraph 2(a) concerns the Mental Health Court‘s finding that Mr Berg was not of
unsound mind at the time of the commission of the alleged offences. For the
reasons given above, that finding ought to be set aside.
[33] Paragraphs 2(b), (c), (d), (e), (f), (g), (i), (j), (k), (l), (n), (o), (q) and (r) are all
essentially complaints that the Mental Health Court preferred the evidence of
Drs Kovacevic and Beech to that of Dr Ziukelis, or acted on the basis of the
opinions of Drs Kovacevic and Beech. As I have endeavoured to demonstrate by
the above summary of psychiatric evidence, the Mental Health Court was well
entitled to prefer Drs Kovacevic and Beech as the only independent experts who
gave evidence at the hearing. There were aspects of Dr Ziukelis‘ evidence which
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were surprisingly vague, for example his lack of knowledge of the delusions
suffered by his patient, and aspects of his treatment which seemed somewhat casual,
and his knowledge of the history of his patient‘s drug treatment, for example. The
Mental Health Court was entitled to take that into account in assessing Dr Ziukelis‘
opinion. The Mental Health Court was also entitled to take into account, as
Dr Lawrence pointed out, that Dr Ziukelis‘ evidence actually fell short of
unequivocally stating that the appellant was presently unfit for trial.
(a) Particularly as to grounds 2(c), (g) and (r), the Mental Health Court was well
entitled to take account of the fact that Dr Ziukelis was a treating doctor; did
not purport to present an independent opinion but volunteered that his
assistance to the Court was limited by the fact that he was a treating doctor;
had not attempted to assess the veracity of his patient in a forensic setting, but
to treat him, and had not made any formal or disciplined assessment as to his
fitness for trial.
(b) In paragraphs 2(e) and (f), the appellant complains that some of the material
before the Mental Health Court, and relied upon by the independent
psychiatrists, was somewhat dated. There was no evidence given by any
witness that the earlier tests and history were irrelevant to either the
assessment of the independent psychiatrists or to the determination of the
Mental Health Court. There was abundant evidence that Drs Ziukelis,
Kovacevic and Beech had assessed the appellant very recently before the
hearing. Drs Kovacevic and Beech administered some short formal testing of
him when they examined him. In the context of a 58 year old man
complaining of an illness which first manifested when he was 17, it is hardly
surprising that historical material was relevant.
(c) Paragraphs 2(i) and (j) concern the Mental Health Court‘s conclusion that the
appellant was able to understand the charges he faced, particularly having
regard to Dr Beech‘s evidence. Dr Ziukelis had not inquired in any detail into
the charges the appellant faced. Dr Beech gave evidence that although he did
not go through all 37 charges with the appellant, he went through the ones
which he thought were indicative of the nature of the charges, or the most
important ones, and he formed the view that the appellant understood the
charges and that the appellant was able to defend them because he was able to
give Dr Beech an account of how he would dispute the charges made. It
seems to me that the statements in the reasons given by the Mental Health
Court are all soundly based on the evidence before that Court.
(d) The arguments at paragraphs 2(k) and (l) are directed towards statements of
the Mental Health Court to the effect that there was objective support for
Drs Kovacevic‘s and Beech‘s view that the appellant was not unfit for trial and
that his delusional beliefs about his lawyers would not prevent him from
giving instructions. The reasoning of the Mental Health Court was perfectly
orthodox. It was soundly based on the evidence of the two independent
psychiatrists, and supported by the views of the assisting psychiatrist in
circumstances where the views expressed on the matter by the appellant‘s
treating psychiatrist were tentative, although to the contrary. There is nothing
to show that the Mental Health Court erred in preferring the evidence of
Drs Kovacevic and Beech.
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(e) Paragraphs 2(n) and (o) take issue with the Mental Health Court‘s recording of
the submissions made on behalf of the Crown. There is nothing unorthodox in
the Court recording those submissions, and indeed acting consistently with
them. The submissions were soundly based on the evidence which the Court
accepted, and was entitled to accept.
(f) So far as paragraph 2(r) is concerned, the appellant challenges the
independence of one of the assisting psychiatrists. No challenge was raised at
the hearing and it is too late to raise that matter now. In any event, there is
nothing more than vague assertion put forward by the appellant, not by
evidence, but in submissions.
[34] In summary as to these arguments, there was an abundance of evidence before the
Mental Health Court upon which it could reach the conclusion that the appellant
was fit for trial. The only dissenting voice amongst the psychiatrists was that of
Dr Ziukelis. Not only did Dr Ziukelis himself qualify his ability to assist the Court,
as outlined above, he did not unequivocally state that the appellant was unfit for
trial.
[35] Accepting as I do that this appeal is by way of rehearing, this Court is obliged to
―give the judgment which in its opinion ought to have been given in the first
instance,‖4 whilst observing the limitations that exist by reason of this Court‘s not
having actually seen and heard the witnesses, and otherwise having proceeded
wholly on the record. No doubt it was of advantage to the Mental Health Court to
see and hear the psychiatrists who gave evidence before the Court and to receive,
personally, the assistance of the two psychiatrists assisting. There is nothing to
indicate that this advantage was misused in any way. Indeed, having regard to the
substance of the evidence given by all the witnesses, it seems to me that the decision
of the Mental Health Court was soundly based, and indeed correct. The findings of
the Mental Health Court are based on the evidence given by Drs Beech and
Kovacevic, and in accordance with the views of the assisting psychiatrists. There is
nothing which would give this Court reason to question the Mental Health Court‘s
preference for the views of these psychiatrists over the evidence given by
Dr Ziukelis.
[36] Paragraphs (2)(h), (m) and (p) of the appellant‘s outline of argument take issue with
the Mental Health Court‘s observing that the appellant‘s dealing with the criminal
charges he faces, is, to date, consistent with his being able to maintain his innocence
and assert his rights. The Mental Health Court was well entitled to take account of
the consistent and vigorous defence of his rights mounted by the appellant in the
proceedings to date and I note that continues in the substantial, detailed, well
organised and coherent written submissions received by this Court advancing the
appellant‘s position.
[37] Finally at paragraph 2(s), the appellant complains that the Mental Health Court
acted on the basis that there was no evidence that the proceedings on the reference
to it had unduly affected the appellant‘s mental state. There was no such evidence
before the Mental Health Court and it was entitled to act on that basis. To assert
otherwise mistakes the onus of proof. The appellant cannot, as he seeks to do,
introduce evidence to the contrary now by way of a sentence or two in written
submissions.
4 Dearman v Dearman (1908) 7 CLR 549, 561; cited in Fox v Percy (2003) 214 CLR 118, [23].
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[38] At paragraph 3 of the written outline on behalf of the appellant, submissions are
made as to the unsound mind point. That has been dealt with. Submissions are also
made as to the finding that the appellant is fit for trial. The arguments addressed at
this part of the written submissions re-agitate the point that the Mental Health Court
was wrong to not prefer Dr Ziukelis. As I have outlined above, I do not think there
can be any successful complaint by the appellant on this basis. Dr Ziukelis made it
very clear in his evidence, and in the letter dated 12 October 2010, that he
proceeded on the basis that as a treating psychiatrist, he accepted the appellant‘s
report of symptoms, and in particular delusions, and did not question the veracity of
what his patient reported to him. While that might be an appropriate approach to
take as a treating psychiatrist, it renders the evidence he gave to the Mental Health
Court of substantially less assistance than the evidence of the independent
psychiatrists, particularly in this case where the Crown case was based upon
a contention that the appellant falsely reported and exaggerated symptoms.
[39] Dr Ziukelis at no point, either in his letters or in his evidence, makes clear what
collateral information he had read before giving evidence. This Court cannot act on
assertions made about that by the appellant. However, the relevant point is that
Dr Ziukelis made it perfectly clear that the opinions he gave were based, not on
a consideration of all the material, including the collateral material, but on his
observations as a treating psychiatrist, in which capacity he accepted the veracity of
the appellant‘s reports of delusions. This is no doubt a valid basis to criticise his
opinions in a forensic (as opposed to treatment) setting. Both assisting psychiatrists
properly brought that to the attention of the Court below. It was quite proper for the
Court to act on the basis of that advice.
[40] The order below declaring that the appellant was not of unsound mind at the time of
the alleged offences should be set aside. Otherwise, the appeal ought to be
dismissed. I note that the appellant seeks orders enlarging his bail and removing the
reporting conditions attaching to it. The first order sought is unnecessary, and the
second quite inappropriate.
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Official source: https://www.sclqld.org.au/caselaw/QCA/2012/091