Cooper v Mbuzi [2012] QSC 105
SUPREME COURT OF QUEENSLAND
CITATION: Cooper v Mbuzi [2012] QSC 105
PARTIES: GREGORY R COOPER
(applicant)
v
JOSIYAS ZIFANANA MBUZI
(respondent)
FILE NO: BS7491 of 2011
DIVISION: Trial Division
PROCEEDING: Originating application
DELIVERED ON: 24 April 2012
DELIVERED AT: Brisbane
HEARING DATE: 17 November 2011
JUDGE: Mullins J
ORDER: 1. It is declared that the respondent Josiyas Zifanana
Mbuzi is a person who has frequently instituted or
conducted vexatious proceedings in Australia within
the meaning of s 6 of the Vexatious Proceedings Act
2005 (the Act).
2. Pursuant to s 6(2)(b) of the Act, the respondent is
prohibited from instituting proceedings in any
Queensland Court, apart from an appeal from these
orders.
3. Pursuant to s 6(2)(a) of the Act, proceeding BS5009 of
2011 commenced in the Supreme Court of Queensland
by the respondent is stayed.
4. The issue of costs of the application is adjourned to a
date to be fixed.
5. It is directed that:
(a) within 7 days of the date of which these
reasons are published the applicant may give
notice in writing to the respondent whether he
seeks an order pursuant to s 6(2)(a) of the Act
staying proceeding BS9129 of 2011 (Mbuzi v
Redlich) and, if so, identify the affidavits and
submissions that have been filed in any
proceeding that are relied on for seeking the
order;
(b) if such notice is given, within 21 days of the
date on which these reasons are published the
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respondent may file and serve on the applicant
any affidavit that he wishes to rely on that are
not yet filed in any proceeding and any
submissions that he wishes to make on whether
proceeding BS9129 of 2011 should be stayed
pursuant to s 6(2)(a) of the Act and identifying
the affidavits and submissions relied on;
(c) within 7 days of the service of the respondent’s
submissions, the applicant may file and serve
on the respondent any submissions in
response;
(d) unless either party in the written submissions
requests a hearing, or a hearing before a judge
other than Mullins J, the issue of whether
proceeding BS9129 of 2011 should be stayed
pursuant to s 6(2)(a) of the Act will be
determined on the papers.
6. Liberty to either party to apply on two days’ notice in
writing to the other in relation to orders 4 and 5.
CATCHWORDS: PROCEDURE – MISCELLANEOUS PROCEDURAL
MATTERS – VEXATIOUS LITIGANTS AND
PROCEEDINGS – where Crown Solicitor applies for
vexatious proceedings orders under Vexatious Proceedings
Act 2005 (Qld) against the respondent – whether vexatious
proceedings instituted frequently – whether discretion should be
exercised to make vexatious proceedings orders
Uniform Civil Procedure (Fees) Regulation 2009, s 10A
Uniform Civil Procedure Rules 1999, r 389A, r 668
Vexatious Proceedings Act 2005, s 5, s 6, s 7, s 11
Attorney-General v Wentworth (1988) 14 NSWLR 481,
considered
Re Cameron [1996] 2 Qd R 218, considered
Hambleton v Labaj [2011] QCA 17, considered
Jones v Cusack (1992) 66 ALJR 815, 816, followed
COUNSEL: D D Keane for the applicant
The respondent appeared in person
SOLICITORS: G R Cooper Crown Solicitor for the applicant
[1] The Crown Solicitor brings this proceeding against Mr Mbuzi for orders under s 6
of the Vexatious Proceedings Act 2005 (the Act). Mr Mbuzi who appears for
himself opposes the making of the orders.
[2] The ground on which the Crown Solicitor relies for making the application is that
Mr Mbuzi is a person who has frequently instituted or conducted vexatious
proceedings in Australia: s 6(1)(a) of the Act.
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[3] In particular, the Crown Solicitor asserts that Mr Mbuzi has conducted the
proceeding in BS5009 of 2011 (Mbuzi v Finger & Ors) and Appeal No 7520 of
2011 (Mbuzi v Favell) vexatiously and the Crown Solicitor relies on the nature of,
or the manner in which Mr Mbuzi has conducted, the following proceedings and
specific findings made in them that Mr Mbuzi had either commenced vexatious
proceedings or conducted them vexatiously:
(a) Mbuzi v Favell [2007] QCA 393 (Favell appeal)
(b) Mbuzi v Hall & Ors [2009] QCA 405 (Hall appeal)
(c) Mbuzi v The University of Queensland [2010] QSC 153 (UQ
judicial review)
(d) Mbuzi v Hornby [2010] QCA 186 (Hornby appeal)
(e) Mbuzi v Hall & Anor [2010] QSC 359 (Hall security for costs
application)
(f) Mbuzi v University of Queensland [2010] QCA 336 (UQ appeal)
(g) Mbuzi v Hall & Ors [2010] QCA 356 (Hall security for costs
appeal).
[4] Apart from the proceedings referred to in the preceding paragraph, the Crown
Solicitor obtained information from the court files and exhibited material relating to
BS3871 of 2010 (Mbuzi v Murray) and other proceedings between Mr Mbuzi and
Mr Favell.
[5] The approach primarily taken by the Crown Solicitor on the hearing of this
application was to rely on the statements made by Judges in the course of reasons
for judgment about Mr Mbuzi‟s conduct of the relevant litigation. I queried Mr
Keane of counsel who appeared for the Crown Solicitor during the hearing whether
more was required from the Crown Solicitor to succeed in the application than
merely relying on the recitation of passages from reasons for judgment and
suggested that it was necessary to consider the substance of those proceedings. Mr
Keane indicated that the Crown Solicitor also seeks to rely on the substance of these
proceedings in support of its contention that the proceedings were vexatious or
conducted vexatiously. That was, in fact, consistent with the approach taken by the
Crown Solicitor in the affidavits filed in support of the application.
[6] I will therefore summarise the nature of each of these proceedings and identify
relevant aspects of the manner in which Mr Mbuzi has conducted the proceedings,
in addition to referring to the findings that are relied on by the Crown Solicitor.
Favell appeal
[7] Mr Favell sued Mr Mbuzi in the District Court for defamation and was successful in
obtaining judgment after trial: Favell v Mbuzi [2005] QDC 356. Costs were
subsequently awarded against Mr Mbuzi for the reasons set out in Favell v Mbuzi
[2005] QDC 383. Mr Mbuzi did not then seek to appeal the judgment for damages
and costs. Instead, Mr Mbuzi applied to have the judgment and the order for costs
set aside pursuant to r 668 of the Uniform Civil Procedure Rules 1999 (UCPR).
That application was dismissed with costs by another judge of the District Court on
12 March 2007. The Favell appeal dealt with an application by Mr Mbuzi for leave
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to appeal from the decision given in the District Court on 12 March 2007. The
application for leave to appeal was refused and Mr Mbuzi was ordered to pay Mr
Favell‟s costs assessed on an indemnity basis for the reasons set out in paragraph
[22] of the judgment:
“[22] Proceedings under UCPR 668 were inappropriate in this
matter and were correctly dismissed by the learned judge below. The
application for leave to appeal should be dismissed, and Mr Mbuzi
should pay Mr Favell‟s costs of and incidental to this appeal.
Because of the complete lack of merit in both the original application
and this application, and the unjustifiably offensive manner in which
Mr Mbuzi had conducted them, these should be assessed on an
indemnity basis.”
[8] Mr Mbuzi applied for special leave to appeal the Court of Appeal‟s decision on the
Favell appeal, but that was dismissed on the papers on the basis that there no
prospects of a successful appeal: [2008] HCASL 243.
[9] Mr Mbuzi had also commenced an application for judicial review after the
defamation proceeding in which he sought to challenge the directions that were
made in the course of the trial relating to the sealing of a letter that he had written
and an affidavit which he had filed in support of an application to set aside the
judgment by default originally entered in the defamation proceeding. Mr Favell
applied for summary dismissal of the judicial review application, that was
successful and the application was dismissed. Mr Mbuzi then applied for leave to
appeal to the Court of Appeal against the summary dismissal of his application for
judicial review.
[10] On the basis that the Judicial Review Act 1991 was expressly excluded from
decisions made under the District Court of Queensland Act 1967, Mr Mbuzi‟s
application for judicial review could not succeed. Mr Mbuzi then sought to argue
before the Court of Appeal that the District Court judge had no power to order that
the material be sealed on the file, but that application was also dismissed on the
basis that there was no utility in any appeal against the directions, as it would have
no impact on the final judgment that was given against him after the defamation
trial and he had no legitimate interest in having the documents unsealed. The orders
made by the Court of Appeal were that Mr Mbuzi‟s application was dismissed and
he was ordered to pay Mr Favell‟s costs: Mbuzi v A-G (Qld) & Favell [2006] QCA
381.
[11] Mr Mbuzi then applied for special leave to appeal to the High Court in respect of
the decision of the Court of Appeal dismissing his application for leave to appeal
against the summary dismissal of his judicial review application. The High Court
dismissed the application for special leave on the papers on the basis that there was
“no reason to doubt the correctness of the conclusions reached in the Court of
Appeal”: [2008] HCASL 1.
Hall appeal
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[12] Mr Mbuzi appeared before Magistrate Hall as referee in relation to a Small Claims
Tribunal claim for $3,276 under a policy for home building and contents insurance
against the insurer AAMI but which also joined four directors of the insurer as
respondents who were being described as being “sued in their representative
capacity for the Respondent.” When Magistrate Hall put to Mr Mbuzi that his
dispute was solely with AAMI and not with the directors, he responded:
“Your Honour, I would not like to waste the Court‟s time in terms of
who attends, who doesn't. As a way of background, the Act requires me, if
the trader - the trader is described as if himself or herself as persons
provide goods and services, and if the trader is a company, under law I'm
required to go and do search of that company to identify the names
and addresses of people of that company, and that's what I've done.
The people that I've included are named on that list as associated
with that company. The submissions given to me confirm that, that
they are officeholders. Now, if the law says it relates to slap (sic) - to
somebody who holds himself or her - herself, which to me - and that
is directly taken from the Act - relates to individuals, those
individuals have to be identified. I identified them. However, I'm not
one to dwell on this, because what I want is a claim against the
company and I included the people because those are the people that
who are identified here.”
[13] Magistrate Hall disclosed that she knew two of these directors, but when Mr Mbuzi
asked her to disqualify herself, she refused to do so and refused Mr Mbuzi‟s
application for an adjournment to after documents were produced at the hearing by
AAMI‟s representative. During the course of the hearing Magistrate Hall ruled that
the four directors should be removed as respondents and the sole respondent be
AAMI. Magistrate Hall proceeded to hear the claim and dismissed it. Mr Mbuzi
applied to this Court for judicial review of Magistrate Hall‟s refusal to disqualify
herself and to grant an adjournment. Magistrate Hall, the insurer and the four
directors were named as respondents in this Court to the judicial review application.
[14] The insurer and its directors applied for summary dismissal of the application. On 9
July 2009, White J dismissed the application for judicial review against the directors
on the basis that Mr Mbuzi did not have any contractual arrangement with the four
directors as his contract was with AAMI and ordered that Mr Mbuzi pay the
directors‟ costs, excluding the costs of the hearing on 29 June 2009. (Because
White J did not summarily dismiss AAMI‟s claim, Mr Mbuzi characterised this as
success on his part.)
[15] The Hall appeal arose out of Mr Mbuzi‟s application for leave to appeal against
White J‟s decision. For the purpose of the Hall appeal, the respondents obtained a
transcript of the hearing before Magistrate Hall which showed that she ruled that the
four directors should be removed as respondents and that the sole respondent would
be the insurer. According to Fryberg J (who wrote the leading judgment) at [38] of
the reasons in the Hall appeal, that meant that the directors should never have been
respondents in the judicial review proceeding, as they had no interest in upholding
the subject matter of that proceeding. The application for leave to appeal was
therefore dismissed on the basis that it would be futile, as the appeal would fail,
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because the four directors were not proper parties to the review proceeding in any
case.
[16] The Court of Appeal was unanimous in dismissing Mr Mbuzi‟s application in the
Hall appeal, but the majority (McMurdo P and Fryberg J) ordered that Mr Mbuzi
pay the respondents‟ costs of the application to be assessed on the standard basis.
That was because there was fault on the part of the respondents as well as Mr Mbuzi
in not bringing the court‟s early attention to the removal of the directors as parties in
the Tribunal proceeding (at [3] and [45]-[47] of the reasons in the Hall appeal).
McMeekin J dissented on the costs order and would have ordered costs against Mr
Mbuzi on an indemnity basis. The Crown Solicitor relies in this proceeding on
McMeekin J‟s reasons in favour of indemnity costs at [59] and [60] of the reasons
delivered in the Hall appeal. Although some support for McMeekin J‟s reasons for
ordering indemnity costs is found in the comments of McMurdo P at [3] of the
reasons, it is not appropriate in this application to rely on McMeekin J‟s reasons,
when the other members of the court concluded that costs against Mr Mbuzi should
be assessed on the standard basis.
[17] Mr Van Oudtshoorn who was the solicitor for the respondents in the Hall appeal has
deposed to obtaining an assessment of the respondent‟s costs in accordance with the
costs order of the Court of Appeal for the total sum of $14,399.93 and that, despite
demands, Mr Mbuzi has failed to pay those assessed costs. Mr Van Oudtshoorn
also provided other details about applications made in the judicial review
proceeding, costs orders made against Mr Mbuzi and his failure to pay those costs.
[18] During the hearing of this proceeding on 17 November 2011, Mr Mbuzi objected to
the Crown Solicitor relying on Mr Van Oudtshoorn‟s affidavit as it was Mr Van
Oudtshoorn‟s firm that was shown as the solicitors who had prepared the affidavit
and not the Crown Solicitor. Mr Van Oudtshoorn deposed to the affidavit being
prepared by him at the request of the Crown Solicitor. There was nothing out of
order in such a request, as Mr Van Oudtshoorn was able to provide relevant
information for this proceeding about the costs orders obtained by the respondents
in the Hall appeal and related matters against Mr Mbuzi. Mr Van Oudtshoorn‟s
affidavit was filed in the court on behalf of the Crown Solicitor and the fact that the
affidavit was prepared by Mr Van Oudtshoorn was not a reason to preclude the
Crown Solicitor from relying on the affidavit. It was appropriate for the Crown
Solicitor to obtain supporting evidence from the solicitors for the respondents in the
Hall appeal.
UQ judicial review
[19] On 27 August 2009 Mr Mbuzi who had been a part time PhD student at the
University of Queensland applied for judicial review of the decision made by the
University‟s Disciplinary Board on 24 August 2007 that found him guilty of
misconduct and suspended him for 12 months. Mr Mbuzi instituted an appeal to the
Discipline Appeals Committee on 12 September 2007, but did not pursue that
appeal. Mr Mbuzi amended his application for judicial review including seeking an
extension of time for making the application. The hearing of the matter took place
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over two days before the Chief Justice. The Chief Justice in his reasons in the UQ
judicial review at [13] refused the extension of time that Mr Mbuzi required for the
hearing of the application, but dealt with the merits of Mr Mbuzi‟s grounds for
judicial review, and found that none of the grounds relied on were established. The
Chief Justice therefore acceded to the respondents‟ application for the dismissal of
Mr Mbuzi‟s amended application for judicial review. In addition the Chief Justice
noted that adequate provision was made by law, other than the Judicial Review Act
1991, for the review of the impugned decision by the Discipline Appeals Committee
(at [25]) and that Mr Mbuzi‟s application was properly characterised as vexatious
(at [51]). Costs were ordered against Mr Mbuzi. The Crown Solicitor relies on the
observations made by the Chief Justice at paragraph [50]:
“None of the grounds advanced by the applicant was established.
There was no evidence of breach of natural justice, failure to follow
applicable procedures, excess of authority, improper exercise of
power, error of law, absence of evidentiary foundation for decisions
made, bad faith or improper motive or of one officer acting as the
cipher or at the behest of others.”
Hornby appeal
[20] On 30 July 2009 Mr Mbuzi was found guilty of one charge of committing a public
nuisance and one charge of contravening a police officer‟s direction, both of which
offences were committed on 16 September 2005. Mr Mbuzi was convicted and
fined $500 for the nuisance offence and $300 for the contravention offence. The
trial of these charges had commenced in the Magistrates Court on 29 July 2009. At
the commencement of the trial, Mr Mbuzi had sought an adjournment which was
refused. During the lunch break, he filed in this Court an application for judicial
review in relation to the Magistrates Court trial. He then sought an adjournment of
the trial, pending the determination of the Supreme Court application. The
Magistrate refused that application, but adjourned at 3:15pm that day for a 9:15am
start the following day. Mr Mbuzi did not attend at the appointed time on 30 July
2009 and the trial proceeded in his absence. Mr Mbuzi had filed an application in
this Court for an order staying the Magistrates Court proceeding, but there was no
evidence that the Magistrate had notice of that application, before he gave judgment
in the summary trial. The Supreme Court applications brought by Mr Mbuzi in
relation to that Magistrates Court trial were subsequently dismissed.
[21] Mr Mbuzi then appealed to the District Court against conviction and penalty. The
District Court judge upheld the convictions and the penalties, including the
recording of convictions. The Hornby appeal concerned Mr Mbuzi‟s application for
leave to appeal from the judgment of the District Court. The reasons that Mr Mbuzi
specified as supporting the grant of leave were that the conviction was made in his
absence, the District Court judge merely accepted the Magistrate‟s finding, the
particulars for the offence do not constitute the offences of which he was convicted
and the decision of the judge was contrary to evidence on the record. The Court of
Appeal found that the District Court judge had considered all the points that were
raised by Mr Mbuzi to challenge the Magistrate‟s findings. The Court of Appeal
found that there was no basis for a grant of leave to appeal and the application was
refused.
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[22] Proceeding BS3871 of 2010 was a judicial review proceeding initiated by Mr Mbuzi
against the Registrar of the State Penalties Enforcement Registry (SPER) in relation
to notices of intention to suspend Mr Mbuzi‟s driver‟s licence for unpaid fines of
which two of the fines were the subject of the Hornby appeal. At the time of
hearing the application under the Act, I also heard Mr Mbuzi‟s application for a
costs order in respect of proceeding BS3871 of 2010. Mr Mbuzi did have some
success in that proceeding and, notwithstanding Mr Murray‟s opposition to any
costs order being made in Mr Mbuzi‟s favour, Mr Mbuzi was successful in
obtaining a limited costs order for the reasons set out in Mbuzi v Murray [2012]
QSC 83.
Hall security for costs application
[23] On 5 July 2010 Mr Mbuzi filed an amended application for judicial review in the
same proceeding in this Court concerning Magistrate Hall‟s decision, naming
Magistrate Hall as the first respondent, AAMI as the second respondent and the
same four directors as the third to sixth respondents, despite White J‟s decision
which had been upheld in the Hall appeal. AAMI and the four directors then
applied in the proceeding for orders pursuant to r 389A of the UCPR that Mr Mbuzi
not file any further applications in relation to the application for judicial review
without the leave of the court and for security for costs.
[24] After the Hall appeal Mr Mbuzi unsuccessfully applied for a stay of the judgment of
the Court of Appeal and relief pursuant to r 668 of the UCPR. That application was
dismissed by Chesterman JA on 4 February 2010 who on 19 February 2010 ordered
Mr Mbuzi to pay the costs of AAMI and the directors of the application assessed on
the indemnity basis: Mbuzi v Hall & Ors [2010] QCA 5 and [2010] QCA 23. (Mr
Mbuzi applied for special leave to appeal to the High Court against the Court of
Appeal‟s judgment in the Hall appeal and the decisions of Chesterman JA made on
4 and 19 February 2010. Leave was refused on 17 June 2010 on the papers on the
basis that there were no prospects of success in appealing the Court of Appeal‟s
refusal to give leave to appeal: [2010] HCASL 121. On 2 August 2010 the
respondents had their costs assessed pursuant to the order of Chesterman JA in the
sum of $6,612.50. Mr Mbuzi has failed to pay those costs.
[25] The directors had the costs ordered by White J on 9 July 2009 assessed by a costs
assessor. On 26 February 2010 the Registrar made an order that Mr Mbuzi pay the
directors‟ costs in the sum assessed by the costs assessor, which was $13,556.50.
Mr Mbuzi applied for an order that the Registrar‟s costs order be set aside, varied or
stayed and for the Registrar to refer the matter to a Judge. That application was
dismissed by Alan Wilson J with costs to be assessed on the standard basis. Mr
Mbuzi applied for leave to appeal in Appeal No 5886 of 2010 in respect of the
orders made by Alan Wilson J. Mr Mbuzi also filed an application to join the costs
assessor as a respondent in the judicial review proceeding. That application was
heard by P Lyons J who dismissed the application. On 27 August 2010 Mr Mbuzi
filed an application for leave to appeal (Appeal No 9275 of 2010) against the
decision of P Lyons J. Mr Mbuzi has failed to comply with the Registrar‟s costs
order for the sum of $13,556.50.
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[26] It was against this background that Applegarth J then heard the application for
security for costs and orders pursuant to r 389A. Applegarth J concluded that the
application made to Chesterman JA and the application to join the costs assessor
were both vexatious applications, setting out his reasons at [37] and [38]:
[37] The misconceived application that was made to Chesterman JA
was advanced with serious allegations against persons associated
with AAMI and the Directors that the applicant failed to justify.
Chesterman JA found that the applicant must have known that the
facts upon which it was predicated were wrong, and I respectfully
agree with that conclusion. The bringing of the application was
productive of serious and unjustified trouble and harassment. I find
that it was a vexatious application.
[38] I next consider the application to join Mr Bloom, the costs
assessor, as a party to these proceedings. It was misconceived. There
was no proper basis to join Mr Bloom as a party. The applicant‟s
grievances against Mr Bloom had been agitated, without success,
before Alan Wilson J on 10 May 2010. Leaving aside Mr Bloom‟s
broad immunity under s 93LA of the Supreme Court Act 1991, his
presence as a party was not necessary, desirable, just or convenient
to the resolution of the substantive proceeding for judicial review.
The application was brought without any reasonable basis. It
harassed Mr Bloom, AAMI and the Directors. It was productive of
unnecessary costs. It was apt to cause trouble and annoyance to the
respondents to that application, without justification. I find that it
was a vexatious application.”
[27] Applegarth J therefore made an order pursuant to r 389A of the UCPR that Mr
Mbuzi not file any further application in relation to the judicial review proceeding,
including an appeal in relation to the proceeding, without the leave of the court, and
in the case of an appeal from the orders made by Applegarth J, without the leave of
the Court of Appeal.
[28] Applegarth J then considered the application for security for costs on the basis that
Mr Mbuzi had failed to pay the costs ordered by White J which had been assessed,
the protracted process by which Mr Mbuzi had contested the assessment of costs,
his apparent financial inability to meet the costs that had been assessed and his
persistence in misconceived arguments that had been rejected by the court,
Applegarth J concluded at [86] that Mr Mbuzi had “adopted a vexatious mode of
conducting the litigation” that brought that proceeding within an exception to the
rule that a natural person will not be ordered to give security for costs. The Crown
Solicitor relies on many of the observations made by Applegarth J in the reasons,
including at [79]:
“[79] The applicant has conducted the litigation in a manner that has
generated excessive and unnecessary costs for other parties, and wasted
scarce public resources on arguments that are devoid of merit. The
affidavits and submissions filed by the applicant contain irrelevant and
scandalous assertions. He persists in arguments that have been
determined against him. A simple example is the rule 378 argument that
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he argued and lost before Margaret Wilson J on 30 August, 2010 and
attempted to re-argue before me the next day.”
[29] Applegarth J ordered Mr Mbuzi to provide security for the costs of AAMI in
relation to the judicial review proceeding in the sum of $7,500 within 21 days of 22
September 2010. Applegarth J ordered that, if security were not given as required
by the order for security for costs, AAMI may apply to dismiss all or part of the
proceeding. Applegarth J also ordered Mr Mbuzi to provide security for costs for
the prosecution of his application for leave to appeal in Appeal No 5886 of 2010 in
the sum of $5,500 within 21 days of 22 September 2010. Mr Mbuzi was also
ordered to pay the respondents‟ costs of the application that was decided by
Applegarth J.
[30] Mr Mbuzi did not pay the security for costs ordered in respect of the judicial review
proceeding in the sum of $7,500 or the security for costs in the sum of $5,500 for
Appeal No 5886 of 2010. On 20 January 2011 AAMI applied pursuant to
Applegarth J‟s order made in the judicial review proceeding that the judicial review
proceeding be dismissed and AAMI and the directors also applied for Mr Mbuzi to
provide security for costs with respect to his application for leave to appeal in
Appeal No 9275 of 2010. On 14 March 2011 Mr Mbuzi made a cross-application
for the dismissal of the respondents‟ application filed on 20 January 2011. On 18
March 2011 Dalton J dismissed Mr Mbuzi‟s cross-application and he was ordered to
pay the respondents‟ costs on a standard basis. On 28 March 2011 Boddice J
dismissed the judicial review proceeding and ordered Mr Mbuzi to pay AAMI‟s
costs of the judicial review proceeding on a standard basis.
[31] On 15 April 2011 Daubney J ordered Mr Mbuzi to provide security for the
respondents‟ costs relating to Appeal No 9275 of 2010 in the sum of $5,500 within
21 days from the date the order was made and that Mr Mbuzi not take any further
step in the appeal without the leave of the Court of Appeal. Mr Mbuzi has not paid
that security. Mr Mbuzi was also ordered to pay 80% of the costs of the application
on a standard basis.
[32] In view of the fact that the decision of Magistrate Hall was final, subject to the
judicial review that was permitted by s 19 of the Small Claims Tribunal Act 1973, it
would be reasonable to proceed on that basis that the dismissal of the judicial
review proceeding was the end of the challenge by Mr Mbuzi to the proceeding
before Magistrate Hall. In the course of the hearing of this proceeding on 17
November 2011, Mr Mbuzi asserted that his Small Claims Tribunal matter was
“live” at the Queensland Civil and Administrative Tribunal (QCAT) as QCAT was
deciding whether to send it back to the Magistrates Court or to deal with it. At the
conclusion of the hearing I gave the parties directions about the filing of further
affidavits to deal with specified matters, including the current state of the
proceeding involving Magistrate Hall. Mr Mbuzi filed a further affidavit on 22
November 2011 and Mr Prowse, a lawyer in the office of the Crown Solicitor, filed
a further affidavit on 1 December 2011. On 24 March 2011 (in anticipation of the
hearing in this Court on 28 March 2011), Mr Mbuzi sent a letter to the Presiding
Magistrate at Brisbane Magistrates Court requesting that his Small Claims Tribunal
matter be re-opened, so that an argument could be considered that he had not
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advanced before Magistrate Hall which was that the written terms of the insurance
contract on which Magistrate Hall relied to refuse his claim had not been given to
him at the time that he entered into the insurance contract. As the files of the Small
Claims Tribunal became records of QCAT, Mr Mbuzi‟s request to re-open was
referred to QCAT. The matter that was therefore before QCAT was Mr Mbuzi‟s
request for re-opening his finalised claim.
UQ appeal
[33] Mr Mbuzi applied to the Court of Appeal for leave to appeal against the orders
made by the Chief Justice in the UQ judicial review. Fraser JA who gave the
leading judgment in the UQ appeal found at [22] that Mr Mbuzi had failed to
demonstrate any error in the Chief Justice‟s decision to refuse to extend time to
enable Mr Mbuzi to apply for judicial review and the application for leave to appeal
should be refused for that reason. Fraser JA then considered the merits of the
amended application for judicial review and at [23] agreed with the conclusion of
the Chief Justice that the application for judicial review was devoid of merit. The
Crown Solicitor relies on the conclusion of Fraser JA at paragraph [51]:
“Despite the applicant‟s unrepresented status and the disparity in the
parties‟ resources, the applicant should also be ordered to pay the
respondent‟s costs of the application for leave to appeal. That order is
appropriate because the proposed appeal was not reasonably arguable.
The application for leave to appeal was frivolous and the applicant also
conducted it in a vexatious way, making serious but wholly
unsubstantiated allegations of impropriety against counsel and judges.”
Hall security for costs appeal
[34] Mr Mbuzi‟s application for leave to appeal against the orders made by Applegarth J
in the Hall security for costs application was dismissed by the Court of Appeal on
the basis that the proposed appeal had no arguable merit.
Other matters relied on by the Crown Solicitor
[35] Because of financial hardship, Mr Mbuzi has been successful in obtaining fee
reduction for the filing fees on many of the applications that he has commenced in
this Court.
[36] The Crown Solicitor seeks to hold against Mr Mbuzi the fact that when he seeks to
recover a costs order, he claims the prescribed filing fee without allowance for the
reduction that he was given when he paid the filing fee. In particular, the Crown
Solicitor relies on Mr Mbuzi‟s claim for costs in the sum of $2,509 including the
sum of $615 for the prescribed filing fee in proceeding BS3871 of 2010, when Mr
Mbuzi paid the reduced filing fee.
-- 11 of 26 --
12
[37] Mr Mbuzi‟s claim for the prescribed filing fee was transparent. He conveyed to the
court that he accepted that if he recovered the total amount of the filing fee by way
of a costs order, he was bound to account to the Registrar for the difference between
the recovered amount of filing fee and the reduced filing fee paid by him. That is
therefore not a matter that is relevant in determining whether an order should be
made under the Act.
[38] The Crown Solicitor is also critical of Mr Mbuzi for failing to disclose his
ownership of real property when filing an affidavit in support of his application to
obtain fee reduction. The relevant form for obtaining fee reduction requires
information on cash at hand, bank balances, and household income and expenditure.
That accords with s 10A(3) of the Uniform Civil Procedure (Fees) Regulation 2009.
This matter raised by the Crown Solicitor is also not relevant to the making of an
order under the Act.
[39] The Crown Solicitor relies on Mr Mbuzi‟s failure to pay numerous costs orders
made against him as an aspect of the harassment of other parties to his litigation.
Proceeding BS5009 of 2011
[40] Proceeding BS5009 of 2011 was commenced by Mr Mbuzi on 14 June 2011 by
filing an originating application against eight named respondents who were
employees of Griffith University. The first respondent had made a decision to refer
Mr Mbuzi who is a doctoral student to Griffith University‟s Student Misconduct
Committee (the Committee). The application set out 23 paragraphs specifying the
relief claimed by Mr Mbuzi including an injunction restraining the respondents who
comprised the Committee from hearing the referral in relation to Mr Mbuzi.
Various declarations about the conduct that had preceded the referral to the
Committee were sought. On the basis that the seventh and eighth respondents had
banned Mr Mbuzi for about eight days from using tea/coffee facilities, damages
were sought against them for $25,000 for hurt, embarrassment, annoyance, ill-
feeling and inconvenience caused to Mr Mbuzi, as well as exemplary damages in
the sum of $10,000 for their refusal to apologise when requested to do so. Damages
were also claimed in the application against the first and seventh respondents for
defamation in the amount of $200,000.
[41] The return date of the application was 15 June 2011. The hearing came before
Byrne SJA on 15 June 2011 for an injunction to restrain until 1 August 2011 the
conduct of the meeting of the Committee. That application was dismissed with an
order for costs against Mr Mbuzi. Mr Mbuzi had argued that he had not had enough
time to prepare for the meeting, but Byrne SJA pointed out that was a matter that
could be ventilated before the Committee. Mr Mbuzi‟s other complaint was that the
meeting had not been convened in compliance with the requirements of the
University policy concerning the conduct of disciplinary proceedings. Byrne SJA
held that, if that were the case, it was a matter that will allow any outcome of the
meeting to be the subject of challenge after the event. Byrne SJA concluded that the
balance of convenience did not favour the relief that was sought.
-- 12 of 26 --
13
[42] Mr Mbuzi had filed an affidavit on 14 June 2011 in support of his application. That
affidavit had 17 exhibits, one of which was a claim and statement of claim against
the seventh and eighth respondents for his damages claim in the aggregate sum of
$35,000 from barring him from the tea/coffee/meal rooms to which Mr Mbuzi
claimed access by virtue of being a student at the University. On 9 August 2011 Mr
Mbuzi applied for judgment in default in the amount of $35,000 against the seventh
and eighth respondents in reliance on the statement of claim that had not been filed
and served as such, but merely was an exhibit to Mr Mbuzi‟s affidavit filed on 14
June 2011.
[43] The application for default judgment was heard by Byrne SJA on 11 August 2011.
Mr Mbuzi‟s basis for seeking default judgment was that the seventh and eighth
respondents were personally served with copies of the claim and statement of claim
(jointly with an application for other relief) on 14 June 2011 and they had not filed
and served their defence. Byrne SJA could not locate the claim and statement of
claim on the file that was relied on by Mr Mbuzi. Ultimately, Mr Mbuzi asked to
withdraw the application and Byrne SJA dismissed the application and reserved the
costs of the respondents.
[44] Mr Mbuzi then ascertained from a Registrar that the exhibits to his affidavit filed on
14 June 2011 had not been attached properly to his affidavit and were separated
from the affidavit, so that the affidavit (without exhibits) was all that was
incorporated into the court file that was before Byrne SJA. A Deputy Registrar sent
a letter to Mr Mbuzi on 12 August 2011 explaining what had occurred and that the
matter had been rectified by placing the exhibits with the affidavit on the court file.
[45] The claim and statement of claim as exhibits to Mr Mbuzi‟s affidavit did not give
them the status that documents properly filed as such have under the UCPR. The
fact that they are called claim and statement of claim does not make them
documents that have that character under the UCPR, if they were not filed or
ordered to be treated as documents of that type. Even allowing for the action of the
registry staff in separating the exhibits from the affidavit as filed, Mr Mbuzi was
never in a position under the UCPR to proceed to default judgment against the
seventh and eighth respondents or otherwise act on the basis that there was an active
claim and statement of claim against them.
[46] On 12 August 2011 Mr Mbuzi filed the claim and statement of claim against the
seventh and eighth respondents to commence a new proceeding BS7052 of 2011.
On 22 August 2011 in both proceedings BS5009 of 2011 and BS7052 of 2011, Mr
Mbuzi filed an application for default judgment against the seventh and eighth
respondents again seeking the amount of $35,000. Both applications for default
judgment were heard by Boddice J on 23 August 2011. After his application for
default judgment had been dismissed on 11 August 2011, Mr Mbuzi had not served
the claim and statement of claim on the seventh and eighth respondents after filing
them in proceeding BS7052 of 2011. Mr Mbuzi was still relying on the service of
those documents as exhibits to his affidavit filed on 14 June 2011.
-- 13 of 26 --
14
[47] Mr Bradley of counsel was instructed to appear for all respondents in both
proceedings before Boddice J, but Mr Mbuzi disputed his entitlement to appear on
the basis they were applications for default judgment. As the applications were
misconceived, Mr Bradley did appear and consented to Mr Mbuzi‟s claim being
dismissed in proceeding BS7052 of 2011 with costs of that proceeding to be costs in
proceeding BS5009 of 2011. Boddice J ordered that the originating application in
proceeding BS5009 of 2011 continue as if started by claim and gave directions for
the filing and serving of a statement of claim by 6 September 2011 and the defence
by 4 October 2011.
[48] Despite the fact that Boddice J expressly ordered Mr Mbuzi to file and serve a
statement of claim by 6 September 2011, Mr Mbuzi did not do so. When Boddice J
was hearing the default judgment applications on 23 August 2011, Mr Mbuzi
proposed to file another application to persuade Boddice J “to deem the material in
that application of 14th of June to be as good as a claim.” In the course of argument,
Boddice J observed that “If that‟s what you want … subject to hearing from
Mr Bradley, I may well make an order that the proceeding continue as if started by
claim but you‟re not then entitled to judgment because they‟re entitled to put a
defence in to that claim …” Boddice J went on to point out that there was no
statement of claim and that Mr Mbuzi would need to have a statement of claim.
Mr Mbuzi responded that there was a statement of claim attached to the affidavit
filed on 14 June 2011. From this exchange, Mr Mbuzi has deduced that it was not
intended by Boddice J that he file a separate statement of claim. His submission on
17 November 2011 was that Boddice J was telling him that he did not need a further
claim and statement of claim in respect of the seventh and eighth respondents, and
the order he made covered a statement of claim in relation to the other respondents.
The fact remains, however, that the order that was ultimately made on 23 August
2011 by Boddice J required a statement of claim to be filed by Mr Mbuzi.
[49] The affidavits and submissions relied on by the Crown Solicitor in support of the
application under the Act were filed by 30 September 2011. For the purpose of the
hearing on 17 November 2011, it was convenient for the court file in proceeding
BS5009 of 2011 to be brought to the courtroom. I am therefore able to refer to
documents filed after 30 September 2011 that were on that file.
[50] Mr Mbuzi acted on his interpretation of what was intended by Boddice J by filing
another application for default judgment on 11 November 2011 against the seventh
and eighth respondents in proceeding BS5009 of 2011 seeking the amount of
$35,000. In the same application Mr Mbuzi sought leave to amend the application
by striking out the second to the sixth respondents. His application filed in support
of his default judgment application exhibited the claim and statement of claim that
had been filed in proceeding BS7052 of 2011 against the seventh and eighth
respondents. That application came before me on 15 November 2011. By consent
of the parties, I ordered the dismissal of Mr Mbuzi‟s application for default
judgment, removed the second to the sixth respondents (now referred to as
defendants) as parties to the proceeding and ordered that Mr Mbuzi file and serve a
statement of claim on the solicitors for the first, seventh and eighth defendants by
29 November 2011 and that any defence be filed and served on Mr Mbuzi on or
before 18 days after service of the statement of claim.
-- 14 of 26 --
15
[51] Mr Keane in his written submissions asserted that there was no basis for relief at all
in proceeding BS5009 of 2011 and stated that “the matter complained about is not
susceptible to judicial review, based on Griffith University v Tang (2005) 221 CLR
99 (Tang). During the hearing on 17 November 2011 Mr Keane repeated the
submission. That was challenged by Mr Mbuzi on the basis that BS5009 of 2001
was not a judicial review application. To the extent that, as at 17 November 2011,
Mr Mbuzi was proceeding further against the first, seventh and eighth respondents
only, and the claims against the seventh and eighth defendants were damages claims
and a claim for damages for defamation had also been made against the first
respondent for defamation in the originating application, it is not properly
characterised as a judicial review application. Another submission that was made
by Mr Keane was that it should be inferred from the nature (and timing) of the
claims made in this proceeding that it was “an attempt by Mr Mbuzi to cow, harass
or intimidate other faculty members of Griffith University.”
Appeal No 7520 of 2011
[52] Mr Mbuzi had not applied for leave to appeal the decision in Favell v Mbuzi [2005]
QDC 356, until he filed an application for extension of time to appeal and for leave
to appeal on 24 August 2011. It is apparent that the reason that Mr Mbuzi
endeavoured at a very late stage to appeal against the judgment awarded against him
for damages for defamation was that it was that judgment that was the basis of
bankruptcy proceedings against Mr Mbuzi. By the time of the hearing on 17
November 2011 a sequestration order had been made against Mr Mbuzi, but his
appeal against that decision was heard subsequent to the hearing and was ultimately
successful: Mbuzi v Favell (No 2) [2012] FCA 311.
[53] While my decision on the application under the Act has been reserved, the Court of
Appeal dismissed Mr Mbuzi‟s application in Appeal No 7520 of 2011: Mbuzi v
Favell [2012] QCA 17. Fraser JA (with whom the other members of the court
agreed) identified as wrong Mr Mbuzi‟s interpretation of a statement that Mr Favell
made in the course of the defamation trial as conveying that Mr Favell would not
seek to enforce a judgment for damages. Indemnity costs were ordered against Mr
Mbuzi for the reasons given by Fraser JA at p 6:
“I accept the respondent's submissions that indemnity costs should be
ordered for a number of reasons. They are: the applicant's
extraordinary delay in applying; his unsustainable attempt to justify
the delay by a misreading of the evidence given by the respondent at
trial; the fact that he had brought two separate proceedings in relation
to the judgment against him before this one, namely, the decision in
2007 which I mentioned when giving my initial reasons, and a case
called Mbuzi v The Attorney-General of Queensland and Favell
[2006] QCA 381; the fact that there was no merit in the application;
and, finally, the fact that the applicant used the application as a
vehicle to make irrelevant, defamatory allegations against the
respondent, including but not limited to those which had resulted in
the judgment which should have put the defamatory allegations to
rest.”
-- 15 of 26 --
16
This proceeding
[54] The Crown Solicitor‟s originating application in this proceeding was filed on 24
August 2011. In paragraph 3(b) of the application, the Crown Solicitor sought a
stay of proceeding BS7052 of 2011 that had been dismissed by consent of Mr
Mbuzi and the named respondents on the previous day. Because of the order made
on 23 August 2011, the Crown Solicitor could never obtain a vexatious proceedings
order in respect of proceeding BS7052 of 2011. It was therefore not necessary for
Mr Mbuzi to take any action in relation to that part of the originating application,
but on 30 August 2011 Mr Mbuzi filed an interlocutory application to strike out the
relief sought in paragraph 3(b) of the originating application “for being vexatious,
nonsensical, intimidation, retaliation and abuse of process.” He also sought
directions for the future conduct of the originating application. The matter came
before Boddice J on 1 September 2011 who adjourned the hearing of the originating
application and Mr Mbuzi‟s interlocutory application until 27 September 2011 and
gave directions for the filing of further material.
[55] On 8 September 2011 the Crown Solicitor filed an amended originating application
that deleted the reference in paragraph 3(b) to proceeding BS7052 of 2011 and
added the reference to Appeal No 7520 of 2011. I gave further directions on 27
September 2011 and by consent Mr Mbuzi‟s interlocutory application was
dismissed with no order as to costs.
Mr Mbuzi’s submissions
[56] Mr Mbuzi relies on the affidavit that he filed on 10 November 2011. He seeks to
make technical points about the manner in which the proceeding under the Act has
been conducted against him (such as unnecessarily including proceeding BS7052 of
2011 in paragraph 3 of the originating application) and relies on character
references and complimentary statements he has recorded from various judicial
officers made in court about his capacity as a self-represented litigant. He
summarises the cases in which he has had “wins” including against a firm of
solicitors for which he exhibits a Magistrates Court judgment in the sum of $4,306.
He describes having a “part win” in the matter involving Magistrate Hall and a “part
win” in the matter involving the University of Queensland.
[57] In relation to the matter involving Magistrate Hall, Mr Mbuzi describes White J‟s
refusal on 9 July 2009 to summarily dismiss the judicial review application against
AAMI as a “win” and relied on that as evidence that he had not brought a
“hopeless” judicial review application as it was “upheld” by White J. (That
misstates the effect of White J‟s order and reasons. White J was not prepared at that
early stage of the proceeding to dismiss the judicial review application against
AAMI on a summary basis. That did not equate with Mr Mbuzi‟s succeeding on the
judicial review application against AAMI.)
[58] In relation to the matter involving the University of Queensland, Mr Mbuzi relies on
a number of orders that were made by the court as favourable to him on
interlocutory hearings before Applegarth J and Byrne SJA and the dismissal of the
-- 16 of 26 --
17
respondents‟ application for directions by the Chief Justice on 19 May 2010.
(Because the Chief Justice disposed of the judicial review application on the basis
of the respondents‟ application for summary dismissal, it was unnecessary for the
Chief Justice to give directions on the respondents‟ application for directions and
that is why it was dismissed, so that could not objectively be characterised as a
win.)
[59] Mr Mbuzi relies on his compliance with the UCPR in the steps he takes in
proceedings and the documents that he files.
[60] Mr Mbuzi alleges bad faith on the part of the Crown Solicitor in bringing the
application under the Act after Mr Mbuzi had foreshadowed an application to
recover costs in proceeding BS3871 of 2010. That submission can be immediately
rejected. Under s 5 of the Act, the Crown Solicitor is one of the persons who can,
without the leave of the court, bring an application for a vexatious proceedings
order. It is in the public interest to bring such an application where there is prima
facie evidence of a litigant frequently pursuing vexatious proceedings, because of
the impact of such proceedings on the courts‟ resources and the other parties to such
proceedings. The volume and detail of the material put together by the Crown
Solicitor to discharge the onus he bears on the application has been undertaken in
seeking to protect the public interest (including the interests of justice) associated
with restricting vexatious proceedings. It is totally out of proportion to the
maximum costs of $2,509 that were sought by Mr Mbuzi in proceeding BS3871 of
2010 to suggest that the work undertaken and costs incurred by the Crown Solicitor
in this proceeding was to avoid Mr Mbuzi obtaining a costs order in his favour
against a client of the Crown Solicitor. In any case, there is only assertion by Mr
Mbuzi of bad faith against the Crown Solicitor and not persuasive evidence.
[61] Mr Mbuzi‟s rationalisation of his approach to his cases is set out in paragraphs 30 to
32 of his affidavit:
“30. That all the matters in which I have been involved have related
to where someone else or an institution initiates the breach of my
rights, thus my court actions have been to protect my rights.
31. I verily believe that that many other members of the community
have their rights routinely violated, but that they feel disempowered,
while I regard myself to be empowered.
32. That the written testimonies exhibited evidence that that my
motivation for resorting to courts is as a result of my strong sense of
justice and personal rights.”
[62] Mr Mbuzi drew a distinction between the proceedings brought by him to vindicate a
breach of his rights and the proceedings brought by vexatious litigants such as those
who sued judges when they had immunity from suit.
[63] During the course of the hearing, Mr Mbuzi responded to the application by
attacking the Crown Solicitor for the errors that had been made in the submissions
against Mr Mbuzi and submitted that it was the Crown Solicitor who was vexatious.
-- 17 of 26 --
18
[64] Although Mr Mbuzi‟s primary submission is that the Crown Solicitor‟s application
should be dismissed with costs, as it was an abuse of process, he put forward
alternative arguments to the effect that, if the court were satisfied that the Crown
Solicitor had demonstrated that the conditions existed for the making of a vexatious
proceedings order, the court should not exercise the discretion to do so or consider
an order with limited application, such as preventing him from commencing any
fresh proceedings until his current proceedings before the court were completed.
The law
[65] The definition of “vexatious proceeding” in the schedule to the Act is:
“vexatious proceeding includes-
(a) a proceeding that is an abuse of the process of a court or
tribunal; and
(b) a proceeding instituted to harass or annoy, to cause delay or
detriment, or for another wrongful purpose; and
(c) a proceeding instituted or pursued without reasonable ground;
and
(d) a proceeding conducted in a way so as to harass or annoy, cause
delay or detriment, or achieve another wrongful purpose.”
[66] That definition of what can be a vexatious proceeding is expansive and not
prescriptive. That is consistent with the objective of the Act, as expressed in the
Explanatory Notes for the Vexatious Proceedings Bill 2005 to address the problems
created by vexatious litigants:
“A vexatious litigant is a person who demonstrates particular
behaviours in the pursuance of legal actions through the courts.
These behaviours include taking legal action without any reasonable
grounds, a repetition of arguments which have already been rejected,
disregard for the court‟s practices and rulings, and persistent attempts
to abuse the court‟s processes. The consequences of pursuing such
actions include wastage of public resources and the harassment and
annoyance of defendants in litigation that lacks a reasonable basis.”
[67] In Re Cameron [1996] 2 Qd R 218, 220, Fitzgerald P considered what makes legal
proceedings vexatious:
“It is also necessary to decide what makes legal proceedings
vexatious. Although there are sometimes statutory indications, the
broad test potentially concerns such factors as the legitimacy or
otherwise of the motives of the person against whom the order is
sought, the existence or lack of reasonable grounds for the claims
sought to be made, repetition of similar allegations or arguments to
those which have already been rejected, compliance with or
disregard of the court‟s practices, procedures and rulings, persistent
attempts to use the court‟s processes to circumvent its decisions or
other abuse of process, the wastage of public resources and funds,
and the harassment of those who are the subject of the litigation
which lacks reasonable basis … .”
-- 18 of 26 --
19
[68] The justification for imposing restrictions under the Act on a vexatious litigant was
referred to by White JA in Hambleton v Labaj [2011] QCA 17 at [71] (Labaj):
“As Kirby J observed in Re Skyring it is a serious thing to keep a person
out of the courts and the rule of law requires that, ordinarily, a person
should have access to the courts in order to invoke their jurisdiction. But
the resources of the court are not limitless and must be deployed
responsibly. Those against whom proceedings are commenced which
are vexatious at their inception, or which become so by frequent,
irrational interlocutory processes, may expect to be protected from the
abusive use of the court‟s processes.” (footnote omitted)
[69] The term “frequently” is a relative term that must be considered in the context of the
relevant litigation: Jones v Cusack (1992) 66 ALJR 815, 816. Making a mistake in
bringing an application or using a particular means to proceed (such as r 668 of the
UCPR) where it is not appropriate does not necessarily characterise the litigation as
vexatious. Persistence in repeating the mistaken application or inappropriate means
of proceeding may result in characterising the litigation as vexatious.
[70] If the conditions for the making of a vexatious proceedings order under the Act are
satisfied, the court must consider whether, in all the circumstances, the order should
be made in the exercise of the court‟s discretion. Relevant matters include the
serious implications of interfering with a person‟s right of access to the courts and
other powers available to the court to regulate and control its own proceedings:
Attorney-General v Wentworth (1988) 14 NSWLR 481, 484.
Has Mr Mbuzi frequently instituted or conducted vexatious proceedings?
[71] Mr Mbuzi is not legally qualified, but in recent years has appeared for himself in
many court proceedings and it is apparent from many of the documents he has filed
and the submissions he has made that he has therefore gained experience from his
own litigation and familiarity with court procedures and some aspects of the law.
Despite the fact that on occasion judicial officers have made positive comments
about Mr Mbuzi‟s familiarity with the UCPR, what is also apparent from his
documents and submissions that I have considered in connection with this
proceeding is that his knowledge of court procedure and law is superficial. He is
focused on the process relating to his claims, rather than the substance of his claims
and generally shows no understanding of the consequences for the other parties of
the proceedings he brings which are unmeritorious and the oppressive manner in
which he conducts them, such as by bringing unnecessary interlocutory
applications.
[72] After judgment was given in favour of Mr Favell against Mr Mbuzi in the
defamation trial, Mr Mbuzi did not seek leave to appeal within the time allowed for
that purpose. Instead, the unmeritorious proceedings that Mr Mbuzi chose to take in
lieu of seeking leave to appeal against that judgment were conducted in a way to
harass or annoy Mr Favell. These were the misconceived applications under r 668
of the UCPR and the leave to appeal against the sealing on the file of Mr Mbuzi‟s
letter and affidavit. Although I have identified a reason for Mr Mbuzi‟s very late
attempt to apply for an extension of time to appeal against the merits of the
-- 19 of 26 --
20
judgment entered against him in the defamation trial, that reason did not justify
bringing the application for extension where there were no merits in the application.
The manner in which he conducted that application which was identified in the
Court of Appeal‟s judgment in Mbuzi v Favell [2012] QCA 17 suggests that Mr
Mbuzi has continued the pattern of harassment or causing annoyances in the way he
conducts himself in relation to his applications against Mr Favell. Because of this
conduct and the unmeritorious applications pursued against Mr Favell, I conclude
that Mr Mbuzi‟s proceedings in this Court and the consequent applications for
special leave to appeal to the High Court arising from the defamation trial were
vexatious proceedings.
[73] In paragraph 6 of his affidavit filed on 22 November 2011, Mr Mbuzi justifies
joining the four directors to the judicial review that was the subject of the Hall
appeal on the basis they were parties to the small claim and had been notified by the
Registrar of the Small Claims Tribunal that the claim was dismissed. Those four
directors should never have been included as parties by Mr Mbuzi to his small claim
against AAMI. That was the fundamental error made by Mr Mbuzi. The directors
of AAMI were not appropriate parties to the claim that Mr Mbuzi was pursuing
under the insurance policy. It was misconceived for Mr Mbuzi to use his wrong
action in the first place to justify pursuing unmeritorious proceedings against the
same parties in the Supreme Court. In paragraphs 9 and 11 of the same affidavit,
however, Mr Mbuzi asserts that his judicial review application was in relation to the
conduct of Magistrate Hall in respect of her decision in favour of AAMI and the
four directors and that as no judicial review application could be made against
AAMI and the four directors as they were “private entities”, the application filed by
AAMI and the four directors on 23 June 2009 for the dismissal of the judicial
review application was “vexatious and nonsensical.” Mr Mbuzi overlooks that he
had joined AAMI and the four directors as respondents to the judicial review
application and served them. The assertions in paragraphs 9 and 11 of the affidavit
are then inconsistent with the view expressed by Mr Mbuzi at paragraph 17 of the
same affidavit:
“17. I verily believe that to claim „removal‟ of AAMI directors from the
review proceeding does not make either legal sense or common sense in
that the order by Ms Hall sought to be reviewed on grounds of
apprehended bias and taking into account an irrelevant consideration,
was made in favour of AAMI and its directors. Further, that even if the
AAMI directors had been „removed‟ by Ms Hall, as purported, that
decision is still in their favour and the fact that the review challenges the
whole of the decision of Ms Hall means that the directors are necessary
and interested parties.”
[74] It is incomprehensible that Mr Mbuzi‟s claim under his contents insurance for
$2,099 which was the cost of the damaged cooktop resulted in so many applications
and proceedings. The fact that Mr Mbuzi was appearing for himself and therefore
not incurring the legal costs associated with retaining a lawyer to act in the various
applications on his behalf facilitated his bringing so many proceedings. As I read
one transcript and decision after another arising out of the small claim made before
Magistrate Hall, I concluded that this series of proceedings amounted to a travesty
of justice. This set of proceedings (more than any other) shows Mr Mbuzi‟s
complete fixation with court processes out of all proportion to the original claim and
-- 20 of 26 --
21
lack of judgment. Mr Mbuzi emphasises his success in the course of the judicial
review application which was the subject of the Hall appeal of obtaining an
adjournment of the application for summary dismissal by AAMI and the four
directors before me on 29 June 2009 for short service and the refusal of White J on
9 July 2009 to give AAMI the benefit of summary dismissal as matters that have to
be weighed against the other aspects of the judicial review proceeding. This typifies
Mr Mbuzi‟s pre-occupation with the procedure, rather than looking at the objective
merits of his course of action. Mr Mbuzi claims to be empowered by his capacity to
apply to the courts for vindication of his rights. He has shown no regard,
whatsoever, for the rights of other persons whom he brings into his proceedings
unnecessarily where he has no legitimate right to protect. He should not use his
belief that he is vindicating his rights to infringe the rights of others. It is of concern
that in the course of this application under the Act, Mr Mbuzi was still
endeavouring to re-argue the propriety of having joined the four directors to the
judicial review proceeding that was the subject of the Hall appeal.
[75] In finding that the proceedings in this Court and the special leave application to the
High Court arising from the small claim before Magistrate Hall were vexatious and
oppressive, I echo the comments by Applegarth J in Mbuzi v Hall & Anor [2010]
QSC 359 at [85]:
“I conclude that the applicant has adopted a vexatious mode of
conducting the litigation. This conclusion does not rest on his general
lack of success in bringing or resisting interlocutory applications and
associated applications for leave to appeal: his only success
seemingly being not having the application for judicial review
summarily dismissed against AAMI. It rests on the vexatious nature
of the applications that he has brought, his advancing arguments that
lack a proper foundation, his persistence in unfounded arguments
that have been determined against him, his lodging of applications
for leave to appeal that have no reasonable prospect of success and
the inclusion in affidavits and submissions of scandalous allegations.
This course of conduct has delayed the resolution of the judicial
review proceeding, and generated substantial costs. It has been
harassing and vexatious to the other parties to applications, not to
mention their lawyers who have been the subject of many ill-founded
accusations of having misled the court.”
[76] In relation to the UQ judicial review, the fact that Applegarth J and Byrne SJA
made directions that allowed the various applications filed in that matter to proceed
to a hearing before the Chief Justice did not validate that proceeding. Mr Mbuzi
focuses on the technical reason that the Chief Justice dismissed his judicial review
application which was that it was out of time, rather than acknowledging the
observations expressed by the Chief Justice about the lack of merits of the
application and that the proceedings were vexatious. It was an abuse of process and
therefore vexatious for Mr Mbuzi to rely on the procedures available for judicial
review against the University of Queensland irrespective of the fact that the
substance of his claim did not justify using those procedures.
-- 21 of 26 --
22
[77] As the Hornby appeal and the preceding District Court appeal arose out of the
prosecution of Mr Mbuzi for offences, I do not classify them as vexatious. What is
of relevance to the Crown Solicitor‟s application under the Act is the inappropriate
resort by Mr Mbuzi to judicial review proceedings in the Supreme Court in respect
of a routine decision by the Magistrate to refuse a request for an adjournment by Mr
Mbuzi.
[78] Mr Mbuzi‟s approach to proceeding BS5009 of 2011 is of concern for his use and
manipulation of court procedure. In the first place, the timing of the
commencement of the proceeding in relation to the scheduled hearing of the
Committee the following day is consistent with Mr Mbuzi seeking to intimidate the
eight Griffith University employees named as respondents. Was it necessary to sue
for damages for defamation when Mr Mbuzi should have been preparing for the
misconduct hearing? Second, resort to the Court was unnecessary in relation to the
misconduct hearing when there were procedures within the University that governed
the conduct of the hearing. Third, it was a misuse of the UCPR to bring a default
judgment application for judgment for damages when that was not the procedure
that applied to a proceeding commenced by originating application. The misuse
was compounded by the second default judgment application against the same
respondents in reliance on the statement of claim that was merely an exhibit to Mr
Mbuzi‟s affidavit and in relation to proceeding BS7052 of 2011 where the claim
and statement of claim had not been served. What this persistent approach suggests
was that Mr Mbuzi was keen to obtain a default judgment for the sum of $35,000 in
defiance of the UCPR, so he could use the judgment in his dealings with the
University. That is given support by the approach of Mr Mbuzi to the direction of
Boddice J that he file a statement of claim by 6 September 2011. Mr Mbuzi
dissected the transcript of the argument before Boddice J to justify his preferred
course of not filing a statement of claim and proceeding with a third application for
default judgment that was filed on 11 November 2011 in defiance of the directions
given by Boddice J.
[79] Proceeding BS5009 of 2011 is vexatious, as it has been used by Mr Mbuzi for his
own purposes, has been an abuse of the process of the court, and caused
unnecessary court appearances on behalf of the respondents. Even allowing for the
fact that Mr Mbuzi did not continue against the second to the sixth respondents from
15 November 2011, his misuse of the UCPR in this proceeding had been extreme.
[80] My conclusions as to which of the numerous proceedings brought by Mr Mbuzi are
vexatious satisfy the requirement under the Act that such proceedings must have
been brought frequently.
Should a declaration be made under the Act?
[81] Even finding that Mr Mbuzi has frequently instituted or conducted vexatious
proceedings in Australia is not sufficient to make a vexatious proceedings order,
unless I am satisfied that the discretion under s 6(2) of the Act should be exercised
in favour of making an order.
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[82] It is relevant to the exercise of that discretion that Mr Mbuzi has had some success
in his litigation. I have referred in the course of giving these reasons to some of the
interlocutory orders that have been of benefit to Mr Mbuzi and the judgment in his
favour in the Magistrate‟s Court against a firm of solicitors. He had some success
in proceeding BS3871 of 2010 before Fryberg J which I summarised in Mbuzi v
Murray [2012] QSC 83 at [4], [7] and [10] when I made the limited costs order in
his favour on 5 April 2012. His successes have to be considered, however, with the
findings that I have made about the extremely vexatious aspects of numerous other
proceedings involving Mr Mbuzi and his approach to litigation where he is obsessed
with the procedure, rather than concerned with the substance of his claims.
[83] I have considered Mr Mbuzi‟s references in relation to the exercise of the discretion.
They have been given by people who speak of his honesty and integrity, but they
are not familiar with his approach to his litigation which is what is relevant on this
application.
[84] The fact that r 389A of the UCPR can be used by parties in proceedings brought by
Mr Mbuzi is not a reason not to exercise the discretion to make a vexatious
proceedings order where the order is otherwise warranted. In the light of the history
of vexatious proceedings analysed in these reasons, a party should not have to wait
for two vexatious applications in a proceeding before being able to obtain relief
from Mr Mbuzi‟s approach to litigation.
[85] The relief sought by the Crown Solicitor under s 6(2)(b) of the Act is that Mr Mbuzi
be prohibited from instituting any proceedings in any Queensland Court. Under the
Act, the jurisdiction can be exercised to prohibit a person from instituting
proceedings of any kind within the jurisdiction of any court or tribunal in
Queensland. As the Crown Solicitor has limited his application to seeking an order
in relation to future proceedings in any Queensland Court, it is appropriate that the
order made on the application goes no further than the relief that is sought.
[86] Another issue that arises is the form of the orders that are made under the Act. This
was considered in Labaj where the primary judge had made a general vexatious
proceedings order against Mr Labaj on the application of liquidators against whom
many of Mr Labaj‟s proceedings had been commenced. The exercise of the primary
judge‟s discretion in making a general order prohibiting Mr Labaj commencing any
proceedings in Queensland without the leave of the court was upheld at [71].
[87] Mr Mbuzi‟s vexatious proceedings arise out of dealings in a variety of
circumstances. The limitation that Mr Mbuzi suggested on the making of a
vexatious proceedings order against him that would allow him to complete his
current proceedings, before he instituted new proceedings, does not address the
problem that has been revealed by Mr Mbuzi‟s approach to litigation. The making
of a vexatious proceedings order in general terms does not prevent Mr Mbuzi from
responding to proceedings brought against him or from applying for leave to
institute a proceeding under s 11 of the Act where he can show that he has a claim
that is not vexatious. My analysis of the proceedings which I have found to be
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vexatious for the purpose of this proceeding suggests that the filter that is achieved
by s 11 of the Act would be appropriate in Mr Mbuzi‟s case in the future.
[88] I am also satisfied that there has been such a gross abuse of process by Mr Mbuzi in
his conduct of proceeding BS5009 of 2011 that the proceeding should be stayed. If
the remaining damages claims in that proceeding against the first, seventh and
eighth respondents can be formulated in a properly pleaded statement of claim and
shown to have substance by affidavits that set out the proposed evidence to support
the claim, then it is open to Mr Mbuzi to apply under s 7 of the Act to vary or set
aside the order that stays the proceeding.
[89] I have therefore concluded that the discretion conferred under s 6(2) of the Act
should be exercised in favour of making a vexatious proceedings order against Mr
Mbuzi in general terms and a further order staying proceeding BS5009 of 2011.
Proceeding BS9129 of 2011
[90] Although entitled an application relating to statement of reasons, Mr Mbuzi‟s
application that commenced proceeding BS9129 of 2011 against Mr Redlich on 10
October 2011 is an application under the Judicial Review Act 1991 seeking reasons
for the decisions of Mr Redlich and to review what are described in the application
as his decisions that Mr Mbuzi is guilty of misconduct and imposition of an official
reprimand as punishment.
[91] Mr Redlich had the application in proceeding BS9129 of 2011 adjourned expressly
for directions to the day that the Crown Solicitor‟s application under the Act was to
be heard. Mr Bradley of counsel who appeared for Mr Redlich read and filed
submissions by leave on 13 October 2011 that set out the position on behalf of Mr
Redlich that the proceeding appeared bound to fail on the basis that the decision the
subject of the application was not reviewable under the Judicial Review Act 1991,
because it was not a decision made under an enactment, in reliance on Tang at [96]
and was vexatious.
[92] At the hearing on 17 November 2011 the Crown Solicitor applied to amend the
application under the Act to include proceeding BS9129 of 2001 as one of the
proceedings that should be the subject of an order under s 6(2)(a) of the Act. I
refused the Crown Solicitor‟s application for leave to amend the originating
application on 17 November 2011, as no prior notice had been given to Mr Mbuzi
of the proposed amendment. I reserved my decision on Mr Mbuzi‟s request that
directions be made for the hearing of the application against Mr Redlich. For the
purpose of reaching my conclusion on the Crown Solicitor‟s application for
vexatious proceedings orders against Mr Mbuzi, I have not acted on the material
that was before me on 17 November 2011 in respect of proceeding BS9129 of 2011.
In view of the submissions that were made on behalf of Mr Redlich about the
proceeding being vexatious, it is unsatisfactory not to put in place some steps for
resolving the issue.
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[93] The action taken against Mr Mbuzi at Griffith University before the Committee that
triggered proceeding BS5009 of 2011 appears to have concluded in a finding
against Mr Mbuzi that was then the subject of an internal appeal to the Misconduct
Appeals Committee chaired by Mr Redlich. The hearing took place on 16 August
2011 and the decision of the Committee was affirmed and Mr Mbuzi was issued
with a formal reprimand of which he was notified on 9 September 2011. Mr
Bradley of counsel filed a further outline of submissions on 17 November 2011 and
an affidavit of Mr Fletcher that exhibited the record of the hearing before the
Misconduct Appeals Committee and the findings made by that Committee together
with a copy of the letter sent to Mr Mbuzi on 9 September 2011. The outline of
submissions alerts Mr Mbuzi again to the reliance by Mr Redlich on the decision in
Tang.
[94] In light of the fundamental difficulty facing Mr Mbuzi in pursuing the application
against Mr Redlich of which Mr Mbuzi has been clearly notified, Mr Mbuzi may
wish to bring that proceeding to an end. If not, in view of the fact that proceeding
BS9129 of 2011 was commenced after the application under the Act was made and
the nature of the application, I consider it appropriate to allow the Crown Solicitor
to pursue an order under s 6(2)(a) of the Act in respect of proceeding BS9129 of
2011. Under s 6(4) of the Act, the court must not make a vexatious proceedings
order without hearing the person or giving the person an opportunity of being heard.
For that purpose, I propose to make directions to facilitate the Crown Solicitor to
seek a stay of proceeding BS9129 of 2011. As affidavits and submissions have
been filed on behalf of Mr Redlich which can be relied on by the Crown Solicitor
without the need for duplication, I propose that in the first instance all that the
Crown Solicitor do is give notice of the intention to seek the order in relation to
proceeding BS9129 of 2011 and identify the affidavits and submissions that are
relied on to seek the order.
[95] Because of associations I have with Griffith University that I have disclosed in court
in this matter and in other matters in which Mr Mbuzi has appeared before me
where Griffith University or its employees have been involved, I will give both
parties the opportunity to raise any issue about whether I should determine whether
proceeding BS9129 of 2011 should be stayed pursuant to s 6(2)(a) of the Act.
Costs
[96] Although the Crown Solicitor‟s application seeks an order for costs, no detailed
submissions have been made by either party on the issue of costs. It is therefore
appropriate to give both parties the opportunity to consider the reasons for
judgment, before any submissions are made on the question of costs.
Orders
[97] It follows from the conclusions that I have indicated in my reasons for judgment
that the following orders should be made:
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1. It is declared that the respondent Josiyas Zifanana Mbuzi is a person who
has frequently instituted or conducted vexatious proceedings in Australia
within the meaning of s 6 of the Vexatious Proceedings Act 2005 (the Act).
2. Pursuant to s 6(2)(b) of the Act, the respondent is prohibited from
instituting proceedings in any Queensland Court, apart from an appeal from
these orders.
3. Pursuant to s 6(2)(a) of the Act, proceeding BS5009 of 2011 commenced in
the Supreme Court of Queensland by the respondent is stayed.
4. The issue of costs of the application is adjourned to a date to be fixed.
5. It is directed that:
(a) within 7 days of the date of which these reasons are published the
applicant may give notice in writing to the respondent whether he seeks
an order pursuant to s 6(2)(a) of the Act staying proceeding BS9129 of
2011 (Mbuzi v Redlich) and, if so, identify the affidavits and
submissions that have been filed in any proceeding that are relied on
for seeking the order;
(b) if such notice is given, within 21 days of the date on which these
reasons are published the respondent may file and serve on the
applicant any affidavit that he wishes to rely on that are not yet filed
in any proceeding and any submissions that he wishes to make on
whether proceeding BS9129 of 2011 should be stayed pursuant to s
6(2)(a) of the Act and identifying the affidavits and submissions relied
on;
(c) within 7 days of the service of the respondent‟s submissions, the
applicant may file and serve on the respondent any submissions in
response;
(d) unless either party in the written submissions requests a hearing, or a
hearing before a judge other than Mullins J, the issue of whether
proceeding BS9129 of 2011 should be stayed pursuant to s 6(2)(a) of
the Act will be determined on the papers.
6. Liberty to either party to apply on two days‟ notice in writing to the other
in relation to orders 4 and 5.
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Official source: https://www.sclqld.org.au/caselaw/QSC/2012/105