Evans v Q-Comp [2011] QMC 42
MAGISTRATES COURTS OF QUEENSLAND
CITATION: Evans v Q-COMP [2011] QMC 042
PARTIES: MATTHEW JOHN EVANS
(appellant)
v
Q-COMP
(respondent)
FILE NO/S: MAG85098/10(1)
DIVISION: Magistrates Court – Industrial Magistrate
PROCEEDING: Appeal against decision of Q-COMP
ORIGINATING
COURT: Magistrates Court at Brisbane
DELIVERED ON: 2 September 2011
DELIVERED AT: Brisbane
HEARING DATE: 22 August 2011, 23 August 2011
MAGISTRATE: Lee G
ORDER: The decision of Q-COMP is confirmed. This means the
appeal is not successful.
CATCHWORDS: INDUSTRIAL LAW - WORKERS COMPENSATION -
personal injury – psychological injury – whether arose out of
or in the course of management action – whether
management action reasonable and taken in a reasonable way
INDUSTRIAL LAW - WORKERS COMPENSATION –
application for review – merits review – de novo hearing –
whether management action reasonable and taken in a
reasonable way – who bears onus of proof in that respect
Workers Compensation and Rehabilitation Act 2003 (Qld), s
32(5)
Aigner v Q-COMP, C/2011/2 Queensland Industrial Court
(16 May 2011)
Darling Island Stevedoring & Lighterage Co Ltd v Jacobsen
[1945] HCA 22; (1945) 70 CLR 635
Fox v Percy [2003] HCA 22; (2003) 214 CLR 118
Ivey v WorkCover Queensland [1999] QIC 65; (1999) 162
QGIG 392
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2
Parker v The President of the Industrial Court of Queensland
& Q-COMP [2008] QSC 175; [2009] QCA 120
Pye v The Metropolitan Coal Co Ltd [1934] HCA 9; (1934)
50 CLR 614 and on appeal to the Privy Council at (1936) 55
CLR 138
Q-COMP v Hohn (2008) 187 QGIG 139
Q-COMP v Rowe [2009] QIC 17
Rossmuller v Q-COMP, C/2009/36 Queensland Industrial
Court (5 February 2010)
Vines v Djordjevitch [1955] HCA 19; (1955) 91 CLR 512
COUNSEL: G Cross for appellant
S Gray for respondent
SOLICITORS: AK Compensation Lawyers for appellant
Respondent on own behalf
[1] By applications dated 14 and 15 October 2009 Mr Evans applied for workers
compensation 1 in respect of a psychological injury sustained during his employment
with Dellgale Pty Ltd (Dellgale) as a welder. In his handwritten application
(exhibit 1) he states this injury developed over a period of time whereas in the typed
application (exhibit 2) it was not expressed as developing over a period of time but
having occurred on 14 October 2009 when his employment was terminated. I note the
employer’s report exhibited “ME 14” to Mr Evans’ affidavit sworn
22 August 2011 (exhibit 6) says the injury happened “Over time from the stress of
getting consumables and uniforms”.
[2] On 26 November 2009 the claim was rejected by WorkCover 2 primarily on the basis
that, although accepting Mr Evans sustained a personal injury in the nature of work
related stress, it was excluded from the definition of injury under section 32(5) of the
Workers Compensation and Rehabilitation Act 2003 (the Act) because it arose out of
or in the course of reasonable management action taken in a reasonable way. As he
had not sustained an injury as defined, compensation was not payable to him under
section 108 of the Act.
[3] Mr Evans requested a review of that decision 3 and upon review on 26 March 2010
Q-COMP confirmed WorkCover’s decision for similar reasons 4 . In doing so,
Q-COMP’s review officer accepted that Mr Evans was a worker, that he had sustained
a personal injury in the nature of either “stress & anxiety disorder” or “work related
stress”, and that this arose out of or in the course of his employment and that his
employment was a significant contributing factor satisfying section 32(1). However, it
1 Exhibits 1 (handwritten) & 2 (typed); exhibit 1 also referred to a physical injury i.e. “right hand been
sore over 5 weeks”;
2 See exhibit 3 for WorkCover’s Statement of Reasons;
3 Exhibit 4 – Application for Review dated 24 February 2010;
4 Exhibit 5 – Q-COMP’s reasons for decision;
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3
was concluded that the injury was excluded from the definition of injury under section
32(5).
[4] Mr Evans appealed to this court from that decision pursuant to section 550 of the
Act 5 .
[5] This appeal is not an appeal in the strict sense. It is a hearing de novo to be conducted
as a full trial where both parties call evidence in support of their cases and witnesses
are subject to cross examination: see for example Labaj v. WorkCover Queensland
[2003] QIC 155; 174 QGIG 370 (17 September 2003) per Hall P6 . As a general rule
Mr Evans as the appellant bears the onus of proof on the balance of probabilities: for
examples in this jurisdiction see Labaj v. Q-COMP [2005] QIC 37; 179 QGIG 365
(20 June 2005) and Briffa v. Q-COMP [2005] QIC 55; 180 QGIG 70 (19 August
2005) per Hall P. More will be said shortly about this.
[6] Dr G Cross of Counsel appeared for Mr Evans and Mr S Gray of Counsel appeared
for Q-COMP. The trial proceeded on 22 & 23 August 2011. At the conclusion of
evidence I received both written and oral submissions and then reserved the matter to
29 August 2011 for judgement.
[7] With agreement of both counsel I received further written submissions on the question
of who bears the onus of proving whether section 32(5) applies or does not apply as
the case may be. Submissions were received from Dr Cross on 26 August 2011 and
from Mr Gray on 30 August 2011. The matter listed for judgment for 29 August 2009
was vacated and adjourned sine die. I will deal with onus of proof now.
Onus of Proof
[8] During oral submissions on 23 August 2011 it seemed settled that the onus of
negativing section 32(5) was with Mr Evans. In support submissions for both parties7
referred to Ivey v WorkCover Queensland [1999] QIC 65; (1999) 162 QGIG 392, a
decision of the Industrial Court of Queensland in a worker appeal regarding the
precursor to section 32(5)8 . At the penultimate paragraph on page 3 of his judgement
Hall P said:
I do not accept the appellant’s submission that the burden of proof fell upon
the respondent. On a fair reading of s 34 it does not impose a general liability
to which s 34 (4) “provide[s] for some special grounds of excuse, justification
or exculpation depending upon new or additional facts”. Section 34 states
“the complete factual situation which must be found to exist before anyone
obtains a right – under the provision”. Compare Vines v Djordjevitch [1955]
HCA 19; (1955) 91 CLR 512 at 519. The onus is born by the appellant. ……
5 In Division 1 (Appeals to Industrial Magistrate or Industrial Commission) Part 3 (Appeals) in
Chapter 13 (Reviews and Appeals);
6 While that case dealt with the WorkCover Queensland Act 1996 (now repealed), the comments
equally apply to the current Act; see also Stephen Horace MacDonald v. Q-COMP (2) [2008] 188
QGIG 180 and Ergon Energy v. Training and Employment Recognition Council [2008] QIRC 101;
7 Paragraph 12 submissions for Q-COMP; paragraph 2.1 submissions for Mr Evans;
8 Section 34 (5) of now repealed WorkCover Queensland Act 1996 which is for all intents the same; It
had previously been renumbered from section 34(4);
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4
[9] In further support of the proposition that Mr Evans bears the onus of proof of
negativing section 32(5), in submissions on 23 August 2011 Q-COMP also cited
Rossmuller v Q-COMP C/2009/36 (5 February 2010), another decision of the
Industrial Court of Queensland regarding a worker appeal. At paragraph [2] of the
judgment, Hall P said:
Mr Rossmuller, who was the applicant for compensation and who was seeking
to disturb the status quo, carried the onus of proof. To establish his claim
under the Act, Mr Rossmuller was required to establish:
(a) that he was a worker;
(b) that he suffered a psychological injury;
(c) the injury arose out of or in the course of his employment;
(d) that his employment was a significant contributing factor; and
(e) to negative any issue under s 32(5) of the Act raised by his own
evidence or by evidence led by Q-COMP.
The appeal to the Industrial Magistrate was not limited to the questions about
whether an admitted psychological injury arose out of or in the course of
reasonable management action taken in a reasonable way.
[10] Unlike Rossmuller, in Mr Evans’ case the only issue before this court is in paragraph
(e) above i.e. section 32(5).
[11] In written submissions received from Mr Evans’ counsel 26 August 2011, Aigner v
Q-COMP C/2011/2 (16 May 2011), another decision of the Industrial Court of
Queensland, was cited in support of the proposition that Q-COMP bears the onus of
proof of establishing section 32(5) in a worker appeal. Q-COMP was the respondent
in the appeal. Certain passages from the judgment of Hall P were emphasised at
paragraphs [2], [6] & [20] respectively as follows:
I should add, that it is accepted also that on the issues at s 32(5)(a) of the Act,
Q-COMP carried the onus of proof. …..
Section 32(5) (a) of the Act requires Q-COMP to demonstrate that reasonable
management action was taken in a reasonable way in connection with the
injured worker’s employment. ….
The critical question is whether in the absence of such consultation,
[Q-COMP] has demonstrated that in implementing a reasonable management
decision about Ms Aigner’s employment, the Hospital acted in a reasonable
way. In my view, [Q-COMP] who bears the onus of proof has failed to make
out such a case.
[12] Submissions for Mr Evans continue that Aigner is “entirely consistent with the
decisions in Pye v The Metropolitan Coal Co Ltd (1936) 55 CLR 138 9 and Darling
9 The Privy Council affirmed the decision of the High Court – (1936) 55 CLR 138;
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5
Island Stevedoring & Lighterage Co Ltd v Jacobsen (1945) 70 CLR 635” both of
which considered now repealed New South Wales workers compensation legislation10
for the proposition that:
(6)… Where there is an exception to the liability of the employer, the onus is
upon the employer to prove that in respect of which the worker would
otherwise be entitled to. The party who relies on the matter which defeats the
liability arising from other facts, in the absence of that matter must establish it
by evidence. ……
(7) The onus lies upon Q-COMP to establish those matters sufficient by
reason of s 32(5) to defeat the appellant’s claim.
[13] In Pye, the definition of “injury” in the Workers’ Compensation Act 1926 – 1929
(NSW) set out the conditions for “injury” including all diseases “other than a disease
caused by silica dust”. There were two workers compensation legislative schemes in
existence, a general one11 and a special scheme of compensation for incapacity
resulting from diseases caused by silica dust12 with a combined intention of providing
compensation in every case of “injury”13 . Unlike the present case where Q-COMP
and not the employer is a party, the parties in Pye were the worker and the employer.
It was held by majority that the employer bore the onus of proving that silica dust
caused the worker’s disease to deny compensation under the general scheme but
which would undoubtedly create an entitlement under the special scheme. I note that
McTiernan J. (in the majority) foreshadowed that the onus may shift for the worker to
disprove the employer’s case in relation to that issue 14 .
[14] In Jacobsen, the question was who bore the onus of proving that injuries sustained
during a journey to work were sustained “without his own fault or wilful act”:
Workers’ Compensation Act 1926 – 1942 (NSW), s 7(1). In that case the injuries were
fatal. It was held by majority that the onus lies with the employer to prove the worker
received injury by reason of his own default or wilful act and not for the worker (or
dependants) to prove that the injury was sustained without fault. Again, the parties in
Jacobsen were the dependants of the worker and the employer. Dixon J (as he then
was) (in the majority) said if the true nature of the qualification was “to introduce new
matter, not as part of the primary grounds of liability, but as a special exception or
condition defeating or answering liability otherwise existing, then the onus of proof
lies with the party setting up default or wilful act by way of answer”15 . He emphasised
three factors that influenced his decision (1) the introduction of new matter that does
not go to the character of the journey nor to the definition of “injury” (2) the
qualification is expressed negatively i.e. proof of a negative is not imposed on a party
& (3) the qualification involves fault or misconduct 16 .
10 Both cases along with others were cited in the judgment of the High Court in Vines v Djordjevitch
(1955) HCA 19; (1955) 91 CLR 512 at para [8];
11 Workers’ Compensation Act 1926 – 1929 (NSW);
12 Workmen’s Compensation (Silicosis) Act 1920 (NSW);
13 Per Sir Sidney Rowlatt, Privy Council; (1936) CLR 138 at 142 (point 5);
14 (1934) CLR 614 at page 631 (point 5);
15 (1945) 70 CLR 635 at 643 (point 9);
16 Supra at page 644;
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[15] It appears to me that Hall P in Ivey (at [8] above), had turned his mind to similar
matters considered in Pye and Jacobsen where he said that former section 34 “does
not impose a general liability to which s 34(4) provides for some special grounds of
excuse etc. depending upon new or additional facts” and that former section 34 “states
the complete factual situation which must be found to exist before anyone obtains a
right – under the provision”. It is not disputed that former section 34 of now repealed
WorkCover Queensland Act 1996 (Q’ld) for all intents and purposes is to the same
effect as current section 32. Prima facie, the decision of Ivey is binding on this court
unless it is distinguishable. No point of distinction has been drawn to my attention and
I am unable to find any.
[16] The central question in Vines v Djordjevitch (supra) referred to by Hall P in Ivey, was
whether the plaintiff in a action for damages against the Nominal Defendant bore the
onus of proving facts amounting to compliance with a proviso in section 47(1) Motor
Car Act 1951 (Vic) 17 limiting the rights of a plaintiff to obtain judgment against the
Nominal Defendant in certain circumstances 18 . The statements of principle at
paragraph [8] are along similar lines to those expressed in Pye and Jacobsen:
8. It is said that the form of the sub-section places the burden of disproof on
the defendant. For the requirement of prompt notice after the injured party
becomes aware of the impossibility of identifying the car inflicting the injuries
is expressed in the form of a proviso. "There is a technical distinction between
a proviso and an exception, which is well understood. All the cases say, that if
there be an exception in the enacting clause, it must be negatived: but if there
be a separate proviso, it need not" - per Abbott J. in Steel v. Smith (1817) 1 B
& Ald 94, at p 99 (106 ER 35, at p 37) . The distinction has perhaps come to
be applied in a less technical manner, and now depends not so much upon
form as upon substantial considerations. In the end, of course, it is a matter of
the intention that ought, in the case of a particular enactment, to be ascribed
to the legislature and therefore the manner in which the legislature has
expressed its will must remain of importance. But whether the form is that of a
proviso or of an exception, the intrinsic character of the provision that the
proviso makes and its real effect cannot be put out of consideration in
determining where the burden of proof lies. When an enactment is stating the
grounds of some liability that it is imposing or the conditions giving rise to
some right that it is creating, it is possible that in defining the elements
forming the title to the right or the basis of the liability the provision may rely
upon qualifications exceptions or provisos and it may employ negative as well
as positive expressions. Yet it may be sufficiently clear that the whole amounts
to a statement of the complete factual situation which must be found to exist
before anybody obtains a right or incurs a liability under the provision. In
other words it may embody the principle which the legislature seeks to apply
generally. On the other hand it may be the purpose of the enactment to lay
down some principle of liability which it means to apply generally and then to
provide for some special grounds of excuse, justification or exculpation
depending upon new or additional facts. In the same way where conditions of
17 "Provided that no such judgment may be obtained unless such person as soon as possible after he
knew that the identity of the motor car could not be established gave to the Minister notice of intention
to make the claim and a short statement of the grounds thereof".
18 The High Court found that the burden of proof was with the plaintiff at para [11];
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general application giving rise to a right are laid down, additional facts of a
special nature may be made a ground for defeating or excluding the right. For
such a purpose the use of a proviso is natural. But in whatever form the
enactment is cast, if it expresses an exculpation, justification, excuse, ground
of defeasance or exclusion which assumes the existence of the general or
primary grounds from which the liability or right arises but denies the right or
liability in a particular case by reason of additional or special facts, then it is
evident that such an enactment supplies considerations of substance for
placing the burden of proof on the party seeking to rely upon the additional or
special matter: see Morgan v. Babcock & Wilcox Ltd. [1929] HCA 25; (1929)
43 CLR 163 ; Pye v. Metropolitan Coal Co. Ltd. [1934] HCA 9; (1934) 50
CLR 614; (1936) 55 CLR 138 ; Darling Island Stevedoring & Lighterage Co.
Ltd. v. Jacobsen [1945] HCA 22; (1945) 70 CLR 635 ; Barritt v. Baker [1948]
VicLawRp 85; (1948) VLR 491, at p 495 ; Dowling v. Bowie [1952] HCA 63;
(1952) 86 CLR 136 . (at p520)
[17] Submissions for Q-COMP emphasise the consistent approach of the Industrial Court
of Queensland that the onus of negativing section 32(5) rests with an appellant worker
in a merits review de novo hearing before an Industrial Magistrate as opposed to an
appeal to the Industrial Court which is concerned with correcting an identified error in
a judgment of an Industrial Magistrate19 . This is supported by other decisions of the
Industrial Court constituted by Hall P, namely, Bowers v WorkCover Queensland
(2002) 170 QGIG 1 20 , Q-COMP v Foote (No. 2) (2008) 189 QGIG 539 at 54021 ,
Verhagan v Q-COMP (2008) 189 QGIG 542 at 54322 and Q-COMP v Rowe (2009)
191 QGIG 67 at 71 23 . It is further supported by Parker v The President of the
Industrial Court of Queensland & Q-COMP [2008] QSC 175 and on appeal to the
Court of Appeal at [2009] QCA 12024 . I do not intend reiterating all of the passages
referred to in Q-COMP’s submissions suffice to say that I accept those submissions so
that Mr Evans bears the onus of proof in negativing section 32(5) in a merits review
de novo hearing before me.
[18] Further, I agree with Q-COMP’s submissions that comments made by Hall P in
Aigner must be seen in the light of the task before His Honour, namely to identify and
correct any error in the judgement appealed from and that “conclusions upon factual
matters reasonably open to the Industrial Magistrate are not to be interfered with” and,
“[s]ubject to the limitations developed in Fox v Percy (2003) 214 CLR 118, the
findings of primary fact based on an evaluation of a witness seen and heard by the
Industrial Magistrate are not to be departed from”25 . Appeals to the Industrial Court
are thus not merits review de novo hearings. I agree with Q-COMP’s submissions that
the comments by Hall P in Aigner “do not amount to a reversal of the accepted onus
of proof born by [Mr Evans] in relation to section 32(5) of the Act”26 .
19 Paragraphs 7 & 8 submissions for Q-COMP dated 30 August 2011;
20 Paragraph 2(b) submissions for Q-COMP dated 30 August 2011;
21 Paragraph 2(c) submissions for Q-COMP dated 30 August 2011;
22 Paragraph 2(d) submissions for Q-COMP dated 30 August 2011;
23 Paragraph 2(e) submissions for Q-COMP dated 30 August 2011;
24 Paragraphs 3 to 5 submissions for Q-COMP dated 30 August 2011;
25 Paragraph 8 submissions for Q-COMP dated 30 August 2011 citing Hall P in Prizeman v Q-COMP
(2005) 180 QGIG 481 at 482;
26 Paragraph 19 submissions for Q-COMP dated 30 August 2011;
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[19] Moreover, I note Aigner does not refer to Ivey, Rossmuller or any of the other cases
cited above and while at first blush it would appear to be inconsistent with those other
cases on the question of who bears the onus in respect of section 32(5), such
inconsistency is not explained by any material amendment to section 32 of the Act
from enactment of the Act up to Aigner in 2011 27 .
[20] Even apart from Q-COMP’s submissions, I would prefer the views expressed in Ivy
over Aigner because, for reasons best known to the parties in Aigner, it was
apparently accepted between them that Q-COMP bore the onus and Hall P was not
called upon to specifically adjudicate on the matter. It may be, as Q-COMP submits, it
was recognised that an evidentiary onus fell on Q-COMP in proceedings before the
Industrial Court in the task of identifying error. Hall P did adjudicate that point in Ivey
and gave reasons for his conclusion based on his interpretation and effect of former
section 34 and the legislative scheme of a Queensland statute. This view was
subsequently indorsed for section 32(5) of the Act by Hall P in Rossmuller and other
cases as well as the Court of Appeal in Parker. It seems to me that section 32(5)
forms part of the primary grounds of liability required to be proved to establish initial
liability as Hall P has found in Ivey and is not, as Dixon J in Jacobsen found in
coming to his conclusions, new matter to defeat a liability that otherwise exists by
way of exclusion etc.
[21] If I am wrong in that conclusion, for reasons that follow, I would find in any event
that Q-COMP has discharged any onus in that regard. Q-COMP called three witnesses
whose evidence I generally accept. I note that Dixon J, who concluded that the
employer had the onus in Jacobsen, nevertheless adopted a similar approach in that
case 28 .
Relevant Statutory Provisions
[22] Section 108 of the Workers Compensation and Rehabilitation Act 2003 (the Act)
generally provides that compensation is payable for an “injury” sustained by a
“worker”.
[23] Relevantly “worker” is defined in section 11 29 to include an individual who works
under a contract of service.
[24] The definition of “injury” is in section 32 (Chapter 1 Part 4 of the Act) as follows:
32 Meaning of injury
(1) An injury is personal injury arising out of, or in the course of, employment
if the employment is a significant contributing factor to the injury.
………..
27 Workers’ Compensation and Rehabilitation Act 2003 (Reprint No 5E as in force 6 June 2011)
indicates the only amendment to section 32 since enactment was to 32(5)(c) by No 45 of 2004
(Endnotes No 7 at p 477); Rossmuller was decided 5 February 2010 and Aigner, 16 May 2011;
28 (1945) 70 CLR 635 at 643;
29 In Chapter 1 (Preliminary) Part 4 (Basic concepts);
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(5) Despite subsection (1) and (3), injury does not include a psychiatric or
psychological disorder arising out of, or in the course of, any of the following
circumstances--
(a) reasonable management action taken in a reasonable way by the
employer in connection with the worker's employment;
(b) the worker's expectation or perception of reasonable management
action being taken against the worker;
(c) ….
Examples of actions that may be reasonable management actions taken in a reasonable way--
action taken to transfer, demote, discipline, redeploy, retrench or dismiss the worker
a decision not to award or provide promotion, reclassification or transfer of, or leave of
absence or benefit in connection with, the worker's employment
The Issues
[25] It is not disputed that Mr Evans is, and was at all material times, a worker as that term
is defined in the Act30 .
[26] It is also not disputed that Mr Evans sustained an “injury” as that term is defined in
section 32(1) of the Act. That is, Mr Evans sustained a psychological disorder in the
nature of a major depressive disorder that arose out of or in the course of his
employment and that his employment was a significant contributing factor to that
injury 31 . This is supported by the medical evidence.
[27] There is an issue as to when the psychological disorder manifested. On the one hand it
was submitted for Mr Evans that it occurred on 14 October 2009, his last day of work,
so that any events pre and post dating that day are not relevant. For example, it was
submitted for Mr Evans that the subject matter in his diary entries of 17 February
2009, 19 February 2009 and 8 April 2009 tendered by Q-COMP as exhibits 18, 19 &
20 “are well before any alleged injury”32 . On the other hand, it was submitted for
Q-COMP that the disorder developed over a period of time up to its full manifestation
on 14 October 2009 so that events occurring before then are to be taken into account
on a more global basis. It is not contested that events after 14 October 2009 are not
relevant for the purposes of section 32(5).
[28] The central issue is whether Mr Evans’ psychological injury is excluded from the
definition of injury by virtue of section 32(5) of the Act. If the answer is in the
affirmative, then Mr Evans is taken not to have sustained an injury as defined in the
Act so that compensation would not be payable.
[29] In considering the application of section 32(5), it is not disputed that only paragraph
(a) of that section potentially applies in this case and that paragraph (b) is not
applicable33 .
30 Paragraph 4.1 submissions for Mr Evans; paragraph 16 submissions for Q-COMP;
31 Paragraphs 4.3 & 4.4 submissions for Mr Evans; paragraphs 16 to 22 & 86(a) submissions for
Q-COMP;
32 Paragraphs 8.1 & 8.2 submissions for Mr Evans;
33 This was made clear in oral submissions;
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[30] To provide context, it is noted that Mr Evans also sustained two separate physical
injuries at work which have been the subject of two workers’ compensation claims. In
about September 2009 he said he first noted symptoms in his arms, in particular, his
right arm. He could not hold a grinder in his right hand34 . Also in his affidavit Mr
Evans said he had an accident at work in late August or September 2009 where he had
fractured his right hand 35 although Dr Couzens’ records October 2009 based on
information provided to him by Mr Evans on 3 June 2010 36 . In respect of the first
injury Dr Couzens described this as ulna neuritis of the right elbow that developed
over a period of time from April 2008 37 or at least Christmas 200838 . Mr Evans’ claim
for compensation in respect of this injury has been accepted. As to the specific
accident, Dr Couzens said there was a possible break of the hook of the Hamate of the
right wrist. The Hamate is a carpal bone in the wrist. Mr Evans’ claim for
compensation for this injury is being assessed.
[31] Mr Evans gave evidence in support of his appeal. His evidence in chief was given by
way of affidavit sworn 22 August 2011 (exhibit 6) 39 and he was cross examined. Mr
Evans’ mother Mrs Sharon Evans, Dr Peter Mulholland (psychiatrist) (by phone) and
Dr Susanna Matthysen (general practitioner) (by phone) gave evidence in support of
his appeal.
[32] The medical evidence adduced for Mr Evans included reports of Dr Mulholland dated
7 & 20 October 2010, 26 May 2011, 28 June 2011 and 22 August 2011 (exhibit 12),
statements from general practitioners Dr S Matthysen dated 16 June 2011 (exhibit 25)
and Dr P Talati dated 19 August 2011 (exhibit 26) and their clinical notes (exhibits 11
& 10 respectively 40 ) as well as three reports from orthopaedic surgeon Dr Gregory
Couzens dated 9 December 2009 (exhibit 7), 14 July 2010 (exhibit 8) and 26 July
2011 (exhibit 9). The reports of Dr Couzens relate to physical injuries sustained by
Mr Evans during his employment with Dellgale. Dr Couzens and Dr Talati were not
required for cross examination.
[33] Q-COMP called the following witnesses who are brothers:
• Mr Damian Rouhan (Workshop Manager for Dellgale)
• Mr Shane Rouhan (Managing Director of Dellgale)
• Mr Darrin Rouhan (Occupational Health Safety & Welfare Officer for Dellgale)
[34] Thirty exhibits were tendered.
Background & Discussion
34 Paragraphs 34, 35, 38 & 41 exhibit 6 (Affidavit of Mr Evans sworn 22 August 2011);
35 Paragraph 36 exhibit 6;
36 Dr Cousin’s report 14 July 2010 (exhibit 8) at p 2 (para 5);
37 Dr Couzens’ report 14 July 2010 (exhibit 8) at p 1 next to heading “Date of Injury”
38 Dr Couzens’ report 14 July 2010 (exhibit 8) at p 2 (paras 3 &4), p5 (para 1);
39 By consent, orders were made to this effect on 17 February 2011 due to Mr Evans psychological
condition;
40 Also exhibited to Mr Evans’ affidavit sworn 22 August 2011 (exhibit 6) – exhibits 1 & 2 therein;
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[35] Mr Evans, born 20 April 1982, commenced employment with Dellgale in May 2008
as a welder or boilermaker. Mr Evans said at first he was employed on a casual basis
and became permanent about four months later 41 although evidence from the
employer’s witnesses suggests that his employment was confirmed after he had
served a three month probation period. It is not disputed that his employment with
Dellgale was terminated on 14 October 2009 after an incident where Mr Evans threw
a hammer through a wall that day. I note photos in exhibit 23 depicting the hole in the
wall.
[36] He was a self taught welder describing himself as a second class welder with about
five years experience. Mr Evans attended courses to become qualified as a first class
welder but discontinued due to expense. Prior to his employment with Dellgale he
worked for a welding and fabrication business for trucks at Ormeau 42 . Mr Evans said
he never had any difficulties with his arms prior to working for Dellgale.
[37] Dellgale imported cranes built in China for the purposes of selling them to others in
Australia. Mr Shane Rouhan spent a lot of time in China for this purpose. The cranes
did not comply with Australian standards and had to be modified. As a welder, Mr
Evans’ duties included drilling, grinding and welding metal parts to the cranes so that
they complied with Australian standards etc. One bone of contention emphasised at
trial by Mr Evans was that he was often required to use reject metal pieces from a
business next door. He says he had to crawl into their bins to retrieve the metal.
Evidence from Q-COMP was that while the sizes of metal pieces for the business next
door was of no use to them, they were quite serviceable for Dellgale’s needs and
Dellgale was permitted to retrieve them when required. There were aids available for
this purpose such as a crane. It appears that Mr Evans also performed computer work
for Dellgale out of hours creating their web site. He was to be paid for this work.
Dellgale went into liquidation late 2010 or January 2011.
[38] Mr Shane Rouhan was the Managing Director of Dellgale during Mr Evans’
employment. Mr Damian Rouhan, the Workshop Manager, was Mr Evans’ immediate
supervisor at all times. Mr Darrin Rouhan was the Occupational Health Safety &
Welfare Officer for Dellgale at all times. There were about six or so staff in the
workshop as well as office and sales staff located away from the workshop area. It
appears that Dellgale employed additional temporary staff from time to time
depending on workloads. I also note that other staff flew around the country for
projects from time to time.
[39] The case for Mr Evans is that his psychological injury resulted from two sources i.e.
(1) stressors in the workplace, and (2) as a secondary consequence of his physical
injuries 43 . It is also Mr Evans’ case presented at trial in this court that he sustained his
psychological injury on 14 October 2009 and therefore, matters occurring before and
after are not relevant.
[40] It was submitted for Mr Evans that the psychological injury caused by the physical
injuries cannot be excluded from the definition of injury by section 32(5) on the
ground that such injury arose out of or in the course of reasonable management action
41 Paragraphs 11 & 15 Mr Evans’ affidavit sworn 22 August 2011 (exhibit 6);
42 Paragraphs 5 to 8 of exhibit 6;
43 Paragraph 4.2 to 4.5 submissions for Mr Evans;
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12
taken in a reasonable way in connection with his employment. Rather, the
psychological injury developed as a result of the physical injuries themselves 44 . No
authorities were cited on this point. For reasons that follow, it is not necessary to
conclusively determine this.
[41] In a separate submission, it is Mr Evans’ case that in any event the workplace
stressors that gave rise to the psychological injury did not arise out of or in the course
of reasonable management action taken in a reasonable way in connection with Mr
Evans’ employment45 .
[42] As I understand from Dr Cross’ opening address and closing submissions the crux of
Mr Evans’ case is that even if it was found that the workplace stressors arose out of
reasonable management action taken in a reasonable way, Mr Evans’ psychological
injury is not excluded from the definition of injury by section 32(5) simply because
section 32(5) does not apply in respect of the psychological injury that stemmed from
the physical injuries, which, according to the medical evidence, was a significant
contributor. Unfortunately, both counsel were unable to locate any authority on this
direct question although submissions for Q-COMP identified cases on the interaction
between section 32(1) & (5).
[43] In support of Mr Evans’ case, reliance was placed on the views of psychiatrist Dr
Mulholland in his statement signed 28 June 2011 46 (in exhibit 12):
I believe that the major depressive disorder is related to the physical injuries
suffered and the interpersonal issues that [Mr Evans] has experienced in the
workplace, while working at Dellgale Pty Ltd
In my opinion the interpersonal issues in the workplace and the physical
injuries, including the fractured right wrist, are each on their own sufficient to
cause a psychological injury in a person with an anxious personality type such
as [Mr Evans].
[44] In a later statement dated 22 August 201147 (in exhibit 12), Dr Mulholland said:
The physical injuries and the psychological stressors are each on their own a
significant contributing factor to the psychological injury. In this case they
add up as well. (my emphasis)
[45] I interpolate here that the component “a significant contributing factor” is a
consideration in respect of establishing whether there is an injury as defined in section
32(1) but not a consideration in section 32(5) for the purposes of excluding a disorder
from the definition of injury. I agree with Q-COMP’s submissions on this point 48 .
There is no issue that Mr Evans has sustained an injury pursuant to section 32 (1).
44 Paragraph 4.7 (a) submissions for Mr Evans;
45 Paragraph 4.7 (b)(i) submissions for Mr Evans; a reference in para 4.7 (b)(ii) to ss 32(5)(b) does not
seem to apply here;
46 The second paragraph cited is referred to at para [41] submissions for Q-COMP;
47 Cited at para [4.5] submissions for Mr Evans;
48 Paragraphs 23 to 25 submissions for Q-COMP;
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13
[46] Dr Matthysen was of a similar view 49 . She also said that, despite Mr Evans’
personality type and being stressed, there was no indication of a psychological illness
during consultations on 10 & 22 November 2008 although exhibiting stress.
[47] I shall first consider the stressors in the workplace in the context of section 32(5)(a). If
it is found that the stressors resulted from reasonable management action taken in a
reasonable way, having regard to the authorities such as Q-COMP v. Rowe [2009]
QIC 17 and Q-COMP v Hochen C/2009/47 (1 March 2010) 50 , an examination of
whether there is a sufficient causal nexus 51 to satisfy “arising out of” between
management action and the development of Mr Evans’ psychological condition is all
that is required to see if section 32(5)(a) is invoked: see for example Parker v
Q-COMP 185 QGIG 269 at 273 52 . In this regard, one should not undertake the
exercise of determining the degree of causation or dominance between separate events
or sources, in this case, the effects of the physical injuries as opposed to the
workplace stressors: see for example Hochen at para [12]53 . Likewise, in undertaking
this exercise one should not add a gloss to section 32(5)(a) of the Act that the injury
was “materially connected” to the management action concerned: see for example Q-
COMP v Hohn (2008) 187 QGIG 139 at 140 54 .
[48] Mr Evans provided a handwritten statement of five stressors to general practitioner Dr
Talati on 14 October 2009 (exhibits 16 & 26). They are (1) seeking protective
clothing since April 2009 (2) Mr Evans bought his own drill bits and not being
reimbursed (3) inability to do overtime (4) he was being burnt at work, and (5) an
injury to his hands 55 . Dr Talati certified Mr Evans unfit for work in a workers
compensation certificate from 14 to 21 October 2009 (in exhibit 10).
[49] On or around 22 October 2009 Mr Evans learned that he had been dismissed from his
employment and he saw Welfare Rights Centre Inc, a community legal centre, on
29 October 2009 alleging impairment discrimination under the Anti Discrimination
Act 1991 (Qld) 56 .
[50] In addition to this Mr Evans engaged solicitors soon after 14 October 2009 who, upon
his instructions, wrote a detailed letter to WorkCover dated 6 November 2009
identifying the issues (exhibit 24) 57 . They are described in Dr Cross’ submissions as:
• Mr Evans was not provided uniforms despite requests
• Mr Evans offered to pay for his uniforms
49 Paragraph 33 submissions for Q-COMP; paragraph 5.7 submissions for Mr Evans;
50 Relevant paragraphs of the judgements are cited in submissions for Q-COMP;
51 “Arising out of” in section 32 (5) is a broader concept than “caused by” and does not require a direct
or proximate relationship between the employment and the injury; it only involves some causal or
consequential relationship; the phrase “caused by” is used in section 11A(1) of the Workers
Compensation Act 1987 (NSW) entitled “No compensation for psychological injury caused by
reasonable actions of employer”: and see Avis v WorkCover Queensland (2000) 165 QGIG 788
52 That decision was unsuccessfully challenged upon judicial review to the Supreme Court and Court of
Appeal; paras [62] to [65] submissions for Q-COMP;
53 Cited at paragraph [79] on page 28 submissions for Q-COMP;
54 Cited at paragraphs [66] & [67] submissions for Q-COMP;
55 See paragraph 7.1 submissions for Mr Evans;
56 Paragraphs [65] to [67] and exhibit “ME 17” to affidavit of Mr Evans (exhibit 6);
57 Summarised in paragraph 7.2 submissions for Mr Evans;
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14
• It was compulsory to do overtime
• He suffered burn injuries58 and metal in his eyes
• He suffered bilateral ulna neuritis and a wrist fracture.
[51] Exhibit 14 is one of Mr Evans’ work shirts which is torn in some places the major tear
being below the waist line at the front. Exhibit 15 consists of three photos of one of
Mr Evans’ work shirts.
[52] As submissions for Q-COMP point out and as is evident from the detailed solicitor’s
letter itself (exhibit 24) 59 , that letter emphasises persistent bullying by Mr Damian
Rouhan “soon after [Mr Evans] started working with Dellgale” by “frequently
threaten[ing] to sack him” and “that there was a personality clash between him and his
manager” who “took every opportunity to threaten and harass [Mr Evans], and to
make him feel intimidated”. Dr Mulholland refers to “interpersonal issues” in his
reports. I observe this is contrary to the picture portrayed by Mr Evans during his
evidence and which is reflected in closing submissions on his behalf relying on those
matters in [46] above without primary focus on the alleged difficulties with Mr
Damian Rouhan. I note also no reference to these difficulties in Mr Evans’
handwritten note given to Dr Talati on 14 October 2009 (exhibits 16 & 26).
[53] A convenient summary of Mr Evans’ consultations with general practitioners from
13 December 2004 to 1 December 2009 is set out in Dr Mulholland’s report dated
7 October 2010 (exhibit 12) after reviewing medical records. Many of these and more
are reflected in the clinical notes of Dr Matthysen (exhibit 11) and Dr Talati (exhibit
10). Without citing all, commencing prior to employment with Dellgale, they are
relevantly:
Date of Consultation Who Consulted What for?
28/9/2006 (3.06 pm) Dr T Somasundaram Anxious personality &
others – Valium prescribed
15/11/2006 (10.20 am) Dr Matthysen Very upset over work
issues – Medical
Certificate issued
28/12/2006 (2.59 pm) Dr Matthysen Still anxious – Medical
Certificate issued
8/1/2008 (12.06 pm) Dr C Perera Tired run down stressed
depressed..-referral
11/1/2008 (2.57pm) Dr C Perera Still stressing
1/4/2008 (3.18 pm) Dr C Perera Stressed, insomnia, issues
at work – meds including
Valium prescribed
58 Examples of which are in photos in exhibit 13;
59 Paragraph 28 submissions for Q-COMP;
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15
9/5/2008 (12.52 pm) Dr C Perera Valium prescribed
10/11/08 (3.32 pm) Dr Matthysen Stressed at work & baby
on the way – Valium
prescribed
22/11/2008 (10.00 am) Dr C Perera Work stressors; wants to
take a few days off – med
certificate issued
15/2/2009 (9.04 am) Dr P Talati Various stressors et al
14/10/2009 (12.26 pm) Dr P Talati Stressors at work ++,
conflicts with floor
manager ++
14/10/2009 (2.26 pm) Dr P Talati Hyperventilating – issues
at work – med certificate
issued
19/10/2009 (3.12 pm) Dr Matthysen Work related injury
26/10/2009 (1.35 pm) Dr Matthysen Stressed + anxiety et al
[54] While Dr Mulholland could not come to a definitive diagnosis due to lack of co-
operation by Mr Evans on 2 September 2010 and 19 October 2010, he observed that
Mr Evans had pre-existing issues and that there was no doubt that he had a serious
psychiatric condition characterised by anger and depression that had developed over
time. In support of the view that the psychological injury did not occur over a period
of time but on 14 October 2009 it was submitted for Mr Evans that he did not consult
Dr Matthysen for a stress condition between November 2008 and after 14 October
2009 and the last time he saw Dr Talati in this respect before 14 October 2009 was
Sunday 15 February 200960 . Be that as it may, it doesn’t overcome the existence of
alleged workplace multiple stressors relied on by Mr Evans over a period of time.
This is supported not only by the contents of his diary entries in January to September
2009, but the fact that he thought it necessary to make them (exhibits 17 to 22).
Further, I note general practitioner Dr Matthysen’s comments that as of November
2008 there were no signs of a psychological disorder in Mr Evans regardless of his
then presenting symptoms. However, this statement is simply a snapshot in time and
does not take into account the full picture, including the consultation with Dr Talati
on 15 February 2009, and that any such disorder may have been in an inchoate state
and not developed. It may be that Dr Matthysen was not in a position to make a
formal diagnosis at that time. I would defer to the views of Dr Mulholland that Mr
Evans’ psychological disorder evolved over a period of time and not just on
14 October 2009 so that events antecedent to 14 October 2009 should be considered
for the purposes of section 32(5). This is further supported in the letter from Mr
60 Paragraphs 5.5 & 5.6 submissions for Mr Evans;
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16
Evans’ solicitors of 6 November 2009 (exhibit 24) where, in relation to the
psychological injury, it said 61 :
…Our client has requested that we provide a little bit more detail in relation
to the work related stressors that have resulted in his workplace injury.
There are a number of issues that have caused [Mr Evans] to decompensate
and some of these have been present for a period of time. (my emphasis)
[55] The letter then goes straight to the alleged bullying by Mr Damian Rouhan “soon after
[Mr Evans] started working with Dellgale62 ” which “culminated following significant
stress in [Mr Evans’] workplace with his decompensating on 14 October 2009”63 .
While the stressors relied on in this court at para [34] above were referred to in the
letter and while Mr Evans did consult Dr Matthysen on 10 & 22 November 2008
about stress due to interpersonal conflict at work64 , contrary to the position taken in
this court it appears the major platform forming the basis for the psychological injury
at the time of that letter was the longstanding conduct of Mr Damian Rouhan. The
letter concludes 65 :
It is submitted that such injury is based upon bullying and harassment of
Damian Rouhan and unreasonable management action taken in an
unreasonable way by Damian Rouhan. Further, the other managers in the
workplace haves [sic] contributed by not taking reasonable steps to remove
the conflict that was well known to be present.
[56] Prior to 14 October 2009, on 5 October 2009 Mr Evans attended Dr Talati with right
hand pain to the extent that he could not hold his tools 66 . Dr Talati issued a general
medical certificate certifying Mr Evans’ unfit for work from Monday 5 October 2009
to Wednesday 7 October 2009 (in exhibit 10). On 14 October 2009 he consults Dr
Talati twice about stressors at work and at Mr Evans’ request Dr Talati issues a
workers compensation medical certificate certifying him unfit for work from
14 October 2009 to 21 October 2009 for “work related stress”. On 19 October 2009
Mr Evans then twice consults Dr Matthysen who issued a worker’s compensation
medical certificate certifying him unfit for work from 19 to 26 October 2009 for
“painful right wrist and work related stress”67 . On 26 October 2009 Dr Matthysen
issues a further worker’s compensation medical certificate certifying Mr Evans unfit
for work from 26 October 2009 to 9 November 2009 for “painful R wrist and work
related stress” and on 26 November 2009 certifying Mr Evans unfit for work from
26 October 2009 to 18 December 2009 for “L hand and elbow nerve damage” (in
exhibit 11). Dr Matthysen subsequently issued several further workers’ compensation
medical certificates for physical and stress related conditions (in exhibit 11).
[57] A major workplace stressor relied on by Mr Evans is that he was not provided with an
earlier than usual reissue of new uniforms despite requests from about April 2009
61 At paras [3] & [4] at page 1 of exhibit 24;
62 At para [6] at page 1 exhibit 24;
63 At para [4] at page 3 exhibit 24;
64 Paragraph 5.3 submissions for Mr Evans;
65 Penultimate paragraph at page 5 exhibit 24;
66 Paragraph 6.5 submissions for Mr Evans;
67 Paragraph 60 & exhibit “ME 15” to Affidavit of Mr Evans (exhibit 6);
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17
onwards. If uniforms were only issued after the probation period as Mr Darrin Rouhan
says, Mr Evans would have received his first new issue sometime in October 2008.
He said he had to wash every night so that he could wear his uniform the next day as
it was compulsory. He said on one occasion he had to go to the doctor with bronchitis
contracted because of wearing a freshly washed uniform that had not fully dried. I
note however, and I accept evidence from Q-COMP’s witnesses that Mr Evans was
often seen wearing his own clothes. Mr Evans admits this 68 . Mr Evans said for some
reason he was only given two shirts instead of the usual three when first issued. Even
if that is accepted, it is not clear what happened to his second shirt. Mr Darrin Rouhan
said it is usual practice to distribute 3 shirts and no reason was identified as to why Mr
Evans would be any different.
[58] Evidence for Q-COMP is that uniforms are not distributed to employees until they
have served their probationary period. Mr Darrin Rouhan gave evidence that all
workshop staff were supplied with one set of uniforms each year. A set comprises 2
workpants, 3 long sleeved shirts with company logos and the employee’s name
embroidered on them, 1 set of overalls and 1 pair of steel capped boots. Mr Evans said
he only received 2 shirts. In addition, special items were issued from time to time
depending on the particular work the employee was doing including goggles and
gloves. These are recorded in a safety equipment register such as exhibit 27 dated 24
September 2009. Mr Darrin Rouhan explained that these items are contrasted with
other items of equipment that are available for a particular work area or where
particular work is being carried out in which case the safety equipment register does
not apply. He said a leather welder’s jacket and welder’s gloves were always available
for Mr Evans in his particular workplace and this would not be reflected in a safety
equipment register as it relates to the job rather that the individual employee. Mr
Shane Rouhan also said a welder’s jacket was available for Mr Evans in his particular
area but noted that Mr Evans was not wearing it on the occasion he was there. On the
other hand Mr Evans said he was never issued with a leather jacket and if one were
issued to him, he would have used it 69 . On balance I prefer the evidence of Q-
COMP’s witnesses on this point. It seems to me that Mr Evans’ account on these
matters is less satisfactory compared with the witnesses for Q-COMP. It is more
likely that there was a leather jacket for his use but for reasons best known to him he
chose not to wear it. I found Mr Shane Rouhan particularly impressive as a witness. If
indeed Mr Evans’ shirts wore out more quickly than for other workers, failure to wear
the leather jacket provided may explain this.
[59] Mr Darrin Rouhan said Mr Evans did approach him for new uniforms and he
approved them. However, he explained the system for ordering uniforms. He said that
due to prohibitive expense uniforms were usually ordered for a number of employees
at a time to keep the cost per uniform to a minimum. The cost per uniform varied
from $900 to $1200 largely because of the embroidered company logo and depending
on the number ordered at any one time. For new employees who had not been
measured up before, a representative of the uniform supplier attended the workshop
for that purpose. If employees had been measured before, those measurements could
be used. This process usually took some time particularly given that the suppliers had
the proforma for their logo.
68 Paragraph 28 affidavit of Mr Evans (exhibit 6);
69 Paragraphs 29 & 30 affidavit of Mr Evans (exhibit 6);
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18
[60] There is evidence that there were problems with Dellgale’s uniform suppliers in that
they were having difficulties with their own suppliers. Further, it appears that
Dellgale’s account was on hold with their suppliers presumably because accounts had
not been paid. This is reflected in Mr Darrin Rouhan’s email to WorkCover dated
3 November 2009 (exhibit 30). While Mr Darrin Rouhan seemed unsure that this was
in fact the case, on balance I accept that it probably was the case. The question is
whether, in all the circumstances of the case, Dellgale acted reasonably in securing
uniforms for Mr Evans. I accept that uniforms were usually replaced annually. It is
said that Mr Evans’ duties were more onerous than other workers due to the nature of
his work and that his uniforms required replacing more frequently although, as I have
found, a leather welders jacket was available. Walls were eventually built around Mr
Evans’ work area which protected other workers from sparks etc. I note and accept
that no other worker complained about uniforms either before or after the walls were
erected around Mr Evans’ work space.
[61] If he was first issued with uniforms in about October 2008 after serving his
probationary period, his first request for a reissue of new uniforms in April 2009 is
only about six months or so after the first issue. He not only wanted a fresh issue but,
contrary to standard practice in the industry according to Mr Darrin Rouhan, he
wanted five shirts for each day of the week although he was prepared to pay for them
himself if need be70 . The exhibits showing the state of Mr Evans’ shirt would be the
state they were in around the time of his dismissal. There is no physical evidence or
photograph evidence as to its condition in April 2009. Also, there is no evidence as to
precisely when the walls were built around Mr Evans’ work area which protected
other workers from sparks although in his affidavit Mr Evans says it was built only “a
couple of months before [he] stopped working”71 which would be after he first
requested reissue of new uniforms in April 2009. Presumably his shirt would have
been in a much better condition in April 2009 than that depicted in exhibits 14 & 15
although accepting that it would have been worn out to an extent.
[62] Having said that, I accept that Mr Evans first requested new uniforms in April 2009
and was not reissued with new uniforms upon that request or subsequent requests. I
am not satisfied on the evidence that the state of his uniforms as of April 2009 were in
such a state that they needed replacement although I accept that his work was more
demanding of his shirts than other workers in the workshop. He was provided a
leather jacket which, if consistently used would have offered protection to his shirts
and body. I accept that he was seen not wearing the leather jacket and was requested
to wear it. Mr Evans also wore his own clothes to work at times. I think the point
about wearing compulsory uniforms, although articulated at tool box meetings 72 , is a
distraction here as far as Mr Evans is concerned when considering section 32(5). I
also accept the evidence of Mr Darrin Rouhan about the system of ordering uniforms
and the delay in that process. It was not simply the case of walking into a store and
buying them. However, due to the nature of Mr Evans’ work, I think Dellgale could
have expedited matters a bit more than it did. Having said that, I don’t think that this
is fatal. It is a blemish and not unreasonable in the whole circumstances of the case.
70 Paragraph 27 affidavit of Mr Evans (exhibit 6);
71 Paragraph 21 affidavit of Mr Evans (exhibit 6); the subject was raised at a toolbox meeting on
20 May 2009 (exhibit “ME 5” to affidavit of Mr Evans);
72 See for example exhibit 28 – toolbox meeting of 22 April 2009;
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19
[63] An issue arose during submissions in the issuing of goggles to Mr Evans on
24 September 2009 (exhibit 27) shortly after he had got something in his right eye at
work. He attended Dr Talati on 27 & 30 August 2009 for that injury and a worker’s
compensation medical certificate was issued (in exhibit 10)73 . I was invited to infer
that Dellgale simply reacted to this circumstance, firstly to protect its own interests,
and secondly that it suggests that Dellgale in fact did not provide adequate clothing
and equipment to its employees in the normal course of affairs in a timely manner.
The activities embracing Mr Evans duties were no doubt hazardous with grinding
metal causing particles and sparks to fly through the air. I note that Mr Evans saw
general practitioner Dr R Parry on 2 August 2004 for a foreign body in his right eye
while grinding at his former work and it was noted that he was wearing eye protection
on that occasion (exhibit 10). In fact on 23 June 2009 Mr Evans consulted Dr Talati
regarding a possible foreign body in his right eye. None was found on that occasion. It
appears to me that this supports the hazardous nature of Mr Evans’ work performing
drilling, grinding and welding. However, I do not accept the submission that the issue
of fresh goggles to Mr Evans shortly after he presented to Dr Talati on 27 & 30
August 2009 in itself means that Dellgale was remiss in providing necessary
equipment to employees in a timely way.
[64] The next issue is that Mr Evans said he had to purchase drill bits because Dellgale
would not supply any to him. On the other hand, evidence from Mr Darrin Rouhan
who I found to be convincing, is that there was a store at work which was available to
workers. If items needed replacing then an order would be placed and the items would
be delivered to the workshop the next day. Having said that, Mr Darrin Rouhan and
Mr Damian Rouhan said that Mr Evans broke an excessive number of drill bits. I find
it improbable that the situation portrayed by Mr Evans was as bleak as he makes out
even if, on occasion, a particular item was not readily available. He said he paid about
$1200 for drill bits and grinding discs himself 74 . According to Mr Darrin Rouhan,
reimbursement was available in the unlikely event that it was necessary but in any
case there is no record of such a claim being made by Mr Evans. Mr Evans simply
says he was not reimbursed for that and was not paid a tool allowance. Given his
modest pay rates as set out in the applicable award 75 , I note that no documentary
evidence has been provided by Mr Evans to support his claims of spending that
amount of money on drill bits etc for work in circumstances where he appears to be a
stickler for keeping records in other respects. I think it is more probable there was in
fact a store that was able to be accessed by employees with approval to replenish
items and that if items needed to be ordered in, they would be ordered in. In all
probability there were times when particular items were not available but systems do
not have to be perfect. I reject Mr Evans’ claim on this ground.
[65] Mr Evans raised a number of other issues at trial. He said he felt pressured into
working overtime with the effect of working 60 hours per week. I note that he
managed to resist working a lot of overtime. His standard hours were 40 hours per
week and in fact he said he “generally worked a 40 hour week”76 . There is no mention
of 60 hour weeks in the minutes of the tool box meetings in evidence77 . Mr Darrin
73 Paragraph 31 affidavit of Mr Evans (exhibit 6);
74 Paragraph 32 affidavit of Mr Evans (exhibit 6);
75 Exhibit “ME 8” affidavit of Mr Evans (exhibit 6);
76 Paragraph 11 affidavit of Mr Evans (exhibit 6);
77 Exhibits 28 & 29 and exhibit “ME 5” to the affidavit of Mr Evans (exhibit);
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Rouhan and Mr Shane Rouhan gave evidence about the varying needs for staffing
depending on workloads in particular when cranes were imported. Their busiest time
was in the first six or so months after Mr Evans started work with Dellgale. I accept
Mr Darrin Rouhan’s evidence that some overtime was expected of Mr Evans to the
tune of one or two hours per week when required but that at times Mr Evans did not
even turn up for work. I do not accept that he was required to work 60 hours per week
either consistently or at all. I do not think it unreasonable to expect a worker to do
some overtime as circumstances require to the extent outlined by Mr Darrin Rouhan.
[66] Other issues for Mr Evans included the fact that Mr Damien Rouhan kept turning his
radio down during work hours. The radio was in the workshop. Mr Damien Rouhan’s
office was in the workshop when this occurred. He subsequently relocated his office
away from the workshop. It is not disputed there was an issue about the volume of the
radio. When Mr Damien Rouhan turned the volume down, Mr Evans would turn it
right back up. In my view, Mr Damien Rouhan was entitled to maintain order in the
workshop. It was reasonable for him to have turned the volume down to enable him to
perform his work. I gained the impression that Mr Evans wanted Mr Damien
Rouhan’s office moved out of the workshop and his view was that it should not have
been there in the first place. Even if that were so, the point is it was in the workshop
for a period and it is reasonable in my view to expect that the radio volume be kept at
a reasonable level. In my view this is a rather petty matter.
[67] Another issue for Mr Evans was that he was criticised for parking his car at the front
of the workshop premises. There was no dispute that he did so and that the staff car
parks were at the side of their building. In my view asking Mr Evans to park in the
spaces allocated for staff is reasonable. This event was of short duration.
[68] Another issue was when Mr Damien Rouhan wanted his whiteboard markers and was
“told off”. In response, Mr Evans said he gave Mr Damien Rouhan one. Mr Damien
Rouhan agreed that he wanted a white board marker and that Mr Evans had them all
when he should not have. Mr Damien Rouhan denied telling Mr Evans off although
he conceded that he might have been annoyed by it. I can accept that Mr Damien
Rouhan might have been less than polite to Mr Evans in those circumstances.
However, humans are not perfect. Mr Damien’s Rouhan’s conduct is not required to
be perfect. If anything this is a minor blemish and the incident was of short duration.
Again, in my view this is rather petty.
[69] All in all, I have come to the view that the actions on behalf of Dellgale were
reasonable and taken in a reasonable way.
[70] Having regard to the medical evidence, it is clear that Mr Evans’ interactions at work
were one of two broad causes for his decompensation. Relevant passages have been
cited above. In my view, there is a sufficient causal nexus between management
actions which I have found to be reasonable and taken in a reasonable way and Mr
Evans’ psychological condition to find that Mr Evans’ psychological condition is
excluded from the definition of injury pursuant to section 32(5)(a) of the Act.
[71] This case is distinguishable from the scenario posited in Q-COMP v Hohn (2008) 187
QGIG 139 by Hall P in adopting the view of author Watson at 145
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If there are eight stressors which give rise to the injury and they all arise out
of or in the course of employment only seven are significant contributors
whereas the eighth is exceedingly minor but arises from reasonable
management action taken in a reasonable way, where is the justification for
denying a claimant compensation in those circumstances.
[72] For Mr Evans reliance was placed on views expressed by Hall P in Rowe (2009) 191
QGIG 1 at 5:
The passage from the Industrial Laws of Queensland [Watson], is by way of
commentary upon the decision of this Court in Q-COMP v Hohn (2008) 187
QGIG 139. It is made by way of comment upon rejection of the view that so
long as a psychological/psychiatric injury is ‘touched’ by reasonable
management action reasonably taken, it will be withdrawn from the statutory
definition of ‘injury’ by operation of s. 32 (5)(a) of the Act. The passage is
plainly correct. It is the effect of the decision in Q-COMP v Hohn, ibid, that a
claimant may succeed though some of the operative events or stressors arise
out of or occur in the course of reasonable management action taken in a
reasonable way. (my emphasis)
[73] Importantly, the passage continues:
However, ‘may’ cannot be read as ‘must’: nor may the passage be read as
asserting that an Appeal Body is at liberty to allow a claimant to succeed
where at least one stressor does not ‘… arise or occur in the course of
reasonable management action taken in a reasonable way’. In all such cases,
the Appeal Tribunal will be required to embark upon the inquiry whether the
psychological/psychiatric injury arose out of or in the course of reasonable
management action taken in a reasonable way. ….
[74] In the present case, the medical evidence is clear that there was sufficient causal
nexus between Mr Evans’ workplace interactions at work involving management
action and his psychological injury so as to invoke section 32(5) even though there
was another significant contributor to that injury, namely, the secondary effects of his
physical injuries. It cannot be said that Mr Evans’ psychological injury was merely
“touched” by reasonable management action or that such action was “exceedingly
minor”.
In Summary
[75] In conclusion on balance I find:
• Mr Evans suffered a personal injury, namely a major depressive disorder;
• That injury arose out of or in the course of Mr Evans’ employment and that his
employment was a significant factor;
• The actions for or on behalf of Dellgale were management action;
• That management action was reasonable;
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• That the management action was taken in a reasonable way.
• That there is a sufficient causal nexus between the above reasonable management
action taken in a reasonable way and Mr Evans’ psychological injury.
• Therefore, for the purposes of section 32(5), as the psychological injury arose out
of or in the course of reasonable management action taken in a reasonable way Mr
Evans has not sustained an injury as defined in the Act despite there being another
cause for the injury viz. his physical injuries.
Conclusion
[76] In view of my findings, pursuant to the section 558 (1) (a) of the Act I confirm the
decision of Q-COMP dated 26 March 2010. This means the appeal is unsuccessful so
that Mr Evans is not entitled to compensation.
[77] I grant liberty to apply to either party on 3 business day’s notice for any consequential
orders including costs if the parties cannot agree.
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Official source: https://www.sclqld.org.au/caselaw/QMC/2011/042