Cohen v Macefield Pty Ltd [2010] QCA 95
SUPREME COURT OF QUEENSLAND
CITATION: Cohen v Macefield P/L & Ors [2010] QCA 95
PARTIES: COHEN, John Norman
(complainant/respondent/applicant)
v
MACEFIELD PTY LTD
ACN 010 360 166
(third defendant/second appellant/first respondent)
DE BRAY, Maurice Joseph
(first defendant/first appellant/second respondent)
DE BRAY, Lorraine Margaret
(second defendant/appellant/third respondent)
FILE NO/S: CA No 1 of 2009
CA No 2 of 2009
CA No 3 of 2009
DC No 80 of 2006
DC No 79 of 2006
DC No 166 of 2007
DIVISION: Court of Appeal
PROCEEDING: Application for Leave s 118 DCA (Criminal)
ORIGINATING
COURT: District Court at Southport
DELIVERED ON: 30 April 2010
DELIVERED AT: Brisbane
HEARING DATE: 23 February 2010
JUDGES: Holmes and Chesterman JJA and Daubney J
Separate reasons for judgment of each member of the Court,
each concurring as to the order made
ORDER: Each of the applications for leave to appeal in appeal
numbers 1/09, 2/09 and 3/09 is refused with costs.
CATCHWORDS: MAGISTRATES – JURISDICTION AND PROCEDURE
GENERALLY – PROCEDURE – INFORMATION AND
COMPLAINT – FORM AND SUFFICIENCY –
DUPLICITY AND UNCERTAINTY – IN GENERAL AND
POWER OF AMENDMENT – where first and second
respondent charged in the same count of damaging and
permitting to be damaged protected vegetation – where first
and second respondent found guilty as charged – where first
and second respondent agreed to the formulation of the
charge – where first and second respondent suffered no
unfairness in the way the matter proceeded – where first and
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second respondent claimed, on appeal, that the charge and
convictions were duplicitous – whether an objection based on
duplicity can be raised for the first time on appeal – whether
the section on which the charge relied created two separate
offences or one offence with several characteristics – whether
applicant‘s complaint duplicitous – whether the Justices Act
1886 (Qld) operated to save the duplicitous complaint –
whether the first and second respondents‘ convictions
duplicitous – whether Court of Appeal should order the
amendment of the convictions
LOCAL GOVERNMENT – LEGAL RELATIONSHIPS
AND PROCEEDINGS – PROCEDURE RELATING TO
LEGAL PROCEEDINGS BY AND AGAINST COUNCILS
– AUTHORITY TO PROSECUTE OR COMMENCE
PROCEEDINGS – where first and second respondent found
guilty of damaging and permitting to be damaged protected
vegetation – where the Local Government Act 1993 (Qld)
provided that the act of damaging protected vegetation had to
occur within one year of the complaint – where damage
meant the destruction of vegetation or interference with its
natural growth – where no findings were made by the
Magistrate that damage occurred within the limitation period
– whether damage occurred within the limitation period –
whether the matter should be remitted to the Magistrates
Court for further hearing
MAGISTRATES – JURISDICTION AND PROCEDURE
GENERALLY – PROCEDURE – ORDERS AND
CONVICTIONS – PARTICULAR ORDERS – ORDERS
FOR COSTS – COSTS AGAINST PROSECUTOR –
INFORMANT OR COMPLAINANT – DISCRETION OF
COURT – where proceedings against the third respondent in
the Magistrates Court were unsuccessful – where third
respondent sought a costs order in her favour – where
Magistrate found that the third respondent‘s conduct had
precluded the availability of such an order – where third
respondent successfully appealed this order – whether
District Court judge on appeal erred in substituting a costs
order in favour of the third respondent
District Court of Queensland Act 1967 (Qld), s 119(2)
Justices Act 1886 (Qld), s 43(1)(b), s 43(2), s 43(3),
s 158A(2)(e), s 158A(2)(f)
Local Government Act 1993 (Qld), s 1080
Adelaide City Corporation v Australasian Performing Right
Association Ltd (1928) 40 CLR 481; [1928] HCA 10, cited
B v R [2008] NSWCCA 85, cited
Brinkworth v Dendy (2007) 97 SASR 416; [2007] SASC 120,
considered
Environment Protection Authority v Bathurst City Council,
(1995) 89 LGERA 79, considered
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Environment Protection Authority v CSR Ltd t/as CSR
Woodpanels (2001) 114 LGERA 217; [2001] NSWLEC 41,
considered
Hardt v Environment Protection Authority (2007) 156
LGERA 337; [2007] NSWCCA 338 cited
Iannella v French (1968) 119 CLR 84; [1968] HCA 14,
considered
Mallon v Allon [1964] 1 QB 385, considered
Miller v Quinn [1977] 2 NSWLR 198, considered
R v Bartalesi (1997) 41 NSWLR 641, considered
R v Castles (2007) 17 VR 329; [2007] VSC 561, cited
R v Hamzy (1994) 74 A Crim R 341, cited
R v Manwaring [1983] 2 NSWLR 82, cited
R v Tait [1996] 1 VR 662, considered
R v Traino (1987) 45 SASR 473, cited
R v Von Snarski (2001) 121 A Crim R 205; [2001] QCA 71,
cited
Rixon v Thompson [2009] VSCA 84, cited
Romeyko v Samuels (1972) 2 SASR 529, considered
S v The Queen (1989) 168 CLR 266; [1989] HCA 66,
considered
Walsh v Tattersall (1996) 188 CLR 77; [1996] HCA 26, cited
Wellington v Police (2009) 105 SASR 215; [2009] SASC
294, cited
COUNSEL: C L Hughes SC, with A N S Skoien, for the applicant
D H Denton SC, with G R Allan, for the respondents
SOLICITORS: Michael Sing Lawyers for the applicant
Norton Rose for the respondents
[1] HOLMES JA: Two of the respondents, Maurice De Bray and Macefield Pty Ltd,
were convicted in the Magistrates Court of damaging or permitting to be damaged
protected vegetation, contrary to s 24 of the Gold Coast City Council‘s Local Law 6
(Vegetation Management), and were fined. The complaint against the third
respondent, Lorraine De Bray, was dismissed, but her application for her costs was
refused. On appeal to a District Court judge, the convictions of Maurice De Bray
and Macefield Pty Ltd were set aside and the complaints dismissed, while the
decision to refuse Lorraine De Bray‘s application for costs was set aside and an
order in her favour substituted. The applicant, the complainant in the summary
prosecution, seeks leave to appeal those decisions.
[2] The hearing before this court proceeded on the basis that the merits of the appeal
would be examined in the course of considering whether leave to appeal should be
given, and if the court were to decide to grant leave it would proceed to determine
the appeal on the arguments already advanced. A difficulty arose as to the latter
course when it was discovered that no draft notices of appeal had been furnished.
The applicant sought leave to file affidavits containing draft notices in respect of
each respondent in accordance with the grounds advanced in the written outlines of
argument. The respondents, while conceding their understanding that the
application and appeal were to be heard at the same time, objected on the bases that
different grounds of appeal might be advanced from those argued, and they were
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uncertain as to what relief would be sought. The first concern was unfounded, and
the applicant had identified in written submissions and over the course of argument
the orders proposed in the draft notices of appeal. There is, in my view, no
difficulty in the Court now receiving the affidavits annexing the draft notices.
Leave to file the affidavits should be granted.
The offence
[3] Section 24(1) of Gold Coast City Council Local Law No. 6 (Vegetation
Management) creates the relevant offence:
―A person must not damage or permit to be damaged protected
vegetation.‖
Section 24(2) provides that an offence is not committed if the damage is permitted
under the Local Law, and the circumstances in which damage to protected
vegetation is permitted are set out in s 25(2). (There was no evidence that the
damage here was so permitted.) Section 3 contains some relevant definitions:
―protected vegetation‖ is defined by reference to either the size of the vegetation or
whether it is the subject of a vegetation protection order. ―Damage‖ to vegetation
is defined as including,
―destruction of the vegetation or interference with its natural growth
including, but not limited to, ringbarking, cutting down, topping,
lopping, removing or poisoning‖.
[4] Section 1080 of the Local Government Act 1993 (Qld) sets a limitation on the time
within which proceedings for such an offence may be started: within one year after
the commission of the offence; or within six months after the offence comes to the
complainant‘s knowledge but, in any event, within two years after the commission
of the offence. (In this case, there was no evidence that the offence came to the
applicant‘s attention at any particular time.)
[5] The complaints were made on 12 February 2004. The offence as charged against
each of the respondents at the outset of the hearing was that each:
―… on a date between December 2000 and November 2003 … did,
in breach of Local Law damage, or cause to be damaged, protected
vegetation (namely trees equal to or in excess of four metres in
height and/or in excess of forty centimetres in girth DBH (Diameter
Breadth Height) measured at 1.3 metres above average ground
level)…‖
In his closing address, the prosecutor, without objection from the defence, sought
and obtained leave to amend the complaints to substitute the word ―permit‖ for
―cause‖ in each complaint so as to accord with the language of s 24(1).
The evidence
[6] The De Brays, with their son, were directors of Macefield Pty Ltd, and were its only
shareholders. They and the company owned adjoining lots, totalling 32 hectares in
area. The land had been the subject of council interest over some years. In 2000,
the De Brays applied for a permit to clear vegetation in order to create fire access
tracks. A permit was granted with certain conditions. Two council officers,
Mr Coutts and Mr Hance (an arborist), inspected the property in July 2000 and
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found that trees had been felled in contravention of the permit conditions and of the
Local Law. But there was no evidence at that time of any poisoning, and
photographs at the time showed the vegetation generally as healthy and vigorous.
Mr Coutts paid a number of other visits to the property in 2000, the last in
December, but did not see any signs of vegetation having been poisoned.
[7] In May 2001, Mr Hance visited the area again. He was not able to go onto the
property, but along the fence line he noticed a number of dead trees and a strong
smell of either diesel or Tordon, a herbicide. (There was evidence that diesel could
be combined with Tordon so as to enhance the absorption of the latter chemical into
trees to which it was applied.) He saw that some trees had been chopped into with a
tool like a pick axe and appeared to have been poisoned. Tordon would, he said, be
transmitted to the trees‘ roots; the effects could, in drought conditions, be seen
―within a couple of weeks‖.
[8] Mr Hance‘s next visit to the property was on 19 June 2003, when he, with
Mr Coutts and another council officer, Mr Brooks, carried out an inspection of the
trees on the property. On that inspection, Mr Hance found most of the trees of
significant size had chop marks in their trunks, and there was ―still some remnant
smell‖ of Tordon or diesel. Necrosis around the chop marks indicated the herbicide
had been applied directly to the cuts. The marks on the trees were not ―obviously
fresh‖. Other trees without chop marks were also dying, probably because of the
transference of the effects of the chemical between tree roots. Most of the
significant vegetation was then dead, dying or in a state of serious decline.
Mr Hance described what he had seen by way of cutting and poisoning of the trees
to Maurice De Bray, who informed him that he had done the work, but did not say
when.
[9] On their arrival at the property on 19 June 2003, Mr Coutts and Mr Brooks spoke to
Lorraine and Maurice De Bray. Lorraine De Bray informed her husband that he did
not have to say anything. During their inspection, Mr Coutts and Mr Brooks, like
Mr Hance, observed dead and dying trees with indications of damage in the form of
cuts at their base. Later they spoke again to Mr De Bray, in a conversation which
his wife tape recorded. He said that he had conducted some poisoning of trees and
foliage in the area of damage. A memorandum prepared by Mr Coutts was tendered
by the defence without objection. In it he described the inspection of 19 June 2003
and said:
―No new breaches of Local Law No. 6 were detected but a great
number of trees appeared to have died ... . The trees were long dead
and Joe Hance said it was impossible to determine when the trees
had been poisoned.‖
The memorandum went on to say that Maurice De Bray admitted to having
poisoned the trees before he was initially investigated for the breach of the Local
Law concerning his contravention of the vegetation clearing permit in 2000.
[10] In November 2003, an agricultural scientist, Mr Ison, went to the property to
examine damage. There had recently been a fire; probably, he thought, in about
August 2003. He observed that large numbers of the trees had had incisions made
into their bases with a sharp instrument, with, apparently, herbicide applied through
the incisions. Herbicide applied in that way would make its way to the tree roots,
interfering with their growth and eventually leading to the death of the tree. The
damage to the trees was greater than would be consistent with mere spraying for
woody weeds.
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[11] Mr Ison took some photographs of damaged trees, on which he commented when he
gave evidence. One of the photographs showed a stump which had received a saw
cut prior to the fire and had been completely felled after it. He was asked whether
the photograph confirmed interference both before the fire and during the interval of
three months after it and said:
―… it was further damage subsequent to the fire, so in the last three
months.‖
Two other photographs showed, respectively, another stump which similarly had
been partially sawn before the fire and felled after it, and a tree which had been cut
down.
[12] In January 2004, Mr Hance returned to the area. The vegetation was in a similar
state of decline to what he had seen in 2003. On the property adjacent to the lots
owned by the De Brays and Macefield, he selected six areas of vegetation
comparable in density to what he had observed on their properties in 2000. He
counted the trees on the adjoining property and arrived at an average; on the basis of
it, he estimated that 34,956 trees were damaged on the De Bray-Macefield land.
[13] Dr Olsen, a botanist, inspected the De Bray and Macefield properties from the
adjoining road in December 2004. He saw extensive areas where trees had been
killed by artificial means. The bases of the dead and dying trees had penetrating
wounds caused with something like a pick or an axe. He thought a systemic poison
such as Tordon had been used on the trees rather than the type of poisons (such as
Glyphosate) which would be used to spray woody weeds. In his view, 90 per cent
of the canopy was dead, and had been dead for at least 12 months, and possibly two
years, prior to his visit.
[14] On being shown aerial photographs taken in 2001, March 2003 and October 2003
Dr Olsen said that the majority of the trees had been killed before 2003, but there
had been loss of canopy between the March 2003 photograph and the October 2003
photograph. He had himself taken some photographs in December 2004. Most of
the canopy trees depicted in them were ―long dead‖, but there were some where the
foliage had recently turned brown, which, in his view, had been poisoned ―in
relatively recent months prior to [his] inspection‖.
[15] Maurice De Bray gave evidence for the defence. In 2000, having obtained a permit
to make fire access tracks on the property, he had set about destroying trees for that
purpose by using a pick axe on them and applying Round-up (Glyphosate). He had
used Tordon, but only to kill undergrowth such as lantana and groundsel. He and
his helpers had sprayed three to four times a year ever since July 2000. Some of the
trees might also have been inadvertently sprayed, but he had not intended to apply
any herbicides to them.
[16] A nephew of the De Brays who had assisted them with clearing in 2000 described
his contribution: working off a single fire trail, he had made holes in trees using a
pick axe and hatchet and then sprayed Round-up into each hole. He had no
knowledge of any clearing since early 2000. Mr Dye, a handyman employed by the
De Brays, gave evidence of using a spray pack to spray weeds such as lantana over
a period of about three years from July 2000. He had not applied poison to any
trees, although he had cut some down on the fence line, including one which was
the subject of a photograph Mr Ison had taken and referred to in his evidence.
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The Magistrate’s decision
[17] The Magistrate identified as the matters in dispute:
―(1) Was the damage done with a pick to the trees, after the year
2000.
(2) Was there a deliberate intention by Maurice Debray [sic], to
destroy trees, as defined in Local Law 6, Vegetation
Management Act, and;
(3) Whether or not the defendant‘s [sic] have any possible
defence pursuant to Section 25 of the local by-law.‖
[18] The Magistrate found that trees had been damaged and poisoned after the council
inspections in 2000. The photographic evidence showed marked changes between
2001 and 2003. The damage done was consistent with an attempt to clear the area
of all vegetation. The Magistrate did not accept that the trees were killed by
accident; Maurice De Bray intended to destroy them. He found Mr De Bray and
Macefield Pty Ltd ―guilty as charged‖. The Magistrate proceeded to sentence on
the basis that Macefield Pty Ltd and Mr De Bray had damaged or destroyed 34,956
trees. He convicted and fined both.
The District Court judge’s decision on the appeals by Maurice De Bray and
Macefield
[19] The District Court judge allowed appeals by Maurice De Bray and Macefield Pty
Ltd on a number of grounds, of which it is only necessary to consider two. The first
was that the complaints on which the company and De Bray were convicted were
bad for duplicity; the second, that the Magistrate had not found, and the evidence
did not establish, any damage occurring within the limitation period.
Duplicity
[20] The applicant argued on the basis that the learned District Court judge had found
duplicity in two respects: in the charging and conviction of the respondents of
damaging or permitting damage to protected vegetation; and in the charging of a
series of acts (cuts and application of poison to a number of trees). As to the
former, it was contended the learned judge was wrong because the complaint was
not, in fact, duplex; as to the latter, the applicant argued that s 43(1)(b) of the
Justices Act 1886 (Qld) permitted a series of acts done in the prosecution of a single
purpose to be charged in a single count, thus saving the complaint from duplicity.
In any event, s 43(3) made it clear that duplicity could not be raised for the first time
on appeal.
[21] Section 43 of the Justices Act, so far as is relevant, is in the following terms:
“43 Matter of complaint
(1) Every complaint shall be for 1 matter only, and not for 2 or more
matters, except—
…
(b) in cases other than cases of indictable offences—if the matters
of complaint—
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(i) are alleged to be constituted by the same act or omission on
the part of the defendant; or
(ii) are alleged to be constituted by a series of acts done or
omitted to be done in the prosecution of a single purpose; or
(iii) are founded on substantially the same facts; or
(iv) are, or form part of, a series of offences or matters of
complaint of the same or a similar character;
…
(2) When 2 or more matters of complaint are joined in the 1
complaint each matter of complaint shall be set out in a separate
paragraph.
(3) At the hearing of a complaint in which 2 or more matters of
complaint have been joined but which does not comply with the
provisions of this section—
(a) if an objection is taken to the complaint on the ground of such
noncompliance—the court shall require the complainant to choose
1 matter of complaint on which to proceed at that hearing;
(b) if no such objection is taken to the complaint—the court may
proceed with the hearing and may determine the matters of
complaint, and may convict or acquit the defendant in accordance
with such determination…‖
[22] The applicant relied on sub-sections 43(1)(b)(ii) and (iv). But those sub-sections do
not authorise the charging of a series of acts done in the prosecution of a single
purpose, or a series of offences of the same or a similar character, in a single count;
they merely permit joinder of such matters in a single complaint. Where such
joinder is permitted, s 43(2) requires that each be the subject of a separate paragraph
or count. Unless the series of acts relied on here can properly be charged as a single
activity of destruction and thus as a single matter of complaint, s 43(2) requires each
act to be charged in a separate count.
[23] Having said that, I do not think that the learned judge did conclude (as the applicant
asserted) that the complaint was bad because a series of acts was charged in one
count. What he said was that, depending on appropriate findings (not made by the
Magistrate in this case) it might be possible to charge a series of acts as a single
offence, which ―could possibly be described as ‗continuing‘‖. In the passages in the
judgment with which the applicant took issue, his Honour distinguished
Environment Protection Authority v CSR Ltd t/as CSR Woodpanels,1 in which it was
held that the limitation period commenced to run from the last day of a continuing
offence, of negligently causing a substance to leak. His Honour‘s reasons in this
regard concerned, not questions of duplicity, but whether the limitation period
should be approached as it was in that case, given the different nature of the offence
involved there.2 It was duplicity in the allegation of damaging or permitting to be
damaged which caused the learned judge to find that the complaint and the
conviction were bad. The Magistrate had drawn no distinction between the two,
and it was uncertain of what criminal act each had been convicted.
1 (2001) 114 LGERA 217.
2 Morris Joseph De Bray v John Norman Cohen; Macefield Pty Ltd v John Norman Cohen [2008]
QDC 276 at [60]-[65].
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[24] Whether the charging in a single count of both damaging protected vegetation and
permitting protected vegetation to be damaged did result in a count which was
duplex depends, of course, on whether s 24(1) of the Local Law created a single
offence or two offences. In a statement which is commonly cited as representing a
correct approach,3 Bray CJ in Romeyko v Samuels4 offered the following guide:
―The true distinction, broadly speaking, it seems to me, is between a
statute which penalises one or more acts, in which case two or more
offences are created, and a statute which penalises one act if it
possesses one or more forbidden characteristics. In the latter case
there is only one offence, whether the act under consideration in fact
possesses one or several of such characteristics.‖5
[25] The applicant relied on R v Bartalesi,6 in which the offence was the doing of any
act:
―intending to procure, persuade or otherwise cause any person called
... as a witness in any judicial proceeding to give false evidence or
withhold true evidence or to not attend as a witness ...‖
Hodgson AJA expressed the view that the section specified alternative ways of
committing a single offence. The other members of the court did not express any
view on the matter. I consider, however, that analogies may more aptly be drawn
with the provisions under consideration in Mallon v Allon7 (admitting persons to or
allowing them to remain on premises), Miller v Quinn8 (driving or travelling in a
motor car without a seatbelt) and Iannella v French9 (wilfully demanding or
wilfully recovering rent); in each case with a conclusion that separate offences were
created.
[26] Section 24(1) of the Local Law creates, in my view, two distinct offences. The first
is that of damaging vegetation: directly, or through an agent, destroying it or
interfering with its natural growth. Alleging that a defendant permitted damage is
not merely an alternative way of describing the offence of damaging; its elements
are different. Permitting damage entails, on the part of the person charged,
knowledge or reason to anticipate or suspect that the act of damage will or is likely
to be done; power to prevent it; (as a minimum) default in some duty of control or
duty to interfere; and failure to prevent it.10
[27] In the present case, the complaint as originally formulated charged that each of the
respondents damaged or caused to be damaged the vegetation in question. The
addition of the words ―caused to be damaged‖ might properly have been regarded as
a mere particular of damage, indicating that the defendant in question had
committed the offence by directing others, rather than acting in person. The
3 See e.g. R v Manwaring [1983] 2 NSWLR 82; B v R [2008] NSWCCA 85; R v Castles (2007) 17 VR
329.
4 (1972) 2 SASR 529.
5 At 552.
6 (1997) 41 NSWLR 641.
7 [1964] 1 QB 385.
8 [1977] 2 NSWLR 198.
9 (1968) 119 CLR 84.
10 Adelaide City Corporation v Australasian Performing Right Association Ltd (1928) 40 CLR 481 per
Knox CJ at 487; see also R v Von Snarski (2001) 121 A Crim R 205 at [24]; Hardt v Environment
Protection Authority (2007) 156 LGERA 337 at 344.
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substitution of the word ―permit‖, however, introduced a further offence, rendering
the count defective. It may be, given the disjunctive form of the charge (―damage,
or permit to be damaged‖), the defect is more correctly described as one of
uncertainty than duplicity,11 but the term used does not matter for the purposes of
this appeal.
[28] It is worth mentioning at this point that the respondents added a further argument as
to duplicity: that the complaint gave rise to latent duplicity because it did not
specify whether the offence of damage was committed by ―destruction of the
vegetation or interference with its natural growth‖. It is not necessary to decide the
point, but that instance would, in my view, fall within the second of the categories
described in Romeyko: the damage might possess the characteristic of destruction
or that of interference; but in either event it would be a characteristic of a single
offence of damage.
[29] The applicant contended that the District Court judge had erred in allowing the
respondents to raise the issue of duplicity for the first time on appeal. Had the point
been taken before the Magistrate, the applicant said, he would have had the
opportunity to make an election under s 43(3) of the Justices Act. The defence had
taken no objection at the summary hearing and indeed had assented to an
amendment containing the alternatives. Even if there were some elements of
duplicity in the form of the complaint, in the absence of objection, s 43(3)(b) of the
Justices Act gave the Magistrate the power to hear and determine it.
[30] As the learned judge noted, there is authority for the proposition that an objection
based on duplicity may be taken for the first time on appeal: Walsh v Tattersall;12
R v Traino13 and R v Hamzy.14 It is true that the amendment to insert the word
―permit‖ was assented to, if not encouraged, by counsel for the defence at first
instance, and, in the absence of objection, there was no occasion for the court to
require the applicant to elect on which charge he would proceed, as s 43(3)(a)
contemplates. Consequently, the Magistrate was entitled pursuant to s 43(3)(b) to
―proceed with the hearing and ... determine the matters of complaint,
and ... convict or acquit the defendant[s] in accordance with such
determination.‖
[31] To that extent, s 43(3)(b) may save a duplex complaint, but it does not follow that it
entitles a magistrate to record an ambiguous conviction, such as this undoubtedly
was. The Magistrate found Maurice De Bray and Macefield Pty Ltd guilty as
charged; that is to say, of both damaging vegetation and permitting it to be
damaged. That failure to identify to which of the offences the conviction related
gave rise to the problems of uncertainty explained by Gaudron and McHugh JJ in
S v The Queen:15
―... in the event of conviction, a court must know the offence for
which the defendant is to be punished; and the record must show of
what offence a person has been acquitted or convicted in order for
that person to avail himself or herself, if the need should arise, of a
plea of autrefois acquit or autrefois convict ...‖16
11 Romeyko v Samuels at 553.
12 (1996) 188 CLR 77 at 82, 109.
13 (1987) 45 SASR 473 at 475.
14 (1994) 74 A Crim R 341 at 344.
15 (1989) 168 CLR 266.
16 At 284.
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[32] The applicant, however, argued that there was no unfairness to Mr De Bray or
Macefield Pty Ltd in the way the matter proceeded. Each was aware at all times of
the nature of the case being prosecuted. To that, the respondents riposted that the
absence of unfairness was irrelevant to whether duplicity existed, citing
Rixon v Thompson.17 It may be accepted, as the Victorian Court of Appeal pointed
out in that case, that the absence of unfairness is not determinative of whether a
charge is good or bad; but it may be relevant to disposition of the application and
appeal. In the present case, I think it is clear that the case presented was one of
damaging rather than permitting damage, and that the Magistrate convicted on the
former basis. The proper course, then, might be amendment of the conviction to
reflect that fact, using the broad power to make orders conferred by s 119(2) of the
District Court of Queensland Act 1967 (Qld).18 However, for other reasons which
will become apparent, this is not an appropriate case for such an approach.
The limitation period
[33] The second of the learned District Court judge‘s conclusions which led to the
respondent‘s success below was that the prosecution had to prove that the act of
damage (in the present case poisoning) occurred within the limitation period; that is
to say between 13 February 2003 (12 months before the date of the complaint) and
November 2003 (the concluding date for the commission of the offence in the
complaint.) The Magistrate had not made any finding as to what damage, if any,
had been caused between 13 February 2003 and November 2003, and the evidence
did not establish any such damage in that time frame. There was, therefore, no
point in remitting the matters for further hearing.
[34] The applicant contended that the learned judge should not have allowed this point to
be raised for the first time on the District Court appeal; had it been raised, he could
have given evidence as to when the offence came to his notice, and perhaps taken
advantage of the extended period allowed by s 1080 of the Local Government Act.
In fact, however, in the course of arguing that the Magistrate should not permit
amendments of the complaint (on the basis that to do so would amount to allowing
the bringing of a fresh prosecution out of time), the defence pointed out that the
allegation of conduct on an unspecified date between December 2000 and
November 2003 was ―plainly and clearly outside any 12 month time limit‖.
[35] In any event, any failure of Maurice De Bray and Macefield Pty Ltd to raise the
point before the Magistrate could not render a conviction lawful if in fact the
alleged offences fell outside the limitation period. In R v Tait,19 the Victorian Court
of Appeal upheld an appeal against conviction where the appellant had pleaded
guilty to sexual offences, some of which had been commenced outside the relevant
limitation period. A fortiori, the respondents‘ failure to take the point in contesting
the charges before the Magistrate could not preclude its consideration on appeal.
[36] Section 1080 of the Local Government Act required that the offence be committed
within the limitation period: between 13 February 2003 and November 2003. The
charge as it stood was not properly framed, because it alleged offending over a
wider period; and the Magistrate, as the learned District Court judge observed,
17 [2009] VSCA 84.
18 For an example of a case where the terms of an information and conviction were amended to remedy
such uncertainty see Wellington v Police (2009) 105 SASR 215.
19 [1996] 1 VR 662.
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12
failed to make any finding of an offence committed within the limitation period.
The learned judge properly set the convictions aside. There remains the question of
whether he was also correct in declining to remit the matter for further hearing to
the Magistrates Court. Its resolution requires consideration of whether the evidence
put before the Magistrate was capable of sustaining a finding, made beyond
reasonable doubt, that protected vegetation had been damaged within the limitation
period.
Whether the case should have been remitted for further hearing
[37] What the prosecution alleged by way of damage was not the subject of particulars;
the most precise articulation of the prosecution case in the opening was this:
―…that damage includes, among other things, ringbarking and
poisoning.‖
The Magistrate was addressed on the basis that the trees had been poisoned by the
method illustrated by the photographs taken on 19 November 2003; those
photographs showed incisions in the tree bases which could not, the prosecutor said,
been made as long ago as 2000, as Maurice De Bray asserted.
[38] The applicant argued that the offending conduct was properly regarded as a single
offence constituted by multiple acts over time, and it was only necessary for the
prosecution to prove that some elements of the offence had occurred during the
limitation period. Thus if the poisoning had occurred, for example in 2000, it would
suffice if the trees died in 2003; and the evidence was that trees were dying over
that period. Counsel pointed to the decision of the Full Court of the Supreme Court
of South Australia in Brinkworth v Dendy20 in which the defendants were charged
with clearing native vegetation from what was particularised as 27 separate areas of
an allotment. Doyle CJ, with whom the other members of the court agreed, said that
the charge did not involve any patent duplicity, and whether there was latent
duplicity would depend on whether the evidence demonstrated a single activity of
clearance or separate acts of clearance.
[39] The applicant also relied on Environment Protection Authority v Bathurst City
Council,21 in which the offence was one of polluting waters. Manure had been
dumped leading to pollution of a nearby creek. There was no evidence that the
dumping had occurred within the 12 month limitation period. Hunt CJ at CL,
delivering the leading judgment, said that polluting waters was a ―result offence‖: it
consisted of a physical act, of placing the material in the waters, and a particular
consequence, the pollution of the waters. He rejected the defence contention that
the prosecution had to show both the act and the consequence occurred within the
limitation period: rather, the prosecution had to show that the offence became
complete at a time within the limitation period. It did not matter when the act was
done; the offence was complete and committed as soon as the pollution occurred.
[40] I do not think the evidence here was sufficiently clear about what occurred when to
show a single activity of chopping and poisoning, but one can put that issue aside
for the moment. Assuming the analysis in Environment Protection Authority
v Bathurst City Council to apply here, the physical act under s 24(1) of the Local
Law is that of damaging, the prescribed result being the destruction or interference
20 (2007) 97 SASR 416.
21 (1995) 89 LGERA 79.
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13
with the natural growth of the vegetation. The relevant act here was poisoning,
with, as a result, interference with the natural growth of the trees. None of the
prosecution witnesses was explicit about the time frame for the chemical‘s impact
on growth, but Mr Hance spoke of its effects being visible within a couple of weeks.
It seems, then, that the act of poisoning and the result of interference were likely to
have been very close in time. The offence was complete once there was
interference with growth; the fact that trees continued to be affected and to die after
the February date does not assist if they had already suffered interference with
growth by then.
[41] Because poisoning and interference with growth went, more or less, hand-in-hand, it
does not make much difference whether the prosecution had to prove the act, or the
result, or both, within the limitation period. But it follows that if one could be
satisfied that poisoning occurred between the relevant dates, one could also be
satisfied that the consequent interference with growth occurred in that time period.
Here, counsel for the applicant was asked to identify the evidence which supported
commission of the offence between February and November 2003, and pointed to a
number of passages from the testimony of the prosecution witnesses.
[42] Mr Hance recalled a ―remnant smell‖ of Tordon or diesel in trees of significant size
which had chop marks in their trunks when he inspected the property on 19 June
2003. (The effect of that evidence was somewhat undermined by his observation
that the chop marks were not ―obviously fresh‖ and that Mr Coutts indicated, in his
memorandum describing the inspection, that the trees were ―long dead‖.)
[43] When Mr Olsen was referred to the photographs which he said showed a loss of
canopy between March and October 2003, he was asked:
―And what does that tell us about the likelihood of when poison was
applied or whether was [sic] poison was applied in the period prior to
or between when those photographs were taken?--As I said, I think
the majority of canopy individuals on parts of the site had been
removed in the interim. And there were – there were progressive
periods of canopy death exhibited on the site.‖
The answer does not really seem responsive to the question. While observing that
trees had died, Mr Olsen does not seem to have addressed the issue of when poison
might have been applied, culminating in that result. The only evidence he gave in
that regard was his statement that trees had been poisoned ―in the relevantly recent
months prior to [his December 2004] inspection‖; which could not assist the
prosecution, since it post-dated the end of the relevant limitation period.
[44] When Mr Ison was shown the November 2003 photographs, he was asked,
―…I take it from those photographs, you were satisfied that some of
the interference to these trees was recent, aged within three months
of your visit?‖
and answered,
―Yes, some of that damage – a lot of the damage would have
occurred progressively from – there had been some evidence of
further damage in the last few months.‖
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That answer, however, as the learned District Court judge observed, is somewhat
equivocal as to whether Mr Ison was referring to the infliction of damage or the
effects of what had been done; the use of the word ―progressively‖ tends to suggest
the latter. The reference in the last part of the answer to ―damage in the last few
months‖ in context seems likely to have related to the three trees felled after the
August 2003 fire. It is consistent with Mr Dye‘s evidence that he had cut down
trees on the fence line. But it was not the prosecution case that the cutting of those
trees constituted the damage the subject of the charge.
[45] The applicant suggested that the conviction could be sustained on the basis of
Maurice De Bray‘s admission in evidence that the trees might have been ―sprayed
too many times‖, but again, that was not the prosecution case. And, indeed,
Mr Ison‘s evidence was that chemical applied on the outside of the bark of the tree
would not readily penetrate the tree itself, and that woody weed control techniques
would not normally result in the death of mature trees.
[46] Although there was, particularly in what Mr Hance said, some evidence suggestive
of poisoning in 2003, it was not sufficient, in my view, to overcome the possibility
that the relevant damage, in the form of interference to the natural growth of the
trees, had already occurred by February 2003; or, it follows, to permit a finding
beyond reasonable doubt that the offence of damage became complete during the
limitation period, not earlier. The learned judge was correct in declining to remit
the matter for further hearing.
The Magistrate’s decision on Mrs De Bray’s application for costs
[47] The complaint against Lorraine De Bray having been dismissed, the Magistrate
determined the question of whether she should have her costs by reference to
s 158A(2) of the Justices Act, and, in particular, subsections (e) and (f):
“158A Exercise of discretion in relation to an award of costs
...
(2) In deciding whether it is proper to make the order for costs, the
justices must take into account all relevant circumstances, including,
for example—
...
(e) whether the defendant brought suspicion on himself or herself
by conduct engaged in after the events constituting the
commission of the offence; and
(f) whether the defendant unreasonably declined an opportunity
before a charge was laid—
(i) to explain the defendant‘s version of the events; or
(ii) to produce evidence likely to exonerate the defendant;
and the explanation or evidence could have avoided a
prosecution…‖
The Magistrate refused to make a costs order in Mrs De Bray‘s favour, giving the
following reason:
―While a person is not obliged to give a record of the interview and a
person has a right to silence, the defendant at that time had an
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15
opportunity to give an explanation and as a result in not giving an
explanation and being owner of the property brought suspicion on
herself.‖
The District Court judge’s decision on the appeal by Lorraine De Bray
[48] The learned judge observed that the Magistrate appeared to have reasoned that
Mrs De Bray had brought suspicion on herself because, although she was the owner
of the property, she gave no explanation. But, his Honour said, that reasoning pre-
supposed that she:
―... had a version of events, was given an opportunity to explain that
version, unreasonably declined that opportunity and for these reasons
brought suspicion on herself.‖
He went on to say that in his view, the evidence fell well short of establishing those
matters. In any event, the Magistrate had not found that any explanation by Mrs De
Bray, even if one were required, ―could have avoided prosecution‖; nor was there
evidence on which he could have done so. There was no evidence that the council
officers had sought an explanation from Mrs De Bray on 19 June 2003. No
allegations were made against her, so it was not unreasonable for her to say nothing.
She had no reason to believe that if she did not say something she might be charged
with damaging protected vegetation. Nor were any allegations made against her, or
any explanation sought from her, subsequent to 19 June 2003.
[49] Those conclusions were, in my respectful opinion, correctly drawn. Merely being
an owner of the property was hardly ―conduct engaged in after the events‖ attracting
suspicion, and there was nothing in Mrs De Bray‘s encounter with the council
officials which would have had alerted her to the fact that she was under
investigation or might be expected to give a version of anything. She was not given
an opportunity to explain anything or to produce any evidence. Neither of the
s 158A(2) circumstances relied on by the Magistrate was made out, and it was not
suggested that there was any other basis on which the discretion ought to have
exercised against a grant of costs.
Conclusion
[50] The applicant has not, in my view, demonstrated error in either of the judgments
below. I would refuse leave to appeal in each application. The respondents should
have their costs.
[51] CHESTERMAN JA: I agree that the applications for leave to appeal should be
refused, with costs, for the reasons given by Holmes JA.
[52] DAUBNEY J: I respectfully agree with the reasons for judgment of Holmes JA,
and would also refuse the applications for leave, with costs.
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Official source: https://www.sclqld.org.au/caselaw/QCA/2010/095