Commissioner for Children and Young People and Child Guardian v Brittain [2009] QDC 112
DISTRICT COURT OF QUEENSLAND
CITATION: Commissioner for Children and Young People and Child
Guardian v Brittain [2009] QDC 112
PARTIES: COMMISSIONER FOR CHILDREN AND YOUNG
PEOPLE AND CHILD GUARDIAN
Appellant
AND
CHRISTOPHER JOHN BRITTAIN
Respondent
FILE NO/S: Appeal 1724/08
DIVISION:
PROCEEDING: Appeal
ORIGINATING
COURT: District Court, Brisbane
DELIVERED ON: 8 May 2009
DELIVERED AT: Brisbane
HEARING DATE: 24 April 2009
JUDGE: McGill DCJ
ORDER: Appeal dismissed with costs.
CATCHWORDS: INFANTS AND CHILDREN – Care and Protection –
regulation of persons in child-related employment – appeal
from Tribunal – whether error of law
APPEAL AND NEW TRIAL – Error of Law – appeal from
Children Services Tribunal – whether error of law shown
Commission for Children and Young People and Child
Guardian Act 2000 s 102(6), (7), s 102A(2)
Children Services Tribunal Act 2000 s 130
Australian Broadcasting Tribunal v Bond (1990) 170 CLR
321 – cited.
Beale v Government Insurance Office NSW (1997) 48
NSWLR 430 – cited.
Commissioner for Children and Young People and Child
Guardian v Maher [2004] QCA 492 – applied.
Commissioner for Children and Young People and Child
Guardian v Ross [2008] QDC 82 – considered.
Cypressvale Pty Ltd v Retail Shop Leases Tribunal [1996] 2
Qd R 462 – applied.
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2
Doney v R (1990) 171 CLR 207 – cited.
Drew v Makita (Australia) Pty Ltd [2009] QCA 66 – applied.
Lillywhite v Chief Executive [2008] QCA 88 – applied.
Minister for Aboriginal Affairs v Peko Wallsend Ltd (1985)
162 CLR 24 – applied.
COUNSEL: K. A. McMillan SC for the appellant
M. Wilson for the respondent
SOLICITORS: The appellant was not represented
Reardon & Associates for the respondent
[1] On 15 April 2008 the Children Services Tribunal set aside the decision of the
appellant to refuse the respondent’s application to cancel a negative notice under the
Commission for Children and Young People and Child Guardian Act 2000 (“the
Act”), and found that it would not harm the best interests of children for the
Commission to issue a positive notice and a blue card to the respondent. Pursuant
to s 130 of the Children Services Tribunal Act 2000 the appellant has appealed to
this court against that decision of the Tribunal. Under that section, the appeal is
only on a question of law. As I indicated at the hearing, no error of law on the part
of the Tribunal has been revealed by the submissions for the appellant, for the
reasons set out below. Accordingly, the appeal is dismissed, with costs.
Background
[2] The respondent was born on 18 June 1976. On 27 July 1994, he pleaded guilty to
five counts of wilfully exposing a child under the age of 12 years to an indecent act,
and one count of permitting himself to be indecently dealt with by a child under the
age of 12 years. A further charge of indecently dealing with a child under 12 years
was nolleed on that day by the Crown Prosecutor. In respect of all of the offences
of which he was convicted no conviction was recorded and the respondent was
placed on probation for nine months, on the usual conditions and with the condition
that he undergo medical, psychiatric, and psychological treatment as directed by a
probation officer.1
[3] The offences occurred between December 1992 and December 1993, according to
the dates on the indictment; it appears that the remarks of the sentencing judge were
not before the Tribunal, although it may be that they were unhelpful as to the details
of the offending and its consequences. Some particulars of the offending are set out
in the reasons for the Tribunal;2 in summary the respondent, who was then aged 16
or 17, on five occasions over a period of about one year exposed, and on most
occasions masturbated, his erect penis in the presence of the complainant, who was
then aged eight or nine. On one occasion a friend of the complainant of about the
same age was also present; they then exposed their penises to the respondent. The
sixth count related to one occasion when the complainant, at the invitation of the
1 Subsequently a psychiatrist interviewed him and informed him he did not require treatment: report
of Dr Holm, 12 August 2002.
2 This was presumably based on a document the Tribunal had, an “Overview of Facts” apparently
prepared by someone who prepared the indictment, a copy of which had been obtained by the
appellant.
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3
respondent, masturbated his erect penis for a short time. The charge which was
nolleed was an allegation that the respondent had sucked the penis of the
complainant; in an interview with the police the respondent had denied this
allegation, although he had admitted that other offences had occurred.
[4] The offences and the convictions pre-date the passing of the Act. After the Act
came into force, the respondent applied for what is described in the Act as a positive
notice on 6 April 2002, but a negative notice was issued by the appellant on
4 December 2002. In January 2003 the respondent applied to the Tribunal to review
that decision, and on 5 March 2003 the Tribunal set aside the appellant’s decision
and returned the matter to the appellant for reconsideration with directions requiring
the respondent to undertake further psychiatric or psychological examination. That
took place, and a report from a psychologist was obtained which did not support the
respondent, and on 25 August 2003 the appellant continued the negative notice
previously issued to the respondent. Then on 7 June 2006 the respondent applied to
the appellant for the cancellation of the negative notice previously issued. That
application was rejected by the appellant on 8 June 2007, and on 11 July 2007 the
respondent filed an application for the Tribunal to review that decision.
Legislation
[5] Section 102 of the Act deals with the decision of the appellant on an application for
a positive notice; under subsection (2), unless the application is withdrawn the
appellant must decide it either by approving the application (a positive notice) or by
refusing it (a negative notice). The Act provides certain circumstances where the
appellant must issue a positive notice, and then continues:
“(6) Subject to subsection (7), the Commissioner must issue a
negative notice to the relevant person if the Commissioner is
aware of—
(a) a conviction of the relevant person for an excluding
offence for which the court that convicted the
relevant person imposed an imprisonment order for
the offence or made a disqualification order under
s 126C; or
(b) a conviction of the relevant person for a serious
offence, other than an excluding offence dealt with
in a way mentioned in paragraph (a).
(7) The Commissioner is required to issue a negative notice
under subsection (6)(b) unless the Commissioner is satisfied
it is an exceptional case in which it would not harm the best
interests of children for the Commissioner to issue a positive
notice.
(8) If the Commissioner is satisfied under subsection (7) that it
is an exceptional case, the Commissioner must issue a
positive notice.”
[6] The offences were under s 210 of the Criminal Code, which is one of the provisions
listed in Schedule 2B of the Act. Accordingly, they were serious child-related
sexual offences for the purposes of the Act (s 99D), and hence excluding offences
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4
for the purposes of the Act: s 99. Because an imprisonment order3 was not
imposed for the offences when the respondent was sentenced, nor was a
disqualification order made under s 126C,4 the respondent’s case did not fall within
subsection (6)(a). The offences, however, were serious offences, and therefore the
respondent’s case fell within subsection (6)(b), and accordingly subsection (7)
applied. The effect of this was that the appellant, and therefore the Tribunal, was
required to issue a negative notice unless satisfied that the respondent’s case was an
exceptional case in which it would not harm the best interests of children to issue a
positive notice.
[7] Section 102A requires certain matters to be considered in deciding this. It
relevantly provides in subsection (2):
“If the Commissioner is aware that a person has been convicted of,
or charged with, an offence, the Commissioner must have regard to
the following—
(a) in relation to the commission, or alleged commission, of an
offence by the person—
(i) whether it is a conviction or a charge; and
(ii) whether the offence is a serious offence and, if it is,
whether it is an excluding offence; and
(iii) when the offence was committed or was alleged to
have been committed; and
(iv) the nature of the offence and its relevance to
employment, or carrying on a business, that involves
or may involve children; and
(v) in the case of a conviction – the penalty imposed by
the court and if it decided not to impose an
imprisonment order for the offence, or decided not to
make a disqualification order under s 126C, the
court’s reasons for its decision;
(b) anything else relating to the commission, or alleged
commission, of the offence that the Commissioner
reasonably considers to be relevant to the assessment of the
person.”
Grounds of appeal
[8] A number of grounds were argued on behalf of the appellant. The first was that the
Tribunal misdirected itself or erred in law as to the appropriate test for an
“exceptional case”. The Tribunal noted that the term was not defined either in the
Act or in the Children Services Tribunal Act 2000, but referred to and adopted an
earlier decision of the Tribunal in Re: OAA [2006] QCST 14, where the Tribunal5
said at [43] of its reasons:
“The issue of transporting the legal approach in the family law
jurisdiction to the relevant passages of the Act under which the
3 Ie a term of imprisonment, even if wholly suspended: the Act Schedule 4.
4 Necessarily, because the Act was not then in force.
5 Presided over by a former Family Court judge.
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5
Commissioner operates needs to be considered. The family law test
in essence is that the Court will not grant contact to a particular child
if that would expose that child to an unacceptable risk of harm by the
parent seeking such contact. The question then to be posed is
whether it is appropriate for the Commissioner to refuse a person
contact with any Queensland children if the evidence establishes an
unacceptable risk to those children. The Tribunal’s answer to this
question is in the affirmative. Further, the Tribunal considers that
this legal approach taken in the family law jurisdiction fits
comfortably with the approach with should be pursued under the
Commissioner’s Act. In both jurisdictions the overriding principle is
that the welfare and best interests of children are paramount.”
[9] The Tribunal in the present case then added at paragraph [40]:
“In summary, in determining what amounts to an ‘exceptional case’,
the Tribunal is to consider among other things whether the applicant
presents an unacceptable risk of harm to the children of
Queensland.”
[10] It has not been shown that this approach of the Tribunal involved any error of law.
The Court of Appeal in Commissioner for Children and Young People and Child
Guardian v Maher [2004] QCA 492 expressly endorsed the proposition that it
would be most unwise to lay down any general rule with regard to what is an
exceptional case, and that all of these matters are matters of discretion.6
[11] Not only is this not authority for any particular test of what amounts to an
exceptional case, it is authority for the proposition that there is no particular test for
what amounts to an exceptional case. The issue in any particular case is whether in
all the circumstances the Tribunal concludes that the case is exceptional. It is
important to bear in mind that s 102(7) does not require just satisfaction that the
particular case is an exceptional case, but goes on to require satisfaction that “it
would not harm the best interests of children to issue a positive notice.” That is
consistent with the fact that under the Act the overriding principle is the welfare and
best interests of children: s 6(1) and s 96 of the Act.7 That, it seems to me, is the
point being emphasised in the passage from the reasons of the Tribunal in Re: OAA.
Far from suggesting that there was any error in law as to the appropriate test to be
applied, the reasons of the Tribunal confirm that it did apply the appropriate
approach when determining whether the respondent’s case satisfied the
requirements of s 102(7).
[12] I might add that, not only did the Tribunal expressly find that this was an
exceptional case in paragraphs [166] and [168] of its reasons, but in its order
expressly stated its finding that “it would not harm the best interests of children for
the Commission to issue a positive notice and blue card to the applicant.” In these
circumstances, there is no basis for a conclusion that the Tribunal was not properly
applying the test in s 102(7) of the Act.
6 At [34] per Philippides J, with whom the other members of the Court agreed.
7 See also Children Services Tribunal Act 2000 s 7.
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[13] It was submitted that the factors enumerated by the Tribunal at paragraph [167] as
“positive factors weighty to the success of the applicant’s application” were not
factors which either individually or collectively made the respondent’s case an
exceptional case. The Tribunal’s reasons do not suggest that it was treating those
factors, either individually or collectively, as themselves establishing that the
respondent’s case was an exceptional case; all it was then doing was identifying a
number of factors relevant to its consideration which were factors favourable to the
respondent. It has not been shown that any error of law was involved in taking any
of those factors into account, and all of them appear to be supported by evidence
before the Tribunal; in any event, the contrary was not argued. This submission was
based on a misconstruction of the Tribunal’s reasons, and was unjustified.
[14] It was further submitted that the Tribunal had failed to give sufficient consideration
to the factors to which it was required to have regard by s 102A(2). With one
exception, all of the factors referred to in that provision were referred to in the
Tribunal’s reasons as matters considered by the Tribunal. There is no basis for a
conclusion, therefore, that the Tribunal failed to have regard to them. The one
exception is the reasons for the sentencing court not imposing an imprisonment
order for the offence, referred to in s 102A(2)(a)(v) of the Act. It appears from the
material put before the Tribunal by the appellant8 that this was because the appellant
had not obtained the court’s reasons for the sentence. There was a bundle of
material obtained from the police, but it does not appear that the sentencing remarks
of the sentencing judge were ever obtained. I am informed by the State Reporting
Bureau that transcripts of sentencing remarks from 1994 ought to be available. If
they were not obtained by the appellant, then the appellant failed to that extent to
comply with s 102A, but the appellant cannot complain about any failure on the part
of the Tribunal in this respect (and properly did not) because any such failure
occurred as a result of the failure of the appellant to obtain this information in
compliance with the Act, and later to put it before the Tribunal. The absence of that
information, therefore, is no reason to allow the appeal.
Second and third grounds
[15] The second and third grounds of the Appeal were argued together. The grounds
were expressed at some length as follows:
“2. In finding there was an ‘exceptional case’, the Tribunal
failed to take into account and/or give adequate weight to
the following relevant considerations:
(a) the paramountcy of the principle of the welfare and
best interests of a child;
(b) the nature and seriousness of the respondent’s
convictions;
(c) the relevance of specialist psychiatric or specialist
psychological evidence in addressing the
respondent’s risk factor of reoffending (‘specialist
evidence’); and
(d) there had been no or inadequate relevant specialist
psychiatric or specialist psychological treatment
undertaken by the respondent.
8 Pursuant to s 74(1)(b) of the Children Services Tribunal Act 2000.
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3. In failing to apply the paramountcy principle, the Tribunal
failed to consider whether the respondent, having access to
children, posed an unacceptable risk of harm to children,
and in doing so, failed to take into account the following
relevant factors:
(a) the nature, number, and timeframe over which the
respondent committed the offences;
(b) the respondent’s direct involvement and attempts to
directly involve the complainant in the offence;
(c) the exposure of a second child in one of the
offences; and
(d) the evidence as to the resultant harm caused to the
complainant by the offence
which circumstances would have constituted an
unacceptable risk.”
[16] The appeal to this court is an appeal only on a question of law. That means that in
order to succeed it is necessary for the appellant to show that there was some error
of law in the decision of the Tribunal. An erroneous finding of fact will not
necessarily reveal an error of law which vitiates the decision of a Tribunal of this
nature; the making of findings of fact without any evidence to support them, or the
drawing of inferences which are not supported by the primary facts found or agreed,
will be an error of law.9 In the absence of any statutory indication of the weight to
be given to various considerations, it is generally for the decision maker and not the
court to determine the appropriate weight to be given to the matters which are
required to be taken into account in exercising a statutory power.10 It follows that it
is unlikely that a submission that insufficient weight was given to a particular
consideration will expose an error of law on the part of the Tribunal. It has not been
shown that it occurred in this case.
[17] Senior counsel for the appellant relied on the decision in Commissioner for Children
and Young People and Child Guardian v Ross [2008] QDC 82. In that matter,
Tutt DCJ said at [24], after referring to the seriousness of an offence committed in
1987 when the respondent was 17 years and nine months of age:
“It was incumbent upon the Tribunal in considering the
‘paramountcy principle’ set out under the Act and the level of
satisfaction needed for the purpose of s 102(7) to have before it all
available evidence relevant to risk factors vis-à-vis the first
respondent and children, before issuing a positive notice.”
[18] In that matter there was no medical or psychiatric evidence before the Tribunal
relating to this, although the issue had been raised at a preliminary conference, and
the respondent had told the Tribunal at the hearing that he had not obtained a report
9 Lillywhite v Chief Executive [2008] QCA 88 at [19]-[27], and the authorities there cited, in particular
Australian Broadcasting Tribunal v Bond (1990) 170 CLR 321 at 355 per Mason CJ, 367 per
Deane J.
10 Minister for Aboriginal Affairs v Peko Wallsend Ltd (1985) 162 CLR 24 at 41, cited with approval in
Lillywhite (supra) at [23].
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from his psychiatrist because he had been told “the report would be bad.” In these
circumstances, his Honour concluded that the Tribunal had erred in law in finding
that subsection 102(7) was satisfied, when there was not only an absence of positive
psychiatric evidence but in effect evidence that, had there been psychiatric evidence,
it would have been unfavourable, although the Tribunal did not know, because it did
not have the evidence, just what risk that evidence would have exposed had it been
available. In those circumstances, the Tribunal could not reasonably have been
satisfied that the requirements of subsection 102(7) had been met on the evidence
before it, and had therefore erred in law. But there is no reason to think that
his Honour’s remarks were intended to be other than a conclusion applicable to the
particular facts of that case. His Honour would not have been intending to lay down
a principle that as a matter of law certain psychiatric evidence must be available
before a finding could be made of satisfaction under s 102(7). That would have
amounted to a gloss on the statute, which would not have been justified.
[19] All of the matters referred to in these two grounds of appeal are referred to in the
reasons of the Tribunal. There is no reason to think that the Tribunal failed to take
them into account. As I have indicated, the amount of weight to be attributed to
them was a matter for the Tribunal. No error of law is demonstrated merely by
submitting that these matters were given insufficient weight. As to the submission
that the Tribunal failed to consider the relevance of the convictions to child related
employment, the reasons of the Tribunal clearly demonstrate that the Tribunal was
concerned with the impact of the respondent’s convictions in relation to child
related employment; for example, in paragraph [163] the Tribunal commented on a
factor, the respondent’s successful employment over a long time in at risk
situations, as a significant factor in relation to whether the respondent presented an
unacceptable risk to children. This was shortly after the Tribunal had referred to the
nature and seriousness of the respondent’s convictions, in paragraphs [156]-[158],
where the Tribunal correctly noted that the offences were at the lower end of serious
and excluding offences, and they were opportunistic and lacked the calculated and
familial breaches of trust perpetrated in, for example, Ross.
[20] Indeed, the fact that the sentence imposed was nine months probation suggests that
this was regarded as an offence at the lower end of the scale for offences under
s 210 of the Criminal Code. Although the classic statement that those who
indecently assault or otherwise deal with children should be sent to gaol other than
in exceptional circumstances was not made until after the sentence in this case was
passed,11 that did not reflect any particular change in the sentencing policy laid
down by the Court of Appeal12 and even if the sentencing judge was not specifically
thinking in terms of the existence of exceptional circumstances, that judge must
have taken the view that the circumstances of this offending and this offender made
appropriate an unusually lenient sentence.13
[21] I do not accept the submission that the “paramountcy principle” of the legislation
required the Tribunal in these circumstances, because of the nature and seriousness
of the convictions, to exclude the respondent from child related employment. There
11 In R v Pham [1996] QCA 3.
12 The statement was introduced by the words “This court has clearly indicated that … .”
13 Even now such offending would not necessarily lead to actual imprisonment: see R v Hardie [2008]
QCA 32 at [30], a case which was similar except that in respect of one of the counts the offending
behaviour was worse.
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was no error of law in recognising the possibility that serious offences which were
excluding offences could give rise to an exceptional case within subsection (7) if an
imprisonment order was not made. That necessarily follows from the terms of
subsections (6) and (7). It follows that the proposition that, because of the nature of
the offending an exceptional case could not be found as a matter of law, was
contrary to the terms of the Act.
[22] The proposition that the Tribunal failed to consider whether that respondent posed
an unacceptable risk of harm to children is directly contradicted in paragraph [40] of
the Tribunal’s reasons, quoted above. The appellant submitted that the respondent
did not give adequate weight to or properly consider a number of features of the
matter. Most of these were referred to by the Tribunal, or necessarily follow and
must have been obvious to it, and the amount of weight given to them was a matter
for the Tribunal. Two of the matters listed in paragraph 35 of the appellant’s outline
invite some comment. The first was the proposition that the offences involved an
abuse of a position of trust. In the sense in which that expression is commonly used
in relation to sentencing people for sexual offences against children, the
circumstances here do not disclose any abuse of a position of trust. It was then
submitted that the respondent had conceded conduct that amounted to withholding
information from a relevant child protection authority. I regard that characterisation
of what occurred as tendentious.
[23] In connection with an application by the respondent’s mother to foster a child, the
respondent was asked to and did sign a form consenting to the release to the
relevant authorities of his criminal history. He did not expressly point out that he
had these convictions at that time, but in the circumstances he could have
reasonably assumed that as a result of signing that form that information would
come to those authorities’ attention. It appears that in fact it did not, because the
authorities did not bother to investigate the matter further, but that is not a matter
which I would characterise as reflecting adversely on the respondent. There was no
material to suggest that he provided a false or misleading answer to anything he was
asked. I do not consider that in the circumstances he was under any obligation to
volunteer information, and accordingly his behaviour ought not to be characterised
as withholding information.
[24] The argument was also advanced that the respondent’s criminal history was wholly
child related. I fail to see how the absence of other offences which are not child
related could be said to be a matter which reflects adversely on the respondent.
Fourth and fifth grounds
[25] These two grounds were argued together, and were in the following terms:
“(4) In failing to give adequate weight to the relevance of
‘specialist evidence’ the Tribunal failed to take into account
or give adequate weight to the following:
(a) the nature and seriousness of the respondent’s
conviction;
(b) the failure of the respondent to undergo or
adequately undergo or produce evidence of
specialist psychiatric or specialist psychological
treatment relating to risk factors of reoffending;
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(c) the failure of the respondent to comply with the
Tribunal’s order at the preliminary conference
dated 9 October 2007 requiring that:
‘A psychiatrist assessment be prepared by
a psychiatrist (to be selected by the
applicant from a list nominated by the
Children Services Tribunal) within 10
days of receipt of order’;
(d) the failure of the respondent to comply with the
treatment recommended by consultant psychologist
Dr Lynagh, as directed pursuant to an order of the
Tribunal dated 5 March 2003;
(e) that all psychiatrist and psychological evidence
before the Tribunal indicated that the respondent
satisfied the diagnosis of ‘paedophilia’ in
accordance with the Diagnostic and Statistical
Manual of Mental Disorders IV (“DSM-IV”); and
(f) that such diagnosis was unlikely to change
irrespective of treatment.”
(5) The Tribunal erred in law in finding that the respondent’s
failure to comply with the Tribunal’s order of the
preliminary conference dated 9 October 2007 was a
perceived failure rather than a real and material failure.”
[26] To some extent this is merely repetitive, and to that extent adds nothing to what had
been said earlier. One of the matters particularly complained of by the appellant
was that the Tribunal had failed to have sufficient regard to the failure of the
respondent to comply with an order that it had made earlier. As the Tribunal itself
noted in its reasons [21] on 9 October 2007 it made an order that a psychiatric
assessment be prepared by a psychiatrist to be selected by the respondent from a list
nominated by the Children Services Tribunal within 10 days from receipt of the
order. There was a further order as to the material that was to be provided to the
psychiatrist, and an order that the respondent be responsible for the costs of and
incidental to the preparation of the nominated psychiatrist’s report. That did not
occur. The Tribunal referred to such evidence as it had, and at [64] acknowledged
that the applicant had not complied with the express order of the Tribunal, and that
by this omission had failed to provide any positive psychiatric evidence for the
hearing. The respondent had instead relied on two reports from a psychologist who
had been treating the respondent.
[27] Whether the Tribunal could or should have refused to hear and determine the review
until that order had been complied with, or perhaps even whether the Tribunal
would have been entitled to reject the review simply because it had not been
complied with, are not matters I need decide.14 It was not directly argued on behalf
of the appellant that the Tribunal erred in law in proceeding to hear and determine
the review on the evidence available, that is to say, it was not submitted that the
effect of the failure to comply with the order was that the Tribunal was bound as a
14 I have not heard argument as to the scope of s 79 of the Children Services Tribunal Act 2000.
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matter of law to reject the review without a consideration of its merits. Plainly no
such submission could have been supported.
[28] The Tribunal was clearly not under any misapprehension about the true situation,
and I see no reason why the Tribunal was not entitled in law to deal with the review
in this way. If at the end of the day the Tribunal found that on the material available
the requirements of s 102(7) of the Act were satisfied, then the approach to the
conduct of the review by the respondent was vindicated. The Tribunal at
paragraphs [139]-[149] dealt with the appellant’s arguments in relation to the
significance of the failure to comply with this order, and set out reasons why
ultimately the Tribunal did not attach great significance to it. Those reasons seem
to me adequately to expose the Tribunal’s reasoning process in this respect, and do
not reveal any error of law in the approach adopted by the Tribunal. The question
of what significance was to be attributed to this omission to comply with the
Tribunal’s order was a matter for the Tribunal, and no error of law is shown by the
fact that the Tribunal did not attribute to it the significance which the appellant
submits should have been attributed to it.
[29] It is true that Dr Lynagh in her report did recommend that the respondent undergo
certain treatment; in this respect her opinion differed from that of Dr Holm, the
psychiatrist referred to earlier.15 There was no evidence that the respondent had
undertaken that treatment, and that was clear to the Tribunal. Such psychological
treatment as the respondent had more recently obtained, about which there were
both reports and oral evidence from the psychologist, was clearly of a different
nature, and did not satisfy the requirements identified by Dr Lynagh. It was not
suggested that the Tribunal was under any misapprehension about this matter; the
significance of this omission was a matter for the Tribunal to take into account, and
to give such weight as it thought fit. No error of law is revealed here; I do not
consider that as a matter of law the tribunal was bound to reject the appeal to it
because of this consideration.
[30] As to the question of whether the DSM-IV description of paedophilia had been
satisfied, and the implications of that, it appears that that is essentially an historical
diagnosis, so that if at some point an individual satisfies the requirements for it, the
diagnosis would always remain. If that is the case, it strikes me as a distinct
limitation on the helpfulness of what Dr White described as a “technical” diagnosis.
The Tribunal was entitled to take the view that paedophilia was a condition from
which a person could be cured,16 or perhaps just get better with growing maturity,
without committing any error of law, regardless of the way in which DSM-IV
operates.
[31] Ground 5 was critical of the reference to the failure to provide psychiatric
assessment as a “perceived failure” to abide by the order made at the preliminary
conference. The use of the word “perceived” in this context is a little curious,
because the respondent did not comply with the order, and the Tribunal was clearly
aware of that. The expression appears in a context where the Tribunal is discussing
what the respondent had done after the preliminary conference, including writing to
15 The other psychiatrist who had seen the respondent, Dr White in 2002, also did not recommend or
suggest any treatment, although she did then consider that he posed some continuing risk to children.
16 That is consistent with the approach of Dr Lynagh; there is no point in recommending treatment
unless it is expected to achieve something.
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the Tribunal explaining what he was going to do and why, and in a conclusion that
it was reasonable for the respondent to have considered this notice to the Tribunal as
sufficient to excuse and explain any perceived failure to abide by the orders. In
those circumstances, the word may have been used because the Tribunal was
recognising that the respondent had recognised that what he had done was not in
compliance with the Tribunal’s order. In any case, I do not think the point matters;
the Tribunal was clearly aware of the true situation, and it was a matter for the
Tribunal to decide what weight was to be given to this failure, and to decide what
significance was to be attributed to the evidence of the treating psychologist that
was before it.
Sixth ground
[32] The sixth ground is as follows:
“the Tribunal erred in law in accepting and relying upon the evidence
of psychologist Shirley McKenzie (Ms McKenzie) as opposed to
specialist evidence due to the following reasons:
(a) Ms McKenzie did not have the requisite expertise and
experience in relation to assessing the respondent’s risk
factors and/or in the field of sex offenders;
(b) evidence from Ms McKenzie that she was not a forensic
psychologist;
(c) evidence from Ms McKenzie that she was the respondent’s
treating psychologist in relation to the respondent’s anxiety
issues; and
(d) evidence from Ms McKenzie that the respondent fulfilled
the diagnosis or was satisfied that the diagnosis of
paedophilia in accordance with DSM-IV and that such
diagnosis was unlikely to change irrespective of treatment.”
[33] I have already commented on the significance of the DSM-IV diagnosis. In other
respects, the weight attributed to Ms McKenzie’s evidence was a matter for the
Tribunal. Her evidence was not directly in conflict with other evidence, because it
related to the current psychological state of the respondent, rather than the situation
in 2002, and because Ms McKenzie was not performing the exercise undertaken by
Dr Lynagh in 2002. The Tribunal did not say that it rejected Dr Lynagh’s evidence,
or that it saw the evidence of Ms McKenzie as being in conflict with Dr Lynagh’s
evidence. But the Tribunal was entitled to accept Ms McKenzie’s evidence, and the
weight to be given to it was a matter for it. The Tribunal was well aware of the
limitations on Ms McKenzie’s evidence identified in the submission of the
appellant.17 This is really another attempt to present the argument that a finding
cannot be made under subsection (7) unless it is supported by current specialist
psychiatric or psychological evidence. I regard such a proposition as a gloss on the
statute, one which would unjustifiably confine the process of judgment
contemplated by the statute, and do not accept that that is a correct statement of the
legal position. No error of law on the part of the Tribunal in proceeding in the way
it did has been shown.
17 See the Tribunal’s reasons, [121-2].
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13
Adequacy of reasons
[34] The seventh and eighth grounds were argued together. These were:
“(7) The Tribunal failed to give adequate reasons for finding that
the respondent was a credible witness.
(8) The Tribunal failed to give adequate reasons for finding that
the respondent’s ‘clear distress in responding to questions
seeking particulars of his offending’ was a sign of shame
and not that of the respondent being evasive or minimising
the offences on the following grounds:
(a) the Tribunal’s curtailing of the appellant’s cross-
examination of the respondent in relation to his
offending behaviour deprived the Tribunal of an
adequate opportunity to:
(i) receive relevant evidence in relation to the
respondent’s offending behaviour, remorse
and level of insight; and
(ii) properly observe the respondent’s demeanour
when giving evidence in relation to his
offending behaviour.”
[35] One of the criticisms made by the appellant of the Tribunal’s decision was that there
had been a failure to give adequate reasons. This if made out is an error of law
which is a matter which can be corrected on an appeal such as this. The Court of
Appeal has recently dealt in some detail with the question of the nature and content
of the obligation of a court from which an appeal lies to give adequate reasons for
its decision: Drew v Makita (Australia) Pty Ltd [2009] QCA 66 at [57]-[65]. In the
course of this, reference was made to three fundamental elements identified by
Meagher JA: 18 first, the judge should refer to relevant evidence, identifying any
conflict; second, the judge should set out material findings of fact, with, in the case
of the resolution of a conflict of evidence, an explanation of how one version is
accepted over the other; and third, the judge should provide reasons for making the
relevant findings of fact and conclusions and reasons for applying the law to the
facts found. It was noted expressly by his Honour that it may not be necessary to
make findings on every argument or destroy every submission, particularly where
the arguments advanced are numerous and of varying significance. Broadly
speaking, a tribunal such as the Tribunal under the Children Services Tribunal Act
2000 could be expected to be subject to the same obligation to provide reasons,
although commonly the reasons provided by tribunals are scrutinised with a less
critical eye than reasons provided by judges, with a view to detecting error.19
Subject to that, broadly speaking I am applying the approach expounded in Drew.
[36] It was submitted on behalf of the appellant that the reasons of the Tribunal were
inadequate in two respects. First, there was a failure to explain properly the finding
in paragraph (c) under “Conclusion” following [164], that the respondent’s distress
during the hearing was a sign of his shame rather than evasion or minimisation of
18 In Beale v Government Insurance Office NSW (1997) 48 NSWLR 430 at 443-4.
19 See, for example, Cypressvale Pty Ltd v Retail Shop Leases Tribunal [1996] 2 Qd R 462 at 477 per
Fitzgerald P, 485 per McPherson and Davies JJA.
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14
the offences. Second, there was a failure more generally to explain why the
Tribunal regarded the respondent as a credible witness.
[37] As to the former, the Tribunal said after paragraph [164] in paragraph (c) under the
heading “Conclusion”:
“The Tribunal accepts that Mr Brittain’s clear distress in responding
to questions seeking particulars of his offending behaviour at the
hearing is a sign of the shame he carries because of his actions in
1992/3 and the already numerous interviews and tests that have
required the revisitation of his offences. The Tribunal does not
accept his distress in responding as an evasion of or minimisation of
the offences.”
[38] That was specifically in response to a submission on behalf of the appellant
summarised in paragraph [131](d) that the respondent “continues to minimise his
behaviour as evidenced by his responses and demeanour at the hearing.”
[39] It was submitted that the Tribunal had not explained why it came to this conclusion,
and had not set out any process of analysis demonstrating the reasons why the
Commissioner’s characterisation of the respondent’s behaviour during the hearing
was not correct. However, given the nature of what is being said by the Tribunal
here, it does not seem to me that there was any inadequacy in the Tribunal’s
reasons. What the Tribunal has decided, and the basis of its decision, are perfectly
clear to me. It was rejecting the submission that the respondent’s behaviour during
the hearing should be characterised in a particular way. The Tribunal had been
there during the hearing, and it could see and hear the respondent, and was therefore
in a position to characterise his behaviour during the hearing on the basis of its own
observations. There is no reason to doubt that that was the basis of the
characterisation of the behaviour reflected in conclusion (c).
[40] It is difficult to see how anything more in the way of explanation or reasoning could
sensibly be recorded for such a characterisation in the circumstances. Whether a
witness is being evasive is essentially a conclusion or inference which a fact-finding
body draws on the basis of its observation of a particular witness. If the inference is
drawn in a particular case it may be possible to provide some explanation for this by
way of reasons, but if the inference is not drawn all that the fact-finding body can
really say is that that is not the impression it formed of the witness. In a sense, the
Tribunal here is going further than that, and indicating that it would characterise the
respondent’s behaviour during the hearing in a different way, but again that is
simply a matter of recording the impression that the Tribunal formed of the
respondent during the hearing, as a result of looking at him and listening to him. To
require anything further by way of explanation or reasoning in these circumstances
would I think be setting a standard which is far higher than anything which is
justified on any of the authorities.20 My impression overall of the Tribunal’s
reasons is that they were commendably thorough.
[41] The reference to minimising the offences relates back to something said in medical
evidence. Dr White, a psychiatrist who reported on 20 September 2002, expressed
20 See, for example, Cypressvale Pty Ltd (supra) at 482, 484 per McPherson and Davies JJA, as to the
difference between judgment and reasoning.
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15
the view that the respondent minimised his past sexual behaviour. Earlier in her
report there was some discussion of the incidents the subject of the charges, and
there are some differences between the respondent’s description and the particulars
noted earlier. One of the differences was that he volunteered that he on one
occasion touched the complainant’s penis and attempted to masturbate him, which
was not one of the charges.21 The respondent had apparently told Dr White that he
was vague about the details as he had pushed the memories largely out of his head,
and that he had tried to do so: p 7. In addition, in the report dated 16 June 2005 of
Dr Lynagh, a psychologist,22 there is a statement at p 10:
“With regard to his sexual offending, Mr Brittain shows a tendency
to evade, minimise and distance himself from these behaviours.”
[42] Earlier at p 6 she noted that the respondent was “somewhat vague about detail
concerning most of the offences and showed a notable reluctance, at times even an
irritation, to talk about them.” Both matters were noted by the Tribunal in its
reasons.23
[43] It may be that the respondent’s attitude was to some extent influenced by the initial
psychiatric treatment that he received. Two reports were before the Tribunal from a
psychiatrist, Dr Holm, one dated 12 April 1994, prepared for the purpose of the
criminal proceedings, and one dated 12 August 2002, prepared for the purpose of
the initial application under the Act. In the former, Dr Holm noted that the
respondent was extremely remorseful, regretful of his actions, recognised that it was
inappropriate behaviour given the other boy’s age, and had shown no inclination to
repeat the behaviour. He assessed the respondent as an immature adolescent of
below average intelligence, who was sexually naïve, and said that behaviour which
would have been regarded as not unusual adolescent sexual exploration had the
other boy been his age was clearly inappropriate because of the age difference,
which demonstrated poor judgment on his part and was a reflection of general
immaturity.24
[44] Dr Holm expressed the view in 1994 that there was no evidence that he had
paedophilic tendencies at all, that he was no danger to the community, and that there
would be no possibility of a repeat of this type of behaviour. In 2002 he noted that
he had seen the respondent again in December 1994, after he was placed on
probation and required to seek further therapy as indicated, and had then felt that
there was no need for further treatment. He expressed the view that he saw
absolutely no cause for any concern in relation to the respondent’s continuing to
work with children.
[45] To the extent that there was earlier expert psychiatric or psychological assessment
of the respondent as someone who was minimising the offending at the time, that
was covered in the evidence before the Tribunal. There was subsequent expert
21 It was, however, also something he had admitted to the police when interviewed: Transcript of
Interview p 11.
22 Dr Lynagh’s qualifications include a Ph D, but she does not hold medical qualifications.
23 Re Dr White, [63](b), re Dr Lynagh, [71](a).
24 I wonder whether Dr White or Dr Lynagh would have regarded that as minimising the offending on
the part of Dr Holm.
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16
evidence that he did not now minimise his offending. 25 Insofar as there is a
technical sense in which the respondent could be said to be minimising his
offending, an assessment of whether this was still occurring was not something
which should have been made by the Tribunal itself. Hence, cross-examination
about the matter could scarcely have assisted the Tribunal. For what it is worth, I
would have thought that the important considerations were whether the respondent
had a proper understanding that what he had done then was wrong, and had insight
into the harm that it caused to the complainant, and I do not see how going over the
details of exactly what he did to the complainant was going to throw any light on
those issues; but I am no more an expert than the Tribunal was.
[46] In the light of this, I do not think that the cross-examination at p 23, when the
respondent was repeatedly pressed to say what the offending involved, was helpful.
The transcript suggests that there was some genuine lack of understanding on the
part of the respondent of exactly what it was that he was being asked, and if so,
repeating the same vague formula certainly was unhelpful. In any case, if what was
sought were precise particulars of the offending, I think it unsurprising that the
Tribunal took the view that they would not be assisted by finding out to what extent
the respondent could now recall all of the details on the basis of which he was
sentenced, or for that matter just what the respondent could now recall of the events.
The respondent should not have been cross-examined just to make him squirm in
the witness box. If the respondent has now come to view his past conduct as
abhorrent, I would have thought it entirely consistent for him to be trying to put the
details out of his mind. Insofar as the Tribunal did discourage cross-examination in
this way, I am not persuaded that there was any error of law in doing so.
[47] As to the more general finding, that the respondent was a credible witness, the
Tribunal gave no reasons for such finding. Again, that is usually just a matter of
impression. The respondent gave evidence on oath,26 and was cross-examined, in
the course of which, so far as I can see, on a quick examination, it was not put to
him that his evidence was false. There was cross-examination about one minor
inconsistency at p 24, and that was about all. The lengthy written submission of the
appellant to the Tribunal did not submit that the respondent was not a credible
witness, although a specific submission was made about the specific matter the
subject of ground 8. In these circumstances, there was before the Tribunal no issue
raised by the appellant as to the general credibility of the respondent as a witness,
and therefore no need to give reasons for the finding. In any case, the determination
of whether evidence is truthful is a matter of inference based on the collective
experience of ordinary affairs of a fact finding body,27 so it is one of those matters
about which ordinarily reasons need not be given. 28
Ninth ground
[48] The ninth ground argued was:
“The Tribunal erred in law or were against the weight of the
evidence [sic] in finding that the respondent’s offences were:
25 In the evidence of his treating psychologist, Ms McKenzie, who had seen him on a number of
occasions: [125].
26 Transcript Tribunal hearing p 21.
27 Doney v R (1990) 171 CLR 207 at 214.
28 Cypressvale Pty Ltd (supra).
-- 16 of 19 --
17
(a) opportunistic and not calculating in nature; and
(b) were at the lower end of serious and excluding offences.”
[49] The offending was described as showing features of being opportunistic in the
report of Dr Lynagh, p 10. Some of the other terms used there are more difficult for
me to understand, given the information available as to the nature and circumstances
of the offending, but in any event that was some evidence before the Tribunal that
the offences were opportunistic. That they were not calculating in nature would be
consistent with the evidence that the friendship between the respondent and the
complainant had developed over a period of some two years before the offending
began, simply because they had become next door neighbours. There is nothing to
suggest that the development of the friendship was prompted by a desire to commit
the offences. Overall, in the light of the evidence, the finding that the offences were
opportunistic and not calculating in nature was I consider reasonably open to the
Tribunal.
[50] I have already explained that the offences were at the lower end of conduct which
constitutes an offence under s 210 of the Criminal Code. They were necessarily at
the lower end of “excluding offences”, otherwise they would not have fallen into
subsection (6)(b); it would necessarily only be offending at the lower end of
excluding offences in respect of which no imprisonment order was made. In these
circumstances, they were properly identified by the Tribunal at [158] as being at the
lower end of serious and excluding offences. I do not interpret that as a conclusion
that they were at the lower end of serious offences, a somewhat wider category than
excluding offences. No error of law has been shown in this respect.
Remaining grounds
[51] The tenth ground was:
“The Tribunal erred in finding that the respondent worked in high
risk situations with children ‘without so much as a concern being
raised by those who worked closely with him’ due to the following
reasons:
(a) failure of the respondent to call any witnesses giving
evidence in relation to these issues; and
(b) reliance upon written references in circumstances where the
referees did not state knowledge of the respondent’s
offences and/or were not recent so as to be capable of being
relied on.”
[52] As to the last point, the respondent had not worked with children after the
application for a blue card was rejected in 2002, and accordingly references from
that time would be able to speak to his work with children as effectively as more
recent references. It also seems to me that knowledge of the offending on the part
of the referees was irrelevant to the question of whether the referees were happy
with the work that had been done by him, and in particular whether the referees had
any concern about his behaviour in the course of that employment. It may be of
course that if a person was asked to give a reference by the respondent and that
person had some concerns about whether the respondent had been behaving
inappropriately towards children in the setting within the knowledge of the referee,
the referee would not actually have said so in terms in the reference provided, but
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18
may well have been unwilling to provide a reference at all, or would have provided
an unenthusiastic, or less enthusiastic, reference.
[53] The references were to show suitability of the respondent for the work he had been
engaging in for a period of some years before the blue card system was introduced,
and that he had been doing that work satisfactorily, indeed very well. Knowledge of
the existence of the earlier offending was irrelevant to that issue. As to whether the
individuals were called as witnesses, that I think was essentially a matter for the
Tribunal. Under s 47(2) of the Children Services Tribunal Act 2000, the Tribunal
could decide all or part of a proceeding from a consideration of documents filed,
without the parties or witnesses appearing in person, if the parties to the proceeding
agreed and the Tribunal considered it appropriate in the circumstances.
Section 51(1) of that Act provides that subject to the Act, Tribunal rules, or
directions given under s 54, the Tribunal may decide its own procedure.
Subsection (2) provides that in conducting proceedings, the Tribunal must act
quickly and with as little formality and technicality as is consistent with a fair and
proper consideration of the issues before it, it is not bound by the rules of evidence,
and may inquire into and inform itself of anything in the way it considers
appropriate. Plainly it was open to the Tribunal to accept evidence in writing such
as references; obviously the Tribunal knew of the limitations inherent in the receipt
of evidence in that way.
[54] There is also the consideration that there was no contrary evidence from the
appellant. During the hearing of the appeal senior counsel for the appellant
conceded that if there had been some complaint to the police about the respondent’s
behaviour during the course of any of this work, the appellant was in a position to
find out about it. No doubt the Tribunal assumed that. It would have been open to
the appellant to have conducted investigations of these matters itself, even apart
from relying on any complaint of that nature. The Tribunal was entitled to take into
account the fact that there was no evidence put to it by the appellant to suggest that
there was any concern about inappropriate conduct on the part of the respondent
towards children in the course of any of his work. In those circumstances, I do not
consider that the finding by the Tribunal involved any error of law.
[55] The eleventh ground was simply that the factors identified by the Tribunal in its
decision do not themselves constitute an exceptional case. The argument in support
of this repeated the misinterpretation of the reasons of the Tribunal to which I have
referred earlier; it did not reveal an error of law.
[56] It is not clear that any of the grounds expressly covered the proposition that on the
evidence before the Tribunal a finding of satisfaction under subsection (7) was not
open as a matter of law, that is to say, that no reasonable Tribunal properly applying
the statute could have arrived at that finding. I suppose that follows, however, from
the order sought, which was not that the matter be sent back to the Tribunal to be
determined according to law,29 but to reinstate the decision of the appellant. That
would be the appropriate order only if that were the only conclusion open as a
matter of law on the material before the Tribunal.
[57] The position is fully set out in the reasons of the Tribunal. In summary, at a time
when the respondent was himself relatively young and was, on the evidence of the
29 A useful power provided by s 133(b) of the Children Services Tribunal Act 2000.
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19
psychiatrist who examined him at the time, of lower than average intelligence and
immature, he committed offences under s 210 of the Criminal Code with a
neighbour who was some years younger than him. The offences were at the lower
end of seriousness for offending under that section; only one of the offences
involved any touching, and that involved touching of the respondent, with which the
complainant was at least going along at the time, even if not enthusiastically
participating. The sentence imposed was unusually lenient for such offences. The
offences occurred quite some time ago, and since then the respondent has matured,
and has engaged in a range of conventional sexual activity. The respondent also
was for a number of years working closely with children, without any indication of
further offending. There was evidence before the Tribunal that he had performed
very well in that work with children. The respondent has a professional relationship
with a psychologist who speaks positively of him. These matters were enlarged on,
and supported by other matters referred to by the Tribunal, including a finding that
the respondent is now ashamed of what he did, and appreciates the criminal and
abusive nature of the offending. On the material that was before the Tribunal, and
bearing in mind the Tribunal’s findings in relation to it, in my opinion as a matter of
law the finding that the requirements of s 102(7) were satisfied was open to the
Tribunal, and it is not the case that the Tribunal erred in law by making a finding
which, on all the evidence before it, was not reasonably open. Accordingly no error
of law on the part of the Tribunal has been exposed.
[58] In conclusion, I note that paragraph 2 of Practice Direction No. 5 of 2001,
concerning appeals, provides in relation to an outline of argument that it is to
include “a concise logical summary of submissions”. I would emphasise the word
“concise”. The appellant’s outline in this matter ran to 16 pages, with 80
paragraphs of single-line spaced print. Yet at no point did it identify any question
of law, the most important consideration in an appeal which is only an appeal on a
question of law. The grounds of appeal were lengthy and did not focus on questions
of law. The outline was repetitive, and continually emphasised factual matters. It is
not helpful for submissions to seek to make up in quantity for what they lack in
quality.
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Official source: https://www.sclqld.org.au/caselaw/QDC/2009/112