Colbran & Ors v State of Queensland [2006] QCA 565 [2007] 2 Qd R 235
SUPREME COURT OF QUEENSLAND
CITATION: Colbran & Ors v State of Queensland [2006] QCA 565
PARTIES: BENJAMIN JOHN COLBRAN and NORMA VIOLET
COLBRAN Trading as Tablelands Coffee
(plaintiffs/respondents)
v
STATE OF QUEENSLAND
(defendant/appellant)
HATMILL PTY LTD
ACN 010 818 327
(first plaintiff/first respondent)
JAQUES AUSTRALIAN COFFEE PTY LTD
ACN 097 895 531
(second plaintiff/second respondent)
v
STATE OF QUEENSLAND
(defendant/appellant)
MARIA MALOBERTI, BRUNO MALOBERTI and
LUISA MALOBERTI
(first plaintiff/first respondent)
NORTH QUEENSLAND GOLD COFFEE PTY LTD
ACN 010 436 334
(second plaintiff/second respondent)
v
STATE OF QUEENSLAND
(defendant/appellant)
FILE NO/S: Appeal No 9306 of 2006
Appeal No 9414 of 2006
Appeal No 9413 of 2006
SC No 441 of 2002
SC No 437 of 2002
SC No 458 of 2002
DIVISION: Court of Appeal
PROCEEDING: General Civil Appeal
ORIGINATING
COURT: Supreme Court at Cairns
DELIVERED ON: 22 December 2006
DELIVERED AT: Brisbane
HEARING DATE: 28 November 2006
JUDGES: Williams and Jerrard JJA and Philippides J
Separate reasons for judgment of each member of the Court,
each concurring as to the order made
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ORDER: Appeal dismissed with costs
CATCHWORDS: STATUTES – ACTS OF PARLIAMENT –
INTERPRETATION – RULES OF CONSTRUCTION –
GENERALLY – construction of a statutory immunity –
officers of the Department of Primary Industries (DPI)
sprayed respondents’ coffee trees with chemicals as part of its
papaya fruit fly eradication program – respondent crop
owners consented to the “DPI and its officers” undertaking
the spraying – respondents allege that spraying was
performed negligently and resulted in damage to their coffee
trees and coffee production – appellant purported to rely in its
amended defence on an immunity under s 28(1)(a) Plant
Protection Act 1989 (Qld) (“the Act”) – amended defence did
not plead that the spraying was specifically authorised by the
Act – trial judge struck out paragraphs of amended defence
that purported to rely on s 28(1)(a) immunity because the
immunity did not arise on the pleaded conduct – whether an
immunity for “acts or omissions done pursuant to the Act”
extends to acts or omissions which happen in the course of a
consensual dealing between the DPI and crop owners that
does not require a special statutory authority
Plant Protection Act 1989 (Qld), s 2, s 4, 6A, s 11, s 13, s 14,
s 16, s 19, s 21M, s 28(1)(a), s 28(1)(b)
Australian National Airlines Commission v Newman (1987)
162 CLR 466, considered
Benning v Wong (1969) 122 CLR 249, considered
Board of Fire Commissioners (NSW) v Ardouin (1961) 109
CLR 105, considered
Coco v The Queen (1994) 179 CLR 427, considered
Griffith University v Tang (2005) 221 CLR 99; [2005] HCA
7, considered
Project Blue Sky Inc v Australian Broadcasting Authority
(1998) 194 CLR 355, followed
Puntoriero v Water Administration Ministerial Corporation
(1999) 199 CLR 575; [1999] HCA 45, considered
COUNSEL: P Freeburn SC, with D K Grigg, for the appellant
M S Stewart SC, with A J P Collins, for the respondent
SOLICITORS: Crown Law for the appellant
Williams Graham & Carman for the respondent
[1] WILLIAMS JA: The background to this appeal is fully set out in the reasons for
judgment of Jerrard JA. The essential task for the Court is to construe s 28 of the
Plant Protection Act 1989 (Qld) ("the Act"). That section relevantly is in the
following terms:
"(1) Liability at law shall not attach to the Crown, the Minister, the
chief executive, an inspector or any other person acting in aid of an
inspector on account of any act or thing -
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(a) done or omitted to be done pursuant to this Act; or
(b) done or omitted to be done bona fide for the purposes of this Act
and without negligence.
. . .
(2) Notwithstanding the provisions of subsection (1), where a person suffers
damage through compliance with this Act, whether by himself or herself
or another person, no compensation shall be payable to the person
except in a case where the person is entitled to compensation pursuant to
section 14(3)."
[2] Prima facie the section distinguishes between an act done pursuant to the Act and an
act done bona fide for the purposes of the Act. It follows, in my view, that unless
the language clearly requires another conclusion, the intention of Parliament must
have recognised that there were two distinct factual situations being addressed. It
would be a surprising conclusion to say that each limb of the section was directed to
the same conduct. In my view the approach to the construction of the section
should be to ensure that each limb has work to do.
[3] In Project Blue Sky Inc v Australian Broadcasting Authority (1998) 194 CLR 355
McHugh, Gummow, Kirby and Hayne JJ said at 381:
"The primary object of statutory construction is to construe the
relevant provision so that it is consistent with the language and
purpose of all the provisions of the statute. The meaning of the
provision must be determined 'by reference to the language of the
instrument viewed as a whole'. In Commissioner for Railways
(NSW) v Agalianos (1955) 92 CLR 390, Dixon CJ pointed out [at
397] that 'the context, the general purpose and policy of a provision
and its consistency and fairness are surer guides to its meaning than
the logic with which it is constructed.' Thus, the process of
construction must always begin by examining the context of the
provision that is being construed."
[4] That passage, in my view, supports the approach I adopt to the construction of s 28.
The legislature must have intended there to be a distinction between an act done
pursuant to the Act and an act done bona fide for the purposes of the Act.
[5] Statutes routinely refer to "powers conferred by this Act", to "anything done or
purporting to have been done under this Act", to an act or decision made "under an
enactment", and to a "matter or thing done in good faith for purposes of executing
the Act". Over the years the courts have adopted a well defined approach to the
construction of such provisions. A good starting point is Board of Fire
Commissioners v Ardouin (1961) 109 CLR 105. The statute in question there
afforded protection to certain persons "exercising any powers conferred by this
Act". Dixon CJ at 109 considered that the statutory provision referred "primarily to
the exercise of powers which of their nature will involve interferences with persons
or property." The example he gives is the "exercise of statutory power to do what
would otherwise be illegal acts." He then went on at 110:
"But it may be said generally that once a power is found which
depends upon the statute and involves detriment or disadvantage to
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others, either necessarily or in consequence of its improper or faulty
exercise, it appears to me that s 46 is capable of applying: it is not,
however, expressed in terms which make it applicable to the doing of
things in the course of performing the functions of the Board, which
are of an ordinary character involving no invasion of private rights
and requiring no special authority."
[6] Kitto J in that case at 116 spoke of a presumption "that the Legislature, in enacting
it, has chosen its words with complete precision, not intending that such immunity,
granted in the general interest but at the cost of individuals, should be carried
further than a jealous interpretation will allow." He then went on [at 117] to draw a
distinction between an act which could only be done because of a power conferred
by the Act and the doing of an act which was merely incidental to, or done by the
way in the course of, the exercise of a power. To similar effect are passages in the
judgment of Taylor J at 124 and Windeyer J at 127.
[7] The statute considered by the High Court in Australian National Airlines
Commission v Newman (1987) 162 CLR 466 provided a limitation period for
actions "arising out of anything done or purporting to have been done under this
Act". As Brennan J pointed out therein at 477 the "statute does not affect liability
for things which are and can be done without reliance on a statutory power to do
them."
[8] The next relevant case is Puntoriero v Water Administration Ministerial
Corporation (1999) 199 CLR 575. The statute there under consideration provided
protection to the Commission where damage was suffered in consequence of the
exercise of a right exercised pursuant to the powers conferred by the statute. The
judgments referred extensively to the reasoning in Board of Fire Commissioners v
Ardouin and adopted the approach approved therein. Significantly for present
purposes Gleeson CJ and Gummow J said at 585: "The supply of water by the
Corporation to the appellants was not the exercise of a function which of its nature
involved any interference with the rights of irrigators such as the appellants.
Rather, it was a consensual dealing."
[9] The High Court had to consider the construction of the expression "made under an
enactment" in Griffith University v Tang (2005) 221 CLR 99. At 130 Gummow,
Callinan and Heydon JJ said:
"The determination of whether a decision is ‘made . . . under an
enactment’ involves two criteria: first, the decision must be
expressly or impliedly required or authorised by the enactment; and,
secondly, the decision must itself confer, alter or otherwise affect
legal rights or obligations, and in that sense the decision must derive
from the enactment. A decision will only be ‘made . . . under an
enactment’ if both these criteria are met."
[10] The pattern emerges that there is a distinction between an act which can only
lawfully be done if done pursuant to an expressed power conferred by an Act, and
an act done in furtherance of the purposes of the legislation which does not require
the conferral of power in order for it to be done lawfully. One of the underlying
considerations is undoubtedly the principle referred to by the High Court in Coco v
The Queen (1994) 179 CLR 427 at 436. There it was said:
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"Statutory authority to engage in what otherwise would be tortious
conduct must be clearly expressed in unmistakable and unambiguous
language. Indeed, it has been said that the presumption is that, in the
absence of express provision to the contrary, the legislature did not
intend to authorize what would otherwise have been tortious conduct.
But the presumption is rebuttable and will be displaced if there is a
clear implication that authority to enter or remain upon private
property was intended."
[11] All of that is well summarised in the passage from the judgment of Barwick CJ in
Benning v Wong (1969) 122 CLR 249 at 256 quoted by Jerrard JA in his reasons.
[12] It is against that background that I return to consider s 28 of the Act. All of the
words of the section can be reconciled if (a) is taken to be referring to acts requiring
specific authorisation pursuant to the Act to be lawful, and (b) is read as applying to
acts, not requiring such authorisation, and which are done in order to achieve the
purposes of the Act. Such a reading reflects the various principles underlying the
High Court decisions referred to above.
[13] Read together s 14 and s 16 of the Act permit an inspector to destroy crops that are
not infected with pest if it is considered necessary to do so in order to prevent,
control or remove pest infestation. That destruction would, of course, be unlawful
but for specific authorisation pursuant to the Act; the act of destruction would be an
act done pursuant to the Act. Section 19 of the Act confers powers on inspectors.
They are empowered to enter places, including breaking open places, to conduct
searches, to detain vehicles, and to seize objects. All such conduct would be
unlawful without authorisation pursuant to the Act; such acts when done by an
inspector would be done pursuant to the Act.
[14] An inspector is given, pursuant to s 13 of the Act, power to give directions to the
owner of land for the destruction of pests, the treatment of land or any plant, and to
take such other measures as may be prescribed. If not done by the owner then such
acts may be done by an inspector or other person acting in aid. An inspector is not
given specific power to spray crops. Reading the Act as a whole the spraying of
crops with chemical in order to kill pests would be an act done bona fide for the
purposes of the Act. If that act was done without negligence then no liability would
attach to the inspector or other person acting in aid for any loss occasioned to the
crop owner.
[15] That is where s 28(2) of the Act comes into play. Where there is compliance with
the Act, and that includes doing an act bona fide for the purposes of the Act without
negligence, and damage is sustained to a crop, then the crop owner has no right to
compensation unless s 14(3) applies. Clearly an act done in compliance with the
Act would include an act done pursuant to the Act and an act done bona fide for the
purposes of the Act without negligence.
[16] On that reading of the section as a whole, if an act was done for the purposes of the
Act but negligently, the crop owner would not be deprived of his right to recover
damages in tort.
[17] Here, as the reasons of Jerrard JA indicate, the act of spraying with chemicals was
an act done bona fide for the purposes of the Act. If that act was done negligently
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then the appellant would not be entitled to rely on the limitation of liability provided
for by s 28(1)(a).
[18] It follows that the learned judge at first instance was correct in not permitting the
appellant to plead a defence relying on s 28(1)(a).
[19] It follows that the appeal should be dismissed with costs.
[20] JERRARD JA: This appeal is against an order refusing the State of Queensland
leave to amend its defence in claims brought against it. Those claims arise out of a
Papaya Fruit Fly eradication program relevantly being carried out in 1996 by the
Department of Primary Industries (DPI), which led to department officers spraying
the plaintiffs’ coffee trees with chemicals. Put broadly, the plaintiffs say this was
done negligently and that the spraying led to extensive and long lasting damage to
the coffee trees and to coffee production from them. The respondents in this appeal
are three sets of farm owners, claiming some millions in damages.
[21] A learned judge in the Trial Division of this Court struck out para 17 of the State’s
pleaded defence in orders made on 20 September 2006, giving leave to replead it,
but on 18 October 2006 refused leave to amend by substituting a new para 17. The
originally pleaded para 17 purported to plead defences arising out each of s 28(1)(a)
and (b) of the Plant Protection Act 1989 (Qld) (“the Act”), and the proposed
repleaded para 17 purported to plead a defence under s 28(1)(a) of that Act. The
learned judge held that on the proper construction of that subsection, the immunity
given by it did not arise in the circumstances pleaded in the proposed new paragraph
17, and that the claim intended to be made by the proposed new para 17 was
untenable.
[22] Section 28 of the Act relevantly provides as follows:
“28.(1) Liability at law shall not attach to the Crown, the Minister,
the chief executive, an inspector or any other person acting
in aid of an inspector on account of any act or thing -
(a) done or omitted to be done pursuant to this Act; or
(b) done or omitted to be done bona fide for the
purposes of this Act and without negligence.
…
(2) Notwithstanding the provisions of subsection (1), where a
person suffers damage through compliance with this Act,
whether by himself or herself or another person, no
compensation shall be payable to the person except in a
case where the person is entitled to compensation pursuant
to section 14(3).”
Other provisions of the Act
[23] The main objectives of the Act, declared in s 2, include to prevent, control or
remove pest infestation of plants in Queensland. Section 4(1) provides that if the
Governor in Council is satisfied that an organism, virus, etc., (an “undeclared pest”)
is harmful to the growth or quality of crop plants (defined in s 3 as plants
intentionally grown for consumption as food or for resale), then the Governor in
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Council may, by regulation, prescribe the undeclared pest to be a pest for the
purposes of the Act. Section 4(2) gives the like power to the Minister, where
circumstances require that urgent action be taken.
[24] Section 6A of the Act empowers the Chief Executive to appoint a person as an
inspector, and s 11(1) provides that the Governor in Council may by regulation, or if
the Minister considers urgent action is needed, the Minister may by notice, declare
any area to be a pest quarantine area and may define the boundaries of the
quarantine area so declared. Section 11(2) provides that the Minister may by notice
declare the objects and nature of the quarantine imposed in respect of a pest
quarantine area, including the duties and obligations imposed on owners of land
within the pest quarantine area. Section 11(4) provides that in lieu of declaring
particular land to be a pest quarantine area, the Minister may accept an undertaking
given by the owner that the owner shall comply with conditions imposed by the
Minister in respect of the undertaking, and s 11(7) provides that an inspector may
give such directions and take such action as may be necessary or convenient to
ensure compliance with the provisions of a notice or undertaking given under s 11.
[25] Section 13 empowers an inspector to give directions to the owner of land for the
purposes of controlling or removing a pest existing in or upon it, or for preventing
the spread of any existing pest to any land. Those directions can include requiring
the owner to take measures including quarantining all or any part of the land,
destroying pests on it or on any plants, and treating as directed any part of the land
or any plant or appliance. The Act does not define how to “treat” plants, but it
would include spraying. Section 13(2) empowers an inspector, for the purpose of
controlling or removing existing pests or an existing pest infestation of any
appliance, plant, harvested crop, produce, container or other thing, to give directions
to the owner of those, including directions to destroy or treat the appliances, the
plants, or quarantine them. Section 14 empowers the Chief Executive to give
directions to the owner of land ordering the destruction of crops growing on land
that is not infested with pests, if the Chief Executive considers that necessary to do
in order to prevent pest infestation. Section 14(3) gives the owner of such a crop
who receives such directions a right of compensation.
[26] Section 16 provides that where any person to whom directions have been given
pursuant to the Act by the Chief Executive or an inspector, to carry out any
destruction or treatment or other act, fails to comply with the directions, then an
inspector may take all measures the inspector considers necessary or convenient to
carry out the destruction, treatment or act in question. Section 19 gives inspectors
power to enter places to ascertain whether the provisions of the Act have been
complied with, to search, to stop and detain vehicles, to seize things, and the like.
[27] Section 21M provides that a person aggrieved by the making, or the failure to make,
a decision of an administrative character under the Act can apply to the Chief
Executive for reconsideration of the decision. Section 21O gives a right of appeal
to a Magistrates Court where there is dissatisfaction with the decision made by the
Chief Executive on that reconsideration
Comments on the Act and pleadings
[28] The Act makes very limited provision for the role of inspectors, other than that of
giving the described directions under ss 11 and 13, and exercising the powers given
by ss 16 and 19. It gives the Governor in Council and the Minister a specific role in
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declaring something a pest, or an area a pest quarantine area, but it provides no
statutory role for inspectors or the Chief Executive in causing the Governor in
Council or the Minister to make those declarations, by regulation or notice
respectively.
[29] The limited statutory role described in the Act for inspectors, that of giving
directions under ss 11 and 13, or taking the necessary steps under s 16 on non-
compliance with directions, or exercising powers under s 19, is relevant to the
amended pleading upon which the State of Queensland unsuccessfully sought to
rely. It read:
“17A. Further or alternatively:
(a) from on or about October 1995 DPI conducted the
PFF Eradication Program (as pleaded in paragraph 3
of the statement of claim herein and as admitted
paragraph 3(a) and (b) of this defence);
(b) the PFF Eradication Program included the conduct
pleaded in this paragraph;
(c) on or about 20 October 1995 the Governor in
Council by Plant Protection (Prescription of Pests)
Amendment Regulation (No 1) 1995 (Subordinate
Legislation 1995 No 293) prescribed PFF as a pest
for the purposes of the PPA, in accordance with
s 4(2) of the PPA;
(d) that prescription was obtained at the instigation and
request of DPI and its officers;
(e) on or about 26 October 1995 the Governor in
Council by the Plant Protection (Papaya Fruit Fly)
Quarantine Regulation (No 2) 1995 (Subordinate
Legislation 1995 No 301), in accordance with s 11 of
the PPA, declared an area to be a PFF pest
quarantine area (“PQA”);
(f) the plaintiffs’ coffee crops were located within that
PQA;
(g) that declaration was obtained at the instigation and
request of the DPI and its officers;
(h) from on or about September to December 1996 DPI,
by its officers, sprayed coffee crops including the
plaintiffs’ coffee crops (as pleaded in paragraphs 8
and 9 of the statement of claim and paragraphs 8 and
9 of the defence);
(i) appointed inspectors, namely James Cunningham,
John Thomson and William McDonald in
accordance with s 6A of the PPA;
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(j) DPI and its inspectors, did not issue the plaintiffs
with a direction under s 13 of the PPA requiring the
plaintiffs to spray their coffee crops;
(k) DPI and its inspectors omitted to take any steps
pursuant s 13 of the PPA because it was unnecessary
as the plaintiffs acquiesced in DPI and its officers
undertaking the task of spraying the coffee crops;
(l) DPI and its officers thereafter from September to
December 1996 undertook the spraying of the
plaintiffs’ coffee crops in order to treat those coffee
crops for the purpose of preventing, controlling or
removing PFF from the plaintiffs’ crops, and from
PQA.
17B. The conduct pleaded in paragraph 17A was done or omitted
to be done ‘pursuant to (the PPA)’ on the proper
construction of that expression in the PPA.
17C. In the premises, liability cannot attach to the defendant for
that conduct.
17D. Further or alternatively, the conduct pleaded in paragraph
17A was done or omitted to be done:
(a) bona fide for the purposes of the PPA; and
(b) without negligence.
17E. In the premises, liability cannot attach to the defendant for
that conduct.”
[30] The important pleadings are in 17A to 17C. Regarding 17D, and as the learned
judge remarked, the provisions of s 28(1)(b) arise only if the plaintiffs fail to prove
their pleaded case in negligence, and accordingly there is nothing to be gained by
pleading that subsection. Returning to s 28(1)(a) and para 17A as sought to be
amended, in that draft PFF refers to the Papaya Fruit Fly, and PPA to the Act. The
issue is whether, as 17B pleads, the matters or conduct pleaded in para 17A are
capable of answering the description in s 28(1)(a) of acts or things done or omitted
to be done pursuant to the Act. As to that, nothing in the Act required the Chief
Executive or any inspector appointed under the Act by the Chief Executive to
instigate or request the prescription of the Papaya Fruit Fly as a pest for the
purposes of the Act, or to instigate or request the declaration of the area in which the
plaintiffs’ coffee crops were located as a pest quarantine area. Likewise, no
provision of the Act authorised or required the Chief Executive or any inspector
appointed under the Act to treat by spraying or undertake the spraying of the
plaintiffs’ coffee crops, in order to treat those coffee crops for the purposes of
preventing, controlling or removing Papaya Fruit Fly from them and from the pest
quarantine area.
[31] If the area had not been declared a pest quarantine area and the Minister instead had
accepted undertakings in the approved form pursuant to s 11(4) of the Act, the
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Minister could have imposed conditions in respect of those undertakings. Those
conditions could have included that the owners either spray or cause coffee crops to
be sprayed as required by the Minister, or that the owners agree to DPI staff
conducting the spraying. Had the latter agreement been a condition of an
undertaking accepted by the Minister rather than the land being declared to be a pest
quarantine area, then the spraying which was conducted would be an act or thing
done pursuant to the Act. It would be done pursuant to conditions imposed in an
undertaking given and accepted under s 11(4), and accordingly would be something
specifically authorised by the Act. Inspectors appointed under the Act would be
under an obligation to ensure compliance with the conditions imposed in such an
undertaking.
[32] But that did not happen, as pleaded. Instead the pleading specifically asserts that no
steps were taken pursuant to s 13 of the Act, because the plaintiffs agreed to the
“DPI and its officers” undertaking the task of spraying. That is, the proposed
defence pleads that the plaintiffs consented to DPI staff taking steps which the Act
empowered inspectors to direct the plaintiffs to do, or the Minister to accept an
undertaking by the plaintiffs to do.
[33] The Act only gives inspectors a statutory power or duty to take action if an owner
does not comply with a notice. A pleading that alleges that no notice by the
Minister or direction by an inspector was given to the plaintiffs, because the
plaintiffs agreed to DPI officers spraying their crops, does not plead any statutory
power or duty in anyone to spray or treat those crops. The circumstances that would
give rise to that power or duty are not pleaded, and are pleaded not to have
happened. The defence pleads only that the plaintiffs agreed to that treatment by
spraying being done, and that is all it pleads. It does not plead the exercise, by the
employees of the appellant, of a power or authority granted by the Act.
[34] If, as I consider correct, the ordinary meaning of “acts or omissions done pursuant
to the Act”, in the context of legislation like this, is a description of acts or
omissions directly or expressly authorised or required by the terms of the Act, then
this defence failed to plead acts done pursuant to the Act. Having the plaintiffs
agree to their coffee crops being sprayed, and spraying those crops - if done
properly - might well advance the objective of the Act to prevent or remove pest
infestation of plants in Queensland, if those crops were so infested or at serious risk
of being so infested. It follows that making agreements of that type with land or
crop owners, and carrying them out, would be acts done bona fide for the purposes
of the Act, but that is a different matter.
[35] The High Court has consistently held for at least the last 50 years against construing
an immunity granted when exercising power to take steps “under” an enactment, or
an immunity granted when exercising powers conferred by an act or exercising the
functions of a statutory body, to include an immunity for acts or things done or able
to be done without any need for the exercise of a statutory power. In Board of Fire
Commissioners (NSW) v Ardouin (1961) 109 CLR 105 the High Court heard an
appeal involving a case where damage had resulted from the allegedly negligent
driving of a fire engine upon a public highway, when on the way to the scene of a
fire. Section 46 of the Fire Brigades Act 1909-1956 (NSW) provided that the
Board, the Chief Officer, or an officer of the Board exercising any powers conferred
by that Act:
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“... shall not be liable for any damage caused in the bona fide
exercise of such powers.”
Dixon CJ wrote that:
“... s. 46... does not cover the use of the roadway by fire brigade
vehicles for the purpose of proceeding to a fire ... When s. 46 speaks
of the bona fide exercise of the Board’s powers it appears to me to be
referring primarily to the exercise of powers which of their nature
will involve interferences with persons or property.”1
His Honour went on to observe of the section:
“But it may said generally that once a power is found which depends
upon the statute and involves detriment or disadvantage to others,
either necessarily or in consequence of its improper or faulty
exercise, it appears to me that s. 46 is capable of applying: it is not,
however, expressed in terms which make it applicable to the doing of
things in the course of performing the functions of the Board, which
are of an ordinary character involving no invasion of private rights
and requiring no special authority.”2
[36] Kitto J wrote that the protection given by s 46:
“is intended only in respect of damage caused in doing things
actually within the direct authorization of the Act or the by-laws.”3
and His Honour went on:
“There is no difficulty in finding in the creation of a duty an implied
grant of power. But the implication, arising as it does from
necessity, must be limited by the extent of the need. There can be no
implication of a grant of power to do, in the performance of the duty,
what is in any case lawful. To drive a vehicle on a public street, for
the purpose of dealing with a fire or for any other purpose, needs no
grant of power.”4
[37] Taylor J wrote to like effect, that:
“Clearly enough the Board had sufficient corporate capacity, quite
apart from s. 28, to operate vehicles and employ drivers; its drivers
needed no statutory authorization to drive its vehicle on the public
street and it would be quite artificial to treat s. 28, even though it
may be taken to exempt fire brigades from the operation of some
unspecified motor traffic regulations, as inferentially conferring a
power recognizable as one of the ‘powers conferred by this Act’
within the meaning of s. 46.”5
Windeyer J wrote that:
“... any citizen may go to a fire; and, subject to the directions of fire
officers and police, he may endeavour to put it out. No special
power is conferred by the Act and none is needed to enable members
1 (1961) 109 CLR 105 at 109.
2 (1961) 109 CLR 105 at 110.
3 (1961) 109 CLR 105 at 117.
4 (1961) 109 CLR 105 at 118.
5 (1961) 109 CLR 105 at 124.
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of a fire brigade to go to a fire or to enable a fireman to drive a fire
engine upon a highway to the place of a fire.”6
His Honour added a little later:
“The general rule may be stated as Starke J expressed it in
Metropolitan Water Sewerage & Drainage Board v O. K. Elliott Ltd.
He said: ‘Statutory powers must be exercised with reasonable regard
to the rights of other people and if an act is done in excess of the
statutory power, or carelessly or negligently, then the person injured
can put in force the ordinary legal remedy by action in the courts of
law’.”7
[38] In Australian National Airlines Commission v Newman (1986-1987) 162 CLR 466
the High Court considered s 63(1) of the Australian National Airlines Act 1945
(Cth), which relevantly provided that:
“All actions against the Commission or against any person for or
arising out of anything done or purporting to have been done under
this Act, shall be commenced within two years after the act
complained of was committed.”
[39] The case concerns a limitation period, but the headnote in the CLR report reflects
the thrust of the joint judgment of Mason CJ, Deane, Toohey, and Gaudron JJ,
although it actually quotes from the separate, concurring judgment of Brennan J.
His Honour wrote that:
“Freedom under the common law to engage in conduct requires no
grant of statutory power to confirm it, and a limitation provision
which affects liability for things done or purportedly done ‘under’
the statute does not affect liability for things which are and can be
done without reliance on a statutory power to do them.”8
[40] That same approach is evident in the judgment of the High Court in Puntoriero v
Water Corporation (1999) 199 CLR 575, where the High Court was considering the
terms of s 19(1) of the Water Administration Act 1986 (NSW), which relevantly
read:
“(1) Except to the extent that an Act conferring or imposing
functions on the [Corporation] otherwise provides, an action
does not lie against the [Corporation] with respect to loss or
damage suffered as a consequence of the exercise of a
function of the [Corporation], including the exercise of a
power:
(a) to use works to impound or control water, or
(b) to release water from any such works.
(2) Subsection (1) does not limit any other exclusion of liability
to which the [Corporation] is entitled.
6 (1961) 109 CLR 105 at 127.
7 (1961) 109 CLR 105 at 127-128.
8 (1987) 162 CLR 466 at 477.
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13
(3) No matter or thing done by the [Corporation] or any person
acting under the direction of the [Corporation] shall, if the
matter or thing was done in good faith for the purposes of
executing this or any other Act, subject the Minister or a
person so acting personally to any action, liability, claim or
demand.”
[41] The High Court was considering a claim by a potato farmer made against the Water
Authority; the farmer alleged that it had supplied him (under a contract between
them) with water that was contaminated and which had caused his crop to fail.
Gleeson CJ and Gummow J supported what their Honours described as a “jealous
construction of s 19(1) to limit what otherwise would be the rights of plaintiffs and
to immunise the Corporation from action only in respect of those positive acts in the
exercise of functions ‘which of their nature will involve interferences with persons
or property.’”9
[42] Their Honours went on:
“The supply of water by the Corporation to the appellants was not
the exercise of a function which of its nature involved any
interference with the rights of irrigators such as the appellants.
Rather, it was a consensual dealing. Further, the gist of the
complaint by the appellants was, as pointed out, the failure to warn
of danger of which the Corporation knew or ought to have known.
In those circumstances, s 19(1) did not operate to deny the action
brought by the appellants.” 10
[43] Those remarks and that construction are readily applicable in this matter. McHugh
J took a similar view. He wrote:
“In a number of cases, this Court has read limitation provisions such
as s 19 as not covering a governmental function of ‘an ordinary
character involving no invasion of private rights and requiring no
special authority.’”11 [Footnotes and citations omitted].
Later he wrote:
“It is one thing to read provisions such as s 19, expressed in general
language, as intended to protect a government authority from
actions in respect of conduct which might be unlawful even when
carried out without negligence. ... Understandably, the legislature
might wish to protect the authority from actions which the statute
would otherwise have authorised. It is another matter to read such
provisions as protecting ordinary actions for breach of contract or
negligence where the actions can be carried out without the need for
specific legislative authority.”12
[44] His Honour wrote a little later that:
“... the principles of statutory construction to which I have referred
require that the general words of the sub-section be read down so that
9 Their Honours cited from Board of Fire Commissioners (NSW) v Ardouin (1961) 109 CLR 105 at
109. This passage is at (1999) 199 CLR 575 at 583-584.
10 (1999) 199 CLR 575 at 585.
11 (1999) 199 CLR 575 at 587, also citing from Board of Fire Commissioners (NSW) v Ardouin.
12 (1999) 199 CLR 575 at 588.
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14
they do not apply to functions of an ordinary character performed by
the respondent and which are done pursuant to agreements with the
consent of private citizens.”13
Callinan J applied a similar construction, noting that the appellants had pleaded, and
that the respondent had admitted, that there was an agreement between the parties
that the respondent corporation would supply water to the appellants pursuant to a
contract between them at prices fixed by the respondent.
[45] The State of Queensland thus urges a construction of s 28(1)(a) of the Act which is
contrary to the strong trend of authority on the proper construction of immunising
sections or limitation provisions, consistently declared by the High Court since
Board of Fire Commissioners (NSW) v Ardouin. The appellant contends that its
construction relies on the ordinary and literal meaning of “pursuant to the Act.” It
argues that the words describe conduct which is “in accordance with the Act”, or
which “proceeds conformably with” the Act. The latter submission relies on an
Oxford English Dictionary (second edition) definition of “pursuant”, as including
“Following upon, consequent and conformable to; in accordance with”. Mr
Freeburn also argued for the appellant State that the learned judge erred in
narrowing or qualifying that asserted ordinary and literal meaning by
“distinguishing and reconciling the roles of ss 28(1)(a) and 28(1)(b).”
[46] With respect to those submissions, the decisions cited earlier reveal that the
ordinary meaning of a statutory provision giving public officers immunity for acts
done or omitted to be done “pursuant to” the statute, is that it describes acts or
omissions which affect the rights and interests of others, done under or pursuant to
an authority given by the statute; those being acts or omissions directly or expressly
required or authorised by the Act. The expression does not describe acts or
omissions which happen in the course of a consensual dealing and which therefore
require no special or statutory authority. That construction accords too with the
approach the High Court has taken in administrative law, in construing decisions
made “under an enactment”. In Griffith University v Tang (2005) 221 CLR 99, the
joint judgment held14 that such a decision must be expressly or impliedly authorised
or required by the enactment, and also itself confer, alter, or otherwise affect legal
rights and obligations.
[47] A further difficulty for the appellant is that the test suggested by Mr Freeburn SC, of
conduct “in accordance with” the Act or which is “conformable” with the Act,
merely states a description which is not easy to apply and potentially ambiguous.
Mr Freeburn was unable to suggest in argument any further test a court could apply,
when assessing whether conduct was conformable or in accordance with the Act.
He frankly conceded that it would not suffice for his purposes if those expressions
which he introduced were understood to mean “authorised” or “required by” the
Act. His submission appeared to be that it was sufficient for conduct to be
conformable with the Act, or in accordance with it, if that conduct was engaged in
bona fide for advancing the purposes or objectives of the Act. That construction
takes the meaning of the phrase in s 28(1)(a) only from the objectives of the Act
declared in s 2, and takes no heed of any other provisions of the Act.
13 (1999) 199 CLR 575 at 589.
14 At 130, [89].
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15
[48] The appellant State did not seek to rely at all on s 28(2), and instead Mr Freeburn
SC suggested that s 28(2) was so worded from an excess of caution, to ensure that
claimants entitled to compensation under s 14(3) were not met with an argument
based on s 28(1). Since the State did not suggest that s 28(2) is relevant to the
construction of s 28(1)(a) or (b), it is unnecessary to construe 28(2). Various of the
earlier provisions of the Act require compliance with notices by the Minister (for
example, ss 10(3) and 11(7)), or with directions by an inspector (ss 13(4) and
19(6)), or with conditions imposed in undertakings to the Minister (s 11(4)), or with
directions given by the Chief Executive (ss 14(2) and 14(3)). Compliance with such
notices, directions, and undertakings would almost always cause considerable loss
and damage to the recipients; accordingly “compliance” with the Act should be
understood as compliance with a direction, notice, or undertaking, lawfully given or
demanded. There were none pleaded as given or demanded in these matters.
[49] The Act also uses the expression “pursuant to this Act” in s 16, with reference to
directions given by the Chief Executive or inspector, regarding the carrying out of
destruction or treatment of plants or crops. When used in that section “pursuant to”
means authorised or required by the Act, and describes conduct which does
otherwise infringe the rights of others. Likewise in ss 19(2) and 19(3), where the
Act uses the expressions “pursuant to subsection (1)(k)” and “pursuant to subsection
(1)(l)” respectively, “pursuant to” is again used to describe directions given under or
required by a specific power granted by the Act, affecting the rights of others.
Construing the expression “pursuant to the Act” in s 28(1)(a) as I have suggested
accords with its usage in those other sections of the Act.
[50] Regarding the argument that the learned judge was in error in having regard to the
contents of s 28(1)(b), the learned judge was obliged to construe s 28(1)(a) not in
isolation, but consistently with the language and purposes of all of the provisions of
the Act. Doing that complied with the instruction in the joint judgment in Project
Blue Sky v Australian Broadcasting Authority (1998) 194 CLR 355, in the well
known passage cited by the learned judge, and which reads:
“The primary object of statutory construction is to construe the
relevant provisions so that it is consistent with the language and
purpose of all the provisions of the statute. The meaning of the
provision must be determined ‘by reference to the language of the
instrument viewed as a whole’... the context, the general purpose and
policy of a provision and its consistency and fairness are surer guides
to its meaning than the logic with which it is constructed. Thus, the
process of construction must always begin by examining the context
of the provision that is being construed.”15 (Footnotes and citations
omitted).
[51] The learned judge was correct in observing that s 28(1)(b) was of a much wider
scope than s 28(1)(a). On Mr Freeburn’s argument, s 28(1)(a) is sufficiently
expansive to include within it all conduct that would fall within s 28(1)(b). That
construction would run against both the more obvious interpretation of both
subsections, against the use of “pursuant to” in other sections, and against the
construction approved by the High Court. In that regard, the statements of principle
by Barwick CJ in Benning v Wong (1969) 122 CLR 249 are still authoritative. His
Honour wrote:
15 (1998) 194 CLR 355 at 381.
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16
“In the construction of statutes authorizing the performance of
works, there are cardinal rules, the observance of which is
fundamental to our system of law. Firstly, the statute will not be
construed to authorize an interference with common law rights
without compensation without unambiguous and compelling
language. It is for the Parliament to make its will in this respect
plain. It is not for the courts to search out implications which so
displace or reduce common law rights. Secondly, a statute only
authorizes those acts which it expressly nominates and those acts and
matters which are necessarily incidental to the acts so expressly
authorized or to their execution. Thirdly a statute which authorizes
the doing of an act or the performance of a work in general only
authorizes it to be done in a careful manner. If the authority is to
extend to a careless execution of an authorized act, the plainest of
language must be used.
The third proposition has two aspects: firstly, a person who has to
justify his otherwise tortious act by an assertion of statutory authority
must show as part of his justification in defence that he did the
authorized act skilfully and carefully: secondly, the statutory
authority to do the authorized act imports a duty of care towards
persons who are, or whose property is, likely to be affected by the
performance of the act. But a person injured in his person or
property by such an act who has no other cause of action than the
breach of this duty of care must establish that breach.”16
[52] The learned trial judge was correct in ruling that the appellant’s pleading in para 17
did not describe, and was not capable of describing, acts or omissions by its
employees pursuant to the Act. Accordingly, I would dismiss the appeal.
[53] PHILIPPIDES J: I agree for the reasons stated by Jerrard JA that the appeal
should be dismissed. The case turns on the proper construction of s 28(1)(a) of the
Plant Protection Act 1989. A distinction is made in s 28(1) between protection
which is afforded where “an act or thing” is done or omitted to be done “pursuant
to” the Act (s 28(1)(a)) and where it is done or omitted to be done bona fide “for the
purposes” of the Act (s 28(1)(b)). In the latter case, protection is afforded only
where there is an absence of negligence.
[54] The appellant’s submissions as to the ambit of s 28(1)(a) require an approach to the
interpretation of that provision which is contrary to the well established principle of
construction enunciated by the High Court in a number of decisions concerning
limitation or immunity provisions. The Court has emphasised that limitation
provisions, such as s 28(1)(a), require a strict and jealous construction given that
they derogate from the ordinary rights of individuals (Board of Fire Commissioners
(NSW) v Ardouin (1961) 109 CLR 105 at 116; Australian National Airlines
Commission v Newman (1987) 162 CLR 466 at 471, 476; Puntoriero v Water
Administration Ministerial Corporation (1999) 199 CLR 575 at 583-584, 588, 593-
594, 612-613). Consistently with that approach, provisions such as s 28(1)(a) have
been read as not covering a governmental function “of an ordinary character
16 (1969) 122 CLR 249 at 256.
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involving no invasion of private rights and requiring no special authority”
(Puntoriero per McHugh J at 587).
[55] The following statements from Kitto J’s judgment in Ardouin (at 117) made with
reference to the immunity provision there under consideration, s 46 of the Fire
Brigades Act 1909-1956 (NSW), are also apposite in construing s 28(1) and apt to
describe the distinction between s 28(1)(a) and s 28(1)(b):
“.. the immunity attaches in respect only of damage resulting from an
act which, if it had not been negligent, would have been the very
thing, or an integral part of or step in the very thing, which the
provisions of the Act … gave power in the circumstances to do, as
distinguished from an act which was merely incidental to, or done by
the way in the course of, the exercise of a power.”
[56] Kitto J concluded that the protection of the provision in question in Ardouin was
only intended to extend to the doing of acts or things “actually within the direct
authorisation” of the relevant Act. Likewise Taylor J (at 124) considered that the
expression “powers conferred by this Act” appropriate “only to specify what may be
described as the extraordinary powers conferred upon the Board in order that it may
properly and effectively fulfil its functions”. Windeyer J identified the ambit of the
relevant provision as providing protection in respect of persons referred to for acts
that they were “expressly empowered to do” (at 128).
[57] The narrow approach to the construction of limitation provisions in the decisions
referred to finds a parallel in the approach taken in Griffith University v Tang (2005)
221 CLR 99, where the High Court recently considered the breadth of the
expression “made under” an enactment. Gummow, Callinan and Heydon JJ (at
130) stated the dual criteria required before a decision, could be said to be made
under or derived from an enactment; firstly, it must be expressly or impliedly
required or authorised and secondly, the decision itself must affect legal rights or
obligations.
[58] A statute only “authorises” those acts which it expressly nominates and those acts
and matters which are necessarily incidental to the acts so expressly authorised or to
their execution (Benning v Wong (1969) 122 CLR 249 per Barwick CJ at 256).
There are sound policy considerations for restricting the broader protection afforded
by s 28(1)(a) to acts or omissions which are specifically authorised (see Puntoriero
at 588).
[59] Although it may be accepted that the pleaded conduct of the appellant was done for
the purposes of the Act, as conceded by counsel for the appellant, it was not
specifically authorised by any provision of the legislation in question. Section
28(1)(a) cannot therefore have any application and the learned primary judge was
correct to have so determined and to have refused the appellant leave to amend its
defence.
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Official source: https://www.sclqld.org.au/caselaw/QCA/2006/565