Appleyard v Maryborough City Council [2004] QSC 429
SUPREME COURT OF QUEENSLAND
CITATION: Appleyard v Maryborough City Council [2004] QSC 429
PARTIES: ROBERT APPLEYARD
(plaintiff)
v
MARYBOROUGH CITY COUNCIL
(defendant)
FILE NO/S: SC No 7 of 2004
DIVISION: Trial Division
PROCEEDING: Trial
ORIGINATING
COURT: Supreme Court at Rockhampton
DELIVERED ON: 2 December 2004
DELIVERED AT: Brisbane
HEARING DATE: 7 and 8 September (in Maryborough) and 10 September 2004
(in Brisbane)
JUDGE: White J
ORDER: Judgment for the plaintiff against the defendant in the
sum of $400,327.57
CATCHWORDS: WORKERS’ COMPENSATION – WORKERS’
COMPENSATION – EMPLOYMENT RISKS – “ARISING
OUT OF AND/OR IN THE COURSE OF EMPLOYMENT”
– where plaintiff injured in the course of working as a
labourer – where plaintiff identified four incidents at work
which caused, contributed to, or aggravated his back
problems – where plaintiff received no manual handling
training about the safe way to go about the heavy labouring
tasks he performed –– whether the defendant failed to
provide a safe system of work
WORKERS’ COMPENSATION – WORKERS’
COMPENSATION – EMPLOYMENT RISKS – “ARISING
OUT OF AND/OR IN THE COURSE OF EMPLOYMENT”
– whether the injuries were foreseeable – whether the
plaintiff has discharged the onus imposed by s 312 of the
WorkCover Queensland Act 1996
WORKERS’ COMPENSATION – ASSESSMENT AND
AMOUNT OF COMPENSATION – whether the plaintiff
contributed to the injury sustained – where the plaintiff has a
degenerative condition – the period which degeneration
overtakes the effects of the injury
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WorkCover Queensland Act 1996 (Qld), s 6, s 11, s 253, s
312, s 313, s 314, s 588
Workplace Health and Safety Act 1995(Qld), s 26, s 28, s 41
Workplace Health and Safety (Advisory Standards) Notice
1995 (Qld)
Bonser v Melnacis and Ors [2000] QCA 13, followed
Caird v State of Queensland [2004] QSC 217, considered
Campbell v CSR Ltd [2002] QSC 266, followed
Karanfilov v Inghams Enterprises Pty Ltd [2002] QSC 141,
considered
Karanfilov v Inghams Enterprises Pty Ltd (2004) 2 Qd R 139;
[2003] QCA 242, followed
Martin v Mackay City Council [2001] QSC 433, cited
Plumb v State of Queensland [2000] QCA 258, applied
Schiliro v Peppercorn Childcare Centres Pty Ltd (No. 2)
[2001] 1 Qd R 518; [2000] QCA 18, considered
COUNSEL: M P Amerena for the plaintiff
R C Morton for the defendant
SOLICITORS: Suthers Lawyers for the plaintiff
Gadens Lawyers for the defendant
[1] The plaintiff is a 37-year-old married man with three young children and lives in
Maryborough. He left school in year 10 and was in mixed employment thereafter
mostly in labouring positions such as concreting and sawmilling until he
commenced work as a labourer with the defendant, Maryborough City Council (“the
Council”) in February 1992. His employment was terminated in August 2000 due
to back problems. By then he was unable to carry out even light duties.
[2] It is the plaintiff’s contention that his physical condition precluding him from
engaging in labouring work has been brought about by a want of care for his safety
and well-being by the Council in the course of his employment. He identifies four
incidents at work which cumulatively have brought about his present condition.
[3] These incidents occurred after 1 February 1997 and prior to 1 July 2001.
Accordingly, fault is to be considered by reference to the WorkCover Queensland
Act 1996 (reprint no 3) (“the Act”). Some of its provisions, relevantly ss 312-14,
were repealed by substantial amendment to the WorkCover Queensland Act 1996 in
2001. By s 588 of that Act an injury occurring before July 2001 is governed by the
provisions in force immediately before that date.
[4] The provisions in Chapter 5 were introduced into the new WorkCover Queensland
Act 1996 covering, to quote the Minister for Training and Industrial Relations, the
Hon S Santoro, in his second reading speech
“... a wide range of reform measures to workers’ compensation in
Queensland to address financial, regulatory and operational
difficulties identified in the Kennedy Inquiry ...” Hansard 27
November 1996 at p 4456.
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[5] Part 2 of the Act sets out its objects. Section 6 provides
“(1) This Act –
(a) provides for the protection of employers’ interests in relation to
claims for damages for workers’ injuries; and
(b) makes changes to the law to strengthen workers’ obligations for
their own safety in employment.
(2) It is intended that employers and workers should both endeavour to
ensure the safety of workers in the workers’ employment and the law
of injury liability should reflect this shared obligation.”
[6] Sections 312 and 313, as they then were, are applicable to these proceedings and
provide:
‘312.(1) In deciding whether a claimant is entitled to recover
damages not reduced on account of contributory negligence, or at all,
all courts must have regard to whether the claimant has proved such
of the following matters as are relevant to the claim –
(a) that the employer had made no genuine and reasonable
attempt to put in place an appropriate system of work to
guard the worker against injury arising out of events that
were reasonably readily foreseeable;
(b) that the actual and direct event giving rise to the
worker’s injury was actually foreseen or reasonably
readily foreseeable by the employer;
(c) that the worker did not know and had no reasonable
means of knowing that the actual and direct event giving
rise to the injury might happen;
(d) that the injury sustained by the worker did not arise out
of a relevant failure of the worker to inform the
employer of the possibility of the event giving rise to the
injury happening, in circumstances in which the
employer neither knew nor reasonably had the means of
knowing of the possibility;
(e) that the worker did everything reasonably possible to
avoid sustaining the injury;
(f) that the event giving rise to the worker’s injury was not
solely as a result of inattention, momentary or
otherwise, on the worker’s part;
(g) that the injury sustained by the worker did not arise out
of a relevant failure of the worker to use all the
protective clothing and equipment provided, or provided
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for, by the employer and in the way instructed by the
employer.
(h) that the worker did not relevantly fail to inform the
employer of any unsafe plant or equipment as soon as
practicable after the worker’s discover and relevant
knowledge of the unsafe nature of the plant or
equipment;
(i) that the worker did not inappropriately interfere with or
misuse or fail to use anything provided that was
designed to reduce the worker’s exposure to risk of
injury.
(2) If the claimant relies exclusively on a failure by the employer to
provide a safe system of work and fails to prove the matter
mentioned in subsection (1)(a), the court must dismiss the claim.
(3) If the claimant fails to prove the matter mentioned in subsection
(1)(b), the court must dismiss the claim.
(4) If the claimant fails to prove any of the matters mentioned in
subsection (1)(c) to (i), the court must –
(a) dismiss the claim; or
(b) reduce the claimant’s damages on the basis that the
worker substantially contributed to the worker’s injury.
(5) In deciding whether a worker has been guilty of completely
causative or contributory negligence, the court is not confined to
a consideration of and reliance on the matters mentioned in
subsection (1)(c) to (i).
Worker’s breach of instructions
313. An employer is not liable for damages to a claimant because the
employer failed to guard against breach by the worker of the
employer’s instructions.”
[7] Section 314 concerns the approach which a court must take to contributory
negligence. It provides
314.(1) A court must make a finding of contributory negligence if
the worker –
(a) relevantly failed to comply, so far as was practicable,
with instructions given by the worker’s employer for the
health and safety of the worker or other persons unless
the claimant can prove, on the balance of probabilities,
that the failure did not cause or contribute to the
worker’s injury; or
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(b) failed at the material time to use, so far as was
practicable, protective clothing and equipment provided,
or provided for, by the worker’s employer, in a way in
which the worker had been properly instructed to use
them unless the claimant can prove, on the balance of
probabilities, that the failure did not cause or contribute
to the worker’s injury; or
(c) failed at the material time to use, so far as was
practicable, anything provided that was designed to
reduce the worker’s exposure to risk of injury unless the
claimant can prove, on the balance of probabilities, that
the failure did not cause or contribute to the worker’s
injury; or
(d) inappropriately interfered with or misused something
provided that was designed to reduce the worker’s
exposure to risk of injury; or
(e) was at the relevant time adversely affected by the
intentional consumption of a substance that induces
impairment unless the claimant can prove that the
adverse affect did not cause or contribute to the
worker’s injury; or
(f) has failed without reasonable excuse to attend on more
than 1 occasion any safety training course organised by
the worker’s employer that is conducted during normal
working house at which the information given would
probably have enabled the worker to avoid, or minimise
the effects of, the event giving rise to the worker’s
injury.
(2) If an injury sustained by a worker was caused or contributed to
by 1 or more of the circumstances mentioned in subsection (1),
the court must reduce the damages for the worker’s injury under
subsection (3).
(3) For subsection (2), the court must reduce the award of damages
by at least 25% for each of the circumstances causing or
contributing to the injury.’
[8] As Chesterman J observed in Caird v State of Queensland [2004] QSC 217,
judgment delivered 30 July 2004 at [37], these provisions materially altered the
onus and standard of proof in actions by injured workmen against their employers.
It is with these provisions in mind that the facts and circumstances giving rise to the
plaintiff’s claim will need to be examined.
[9] The following are the four incidents which the plaintiff contends caused,
contributed to, or aggravated his back problems.
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(1) As a member of the sewerage gang in February 1999 the plaintiff was
spreading soil with a rake to cover a sewerage “jump-up” line in
Aldridge Street, Maryborough when he experienced pain low on the
right side of his back.
(2) On or about 25 February 1999 the plaintiff lifted a box of pipe cutters
off the back of a utility in the water gang shed at the Council’s depot,
carried the box about 6 metres to a counter and experienced sharp pain
in his lower right back the next morning.
(3) In April 1999 in the course of excavating a sewerage trench to expose a
pipe the plaintiff thrust a shovel into the wall of the trench at about
waist height, kicked the blade in to its full depth with his foot and felt a
sharp burning pain in his back on the right.
(4) About 3 days later the plaintiff removed a 50kg manhole cover
manually and at about 3am the following morning awoke with severe
pain in his right lower back.
[10] The Council did not suggest that the plaintiff had received any instruction or
training about how to approach any of these tasks so as to eliminate or reduce any
risk of injury which the activities may have entailed. In summary, the Council
contends in respect of each incident,
(1) There was nothing about the task of raking which called for any
particular instruction and there was therefore no breach of duty.
(2) The plaintiff has not discharged the onus imposed upon him by s 312
of the Act so far as the pipe cutter box is concerned.
(3) The shovelling incident did not require any special instruction or other
arrangement, that is, there was no breach of duty, alternatively, the
plaintiff has not discharged the onus imposed by s 312 of the Act.
(4) If there was any breach arising out of the manhole cover incident the
Council contends that the plaintiff’s damages ought to be reduced by
50 per cent to take account of his contribution to his own injury.
The Council contends that the amount of any loss which the plaintiff may have
sustained due to any breach of duty is minor given the vulnerability to injury of the
kind the plaintiff sustained due to inherent causes.
[11] There are some disputed issues of fact particularly about the pipe cutter incident and
differences amongst the medical opinion about the cause of the plaintiff’s back
condition when he ceased working and the period of time he would have been able
to work had there been no intervening incidents.
Background
[12] The plaintiff was born on 11 November 1966. He is 38 years of age. He is married
and has three young children. He was educated to grade 10 at the Hervey Bay State
High School. He initially had sporadic employment when he left school as a shop
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assistant in a plumbing supply shop then moved to labouring work – concreting, as
a sawmill labourer and finally as a labourer with the Council starting on 17
February 1992. He enjoyed his work with the Council and took great pride in his
fitness, strength and ability to work very hard. This is reflected in what he told
numerous medical professionals, in his own evidence and that of fellow employees
in this trial. There can be no doubt that his sense of worth derived from these
things. He worked out at home with weights. He was regarded by the Council as a
good worker.
[13] At the time of the subject incidents in 1999 he worked in the sewage maintenance
gang of three men – Mr Brian Johnston, a plumber and drainer, Mr Shayne Lovell, a
leading hand and the plaintiff. Sometimes the gang would be only two if Mr
Johnston’s duties carried him elsewhere. The work in the sewerage gang entailed
many different tasks in and around Maryborough to do with the maintenance of
sewerage lines and drains. Mr Johnston noted that the Maryborough sewerage
system is the second oldest in Queensland after Brisbane having been installed in
the mid 1930s and requires a great deal of maintenance. For example, Mr Johnston,
who had become the Council’s plumbing inspector by the time he retired in about
2002, said that it was not uncommon to have 14 blockages reported on a Monday
morning.
[14] The work involved unblocking pipes – water, storm water and sewerage; driving
trucks; operating equipment such as whacker packers, jackhammers, the electric eel
machine, shovels, crowbars and picks; digging trenches prior to laying pipes and
filling in trenches. It was recognised as very hard work and the members of that
gang were paid an extra loading. The plaintiff was the designated labourer in the
gang although the very hard tasks were rotated where possible.
[15] The plaintiff had previously worked in the curbing and channelling and water
gangs.
[16] As at February 1999 the plaintiff had lost no work time due to back problems
nonetheless conceding that because of the physically demanding nature of the work
he experienced “niggling pain” from time to time in his back (exhibit 16). Mr
Johnston said that all who worked in the sewerage maintenance gang complained
from time to time about stiff, sore and tired backs.
The raking incident in February 1999.
[17] Sometime prior to 22 February 1999 the plaintiff was working alone in Aldridge
Street, Maryborough filling soil in a trench where sewerage works had occurred. It
was not unusual for him to be working alone. The plaintiff filled his wheelbarrow
with soil from the trailer and tipped it into the trench in one pile. He used a steel
rake with a handle about 5 or 6 feet in length to spread the soil. The plaintiff threw
the rake forwards to embed it in the dirt with the tines of the fork face down and,
with his arms fully extended, pulled the rake towards him. He immediately felt a
particular sharp pain different to back pain he had experienced before down low in
the right hand side of his back. He stood still and stretched his back but did not stop
work. When he returned to the depot at the end of the working day he put ice on his
back.
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[18] Thereafter the pain came and went. The plaintiff took two days off on sick leave,
15 and 16 February (and perhaps another day or two) which suggests the incident
occurred before 15 February. He underwent Bowen therapy administered by a
fellow worker accredited in that therapy and consulted a chiropractor. Towards the
end of February he was concerned about the pain in his lower back. Sometimes he
was pain free for two days and at other times it was quite sharp.
[19] The plaintiff reported his back pain on 22 February although by trial he had no
independent recollection of doing so nor of how long after the raking incident this
report was made. Exhibit 1 is the personal injury report which he completed on 22
February. For the item “Date of injury” he wrote “over a period of time”. He
identified the part of the body as “Lower Back & Buttock” and the place of injury as
“work sites”. His response to the question “Do you think you will have to stop
work because of the injury?” the plaintiff circled “UNSURE”.
[20] The plaintiff reported to his supervisor, Mr Allan Hill, who had been a plumbing
inspector with the Council for some 20 years, at 7:30am on Monday 22 February.
In answer to the question “Are you satisfied the injury occurred as stated?” Mr Hill
wrote
“Apparently the injury is a recurring problem that has progressed
over a period of time.”
He signed the document on 23 February. When Mr Hill, who had retired in 2001,
was approached by the loss adjuster some 3 years after signing the report he said the
plaintiff told him that a piece of wood had rolled under his foot while spreading soil
causing him to hurt his back. Mr Hill had a hazy recollection of what the plaintiff
had said to him in February 1999 when he spoke to the loss adjuster and could offer
no explanation as to why he did not mention the rolling log in the form. I accept the
plaintiff’s account of the incident.
[21] The plaintiff also reported his back pain to Ms Cara Williams, an occupational
therapist and a case manager employed by Jardine Lloyd Thompson, administrator
of the Local Government Act Work Care Scheme for the Local Government
Association. She operated out of the office of the Workplace Rehabilitation
Coordinator, a Mr Gerrard Mulholland, who was most likely present in the office
when he did so and some conversation was probably had with him. The plaintiff
told Ms Williams that he had been experiencing pain in the lower back and buttock
which had increased over time. He did not specify a particular incident to Ms
Williams. He said he was not keen to claim compensation for the injury but thought
that if he could continue to the end of the week when he was due to start five weeks’
holiday leave he would be able to recover.
Lifting the box of pipe cutters at the end of February 1999.
[22] On the last day before he went on leave at the end of the shift the plaintiff lifted a
box of pipe cutters off the back of a motor vehicle and carried it to a counter at the
back of the water gang shed, a distance of about 6m. This may have been Thursday
25 or Friday 26 February depending on whether Friday was his rostered day off.
His holidays started on 1 March. The shed was located in the old Council depot in
Kent Street. The evidence about the size of the wooden box was unclear. It is
noted in exhibit 9 (engineer’s report) that the loss adjuster’s report (not tendered)
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identified the box as having dimensions of 860mm x 525mm x 240mm height and
weighing 75kg. Counsel said it was agreed to weigh about 70kg. It was said to be
the same as or very similar to that shown in photographs tendered through Mr Ken
Godfrey which probably formed part of the loss adjuster’s report. The photographs
were not shown to the plaintiff but were not objected to.
[23] The plaintiff was working in a gang led by Mr Shayne Lovell. Mr Godfrey was also
present with other men in the shed. Mr Godfrey had worked as a level 5 ganger
with the Council for some 10 years and retired in August 2002. In 1999 he was the
head of a five man water gang. Whilst the plaintiff was not usually a member of his
gang, from time to time he had worked in it but not that day. Mr Godfrey said that
his truck had been reversed partially into the shed and he had pulled the box of pipe
cutters towards the back of the tray waiting for the men in his gang to return to lift
the cutters off and place them on the bench. The plaintiff was adamant that the box
was on his utility but quite certain he had never seen the box lifted before, not even,
if he was correct, onto his gang’s utility. Mr Johnston said that various sized pipe
cutters were used, those most frequently used related to 100mm or 150mm
earthenware pipes. If the sewerage maintenance gang needed to cut pipes between
225mm to 300mm a set of pipe cutters would be borrowed from the water shed.
Over this size a power saw would be used. Since the plaintiff said he had not seen
this box lifted before the inference may be drawn that this was a box housing cutters
for the larger pipes. Although Mr Godfrey was not asked to recall this incident for
some years and it was of no importance to him, nonetheless I think the plaintiff was
mistaken in his recollection that the box was on the tray of his utility.
[24] The plaintiff said he heard some heckling from people in the background. Mr
Godfrey said he heard someone say, “Don’t be a wimp”. Mr Godfrey could not say
who had said those words. The plaintiff said he did not. Shortly after, the plaintiff
came up on Mr Godfrey’s left side and took the box containing the pipe cutters and
carried it to the counter at the back of the shed. Mr Godfrey did not ask the plaintiff
to lift and carry the box and the plaintiff does not say that he did. The plaintiff had
not carried this box before. Mr Godfrey expected two men to carry it. The plaintiff
told Mr McDougall, an engineer, that it was much heavier than he had expected it to
be.
[25] The plaintiff did not experience any immediate pain but the following morning he
experienced sharp pain in his lower right back. For the first three weeks of his
holiday he rested hoping to recover. He saw Dr Funch, his general practitioner, on
24 March. Dr Funch was not available to give evidence at the trial but his notes
were tendered. He noted that the plaintiff had experienced right buttock pain for
about a month previously although in a letter to Mr Etherington, the claims officer
with the Council, dated 6 May 1999, he wrote that the pain had been present for a
month prior to starting his holidays. The original note should be preferred and is
consistent with the plaintiff’s evidence.
The digging incident on 6 April 1999.
[26] The plaintiff returned to work after Easter on 6 April 1999 with the sewerage
maintenance gang and on that day was digging down to the sewer main to expose
pipes. Some preliminary digging had been done mechanically by a backhoe but the
plaintiff was required to dig around the pipe so that it could be cut in order to rectify
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damage to the pipes. The trench was approximately 8 ft x 10 x 8ft deep. The
plaintiff was using a long handled standard post hole shovel and digging in to hard
clay at about waist height. He turned the shovel over, put it into the bank and
kicked it in with his foot so he could lever it up to get the earth out from around the
pipe. He immediately felt a sharp burning pain across his lower back. He worked
until the end of the week but doing different duties. Mr Johnston said of the
plaintiff’s method of working with a shovel
“I have had people in the crew who would either not have the
strength or the attitude to push a shovel more than half the depth of
the blade into the ground, but as I have said, Bob Appleyard was
aggressive in relation to his work and had no hesitation in standing
on a spade to bury the blade to its full depth into the ground.”
(exhibit 26 para 62)
[27] On 8 April the plaintiff reported to Ms Williams ongoing back symptoms since
returning from holidays and that he was using Dencorub on his buttock muscles.
The manhole cover incident on 9 April 1999.
[28] The plaintiff was working on a sewerage manhole at the end of Bazaar Street, his
final job for the day, on 9 April 1999. He was, at trial, unable to recall whether it
was to replace the cover or to pour a new surround around the manhole. Two types
of covers were used by the Council – concrete covers and cast-iron covers. When
replacement was necessary the Council replaced the concrete covers with cast-iron
covers. To the plaintiff there were two types – heavy and light and this was one
weighing, he thought, about 50 kgs. There was a device known as a T-piece – a
piece of steel about 8 or 10 inches long with a curve at the end held between the
hands – the T-piece – used to lift the cover. Sometimes it was hard to dislodge the
manhole cover out of its surround but on this occasion he was able to do so using
the T-piece. He picked the cover up with one hand on either side under the lip with
his feet straddling the hole and threw it away several metres to his right. He thought
he was standing fully upright when he threw the cover.
[29] The plaintiff did not immediately feel pain but did so before he went to sleep that
night and awoke about 3am with such extreme pain in his lower right back that he
drove himself to the Maryborough Base Hospital. He was prescribed strong pain
relief.
After the incidents
[30] On Monday, 12 April the plaintiff saw Dr Funch complaining of aching in his right
buttock area, hamstrings and right testicle. He was prescribed Panadene Forte and
placed on workers’ compensation. He was also very anxious and depressed and had
been for a month or two over the health of his father who had been very ill, and the
difficulty he was experiencing looking after his parents for whom he was
responsible and caring for his wife and children because of the pain. The Hospital
prescribed anti-depressant medication on 11 April and he underwent further
treatment through the Mental Health Service. Throughout the Hospital notes are
references to the plaintiff’s concern about his continuing back pain. The plaintiff
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does not make a claim for damages for psychiatric injuries but contends that his
physical condition operated on his anxieties about his parents’ situation.
[31] The plaintiff and his wife attended at Ms Williams’ (and Mr Mulholland’s) office
and reported that in his first two days back at work after his five week holiday the
plaintiff “felt great” but by the end of the week was experiencing niggling
symptoms in his back in the right buttock down into the right groin/testicles. He
mentioned his 3am visit to the Maryborough Base Hospital on 10 April and
indicated that although he did not wish to claim compensation he was unable to
continue doing heavy labouring work. He expressed his concern about his ability to
support his family. He was told about his entitlement to lodge a claim.
[32] He had some weeks off work but was unable to return to his position with the
sewerage gang. He was placed at the Council’s recycling facility but that work
included lifting bags of rubbish and tipping them into bins. Although the plaintiff
wore a back brace he had continuous pain during the six months he carried out that
work. He was transferred to parks work which involved watering and tending the
gardens operated by the Council however his painful symptoms were aggravated by
walking, climbing and raking. He then was transferred to work in the Council’s
rose garden but was unable to bend forward to carry out activities such as pruning,
hoeing and raking. He had hoped for a truck driving position but this was
competitive against physically able men and he was advised he would not be
successful.
[33] He was retrenched from the Council in August 2000.
Liability
[34] Exhibit 2 is an undated memorandum ostensibly from Mr Mulholland to Mr John
Arthur of the Council in the following terms
“Robert Appleyard will be fit to return to work on alternate duties as
from Wednesday 5th April 1999.
Dr Darryl Funch has placed a number of restrictions on him. These
include:
No heavy lifting
8 hours/day only
I have arranged alternate duties at the Boonooroo Road Recycling
Depot and will advise you when Robert is permitted to resume
normal duties.”
When this document was tendered at the beginning of the trial Mr Amerena, for the
plaintiff, expected to submit that it showed that the Council was aware of the
plaintiff’s back problem when he returned from holidays and the directive from his
doctor but did nothing. It is now accepted that Wednesday 5 April 1999 is an
incorrect date. It most likely should read “May” not “April” since 5 May was a
Wednesday and the plaintiff worked at the recycling plant when he returned to work
after being off on compensation. It clearly is not a reference to the time when the
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plaintiff returned to work after his holidays. Dr Funch had made no
recommendations then. Had it been, then it would suggest that the Council, through
its workplace health and safety officer, was well aware of the need to put the
plaintiff on light duties prior to the manhole incident.
[35] The plaintiff received no manual handling training about the safe way to go about
the many heavy labouring tasks he performed. The Council did not suggest that he
did. There were no disclosed documents from the Council concerning any attempt
at risk assessment for manual handling tasks carried out by the Council’s
employees. Neither was there any settled practice, so far as the evidence revealed,
of safe manual handling for heavy labouring enforced by the leaders of the gangs
and the inspectors or supervisors. The impression gained was to leave it to the men
to work out the most effective way to get the work done. For example, Mr Johnston
said in his statement that a machine known as a whacker packer, used to compress
soil in the sewerage trench weighing “twice a bag of cement”, that is, upwards of 70
or 80 kg, was too heavy for him to lift alone so he moved it by dragging it around
whereas the plaintiff would simply pick it up and carry it. Mr Johnston said in
evidence that on occasions he would suggest to the plaintiff that they both lift the
whacker packer but he never told him not to lift it alone and the nature of the work
was such that the plaintiff lifted it by himself on numerous occasions when there
was no-one else to assist. There is not any incident pleaded involving a whacker
packer but it demonstrates the approach taken in the workplace to heavy lifting.
[36] Mr Morton submitted that much of Mr Johnston’s statement (exhibit 26) was
irrelevant to the matters in issue but did not revisit the objection to point to
particular paragraphs. Mr Johnston was called by the defence although the
statement was tendered by the plaintiff. Mr Johnston’s references to power
struggles between factions in the Council associated with different departments are
not relevant. Those passages are his explanation for the non-availability to the
sewerage maintenance gang of mechanical plant otherwise available to assist in
carrying out the gang’s tasks. Had those machines been used there would have been
less physical wear and tear on the men in the gangs but that is not a pleaded ground
of negligence. What Mr Johnston’s statement does demonstrate is an attitude to
manual handling which did not give priority, or any particular place, to reducing the
need for unnecessary heavy labouring tasks by particular gangs and individuals in
them.
[37] The plaintiff has been criticised for not relating his painful back symptoms to the
specific incidents which have been identified in the pleadings as giving rise to a
claim for damages for negligence when he first complained of back pain. It is a
matter to take into account but my distinct impression was that the plaintiff is not
much given to abstraction. As he expressed it often in the course of his evidence, he
just did his work and knew from some time in February that his back hurt in a way
different from the way in which it felt sore after heavy work in the past. He was not
interested in compensation initially and expected to be able to return to work.
When he attended at the Hospital on 10 April suffering acute pain he mentioned
lifting sewerage hole lids.
[38] Dr Funch has noted “pushing on shovel” in his very brief consultation notes of 12
April 1999. Dr J Downes, orthopaedic surgeon, who saw the plaintiff on 4 May
1999 observed
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13
“It was very difficult to get a history from him today. I do not think
that in the course of the three quarters of an hour he was with me that
he answered specifically one question I asked of him.”
Dr Downes’ comment must be seen in the light of his further observation
“Please note that the man presents as a very genuine man who is very
proud of his work ethos and the fact that he has always worked very
hard. This seems to correlate with the opinions expressed within the
file you sent me.” (exhibit 24)
In the history of injury whilst Dr Downes noted “there was no actual injury”, he has
also written
“He first noticed the pain when he was raking, an activity he does not
see as a heavy enterprise.”
So, too, when the plaintiff consulted Dr McCombe in September 1999 he clearly
attributed the onset of the pain to the raking incident.
[39] The plaintiff saw Dr G Staunton-Smith, rheumatologist, on 19 July 1999 and did not
mention the raking incident so far as is recorded. But Dr Staunton-Smith has
written “he can remember developing a burning pain in the low back when he stood
on a shovel”. It is well worth noting that the nurse co-ordinator at Belmont Private
Hospital where the plaintiff was referred by Ms Williams in December 1999 wrote
on 10 December 1999
“Robert worked to the best of his ability and attended all sessions on
the program. Initially he had difficulty in understanding his
diagnosis and cause of his pain.” Exhibit 8 A-2 p3.
[40] I am satisfied that the plaintiff was a truthful witness and, generally, a reliable one
particularly when relating actual events but many years have passed since early
1999 and he has told his story to numerous health and allied professionals. He also
had difficulty in responding to the sometimes subtle and, with respect, convoluted
questions of both counsel.
[41] Each pleaded incident needs to be considered separately.
The raking incident
[42] It is tempting to dismiss this incident, as the Council contends, as not giving rise to
legal liability on the basis that raking is commonplace and requires no particular
instruction. When Mr Morton, for the Council, described this activity as
“innocuous” to Dr P F McCombe, an orthopaedic surgeon, he responded
“Well, what I would like to say, it’s important to understand the
forces that are applied to the spine and that reaching out over a long
distance applies a long level arm and it can apply a long what we call
moment, if there is any rotation occurring, and it’s sort of the force
multiplied by the distance that’s important away from the body’s
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centre of gravity and 5 or 6 feet with a rake could actually under
some circumstances apply quite a large force to the spine.”
Mr Morton then asked
“Wouldn’t it suggest that he is at great risk from activities reaching
out?”
To which Dr McCombe answered
“Correct.”
Mr Morton asked
“So that this was a spine that was an accident waiting to happen, so
to speak?”
Dr McCombe answered
“Well, I suppose so, yes.” T 71
[43] Dr P Winstanley, an orthopaedic surgeon, was of a similar opinion and expressed it
in the following exchange in cross-examination by Mr Morton
‘What he did in the raking incident, doctor, was to take a steel rake
with steel tines on it, handle five or six feet long, reach it with his
right arm, as I understand it, and put it into a barrow load of top soil
and pull it towards him? - - Mmm.
He may have done so hard, and that’s what precipitated the onset of
symptomatology. Does that description suggest to you that what we
are dealing with here was a spine at some considerable risk of
symptomatology from innocuous activities? - - Pulling a
wheelbarrow load full of soil towards you with a rake is not an
innocuous activity, in my opinion.
Not a wheelbarrow load. Putting the rake into the soil – there was a
wheelbarrow load of soil on the ground, puts it in the soil and then
pulls it towards him? - - I still think that that’s – if you are putting
full weight behind that act with a six foot length of rake, significant
force is going through your lumbar spine.’ T 160
[44] A more detailed analysis of the mechanics of raking was given by Mr Brendan
McDougall, a mechanical engineer with post-graduate qualifications from the
University of New South Wales in industrial safety, who prepared a report relating
to the mechanics of the various incidents (exhibit 9). The plaintiff was asked to rate
the raking task at the time of pain onset in February 1999 in relation to standard
perceived exertion scales. The scales provide the rater with figures and specific
words to identify the exertion involved. The plaintiff rated the raking at 15 – very
hard on the whole body effort scale although he did not regard it as hard work
per se. Such a result indicated that the demands of the task exceeded published
maximum criteria for pulling tasks and non-compliance with sound ergonomic
principles. The incredulity of non heavy labouring members of the community that
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such a task requires serious attention to correct ergonomic principles to maintain the
physical safety of the worker is reflected in the following cross-examination of Mr
McDougall
‘And you are telling – are you telling Her Honour seriously that to
ask a manual labourer to take a barrow load of top soil and – rake a
barrow load of top soil is something which involves an unacceptable
risk? -- To answer that I have to say that in any – whenever using
these manual pieces of equipment, be it a rake, be it a sledge
hammer, be it a lever or a bar, the force that’s exerted by the person –
the person normally doesn’t have enough strength to break those
pieces of equipment, but he can exert a whole range efforts in doing
the task from relatively light effort to his maximum physical
strength. So, it is – that’s why I asked about the task because a range
of different people can do things in different ways using a range of
different exertions, so his insight is that he would describe the task as
hard as how he approached the task and his physical effort in doing
that work.
It hardly involves, I suggest, the application of any great amount of
force to put a steel tined rake with a handle of five or six feet through
some top soil, does it? -- That depends on how hard you press it
down into the ground and how much force you apply to drag it
across the surface.
No, not ground, top soil. You understand this man says he reached
out, put it into some soil and pulled it towards him? Do you
understand that? -- Yes.
That hardly involves a great amount of force, does it? -- I could
apply – depending on how hard I pushed down that rake, I believe I
probably couldn’t pull that rake, depending on how hard I push it
down towards the ground.’ T 147-8
[45] The plaintiff was well known amongst the Council employees, including those in a
supervisory role, as a person who attacked his tasks with great gusto. Mr Johnston
described him as “an aggressive person in relation to his work and would certainly
not hang back” (exhibit 26). This was the very kind of employee who was most at
risk from the way in which he undertook what might, at first sight, seem a very
straightforward, undemanding task of raking.
[46] It is necessary, then, to relate these findings to s 312 of the Act. By s 312(2) if a
plaintiff relies exclusively on a failure by the employer to provide a safe system of
work and fails to prove the matter mentioned in s 312(1)(a) (that the employer made
no genuine and reasonable attempt to put in place an appropriate system of work to
guard the worker against injury arising out of events that were reasonably readily
foreseeable) the court must dismiss the claim. This is a safe system of work case in
respect of each of the incidents, Karanfilov v Inghams Enterprises Pty Ltd (2004) 2
Qd R 139 at 154.
[47] Section 33 of the Act defines ‘event’ as anything that results in injury including a
latent onset injury to a worker. The event is the way in which the plaintiff carried
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out the raking task or, less narrowly, the raking task. By s 312(3) if the plaintiff
fails to prove the matter mentioned in s 312(1)(b) (that the actual and direct event
giving rise to the worker’s injury was actually foreseen or reasonably readily
foreseeable by the employer) the court must dismiss the claim. Davies JA in Plumb
v State of Queensland [2000] QCA 258 thought that the expression ‘actual and
direct event’ might be given a wide or narrow meaning. He concluded that because
of the expression’s inclusion in s 312(1)(c), (d) and (f) contextually they could
support only a narrow view, that is, a much more precise description of the facts and
circumstances. His Honour concluded, obiter, that the effect would be to alter the
common law test about foreseeability. With respect, I agree. I am satisfied that the
evidence reveals that the Council made no genuine and reasonable attempt to put in
place an appropriate system of work to guard the plaintiff against injury arising out
of events which were reasonably and readily foreseeable. As to s 312(1)(b), the
actual and direct event was the plaintiff’s manner of raking and was reasonably
readily foreseeable by the Council because the plaintiff’s manner of approaching his
work was well known.
[48] By s 312(1)(c) the plaintiff must prove that he did not know and had no reasonable
means of knowing that the actual and direct event giving rise to the injury might
happen. The plaintiff was a labourer who was valued for his strength and his ability
to work very hard. Aches and pains were part of the normal workload of labourers
employed by the Council. The plaintiff has satisfied the requirements of s
312(1)(c). So, too, (e) (the worker did everything reasonably possible to avoid
sustaining injury). Section 312(1)(d), (f), (g), (h) and (i) are not relevant.
[49] The Council does not contend that s 313 is relevant (an employer is not liable for
damages because it failed to guard against breach by the plaintiff of the employer’s
instructions).
[50] There is no basis for a finding of contributory negligence.
[51] The plaintiff has pleaded breach of the terms of the contract of employment. The
question arises as to whether the provisions of the Act and particularly s 312 and
following are applicable to an action for damages for breach of contract. Mr
Amerena contends not. Notwithstanding a reference to ‘contributory negligence’, s
312 is couched in terms of a claimant being entitled ‘to recover damages’. That
expression is defined in s 11(1) as
‘… damages for injuries sustained by a worker in circumstances
creating, independently of this Act, a legal liability in the worker’s
employer to pay the damages to … the worker.’
Section 253 of the Act describes the only person ‘entitled to seek damages for an
injury sustained by a worker’ as, relevantly, ‘the worker’. In Bonser v Melnacis and
Ors [2000] QCA 13 the Court of Appeal observed of s 11
‘There is an express recognition of the familiar rights of action of
workers against employers, including no doubt common law actions
for negligence, breach of contract or breach of statutory duty’.
Dutney J concluded similarly in Martin v Mackay City Council [2001] QSC 433 and
Campbell v CSR Ltd [2002] QSC 266 that s 312 applies to all proceedings to recover
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damages contrary to the view expressed by Atkinson J in Karanfilov at first instance
[2002] QSC 141 (this point not argued on appeal). I conclude that s 312 is intended
to operate in relation to all claims for damages as defined in s 11 and the plaintiff
has satisfied the requirements of the Act so far as his claim is also based on breach
of contract.
[52] The plaintiff also alleges a breach of the Workplace Health and Safety Act 1995 by
the Council. A breach of a statute such as this Act may give rise to a civil suit,
Schiliro v Peppercorn Childcare Centres Pty Ltd (No 2) [2001] 1 Qd R 518.
Section 28 of that Act provides that an employer has an obligation to ensure the
workplace health and safety of each of the employer’s workers in the conduct of the
employer’s business or undertaking. By s 26 if a regulation or ministerial notice
prescribes a way of preventing or minimising exposure to a risk an employer may
discharge its workplace health and safety obligation only by following the
prescribed way. Section 41 provides that the Minister may make advisory standards
that state ways to manage exposure to risks common to industry. Relevantly this
occurred by Workplace Health and Safety (Advisory Standards) Notice 1995. It
provides for the continuation of the Code of Practice for Manual Handling (1991)
which the plaintiff pleads as applicable to the incidents.
[53] The Council submitted that observations of the Court of Appeal in Schiliro are
apposite. At [43] the court said
‘The Code [for Manual Handling] provides guidance on the three key
stages in the process of reducing manual handling injuries. Those
three stages are identification of risk factors in the workplace likely
to cause manual handling injury; detailed assessment of particular
risk factors and principles and of control measures to eliminate or
reduce the risk. The Code then sets out a detailed method of dealing
with these three stages which is generalised enough to apply to all
manual handling tasks requiring identification assessment and
elimination or reduction of risk.’
The court concluded that the trifling nature of the activity in question of shovelling
sand with a child’s spade back into a sand pit at a child care centre did not call for
the next level of risk assessment. The evidence of Drs McCombe and Winstanley
and the report of Mr McDougall make quite clear that raking can lead to a real
likelihood that there will be an injury. In my view it was ‘likely’ that injury would
result if a person in the position of the plaintiff went about the work of raking in the
vigorous style that was well known to be the manner of work of the plaintiff. There
was no attempt to assess the risk factors or to introduce by way of training or
otherwise measures to eliminate or reduce the risk.
[54] There has been a breach of statutory duty and, for the reasons given in the
discussion on breach of contract I consider that the provisions of the WorkCover
Queensland Act 1996 apply to such a cause of action and with the same conclusion.
Lifting the box of pipe cutters
[55] I have concluded that the plaintiff lifted the box of pipe cutters from the back of Mr
Godfrey’s water gang truck. The exigencies of work did not require him to do so.
He agreed that he could easily have got help from another worker to lift the box
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which, if it is the box depicted in the photographs, was fitted with handles at each
end. Nonetheless, the attitude to lifting heavy weights manually by individual
workers was condoned by the Council and, indeed, necessary if the work was to be
done in some circumstances. This the Council knew through its leading hands and
inspectors. It was aware of the plaintiff’s pride in his strength. Such an incident
where a group of men were waiting to finish work for the day was reasonably
readily foreseeable. The plaintiff has proved the matters necessary in s 312(1)(a)
and (b). I have, however, concluded that there was an element of ‘bravado’
involved and the plaintiff ought to have reflected more before picking up the box
that there was good reason to wait for two men to lift it off the truck. It was, on his
evidence, not a weight with which he was familiar. I make a finding of a 30 per
cent contribution to any injury sustained in this incident. The plaintiff’s
contribution does not fall within the circumstances elaborated in s 314(1)(a)–(f) but
falls within s 312(1)(e) so that subs (4)(b) applies.
[56] The plaintiff has established breach of contract of employment and the provisions of
the Workplace Health and Safety Act 1995, reduced, by virtue of s 312(4)(b) by 30
per cent.
The shovelling incident
[57] The Council submitted that pushing the blade of a shovel into the hilt at waist height
by use of the right leg was something so straightforward as would not give rise to
any obligation to train a worker in safe practices. The detailed material set out in
Mr McDougall’s report (exhibit 9) demonstrates that this attitude which seems to
have prevailed at the Council has no support in the research literature or Code of
Manual Handling. Mr McDougall referred to empirical studies which demonstrated
that a person performing manual tasks close to the limits of his strength involved an
increased frequency of reporting back pain, see particularly his discussion at pp 12,
13, 17 and 22. He identified a number of the aspects of this task as indicating a
potential manual handling risk. They include awkward posture, large push/pulling
forces, the task being performed in a confined space and the working surface
cluttered and uneven.
[58] Mr Morton submitted that a jack hammer which might have been used, weighing
approximately 30 kilograms, in a trench at waist height would clearly be a
potentially hazardous activity. Accepting that submission, this is a case where
training the plaintiff not to exert himself to his maximum was very important. The
training would permit a worker to understand the risks involved and the mechanism
of the spine and that it was not a good work practice to carry out such a task in the
way the plaintiff approached it. Although, no doubt, not easy, there was nothing in
the evidence to suggest that the labourers would not be receptive to training of this
kind nor decline to give effect to it.
[59] I am satisfied that the plaintiff has proved those provisions in s 312 of the Act which
apply to this incident, namely s 312(1)(a), (b), (c) and (e). As commented with
respect to the raking incident, the plaintiff’s approach to his work combined with an
assumed knowledge by the Council of the requirements of the Code of Manual
Handling meant that the actual and direct event giving rise to the plaintiff’s injury
was reasonably readily foreseeable. There is no basis for contribution.
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[60] I find that there has been a breach of the contract of employment and of the
provisions of the Workplace Health and Safety Act 1995.
The manhole cover incident
[61] It is clear from the evidence of Mr Johnston, apart from that of the plaintiff, that
there was no training in place as to how a worker should approach removing a
manhole cover be it cast-iron or cement. There was a way of doing this task which
involved tapping around the top with a 14 pound sledge hammer if the cover was
corroded or jammed but there was no training or practice about its safe lifting
notwithstanding that some men balanced the cover on its edge across the hole once
released before rolling it to one side. Mr Johnston noted that the sewerage
maintenance gang ‘now has access to a gatic lifter’ (exhibit 26 para 51). Part of the
lifter fits into a groove on either side of the manhole cover. The lifter is then turned
so that it comes in underneath the slot on either side of the cover. Mr Simon
Bottomley, the general manager of a company, Abstoc, which designs and
manufactures manhole covers, gave evidence that a manually operating machine for
lifting manhole covers had been in production at least since 1986 at a moderate cost
of approximately $270. Other devices had been available for over 50 years. Gatic
lifters such as are now used by the Council had been available for at least 20 years.
[62] The risk to a worker of injury lifting the covers was obvious. Labourers other than
the plaintiff lifted the covers and moved them to one side. Apart from attempting to
suggest that there was a safe(r) system which some workers utilized of rolling the
cover off and which the plaintiff could have copied the Council did not vigorously
defend its inactivity so far as this incident was concerned.
[63] I am satisfied that the plaintiff has proved all the matters relevant to his claim
insofar as it relates to this incident, namely s 312(1)(a), (b), (c), and (e). Mr Morton
submitted that the plaintiff should bear a significant proportion of the responsibility
for any damage to his back sustained in that lifting and twisting action because he
knew that he had, by that stage, a vulnerable back. He submits that s 312(1)(e) (that
the worker did everything reasonably possible to avoid sustaining the injury)
applied. By this time the Council, too, was aware that the plaintiff had problems
with his back. There was no recommendation made to him that he ought not to
engage in heavy work of this kind on his own. He was very reliant upon the
direction of his superiors about the work that he did and in my view cannot be held
responsible or partially responsible for the consequences.
[64] Similar to the findings made with respect to the other incidents, the plaintiff has
proved breach of the contract of employment and of the provisions of the
Workplace Health and Safety Act 1995 without any reduction for contribution.
Causation
[65] The issues are whether, as the Council contends, the plaintiff’s lumbar back,
adopting Dr R Watson’s terminology, had just “worn out” and the work related
events did no more than aggravate a degenerative condition which was bound to
manifest itself in the immediate future or, but for all or any of the incidents pleaded
against the Council, the plaintiff would have maintained employment with the
Council for a period of time. The plaintiff accepts that the degenerative condition in
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his spine was such that he would have been unable to work to the accepted
retirement at age 60 or 65.
[66] Radiological investigations of the plaintiff’s spine and their interpretation by
numbers of medical practitioners indicate a degenerative change associated with the
L3/4 disc space. It is accepted that the plaintiff is unfit for any labouring work. He
is probably unable to be redeployed to light, commercially viable, alternative work.
[67] The Council’s position supported, Mr Morton contends, by the earliest written notes
of back pain by the plaintiff is that the plaintiff experienced a gradual onset of back
pain at the beginning of 1999 which had become more than passing by the time he
went on holidays and, at least initially, was not attributed by him to any particular
incident. I have discussed this above. It is highly relevant that the plaintiff had had
no time off work due to back pain until the time of the raking incident and this was
the time when Mr Johnston recalled increased complaints from him about back
ache. The evidence of Drs McCombe, Winstanley and Mr McDougall make the
raking incident an event which brought about injury to a vulnerable back.
[68] Dr Winstanley concluded in his report of 26 September 2003 that the primary
incident which caused the plaintiff’s ongoing symptomatology and resultant work
incapacity was the lifting of the manhole cover on 9 April 1999. In his opinion the
plaintiff would have been able to continue as a labourer for a period of 5-7 years if
he had not experienced that event. He noted in his report of 4 February 2004 that
had the plaintiff not returned to the heavier type of work after the initial incidents he
may have been able to manage work of a lighter kind such as truck driving and his
working capacity would then have been in the vicinity of 10-12 years.
[69] Initially Dr Watson thought that lifting the pipe cutter box was “the straw that broke
the camel’s back” and that lifting the manhole cover applied the “coup de grâce”.
Dr Watson revised that opinion and said
“ ... I find it extremely difficult to accurately state which of the
incidents was the predominant factor in his ultimate invalidity but
cannot disagree with Dr Winstanley on his decision concerning the
manhole cover incident as this final insult led to his ongoing
unemployability.”
In a subsequent report Dr Watson opined that
“I believe that the first three incidents caused pain which was
insufficient to necessarily have put him off work and each of which
in its own right would have if viewed alone probably have settled
completely with the passage of time. I also believe that in any of
these three if he had ceased work temporarily the ultimate prognosis
would not have been any different.
On the contrary however I believe that the manhole incident induced
a symptomatic state sufficient to warrant cessation of work and
render a vicariously [sic] placed back situation into a irremediable
one likely to be constantly but variably present and preventing
significant ongoing employment with the Council. Undoubtedly the
pre-existing episodes would have predisposed to the severity of the
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effects of the fourth but at the same time the ergonomic
circumstances of the fourth incident were sufficient in themselves de
nouveau to have precipitated pain and lumbar spinal pathology or
flare up sufficient to render him ongoing unemployable.”
[70] Dr McCombe had a somewhat different analysis of the underlying cause of the
plaintiff’s symptoms. Original examination by the doctors whom the plaintiff had
first consulted had suggested a probable sacroiliac cause. When Dr McCombe first
examined the plaintiff he could not identify any areas of tenderness over the
sacroiliac joint or any pain that could be reproduced by stressing that joint. He did
however consistently find tenderness at the thoracolumbar junction. Dr McCombe
concluded that the plaintiff’s pain which was present when he examined him was
most likely referred from the thoracolumbar junction. He thought this conclusion
supported because there was no significant evidence of any lumbar disc pathology
on the MRI scans and the plaintiff had a good sitting tolerance. Dr McCombe’s
analysis did not find support from the other orthopaedic specialists who gave
evidence.
[71] Dr Staunton-Smith, who saw the plaintiff for a brief 30-40 minute consultation in
July 1997, concluded that the plaintiff’s symptoms were due to lumbar spondylosis
with an element of thoracic spondylosis. He thought that his pain was aggravated
by work but not necessarily caused by his work and that he could return to all duties
within 8 weeks but regarded the plaintiff’s employment as the major significant
factor causing his present problems. He concluded
“It may be that at age 32, he is expecting too much of his body and
will not be able to return to the very strenuous heavy duties which he
was doing previously.”
Dr Staunton-Smith gave evidence at the trial. He suggested that the plaintiff ought
not to have returned to work after holidays on very heavy duties but should have
had graduated duties and would have been able to carry out heavy work eventually.
I did not find Dr Staunton-Smith’s evidence of great assistance due, no doubt, to the
limited contact which he had with the plaintiff.
[72] Dr P Boys, orthopaedic surgeon, examined the plaintiff in March 2000. He
diagnosed him as suffering from chronic musculo-ligamentus strain in his lumbar
spine with L3/4 discal degeneration. He concluded from the history that the strain
was sustained in his lower back in the course of his employment in approximately
February 1999 and that it was, in all probability, “potentiated” by his physique and
weight. The plaintiff is 5’ 10’’ and weighed 120kg when he saw Dr Boys. He
concluded that his management should focus upon weight reduction, improved
general fitness and a program of muscle conditioning to strengthen the supporting
muscles of the lower back. He believed the plaintiff was fit to take up employment
performing duties which restricted repetitious low-level bending and lifting
activities. He thought that he could best cope with the duties of a driver if they were
available.
[73] Dr Winstanley considered the manhole cover lifting incident as very significant
because the plaintiff was unable to return to his usual work activity after that
incident whereas he did so after the other incidents. In his opinion all of the
incidents had contributed to his present state operating on his degenerative
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condition but lifting the manhole cover was a major component in his
symptomatology. Had the plaintiff experienced only the raking incident Dr
Winstanley thought that he would have been likely to have had trouble continuing
as a manual labourer in 10-15 years from 1999.
[74] I was most assisted by the evidence of Dr Winstanley. Exhibit 27 is the letter of
instructions to him from the plaintiff’s solicitors dated 15 September 2003 prior to
his consultation with the plaintiff. It is a long and detailed document accompanied
by the statement of claim detailing the incidents, the report from Mr McDougall, an
indexed and paginated bundle of all medical and other quasi-medical reports and
records including hospital records and some further material facts about the nature
of the plaintiff’s pain as reported from time to time. This provided Dr Winstanley
with a comprehensive set of facts most of which have been proved or not contested
at trial.
[75] Dr Winstanley thought that but for the manhole cover incident the plaintiff would
have been able to continue as a labourer with the Council for 5-7 years from the
date of his first report on 26 September 2003. Had he not returned to heavy duties
after the first three incidents, that is, had the manhole cover not have occurred, Dr
Winstanley considered that the plaintiff may have been able to work in lighter
duties, for example as a truck driver, for 10-12 further years.
[76] The raking incident triggered a pain response not previously present. The plaintiff
was able to continue for what was probably about two weeks but with increasing
difficulty and a couple of days on sick leave. Although the box of pipe cutters was
very heavy there was no bending, twisting or stretching movement involved but the
plaintiff did have significant pain the following day. After three weeks rest he was
able to return to work but felt a flare up of the low back pain working in the trench.
It was not until the manhole cover lift that he was finally visited with completely
disabling pain. His ability to engage in even the lightest physical activities after
returning from workers’ compensation leave was severely compromised.
[77] I accept Dr Winstanley’s evidence, supported by Dr Watson, that it was the final
incident, that is lifting and throwing the manhole cover which precipitated this state
of affairs. It is always difficult to predict how long a person with a susceptible
condition might have continued in employment but for the intervention of the
compensable event. It is even more difficult when there are four incidents, each
more probably than not contributing to the ultimate condition. It is more likely than
not that the plaintiff would not have been able to continue in his heavy labouring
duties for more than six years from September 1999 even though the plaintiff was a
very hard worker with a positive attitude to his employment. Had the plaintiff had
available to him lighter duties thereafter I conclude that Dr Winstanley’s figure of
10 years must be further modified. Truck driving for the Council involved other
tasks such as assisting to load and unload and checking the security of the load.
Other light tasks such as gardening which the plaintiff tried all involved lifting,
leaning and twisting. Other light work in the community may not have been readily
available. I would assess a further five years from the six years as the limit of the
plaintiff’s employability. Thereafter the natural consequences of the degeneration
would have taken over completely.
Quantum
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[78] In an effort to return to work the plaintiff engaged in an extensive regime of
rehabilitation activity. He underwent Bowen therapy, physiotherapy and
hydrotherapy, chinese natural therapy, the assistance of a chiropractor and the use of
a TENS machine and a back brace. He was an inpatient at the Belmont
Rehabilitation Clinic in December 1999. The pain was and is severe and disabling.
If he attempted or attempts to do household chores which he used to do previously
he suffers severe pain the following day in his low back and into his groin and legs.
He particularly needs to avoid activities involving heavy lifting or repetitive
forward bending, reaching or twisting.
[79] He was assessed by Mr Steven Hoey, an occupational therapist, for medico-legal
assessment in early September this year. The plaintiff told Mr Hoey that sitting for
any time caused low back pain and he is restricted to sitting for about 1 hour; he is
limited by his pain with respect to the time he can stand; he can walk short
distances; ascending stairs or slopes aggravates his low back pain; he can climb a
ladder; long periods of crouching occasionally aggravate his low back pain;
push/pull activities occasionally aggravate his low back pain; he can put the
wheelie bin out but avoids doing so; he can push a shopping trolley at the shopping
mall but the twisting motion at the end of the aisle aggravates his symptoms; he can
push a lawnmower but avoids doing so; forward bending occasionally aggravates
his low back pain; static forward bending aggravates his low back pain. He can lift
light items from the floor and light to medium items at waist height. His sleep
patterns have been disturbed by pain and discomfort. He does not take medication
for his pain. He told the court that his sexual life with his wife had suffered which
she corroborated. He is unable to interact and play with his young children. He is
acutely conscious that he is unable to set an example to them of working
industriously at a gainful occupation which causes him great distress.
[80] The plaintiff previously enjoyed outdoor recreations such as fishing and golf which,
although he has attempted, he cannot do. He enjoyed feeling fit and strong,
something which he no longer experiences.
[81] Mr Hoey concluded as a result of his testing that the plaintiff is now physically
capable of occupations in the sedentary to light range only. The plaintiff tried on a
volunteer basis two periods of work. The first was as a console operator at a service
station and the second as a kiosk operator in a youth centre. Neither led to any
further work. CRS Australia has been involved in the plaintiff’s rehabilitation but
there was no evidence that he had engaged in a work trial. In Mr Hoey’s opinion
such work could include a courier driver, a car park attendant, a mail sorter, a
security guard, a gate keeper or a motor vehicle spare parts interpreter. He
concluded, however,
“... a hypothetical physical capacity for work does not necessarily
translate to commercial employments. Although only 37 years of
age, Mr Appleyard has only worked in low-skilled, physically
demanding occupations, from which he is now precluded. He has no
experience in the above detailed occupations and no training or
experience in more sedentary clerical, sales or service occupations.
And having interviewed him today, I must say (respectfully) that he
will never be employable in such occupations. He has ongoing
occupational restrictions that limit his ability for long periods of
sitting or standing, and, resultant of the injury he has
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1. Been out of the commercial workforce for over four
years; and
2. He now has a history of a compensation claim.”(exhibit 8
p 11)
[82] Having seen the plaintiff in the witness box, Mr Hoey’s conclusion about his
unemployability, with which the Council does not seriously argue, is accepted.
[83] Although I have concluded that the plaintiff must bear 30 per cent responsibility for
any further aggravation to his spine resulting from carrying the pipe cutter box, in
view of Dr Winstanley’s and Dr Watson’s opinions that it was the manhole cover
lifting incident which has brought him to his present condition I propose to do no
more than reduce the overall figure by a nominal sum of $5,000.
Pain, suffering and loss of amenities of life past and future
[84] The pain which the plaintiff has experienced since February 1999 to present has
been constant. He has had relief from time to time by a course of injections, by the
use of a TENS machine, by various courses of physiotherapy and by techniques
which he has been shown. His pain affects every part of his quality of life. More
important is the psychological loss of his ability to earn money by the exploitation
of his labouring skills to support his family. This has been significant. He has also
lost the ability to engage in the normal pursuits of family life with young children
and engage in recreational activities such as fishing and golf which he enjoyed
previously. Mr Amerena has proposed $45,000 for this head of damage and Mr
Morton $35,000. I would allow $38,000.
Past economic loss
[85] Counsel agreed on the figure of $127,563.99 as being the amount of earnings that
the plaintiff would have recovered had he remained in the employment of the
Council to the date of trial. The weekly rate is $578 net. From then to the date of
judgment is a further 12 weeks, $6,936, making a total of $134,499.99. Mr Morton
submits that the figure for past economic loss should be reduced by 25 per cent to
take account of contingencies. Work was available for a labourer and the plaintiff
would have remained in employment with the Council. There is no need to
discount the past economic loss.
[86] The plaintiff is entitled to lost superannuation contributions for that period. The rate
has been agreed at 10.5 per cent and amounts to $14,122.50.
[87] Interest on damages is governed by s 318 of the Act. The Council concedes that the
court may order interest and there are no matters raised by s 318(4) which would
affect the discretion to do so. The rate of interest is 5 per cent per annum pursuant
to s 318(5) which takes the rate prescribed under the Supreme Court Act 1995, s
48(1). The amount of workers’ compensation and the Centrelink benefits must be
deducted before calculating interest. The plaintiff was paid $4,619.84 as workers’
compensation. He was paid $28,664.75 by Centrelink to 30 June 2004. Assuming
payment by Centrelink at the same rate of $189.54 per week there are 22 weeks to
judgment from the last Centrelink calculation (30 June 2004) being an amount of
$4,170. The total payment is $32,834.63. Accordingly, the total deductions are
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$37,454.47 leaving a net figure of $111,168.02 on which interest at 5 per cent is to
be awarded. The period should be over four and a quarter years being from the date
the plaintiff ceased employment in August 2000 with the Council to judgment. This
amounts to $23,623.20.
Special damages
[88] Schedule 1 to exhibit 13 sets out the special damages claimed by the plaintiff less
$217.95 (by agreement) from the Health Commission Certificate. They include
medical expenses, rehabilitation expenses paid by the Local Government Work Care
Scheme, other medical and therapy expenses not so paid, travelling to medical
treatment, the CRS refund and pharmaceutical expenses and expenses for mowing.
The Council challenges only the pharmaceutical expenses for Arapax and Zoloft
since they relate to mental health matters which have not been pleaded as being
attributable to injuries sustained at work and the mowing expense of $38.50. From
the notations in the Maryborough Base Hospital Mental Health Unit records it
seems that the plaintiff was feeling agitated about the health of his father prior to his
work related injuries but his inability to look after him adequately was greatly
exacerbated by the pain in his back. It was after 9 April that it appears that anti-
depressant medication was prescribed. The amount claimed for all medication is a
modest $731. The anti-depressant medication is a minor component. I do not
propose a reduction to take account of the modest amounts of anti-depressants
which in some part may not have been attributable to the subject injuries.
[89] A claim for $38.50 is made for mowing expenses. The evidence suggests that the
plaintiff’s solicitor suggested to either the plaintiff or his wife that they should get a
quote for the cost of mowing, no doubt with a Karanfilov claim in mind. Mrs
Appleyard, until the time of trial, had done the mowing but did not wish to continue
to do so. The invoice from Jim’s Mowing (exhibit 19) was most likely a quotation.
It is not allowed. I would allow special damages in the amount of $19,996.76 as per
schedule 1 exhibit 13.
[90] Interest is permitted by s 318 of the Act on items of special damage a claimant has
actually paid. Those are items (iii) medical and natural therapy expenses, (iv) the
pharmaceutical and allied items and (v) travelling to medical treatment. Those
items total $5,081.52 on which interest will be paid at 5 per cent per annum for four
and a quarter years being an amount $1,079.82.
Loss of future earning capacity
[91] The plaintiff’s loss of future earning capacity must be divided into two periods –
from judgment to the time assessed by Dr Winstanley that the plaintiff could have
continued as a labourer with the Council but for the manhole cover incident and the
period thereafter when, because of the natural progression of degenerative change in
his spine, he could have worked as a truck driver or at similar lighter work. Mr
Amerena has proposed a figure of approximately $209,000 ($148,000 + $61,000)
for these periods including discounting for contingencies. Mr Morton has
submitted a figure of $100,000 as a global amount heavily discounted for
contingencies including the plaintiff not obtaining reliable lighter work and also
factoring actual employment in the future.
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[92] I propose to accept the average of Dr Winstanley’s assessment that but for the
manhole cover incident the plaintiff could have continued as a labourer with the
Council for approximately six years from the end of September 2003 (the date of Dr
Winstanley’s first report). From the date of judgment I select a period of five years.
The present wage for a labourer is $578 net per week. Using the 5 per cent tables
(multiplier 231.5) gives a figure of $133,807. I reduce that figure by 15 per cent for
contingencies (the selection of five years has already involved some factoring for
contingencies) which gives a figure of $113,735.95 for the first period. To that
must be added the loss of future superannuation contributions at the agreed rate of
10.5 per cent which amounts to $11,942.27 giving a total figure of $125,678.22.
[93] I have concluded, generally accepting Dr Winstanley’s opinion, that the plaintiff
might have been able to engage in lighter duties but for the manhole cover incident
for a further five years after he had ceased being able to engage in heavy labouring
duties. This may have been as a truck driver or in some other capacity. Counsel
have proceeded on the basis of a truck driver’s present wage of $425 net per week.
Using the 5 per cent tables (multiplier 412.9 – 231.5 = 181.4) gives a figure of
$77,095. This figure should be discounted by 25 per cent to take account of the
unavailability of lighter work from time to time and other vicissitudes not
encompassed in the figure of five years. This gives an amount of $57,821.25. To
that figure should be added an amount to represent the loss of future superannuation
contributions at the agreed rate of 10.5 per cent. This amounts to $6,071.23. For
this period the amount is $63,892.48.
[94] In view of Mr Hoey’s evidence it is unlikely that the plaintiff will engage in
commercially remunerative employment of the kind which would allow any actual
assessment to be made. He may from time to time do a little work but will be
largely voluntary in nature.
[95] The total amount for loss of future earning capacity is $189,570.70.
Future pharmaceuticals
[96] The plaintiff makes a claim of $4 per week for 11 years. Since I have concluded
that 10 years is the period after which the natural effects of his generative disease
would have taken effect I will allow 10 years. Using the 5 per cent tables
(multiplier 412.9) gives a figure of $1,651.60 which I allow.
Future assistance
[97] I was not persuaded that the plaintiff would retain the services of a handyman to do
the mowing and therefore do not allow any amount for this, Karanfilov v Inghams
Enterprises Pty Ltd (2004) 2 Qd R 139 at 141 and 150.
[98] In summary the plaintiff may recover the following amounts
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Description $
General damages for pain, suffering and loss of the amenities of
life, past and for the future
38,000.00
Past economic loss (including Fox v Wood and superannuation) 148,622.49
Interest on past economic loss 23,623.20
Special damages 19,996.76
Interest on special damages 1,079.82
Loss of future earning capacity 189,570.70
Future pharmaceuticals 1,651.60
TOTAL: $422,544.57
[99] From that sum should be deducted $5,000 for contribution and $17,217.00 paid by
the Local Government Work Care Fund.
[100] Judgment is given for the plaintiff against the defendant in the sum of $400,327.57.
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Official source: https://www.sclqld.org.au/caselaw/QSC/2004/429