Attorney-General v Fardon [2003] QSC 200
SUPREME COURT OF QUEENSLAND
CITATION: A-G v Fardon [2003] QSC 200
PARTIES: RODNEY JON WELFORD, ATTORNEY-GENERAL
FOR THE STATE OF QUEENSLAND
(applicant)
v
ROBERT JOHN FARDON
(respondent)
FILE NO/S: 5346 of 2003
DIVISION: Trial Division
PROCEEDING: Civil Application
ORIGINATING
COURT: Supreme Court
DELIVERED ON: 9 July 2003
DELIVERED AT: Brisbane
HEARING DATE: 26 June 2003
JUDGE: Muir J
CATCHWORDS: CONSTITUTIONAL LAW – THE NON JUDICIAL
ORGANS OF GOVERNMENT – THE LEGISLATURE –
LEGISLATION & LEGISLATIVE POWER –
EXAMINATION OF VALIDITY OF LEGISLATION BY
COURTS – where the Attorney-General for Queensland
applied for a continuing detention order under the Dangerous
Prisoners (Sexual Offenders) Act 2003 (Qld) to be made
against the respondent – whether s 8 of the Act is
incompatible with Chapter III of the Constitution
Community Protection Act 1994 (NSW)
Dangerous Prisoners (Sexual Offenders) Act 2003 (Qld), ss
8, 13
Penalties & Sentences Act 1992 (Qld)
Sentencing Act 1991 (Vic)
Chester v R (1988) 165 CLR 611
Chu King Lim v Minister for Immigration (1992) 176 CLR 1
Grollo v Palmer (1994) 184 CLR 348
Kable v DPP (1996) 189 CLR 51
R v Moffatt [1988] 2 VR 229
Nicholas v The Queen (1998) 193 CLR 173
Wilson v The Minister (1996) 189 CLR 1
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COUNSEL: R V Hanson QC together with RW Campbell and M Maloney
for the applicant
T Martin SC for the respondent
SOLICITORS: C W Lohe Crown Solicitor for the applicant
Prisoners’ Legal Service for the respondent
[1] MUIR J: On the hearing of the application by the applicant Attorney-General for
orders under s 8(2) of the Dangerous Prisoners (Sexual Offenders) Act 2003
Mr Martin SC, who appeared for the respondent, argued in reliance on Kable v
Director of Public Prosecutions for the State of New South Wales 1 that s 8 of the
Act was void as a result of incompatibility with Chapter III of the Constitution and
with the exercise by the Supreme Court of the judicial power of the Commonwealth.
Consequently, it was submitted, the application should be dismissed. For reasons
given by me on 27 June 2003, I made an order that day under s 8 of the Act and
reserved my decision on the constitutional point.
The applicant’s contentions
[2] Mr Hanson QC, who appeared with Mr R W Campbell and Miss M Maloney for the
applicant, conceded that Kable was authority for the proposition that State
legislatures may not vest in State courts functions incompatible with the operation
and standing of State courts as repositories of the judicial power of the
Commonwealth.
[3] It was argued, however, that Kable was distinguishable on the basis that it
concerned “extraordinary circumstances” in which the legislation in question was
directed to securing the continued incarceration of a particular individual and the
use of a court “to execute a legislative plan by means far removed from the judicial
process”.
[4] The other arguments advanced were as follows. The question to be determined in
order to resolve the question of the Act’s validity is whether the function conferred
on the court by the Act was incompatible with the proper discharge by the court of
its responsibilities as an institution exercising judicial power”. 2 Preventative
detention is not necessarily incompatible with the requirements of Chapter III of the
Constitution and the Kable principle.3
The Act does not infringe the principles under consideration as it does not direct the
manner in which the court is to exercise its powers; the respondent to an application
is to be afforded a fair hearing in according with “ordinary judicial processes”; and
there is nothing inherently “incompatible with the exercise of judicial power in
legislation designed to protect the community from predatory sexual offenders.
The basis on which a finding of invalidity could be made
1 (1996) 189 CLR 51.
2 Grollo v Palmer (1994) 184 CLR 348 at 364-365 and Nicholas v The Queen (1998) 193 CLR 173 at
232.
3 Chu King Lim v Minister for Immigration (1992) 176 CLR 1 at 27-29, 55; Kable at 121, 131 and
Moffatt [1998] 2 VR 229.
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[5] It is reasonably clear that the Queensland Parliament could, if it so desired, legislate
to vest in the Executive powers of the nature of those vested in the Supreme Court
by the Act. 4 Mr Martin did not argue to the contrary.
[6] It is also the case that a State Parliament, unlike the Federal Parliament in relation to
Federal judges, may vest non-judicial powers and functions in the State judiciary. 5
Consequently, a finding that the functions conferred by s 8 of the Act on the Court
are non-judicial in nature, and even substantially different in character from the
normal functions of courts in criminal cases, would not, of itself, establish
invalidity.
[7] If the provision under challenge is to be held invalid, it may only be because, to
express it broadly, it purports to vest functions in the Supreme Court which are
incompatible with the exercise by the Court of the judicial power of the
Commonwealth. In Kable, the Community Protection Act 1994 (NSW) was held
invalid on such grounds even though the legislation was that of the Parliament of
New South Wales in respect of a resident of New South Wales.
[8] In order to identify the principle of law arising from Kable and its scope of
operation, it is desirable to consider the majority judgments in some detail. Before
doing so, however, it is useful to describe briefly the legislation under challenge in
that case.
Kable v Director of Public Prosecutions for the State of New South Wales
[9] The Community Protection Act 1994 (NSW) empowered the Supreme Court of New
South Wales on application under the Act, to order that “a specified person” be
detained in prison if satisfied on reasonable grounds that such person is “more likely
than not to commit a serious act of violence” and that the order is appropriate for the
protection of a particular person or the community. It was expressly provided that
the only person against whom such an order could be made was the appellant Kable.
Whilst a provision in the Act required a court hearing the application to apply the
rules of evidence, other provisions effectively negated that requirement by
permitting the court to have regard to materials that would not have been admissible
in criminal or even civil proceedings.
[10] The minority, Brennan CJ and Dawson J, would have upheld the validity of the
legislation. Toohey, Gaudron, McHugh and Gummow JJ, who each delivered
separate reasons, held it invalid.
[11] Toohey J concluded that the Act required the Supreme Court to perform a
non-judicial function “of such a nature that the public confidence in the integrity of
the judiciary as an institution … is diminished.” His Honour said – 6
“The function offends that aspect because it requires the Supreme
Court to participate in the making of a preventive detention order
where no breach of the criminal law is alleged and where there has
been no determination of guilt. On that ground I would hold the Act
invalid.”
4 Kable (supra) at 98, 121 and Chester v R (1988) 165 CLR 611.
5 Kable (supra) at 85, 96, 118-119
6 At 98.
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[12] Earlier, his Honour had contrasted the operation of the Act with the operation of the
Criminal Law in which persons are punished after and in consequence of conviction
of an offence.
[13] Gaudron J, in discussing whether the Act was repugnant to, or incompatible with,
the exercise of the judicial power of the Commonwealth, drew attention to:
the confining of the operation of the Act to one person; the inapplicability in
significant respects of the traditional laws of evidence and to the fact that the Act, if
its provisions were satisfied, by requiring the making of an order which deprived a
person of his liberty, not by virtue of having been convicted of an offence, but on the
basis of a conclusion on the balance of probabilities about future conduct, operated
in a way which was “the antithesis of the judicial process”.
[14] Gaudron J’s reasoning for the conclusion that the legislation would erode public
confidence in the Supreme Court of New South Wales, is in part, as follows –
“Moreover, when regard is had to the precise nature of the function
purportedly conferred by s 5(1), the matters to be taken into account
in its exercise and its contrariety to what is ordinarily involved in the
judicial process, the effect of s 5(1) is, in my view, to compromise
the integrity of the Supreme Court of New South Wales and, because
that court is not simply a State court but a court which also exists to
exercise the judicial power of the Commonwealth, it also has the
effect of compromising the integrity of the judicial system brought
into existence by Ch III of the Constitution.
The integrity of the courts depends on their acting in accordance with
the judicial process and, in no small measure, on the maintenance of
public confidence in that process. Particularly is that so in relation to
criminal proceedings which involve the most important of all judicial
functions, namely, the determination of the guilt or innocence of
persons accused of criminal offences. Public confidence cannot be
maintained in the courts and their criminal processes if, as postulated
by s 5(1), the courts are required to deprive persons of their liberty,
not on the basis that they have breached any law, but on the basis
that an opinion is formed, by reference to material which may or may
not be admissible in legal proceedings, that on the balance of
probabilities, they may do so.”
(footnotes omitted)
[15] McHugh J concluded that a State Parliament could not legislate in a way which
might undermine the role of the State courts exercising Federal power as
repositories of that power. Such undermining, in his view, would ensue unless such
courts were and were perceived to be independent of the executive government.
[16] His Honour said – 7
“A State may invest a State court with non-judicial functions and its
judges with duties that, in the federal sphere, would be incompatible
with the holding of judicial office. But under the Constitution the
boundary of State legislative power is crossed when the vesting of
those functions or duties might lead ordinary reasonable members of
the public to conclude that the State court as an institution was not
7 At 118-119.
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free of government influence in administering the judicial functions
invested in the court.”
[17] After discussing these principles, his Honour drew attention to various features of
the Act including: its being directed to one person; the relaxation of the rules of
evidence; the facility to make an ex parte interim order, and to its objective of
bringing about a particular result, namely the continued incarceration of one person.
[18] In the latter regard, his Honour said – 8
“The Act seeks to ensure, so far as legislation can do it, that the
appellant will be imprisoned by the Supreme Court when his
sentence for manslaughter expires. It makes the Supreme Court the
instrument of a legislative plan, initiated by the executive
government, to imprison the appellant by a process that is far
removed from the judicial process that is ordinarily invoked when a
court is asked to imprison a person.
The Act expressly removes the ordinary protections inherent in the
judicial process.
…
The Act is thus far removed from the ordinary incidents of the
judicial process. It invests the Supreme Court with a jurisdiction that
is purely executive in nature. Indeed, the jurisdiction conferred on
the Court is hardly distinguishable from those powers and functions,
concerning the liberty of the subject, that the traditions of the
common law countries have placed in Ministers of the Crown so that
they can be answerable to Parliament for their decisions.
…
Having regard to the object of the Act, it is impossible to suppose
that the Court has any discretion to refuse to imprison the appellant
once it concludes that he is more likely than not to commit a serious
act of violence.”
[19] The conclusion his Honour drew from the singular features of that legislation and,
in particular, its intention of securing a particular result in relation to a particular
person and the lack of true judicial discretion was that – 9
“At the time of its enactment, ordinary reasonable members of the
public might reasonably have seen the Act as making the Supreme
Court a party to and responsible for implementing the political
decision of the executive government that the appellant should be
imprisoned without the benefit of the ordinary processes of law. Any
person who reached that conclusion could justifiably draw the
inference that the Supreme Court was an instrument of executive
government policy.”
[20] In the course of his reasons Gummow J said –
“I have referred to the striking features of this legislation. They must
be considered together. But the most significant of them is that,
whilst imprisonment pursuant to Supreme Court order is punitive in
nature, it is not consequent upon any adjudgment by the Court of
8 At 122-123.
9 At 125.
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criminal guilt. Plainly, in my view, such an authority could not be
conferred by a law of the Commonwealth upon this Court, any other
federal court, or a State court exercising federal jurisdiction.
Moreover, not only is such an authority non-judicial in nature, it is
repugnant to the judicial process in a fundamental degree.”
[21] His Honour then proceeded to discuss the authorities in the United States
concerning the legitimacy of transfer by legislation of politically contentious
executive functions to the judiciary. In the course of such discussion his Honour
said -
“The translation of what may be a politically difficult choice into
what one distinguished United States judge called ‘a grossly
unjudicial chore’ (Hobson v Hansen (1967) 265 F Supp 902 at 930,
per J S Wright J) jeopardises the integrity of the federal or State
court in question in the exercise in other cases of the judicial power
of the Commonwealth. It saps the appearance of institutional
impartiality and the maintenance of public confidence. The point
was made by the Supreme Court of the United States in Mistretta
(Misretta v United Stated (1989) 488 US 361 at 407):
‘The legitimacy of the Judicial Branch ultimately depends on
its reputation for impartiality and nonpartisanship. That reputation
may not be borrowed by the political Branches to cloak their work
in the neutral colors of judicial action.’”
[22] Referring to the appellant’s submissions, his Honour said –
“He submits that the appearance of institutional impartiality in
administering that law, and in inflicting punishment for breach of it,
is sapped to an impermissible degree by ad hominen legislation of
the nature I have discerned in the Act and described earlier in these
reasons. The Act requires the Supreme Court to inflict punishment
without any anterior finding of criminal guilt by application of the
law to past events, being the facts as found. Such an activity is said
to be repugnant to judicial process. I agree.”
[23] Such legislation, he concluded, would produce or tend to produce the result that the
judiciary would be seen “…as but an arm of the executive which implements the
will of the legislature. Thereby a perception is created which trenches upon the
appearance of institutional impartiality to which I have referred.”
[24] There are thus differences in the approaches of the members of the majority. The
emphasis of McHugh and Gummow JJ was on the creation by the offending
legislation of the perception that the Supreme Court was an instrument of executive
government policy and lacking in independence. This, it was considered, would
result in a loss of public confidence in the courts. The conferring on the court of a
function which was more executive than judicial in character and which was
antithetical to the traditional judicial role seemed to be a significant factor in the
conclusion that the administration of the Act by the court would bring it into
disrepute.
[25] Toohey J also based his reasoning in part on a perceived loss or lack of judicial
independence. Both he and Gaudron J appeared to be of the view that loss of public
confidence in the courts would flow from the nature and extent of the court’s
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departure from its traditional functions in criminal matters. The extent of such
departure was to be discerned in matters including the confining of the Act’s
operation to one person and, in the case of Gaudron J, in the relaxation of the rules
of evidence. The major vice perceived in the legislation however, was that it
sanctioned the imprisonment of a person without a determination after a fair trial
that the person was guilty of a criminal offence.
[26] Although the Community Protection Act 1994 (NSW) contained provisions for the
making of interim detention orders the appellant’s challenge was to the validity of
the Act as a whole or, at least, to the provisions for preventive detention and to the
provisions which were ancillary to such provisions. For that reason there is no
material discussion in the judgments of the Act’s provisions for interim detention.
Decisions of the High Court subsequent to Kable
[27] In Nicholas v The Queen 10 Kirby J drew attention to the importance of the Kable
principle. Referring to Wilson v The Minister 11 and Kable he said – 12
“Recent decisions of this Court illustrate the extent to which the
Court will go to uphold and safeguard the independence and integrity
of the federal and State courts so that they may continue to perform
their judicial functions as the Constitution encourages and thereby to
maintain public confidence for their impartiality. Such performance
and such confidence would be lost if courts were seen to be no more
than subservient agents bending to the will either of the Executive or
the Parliament.
Maintaining public confidence in the independence of the courts is a
common theme running through the majority opinions in Wilson v
The Minister, Kable v Director of Public Prosecutions (NSW) and
many other cases, recent and long in the past. Involved is no self-
interested presumption on the part of the judges to maintain an
uncontrollable judicial veto over the actions of the other branches of
government. Still less is it a judicial caprice invoked in an
impermissible departure from the judges' legal duty. What is
involved is nothing less than a defence by the judiciary of the
integrity of the branch of government which by the Constitution is
placed in their charge. The history of invasions of the judicial power
in less fortunate countries has seen too many instances where the
judges supinely accepted the invasions, doing so silently and meekly.
In Australia such incursions as there have been have been more
modest and sometimes well intentioned. But it is the duty of the
judiciary to defend the judicial branch of government as much
against the latter as against the former.” (footnotes omitted)
[28] Gaudron J, in the course of a discussion of the nature of judicial power in Nicholas,
said – 13
“In my view, consistency with the essential character of a court and
with the nature of judicial power necessitates that a court not be
required or authorised to proceed in a manner that does not ensure
10 (supra) at 256-257.
11 (1996) 189 CLR 1.
12 At 256-257.
13 At 208-209.
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equality before the law, impartiality and the appearance of
impartiality, the right of a party to meet the case made against him or
her, the independent determination of the matter in controversy by
application of the law to facts determined in accordance with rules
and procedures which truly permit the facts to be ascertained and, in
the case of criminal proceedings, the determination of guilt or
innocence by means of a fair trial according to law. It means,
moreover, that a court cannot be required or authorised to proceed in
any manner which involves an abuse of process, which would render
its proceedings inefficacious, or which brings or tends to bring the
administration of justice into disrepute.”
Comparison of the provisions of the Act and the provisions of the Community
Protection Act 1994 (NSW)
[29] There are significant differences between the New South Wales Act and the Act.
The most obvious is that the latter is of general application, applying to all prisoners
serving a period of imprisonment for “a serious sexual offence”. Other significant
differences are that under the Act, unlike the position under the New South Wales
Act, the rules of evidence apply, the evidentiary onus is “to a high degree of
probability” and a discretion is vested in the court as to whether, if satisfied of the
existence of “an unacceptable risk that the prisoner will commit a serious sexual
offence” the court will make “a continuing detention order”, a “supervision order”
or no order at all.
The relevant provisions and scheme of the Act
[30] In broad terms, the Act applies to persons serving a term of imprisonment for “a
serious sexual offence”. The Attorney-General may apply to the court for an order
that such a person, either be detained in custody for an indefinite term for control,
care or treatment or that the person be released from custody subject to conditions
imposed by the court. 14 Orders of the former type are described as “continuing
detention orders” and the latter are described as “supervision orders”.
[31] When an application is made for the making of such an order, application may (or
perhaps must) be made also for “orders of an interim nature”. The Court is given
power by s 8, if satisfied that there are reasonable grounds for believing the prisoner
is a serious danger to the community in the absence of an order of the type just
mentioned, to set a date for the hearing of the application for final orders and to
order that the prisoner be detained for a specified period.
[32] A continuing detention order remains in effect until revoked by court order and the
person the subject of the order remains a prisoner. 15 Supervision orders are to be
made for a definite term. 16
[33] The court must give detailed reasons for the making of either kind of order under
s 13. 17 All continuing detention orders must be reviewed annually by the court. 18
Prior to each review, unless the court otherwise orders, the chief executive of the
14 s. 16
15 s. 14
16 s. 15
17 s. 17
18 s. 27
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Department of Justice must arrange for the prisoner to be examined by 2
psychiatrists. The order may be continued or replaced by a supervision order only if
the court finds that the prisoner is a serious danger to the community in the absence
of such an order. 19 Either the Attorney-General or the prisoner may appeal against
any decision by a court under the Act.
[34] Section 8 is as follows –
“8 Preliminary Hearing
(1) If the court is satisfied there are reasonable grounds for
believing the prisoner is a serious danger to the community in the
absence of a division 3 order, the court must set a date for the
hearing of the application for a division 3 order.
(2) If the court is satisfied as required under subsection (1), it may
make either or both of the following orders-
(a) an order that the prisoner undergo examinations by 2
psychiatrists named by the court who are to prepare
independent reports (a “risk assessment order”);
(b) if the court is satisfied that the prisoner may be released
from custody before the application is finally decided,
an order that the prisoner be detained in custody for the
period stated in the order (an “interim detention
order”)
(3) If the prisoner is ordered to be detained in custody after the
prisoner’s period of imprisonment ends, the person remains a
prisoner, including for all purposes in relation to an application
under this Act.
(4) If the court sets a date for the hearing of the application for a
division 3 order but the prisoner is released from custody before the
application is fully decided, for all purposes in relation to deciding
the application this Act continues to apply to the person as if the
person were a prisoner.
[35] Subsections (1), (2), (5), (6) and (7) of s 13 provide as follows –
“(1) This section applies if, on the hearing of an application for a
division 3 order, the court is satisfied the prisoner is a serious danger
to the community in the absence of a division 3 order (a “serious
danger to the community”).
(2) A prisoner is a serious danger to the community as mentioned in
subsection (1) if there is an unacceptable risk that the prisoner will
commit a serious sexual offence –
(a) if the prisoner is released from custody; or
(b) if the prisoner is released from custody without a supervision
order being made.”
19 s. 30
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(5) If the court is satisfied as required under subsection (1), the court
may order –
(a) that the prisoner be detained in custody for an indefinite term
for control, care or treatment (“continuing detention
order”); or
(b) that the prisoner be released from custody subject to the
conditions it considers appropriate that are stated in the order
(“supervision order”).
(6) In deciding whether to make an order under subsection (5)(a) or
(b), the paramount consideration is to be the need to ensure
adequate protection of the community.
(7) The Attorney-General has the onus of proving that a prisoner is
a serious danger to the community as mentioned in subsection
(1).”
A “serious sexual offence” is defined as an offence of a sexual
nature, whether committed in Queensland or outside Queensland –
(a) involving violence; or
(b) against children.
Section 8 of the Act and the challenge to its validity
[36] Mr Martin’s arguments in relation to s 8 of the Act may be summarised as follows.
An order may be made under s 8(1) if the court is satisfied that there are “reasonable
grounds for believing the prisoner is a serious danger to the community in the
absence of” an order under division 3 of Part 2 of the Act. That involves a low
standard of proof. Although an order under s 8 is a “preliminary order”, its effect is
to imprison a person who has served all his ordered term of imprisonment without
being convicted of any further offence.
[37] The discretion purportedly conferred by s 8(2) is illusory as, once the criterion in
s 8(1) is satisfied, the Court is compelled to order interim detention in custody. By
an interim detention order the prisoner remains a prisoner and the Bail Act 1980
(Qld) has no application. Moreover, an application under s 8 may be determined by
evidence which would be inadmissible if it were not for the provisions of s 7(2).
[38] Because of the forgoing features, s 8 is repugnant to the judicial process and the
criticisms made by the High Court of the legislation under consideration in Kable
are applicable.
[39] Why the respondent seeks to challenge s 8 and not other provisions of the Act is
understandable. That section was doubtless thought to be more vulnerable to
challenge than s 13 and later sections which require proof “to a high degree of
probability”, involve no relaxation of the rules of evidence, require the giving of
detailed reasons for the decision, and give the prisoner a right to be present at the
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hearing. Also, by virtue of s 44 a Court hearing an application under s 8 may
determine the matter on the papers.
[40] I accept that s 8, taken in isolation, is more open to the criticism than s 13, under
which “continuing detention” and “supervision” orders may be made. But in giving
relevant consideration to s 8, it is not permissible to disregard either the type of
order sanctioned by it or its role in the scheme of the Act.
[41] The section permits the making of an “interim detention order” only for the purpose
of securing the prisoner’s detention in custody until the hearing of the application
for a division 3 order. The date for that hearing must be set by the court when
making the order under s 8. The section then confers power to make interim orders
in aid of and as an adjunct to the powers conferred by s 13. The fact that such orders
may be made only for a limited purpose and for a limited duration is surely a
relevant consideration.
[42] The prisoner must be given notice of the application, be served with the evidence to
be relied on in support of it and has a right to rely on affidavit evidence at the
hearing. Although, as has been said, that hearing may take place on the papers, it
will be by a judge of the Supreme Court who must ensure procedural fairness. That
in itself provides a substantial safeguard that the prisoner’s rights will be protected.
[43] Sub-section 7(2) permits hearsay evidence on the hearing of the application, but that
is normal on interlocutory applications in civil matters. It is also permissible, as well
as standard procedure, in applications for bail under the Bail Act 1980 (Qld).
[44] I do not accept that the discretions conferred on the Court by s 8 are illusory. The
significance to the respondent’s argument of the discretion being real or genuine is
discussed below in relation to the discretion conferred by s 13 and, the reasons for
my concluding that there is a real discretion conferred by s 13 are generally
applicable to the discretion conferred by s 8. I will not repeat those discussions.
[45] It is apparent however that no order may be made under s 8 unless the Court is
satisfied of the maters stated in sub-section (1). If the Court is so satisfied, it is not
required to make either a “risk assessment order” or an “interim detention order”.
Sub-section (2) commences with the words –
“If the Court is satisfied that under subsection (1), it may make either
or both of the following orders-”
[46] A right of appeal exists in respect of any order made under s 8. This and the other
matters discussed above do not suggest to me that the role of the court under s 8,
putting aside for the moment the type of order sanctioned, is foreign or antithetical
to the normal judicial function or such as to tend to a perception that the court lacks
independence or the capacity for independent judgment.
[47] I will now proceed to consider other provisions of the Act which impinge on the
role and operation of s 8.
Does the Court have a true discretion under s 13?
[48] Mr Martin argued that there was in fact no discretion conferred on the court by
s 13(5). Once it was determined that the prisoner was “a serious danger to the
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community”, he submitted, the expectation was “necessarily, that an order would be
made”. The submission gains support from s 13(6) which makes –
“the need to ensure adequate protection of the community is the
paramount consideration on the hearing of an application under s
13.”
[49] It is assisted also by the inclusion in s 13(4) of paragraph (i) which requires the
court, in deciding whether a prisoner is a serious danger to the community, to have
regard to “the need to protect members of the community from that risk”. How such
a need could be relevant to a reasoned determination of whether “there is an
unacceptable risk that” the prisoner in question “will commit a serious sexual
offence” is difficult to understand.
[50] The question of whether a real, as opposed to illusory, discretion is conferred by
s 13(5) is relevant for present purposes. If it is real it tends against the conclusion
that the Legislature by the Act is directing the Court “as to the judgment or order
which it might make in the exercise of jurisdiction conferred on it”. 20
[51] In Nicholas v The Queen 21 Brennan CJ said –
“Some characteristics of a court flow from a consideration of this
function, including the duty to act and to be seen to be acting
impartially. We are not concerned with these characteristics in the
present case, except in so far as the duty to act impartially is
inconsistent with the acceptance of instructions from the legislature
to find or not to find a fact or otherwise to exercise judicial power in
a particular way. A law that purports to direct the manner in which
judicial power should be exercised is constitutionally invalid.
However, a law which merely prescribes a court's practice or
procedure does not direct the exercise of the judicial power in
finding facts, applying law or exercising an available discretion.”
(footnotes omitted)
[52] Those observations were made in respect of a state court exercising federal
jurisdiction but, plainly, are relevant to the question for determination in this case.
Even Legislative directions which, ostensibly, concern matters of practice and
procedure may be of such a nature as to direct the exercise of judicial power. 22 I do
not, however, regard the subject provision as offending in such a way.
[53] I accept that the language of s 13(6) increases the likelihood that, if there is a
finding in terms of sub-section (1), an order under sub-section (5)(a) or (5)(b) will
be made. Nevertheless, I do not consider that there is no real discretion. Under s
13(5) the Court, if satisfied in terms of subsection (1), may order either indefinite
detention or release subject to conditions. There is thus a significant discretion to
be exercised.
[54] I consider also that the Court does have a genuine discretion as to whether to make
any order under s 13. It is not difficult to envisage circumstances in which an order
may be refused despite a finding in terms of s 13(1). A person may be a “serious
danger to the community” for the purposes of s 13 even though there is little or no
20 Nicholas v The Queen (1998) 193 CLR 173 at 186 per Brennan CJ.
21 (supra) at 188.
22 Nicholas v The Queen (Supra) at 225, 226
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risk of the person’s doing serious physical or mental harm to anyone, let alone
inflicting life or health threatening physical injury. For example, the assaulting of a
child by touching in a sexual and non-violent way outside his or her clothing comes
within the definition of “serious sexual offence”. By operation of s 13(2), such an
offender would become, for the purposes of s 13(1), a “serious danger to the
community” if there was non acceptable risk that such a person would commit
similar offences if released from custody. It is not difficult to think of other such
examples.
[55] Before a court can be satisfied under s 13(1) it must be satisfied under s 13(2) that
“there is an unacceptable risk” that the prisoner will commit a serious sexual
offence. The Attorney-General has the onus of proof and the assessment of what is
or is not an unacceptable risk is left to the court. Those matters further support the
conclusion that a real discretion is conferred by s 13(5).
Comparison of the Act with other functions conferred on Australian courts by
legislation
[56] I return to a consideration of whether the vesting in the court of the functions under
the Act (and, in particular, those in s 8) might bring the court into disrepute whether
by undermining its independence, eroding the public perception of it as an
institution independent of the Executive or by otherwise eroding public confidence.
In making such an assessment it is appropriate, in my view, to consider the
functions which State Supreme Courts have exercised traditionally and are fulfilling
at present.
[57] By Part 10 of the Penalties and Sentences Act 1992 (Qld) the court is given power
to impose an indefinite sentence on an offender convicted of “a violent offence” as
defined in s 162 of the Act. A prerequisite to the imposition of such a sentence is
that the court be satisfied that the offender “is a serious danger to the community”.
In making that determination the court must have regard, amongst other things, to
“the risk of serious physical harm to members of the community if an indefinite
sentence were not imposed” and “the need to protect members of the community
from” such risk. Section 181 requires such a sentence to be reviewed by the court at
specified periods, the first of which is fixed in relation to “the offender’s nominal
sentence”. The court conducting the review need not be constituted by the judge
who sentenced the prisoner. Unless the court is satisfied that the offender is still a
serious danger to the community upon review it must order that the indefinite
sentence be discharged. Consequently, on a review, the court must assess and have
regard to the likelihood of an offender re-offending. The offender’s past conduct,
including the conduct which gave rise to the offences for which the offender was
imprisoned, is merely an evidentiary consideration.
[58] Provisions in the Sentencing Act 1991 (Vic), similar to those in Part 10 of the
Penalties and Sentences Act, were upheld by the Victorian Court of Appeal in R v
Moffatt23 . In the course of his reasons in that case, Winneke P drew attention to the
fact that State Courts have traditionally been invested with power to impose “a
sentence of preventive detention in one form or another”. He referred also to the
“habitual offenders” legislation which States had enacted in the past which
23 [1988] 2 VR 229.
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empowered courts to impose a term of preventive detention on persistent offenders.
[59] Addressing the appellant’s argument that the review process under the legislation
which called on a court, after the sentencing process had expired, to determine
whether the prisoner was “still a serious danger to the community”, his Honour
concluded that such functions were not “incompatible with the exercise of judicial
functions” and that they did not “demean the integrity of the judiciary”. His Honour
expressed the opinion that such provisions “are designed to ensure that a person
upon whom an indefinite sentence has been imposed is invested with a right to have
that sentence terminated in accordance with a process which is both open and fair”.
His Honour further concluded that even if the process could not be characterised “as
an inseparable part of the judicial process of imposing the indefinite sentence”,
which he doubted, “it is nonetheless … a fair and appropriate adjunct to such
process”.
[60] The view was advanced that such a review process, which had its counterparts in
legislation in Queensland, South Australia and the Northern Territory, was an
appropriate means of addressing criticism of indefinite sentencing legislation such
as that made by the court in the following passage from the judgment in Chester v
R – 24
“The stark and extraordinary nature of punishment by way of
indeterminate detention, the term of which is terminable by
executive, not by judicial, decision, requires that the sentencing
judge be clearly satisfied by cogent evidence that the convicted
person is a constant danger to the community …”.
[61] In Moffatt, Hayne JA, considering the challenge to the review requirements of the
legislation, (which the appellant argued impermissibly involved the court “in the
continuing administration” of the sentence after conviction) concluded that even if
such a function was not a judicial function, it was not “a task so antithetical to the
exercise of judicial power as to lead to the conclusion that a State legislature may
not validly pass an Act requiring the courts of the State to undertake such tasks”.
Both Hayne JA and Charles JA, the remaining member of the Court, also thought it
significant that legislation providing for the imposition of preventive detention had
had a long history in this country without there being any judicial finding that the
imposition of an indefinite sentence was itself incompatible with the judicial
function.25
[62] Discussing the challenge to the function of the court in reviewing an indefinite
sentence, Charles JA said – 26
“It is, as Mr. Tehan submitted, no doubt true that the review of
sentences is a function normally carried out by correctional
authorities and parole boards. But the indefinite sentencing
legislation is not directed at any one offender. The review process is
clearly linked to the original sentence which was imposed in relation
to the offender's past criminal conduct for which the prisoner was
duly found guilty and convicted. In the conduct of that review
process, the court is left with a clear discretion to be exercised upon
24 (1988) 165 CLR 611 at 619.
25 See 258, 259 per Charles JA.
26 At 260.
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grounds which must be exposed in reasons and which are thereafter
open to an appeal. In my view this power is properly characterised as
a judicial function.”
[63] His Honour concluded also that, far from weakening confidence in the court –
“… it might well be thought that the process of review of an
indefinite sentence by a court would be seen by the community as
preferable and more fair to the offender than would making a
sentence of indefinite duration terminable only at the ill-defined
pleasure of the executive.”
Do the provisions of s 8 of the Act infringe Chapter III of the Constitution?
[64] A significant feature of ss 8, 13 and other provisions of the Act is that a prisoner
whose sentence has been served is exposed to further imprisonment without having
been convicted of another offence. That is a consideration which weighed heavily
with all members of the majority, and in particular, with Toohey and Gaudron JJ in
Kable.
[65] But as the above discussion shows, there are very significant differences between
the provisions of the Act and the legislation struck down in Kable. In particular, the
Act requires the court to be satisfied of matters preliminary to the making of an
order “to a high degree of probability”, there is no relaxation of the rules of
evidence in the case of a final order, the application if the Act is general and not
confined to a specific person or specific persons and, it confers a discretion, not
only as to the type of order but as to whether an order should be made.
[66] The authority of the decision in Moffatt was not called into question by Mr Martin
and, in my respectful opinion, the result in that case and the reasoning supporting it
were unexceptionable. Acceptance of the validity of the legislation there considered
with its review procedures assists the conclusion that the Act is not beyond power as
a result of the application of the Kable principle. Whilst the Act, unlike the
legislation considered in Moffatt, does not require an indefinite detention order to
have been imposed or initiated as a result of sentencing upon conviction, both Acts
have significant common features. In both cases, the release of a prisoner at the
expiration of his or her sentence is made dependent, not on completion of the term
of imprisonment imposed for the prisoner’s offence on sentence, but on a further
assessment of the risk of the prisoner’s re-offending and of the danger the prisoner
might present to the community.
[67] The provisions of the Victorian legislation, like the provisions of the Act, infringe
the common law requirement of proportionality in sentencing by sanctioning, in
substance, an increase in a term of imprisonment for the purposes of protecting the
community against possible future acts of the offender. Legislation, however, may
and often does, override common law principles, even long established and
cherished ones.
[68] That the Act permits orders to be made against a prisoner for the first time well after
the conclusion of the sentencing process, whilst sanctioning conduct foreign to the
normal operation of the judicial process in criminal matters, is, in my view, not
something which, of itself, would tend to lead ordinary reasonable members of the
public to the conclusion that the Supreme Court was acting as an instrument of
executive government policy and lacking in independence.
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[69] As the earlier discussion shows, no order under the Act, other than an interim order,
may be made unless the pre-requisites for the making of orders are established to a
high degree of probability by admissible evidence. The applicant bears the onus of
proof and the Court has a discretion as to whether to make a supervision order or a
continuing detention order. It may decline to make either form of order and any
order made by a judge on the hearing of an application must be accompanied by
detailed reasons and may be appealed against. The prisoner is entitled to be present
at a hearing at which a continuing detention order may be made or continued and
there is no reason why such a hearing would not take place in public. The
procedures in the Act in that regard are thus consistent with normal judicial process.
I earlier reached the same conclusion in relation to s 8.
[70] There will be those who question the compatibility of the central provisions of the
Act with common law principles and with acceptable standards of fairness and
justice. As well as the matters discussed in paragraphs 11 to 23 above, critics of the
legislation may be concerned by the difficulties inherent, in most circumstances, in
assessing a person’s likely future conduct. 27 Also the Act seems to treat a prisoner
subject to an order under s 8 or a continuing detention order as having the same
status as a prisoner serving the sentence imposed after conviction, and as thus
having no special rights or privileges.
[71] There will be others who place more weight on the protection of the community
than on the preservation of individual rights and liberties and who will approve of
the legislation, or at least its general thrust. Such conflicting views may be very
strongly held.
[72] Nevertheless, it seems to me that ordinary reasonable members of the community,
whatever their views on the legislation, would perceive it to be the act of the
Parliament, not the Court and regard the Court as doing no more than fulfilling a
duty imposed on it lawfully by Statute. It will be understood by such persons that in
our democratic society, subject to the provisions of the Constitution, the Parliament
has plenary powers to legislate for peace, order and good government. If laws are
regarded as inappropriate or unjust, members of the public and interest groups may
exert pressure on the Government to repeal or change them. If no change results,
those disaffected have their avenue of redress in the electoral process.
[73] The exercise of discretions under the Act may necessitate the making of difficult
judgments and may well give rise to public controversy. That is a factor which
normally ought weigh against reposing such powers in the Supreme Court, but in
this case any controversy likely to result from individual decisions is little different
in nature from that which arises already from the exercise by courts of their powers
in relation to sentencing and the grant of bail.
[74] There is much to be said also for the point of view that if Parliament is to enact
legislation which interferes with personal liberty it is preferable, to adapt the
language of Brennan CJ, Deane, Dawson and Toohey JJ in Grollo v Palmer 28 , that
the relevant decision be entrusted to “some impartial authority, accustomed to the
dispassionate assessment of evidence” and the making of independent judgments
uninfluenced by extraneous considerations.
27 Such determination, however, are required to be made under the Bail Act 1980 for the purposes of
deciding whether an accused persons should be granted bail.
28 [1995] 184 CLR 348 at 367]
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[75] The following passage from the judgments in Grollo29 , although directed to the
question of whether it was within the power of the Commonwealth Parliament to
confer on federal judges the power to issue telecommunications interception
warrants, is applicable in the context under discussion –
“It is an eligible judge’s function of deciding independently of the
applicant agency whether an interception warrant should issue that
separates the eligible judge from the executive function of law
enforcement. It is the recognition of that independent role that
preserves public confidence in the judiciary as an institution.”
[76] For the above reasons, I do not consider that the exercise by the Supreme Court of
powers under s 8 the Act would tend to create a perception that the court lacked
independence or impartiality or that it would tend otherwise to erode public
confidence in the Supreme Court as an institution. The challenge to the validity of
s 8 therefore fails.
Summary of Reasons
[77] The question for determination is not whether it is beyond the power of the State
Parliament to enact preventive detention legislation. It is not suggested that the
Parliament lacks such power. The matter to be decided is whether s 8 of the Act, by
conferring on the Supreme Court the power to make the interim preventive
detention order contemplated by the section, infringes Chapter III of the
Constitution by vesting in the Supreme Court functions incompatible with the
court’s role as a repository of judicial power of the Commonwealth.
[78] The respondent’s argument is based on the decision of the High Court in Kable v
Director of Public Prosecutions for the State of New South Wales. There are
substantial differences, however, between the provisions of the Act and the
provisions of the legislation struck down by the High Court in Kable. In particular,
the Act, unlike the Kable legislation, is not directed towards securing the continued
detention of one person. The Act has general application, rules of evidence apply,
the Attorney-General has the onus of proof “to a high degree of probability” in
respect of orders made under s 13 and the court has a discretion as to whether to
make one of the orders specified in s 13(5) or no order at all. All continuing
detention or supervision orders must be accompanied by detailed reasons and are
subject to rights of appeal.
[79] Separate consideration was not given in Kable to the power in the Community
Protection Act 1994 (NSW) to make interim orders. Accordingly, it is necessary to
apply the general principles enunciated in Kable to the wording of s 8. That section
does not require proof to a “high degree of probability” and permits hearsay
evidence. Regard, however, must be had to its role as a provision for the making of
orders of limited effect and duration in aid of and ancillary to the powers conferred
by s 13. Traditionally, courts have accepted hearsay evidence on the hearing of
interlocutory orders and, in some circumstances, such orders are made by the
application of a balance of convenience test. I do not consider that it is appropriate,
in making an assessment of this nature, to have regard to s 8 without reference to its
place in the scheme of the Act. When considered as a provision for the making of
29 (Supra) at 367
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interlocutory orders in aid of or ancillary to the powers in s 13, it may be thought
unlikely that (absent some singular defect, such as requiring the denial of natural
justice) s 8 would be void unless s13 was void also.
[80] There are substantial similarities between provisions of the Act and some of the
provisions of the Sentencing Act 1991 (Vic), the validity of which was upheld by
the Victorian Court of Appeal. Also, there has been a substantial history of
preventive detention in Australia without it being held that the imposition of an
indefinite sentence was, in itself, incompatible with the judicial function.
[81] The processes required to be followed before any order may be made under the Act
as well as the existence of a right to appeal ensure a fair and impartial
determination. They are consistent with traditional judicial process. That
observation applies to s 8 as well as to s13. Consequently there is not that degree of
antithesis between the court’s role and processes under the Act and its traditional
role and processes which concerned the majority judges in Kable.
[82] Determinations under the Act may have the effect of subjecting a prisoner to an
extended term of, or even indefinite, imprisonment, not as the result of a conviction
for an offence, but on the basis that the court is satisfied that there is an
unacceptable risk that the prisoner will commit a serious sexual offence if released
from custody or if released from custody without a supervision order being made.
There will be those who consider legislation of this nature an unacceptable
departure from common law principles and as inconsistent with acceptable
standards of fairness and justice. Others will have a contrary point of view. The
legislation is thus likely to attract controversy as are decisions made under it from
time to time.
[83] Despite these considerations, in my view, the court’s role under ss 8 and 13 of the
Act is not such as to tend to erode public confidence in it as an institution.
Reasonable persons will appreciate that the court is doing no more than perform the
functions required of it by statute. They will perceive, however, the desirability, if
there is to be such legislation, of conferring the decision making powers on some
impartial authority, accustomed to the dispassionate assessment of evidence and the
making of independent judgments uninfluenced by extraneous considerations.
[84] Whilst the potential of decisions under the Act to cause controversy is a matter of
concern, the decisions and discretions involved in ss 8 and 13 are similar to those
made and exercised by courts on a daily basis in sentencing and determining bail
applications. Consequently, any potential of s 8 and 13 of the Act to involve the
court in controversy is not of particular moment for present purposes.
[85] The constitutional challenge to the validity of s 8 of the Act is thus unsuccessful.
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Official source: https://www.sclqld.org.au/caselaw/QSC/2003/200