Cloud v State of Queensland [2002] QCA 458
SUPREME COURT OF QUEENSLAND
CITATION: Cloud v State of Queensland [2002] QCA 458
PARTIES: MICHAEL CHARLES CLOUD
(plaintiff/appellant)
v
STATE OF QUEENSLAND
(defendant/respondent)
FILE NO/S: Appeal No 331 of 2002
Appeal No 332 of 2002
SC No 771 of 2001
SC No 75 of 2001
SC No 841 of 2001
DIVISION: Court of Appeal
PROCEEDINGS: General Civil Appeals
ORIGINATING
COURT: Supreme Court at Townsville
DELIVERED ON: 1 November 2002
DELIVERED AT: Brisbane
HEARING DATE: 19 July 2002
JUDGES: Davies and Jerrard JJA and White J
Separate reasons for judgment of each member of the Court,
each concurring as to the order made
ORDER: Appeals dismissed with costs
CATCHWORDS: CONSTITUTIONAL LAW – OPERATION AND EFFECT
OF THE COMMONWEALTH CONSTITUTION –
EXTERNAL AFFAIRS (CONSTITUTION, s 51(xxix)) –
IMPLEMENTATION OF TREATIES AND
CONVENTIONS – GENERALLY – where appellant
contends that the actions of the respondent were in breach of
its obligations under the United Nations Convention on the
Rights of the Child – where the provisions of the Convention
have not been made part of domestic law in Australia –
whether the Convention has a special significance in
Australian law
CONSTITUTIONAL LAW – OPERATION AND EFFECT
OF THE COMMONWEALTH CONSTITUTION –
RESTRICTIONS ON COMMONWEALTH AND STATE
LEGISLATION – DISCRIMINATION BETWEEN
RESIDENTS OF DIFFERENT STATES (CONSTITUTION
s 117) – GENERALLY – where appellant contends that
because the New South Wales adoption legislation allows a
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person in the appellant’s position the right to object to an
adoption and the Queensland legislation does not, s 117 of
the Constitution is contravened – where the absence of this
right in Queensland is indiscriminately denied to all fathers
who are not married to the child’s mother irrespective of the
State in which the father has resided – whether Queensland
legislation contravenes s 117 of the Constitution
FAMILY LAW AND CHILD WELFARE – CHILD
WELFARE OTHER THAN UNDER FAMILY LAW ACT
1975 AND RELATED ACTS – ADOPTION – EFFECT OF
ORDER – where appellant contends that officers of the
Department of Family Services and Aboriginal and Islander
Affairs, did not act in an honest and responsible manner,
having regard to the best interests of the child – where
appellant contends that the officers were selective in the
information they put before the Family Court – where it was
shown that officers of the Department provided information
in the Family Court which favoured making an adoption
order and which overlooked the possibility of improving
interactions between the child and his father, the appellant –
whether these circumstances give the appellant a right of
action against the State of Queensland
TORTS – MALICIOUS PROCEDURE AND FALSE
IMPRISONMENT – ABUSE OF PROCESS – where
appellant contends that there was a duty on respondent to
give different information to witnesses – where such
complaints should have been raised at the Family Court trial
or on the appeal from that court’s decision – where appellant
has attempted to reopen matters which have already been
litigated upon – whether this amounts to an abuse of process
of this court
FAMILY LAW AND CHILD WELFARE – CHILD
WELFARE OTHER THAN UNDER FAMILY LAW ACT
1975 AND RELATED ACTS – ADOPTION –
APPLICATION FOR ORDER – CONSENT TO ORDER
AND DISPENSING WITH CONSENT – where appellant
seeks a declaration that the relevant consent for the adoption
was obtained by improper means – where this application is
akin to one under s 16(1)(b) of the Adoption Act 1964 (Qld) –
where the Director of the Department of Family Services and
Aboriginal and Islander Affairs knew of the appellant’s
opposition to the adoption when he made the order – where
this order was one in which the welfare and interests of the
child were the paramount consideration for the Director –
whether declaration sought by the appellant should be granted
TORTS – MALICIOUS PROCEDURE AND FALSE
IMPRISONMENT – ABUSE OF PROCESS – where
appellant has suffered a deep sense of loss – where adoption
occurred in accordance with Queensland laws – where
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learned judge below found the appellant’s claim to be
vexatious and oppressive and an abuse of process – whether
the order below staying the action should be upheld for these
reasons
Commonwealth Constitution, s 51(xxxvii), s 117
Family Law Act 1975 (Cth), s 60E, s 60H, s 91B
Family Law Regulations 1984 (Cth), reg 8, reg 12B
Human Rights and Equal Opportunity Commission Act 1986
(Cth), Sch 3
Adoption of Children Act 1964 (Qld), s 7, s 10, s 16, s 19, s
22, s 23, s 41
Adoption of Children Act 1965 (NSW), s 26
Childrens’ Services Act 1965 (Qld), s 47, s 55, s 48, s 103
Commonwealth Powers (Family Law – Children) Act 1990
(Qld)
Status of Children Act 1978 (Qld), s 3
B v B (1996) 21 Fam LR 676, considered
Cabassi v Vila (1940) 64 CLR 130, applied
Hoye v Neely; Department of Community Services (1992)
FLC 92-310, considered
In the Marriage of Newling & Mole (1987) 11 Fam LR
974,considered
Ousley v R (1997-98) 192 CLR 69, considered
Re H (an infant) [1982] Qd R 364, followed
Sullivan v Moody (2001) 183 ALR 404, followed
COUNSEL: The appellant appeared on his own behalf
PA Keane QC, with K Buxton, for the respondent
SOLICITORS: The appellant appeared on his own behalf
C W Lohe, Crown Solicitor for the respondent
[1] DAVIES JA: I have read the reasons for judgment of Jerrard JA and agree that
each of these appeals should be dismissed with costs. The orders made by Cullinane
J were, in my opinion, correct, generally for the reasons which his Honour gave.
[2] JERRARD JA: On 6 November 1995 the then Director-General of the Department
of Family Services and Aboriginal and Islander Affairs (“the Department”), made
an order under the Adoption of Children Act 1964 (Qld) (“the Adoption Act”) 1 , for
the adoption of the child Julian Darryl Mark Mackenzie. That child had been born
in New South Wales on 22 July 1994, and brought to Queensland in late September
1994 by his mother, who then placed the child in foster care in Queensland. The
plaintiff/appellant, the child’s father, thereafter unsuccessfully applied to the Family
Court of Australia for orders granting him the sole custody and guardianship of the
child. The adoption order was made after both that application to the Family Court
1 The order would have been made under s 7(1) of the Adoption Act.
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was dismissed2 , and an appeal on the merits by the plaintiff/appellant to the Full
Court of the Family Court of Australia had also been dismissed.
[3] In June and November 2001 the plaintiff/appellant filed claims in the Cairns and
Townsville Registries respectively of this Court, for damages in the “Cairns” claim;
and damages, together with a declaration that the relevant consents to adoption had
been obtained by improper means, in the “Townsville” claim. The gist of the claim
in the Cairns Registry was that inaccurate or inadequate information or evidence
had been given by officers of the Department in the Family Court proceedings, and
the plaintiff/appellant had suffered terribly from the loss of his child when the
adoption order, consequent on the orders of the Family Court, was made. The gist
of the claim in the Townsville Registry was that the Director-General was either
obliged to refuse, or should have refused, to make an adoption order knowing of the
plaintiff/appellant’s objection to it. On 14 December 2001 Cullinane J made orders
staying both proceedings, principally on the grounds that they were an abuse of
process, vexatious, and disclosed no arguable cause of action. The
plaintiff/appellant appeals those orders.
Care and Protection of the Director
[4] Some more background history is relevant to an understanding of the issues raised
in this appeal. The appeal record describes the plaintiff/appellant as having been in
a de facto relationship with the child’s mother from September 1993 until 1
February 1994. After the child’s birth in July 1994, and the mother’s placing of the
child in foster care in Queensland, he was fostered by a Mrs Fairbrother from about
October 1994 until at least the trial in the Family Court of Australia in early
September 1995.
[5] A supplementary statement of facts was received from the respondent to this appeal
on 31 July 2002, in response to a direction of this Court on the hearing of the appeal
on 19 July 2002. Its contents were not disputed by the appellant, who made a
written reply to it, raising other issues. That statement informed that on 4 October
1994 the mother voluntarily placed the child into the Department’s care. That
information, and the fact that the child was in foster care, means that very likely
what had occurred was that the child’s mother had applied pursuant to s 47(1) of the
Childrens’ Services Act 1965 (Qld) (then in force) to admit the child to the care and
protection of the Director of the Department.
[6] On such an application the Director may by writing declare such a child to be
admitted to the Director’s care and protection 3 , and it is by that means, not just the
mother’s application, that a child relevantly comes into the Director’s care. Upon
such a declaration being made, the child is taken into the Director’s custody4 and
the guardianship of such a child vests in the Director for as long as that declaration
is in force. 5 Such a declaration is in force until, inter alia, the expiration of one
month after the parent making the application, or a person who was the guardian of
the child before it was made, applies to the Director to undertake themselves the
2 The Family Court of Australia made orders in the father’s application for sole guardianship and
custody of the child both dismissing that application and appointing the Director General of the
Department sole guardian of the child.
3 s 47(2)
4 s 47(2A)
5 s 55(1)
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care and protection of the child. 6 Finally, that legislation provided that when a child
was admitted to the care and protection of the Director by the Director’s declaration,
the Director might make use of such facilities and services as might be made
available by “any person approved by the Director”; and s 103(1) specifically
provided that the Director could place a child in care in the charge of foster parents.
[7] Those were the provisions of the “child protection” legislation then in force. The
child’s placement in the Director’s care probably means that from 4 October
onwards the Director was the guardian of the child. This is because there is no
evidence of any application having been made to withdraw the child from the
Director’s care, and thus to remove him from foster care. Instead, the
plaintiff/appellant himself describes an agreement between the two parents entered
into “in or about mid 1995” in the proceedings in the Family Court of Australia,
whereby the parties agreed by an undertaking to that Court to allow the child to
remain in the “temporary custody” of the Director. That description by the
appellant of that undertaking is entirely consistent with the described provisions of
the Childrens’ Services Act 1965. What this means is that as at 11 October 1994 it
is probable that neither parent was the guardian of the child, guardianship having
passed to the Director by reason of s 55(1).
[8] October 11 1994 was the date on which the mother signed a form of consent in the
prescribed form consenting to the adoption of the child. The issue of the child’s
guardianship is relevant because the plaintiff/appellant contends that the Director
ought to have also required his consent to the adoption pursuant to s 19(3) of the
Adoption Act.
Consent by a Guardian
[9] The Adoption Act provides the circumstances in which a child present in
Queensland may be adopted by prospective adopting parents who are resident or
domicile in Queensland. 7 Section 10 of the Adoption Act provides that for all
(relevant) purposes the welfare and interests of the child concerned shall be
regarded as the paramount consideration. Section 7(1) provides that a child may be
adopted in Queensland by means of an order for the adoption of that child made by
(at that time) the Director of the Department. Section 19(1) provides that the (then)
Director shall not make an order for the adoption of the child unless consent to that
adoption has been given “by the appropriate person or persons”. Section 19(2)
describes those, in the case of a child whose parents were married to each other at
the time of the child’s conception or who have since married each other, as being
“every person who is a parent or guardian of the child”. Section 19(3) provides
that, in the case of a child whose parents were not married to each other at the time
of the child’s conception and who have not since married each other, the appropriate
person “is every person who is the mother or guardian of the child”.
[10] Section 19(7) provides that “despite s 23”, if under the (then) Childrens’ Services
Act 1965 the (then) Director has custody or guardianship of a child, it is
unnecessary for that Director’s consent to the child’s adoption to be evidenced by
an instrument of consent. Section 23 provides that consent for the purposes of s 19
shall be evidenced by an instrument of consent substantially in accordance with the
prescribed form. Section 22 provides for the revocation of consent before the
6 s 48(b)
7 Adoption Act s 7A(1)
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expiration of 30 days from the date on which the instrument of consent was signed,
or before the day on which the order for the adoption is made, which ever is the
earlier.
[11] The plaintiff/appellant never married the child’s mother. The appellant argues that
the Director ought to have recognised that the appellant was a guardian of the child
to whom s 19(3) applied.
[12] The Director’s conduct in not obtaining the father’s consent, and in proceeding to an
adoption of the child without that consent, was in accordance with a decision of
Connolly J of this court in Re H [1982] Qd R 364. In that case His Honour held that
the effect of s 3(1) of the Status of Children Act 1978 (Qld) was that:
“The father of an illegitimate child is his guardian” (page 367 par A).
Nevertheless, His Honour also held that on an examination of the legislative history
of s 19(3) of the Adoption Act, the word “guardian” in that section was used to
describe a person who was a guardian of the child by reason other than ties of
parenthood (at page 368B). The section remained unamended after that judgment. I
respectfully observe that s 19(7) is consistent with the word “guardian” in s 19(3)
being using in the sense described by Connolly J, as s 19(7) necessarily implies the
Director can consent under the Adoption Act to the adoption of a child in the
Director’s guardianship by reason of the Children’s Services Act. What guides the
Director is s 10 of the Adoption Act.
[13] Mullane J reached a different conclusion to that of Connolly J when construing a
similar provision, in s 26(3) of the Adoption of Children Act 1965 (NSW), in Hoye v
Neely (1992) FLC 92-310, holding that the provisions of that legislation did require
the consent of the unmarried father to the child’s adoption. The thoughtful
judgment of Mullane J considers a number of decisions on the issue, but I
respectfully prefer and adopt the construction of Connolly J. I consider that
construction accords with the difference between the requirement in s 19(2) that the
persons whose consent are necessary are “every person who is a parent or
guardian of the child”, and the requirement in s 19(3) of the consent of each person
who is “the mother or guardian” of a child. That latter requirement no doubt
reflects the reality that sometimes the identity of the father will be unknown.
[14] It is likely that in any event guardianship had passed to the Director on or about 4
October 1994, by reason of the Director’s election. The closeness of the dates 4
October and 11 October 1994 tends to disguise the important fact that passing
guardianship to the Director, on the Director’s acceptance of an application to take
the child into care and protection, is no empty gesture. This tiny baby needed care
and his mother did not provide it. The evidence described later herein and given
before the Family Court suggested his father could not provide it. The person who
would give care to the child needed a legal status in the child’s life, so that decisions
about the child’s welfare could be made.
[15] The appeal record contains the appellant’s description of the child’s mother inviting
the appellant to consider a reconciliation of their relationship in late November
1994. Apparently that did not happen, and on 30 January 1995 the father filed his
applications in the Family Court for orders that he have sole custody and
guardianship of the child. On 27 February 1995 Jordan J of that Court ordered:
That the appellant have supervised access with the child for two hours each week;
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That paternity testing procedures be carried out (these established the appellant is
the child’s father);
That the child be separately represented in the proceedings in the Family Court.
It was following those orders that the parties filed their undertakings to allow the
child to remain in the temporary custody of the Director. Either parent would
otherwise have had the right under s 48(b) of the Childrens’ Services Act, assuming
guardianship had passed to the Director, to apply to the Director, to undertake the
care and protection of the child. The appellant could have done so because he was
a guardian of the child before the child entered the Director’s guardianship,
assuming that occurred on or about 4 October 1994. (I consider the term “the
guardian” in s 48(b) of the Childrens’ Services Act was used in a wider sense than
the sense in which it was used in s 19(3) of the Adoption Act.)
Jurisdiction in the Family Court
[16] The jurisdiction of the Family Court of Australia to make orders such as those
sought by the father, in respect of children other than children of a marriage, derived
at the time of those proceedings from the combination of s 60E(2) and (4) of the
Family Law Act 1975 (Cth), and the Commonwealth Powers (Family Law –
Children) Act 1990 (Qld). That latter Act referred to the Commonwealth
Parliament, pursuant to s 51(xxxvii) of the Constitution, the matter of legislative
power with respect to the custody and guardianship of, and access to, children.
[17] Section 60H of the Family Law Act, as then in force, provided that a court having
jurisdiction under that Act must not make an order under it in relation to a child
under the guardianship or in the custody of a person under a child welfare law,
unless either one of two conditions was satisfied. The first was that the order was
expressed to come into effect when the child ceased to be under such guardianship
or such custody; and the second was that the written consent of the child welfare
officer of the relevant State had been obtained, to the institution or continuation of
the proceedings. The effect of Regulation 12B(2) of the Family Law Regulations
1984 (Cth) in force at all relevant times was that both the Adoption Act and
Childrens’ Services Act of Queensland were child welfare laws within the meaning
of s 60H. The appeal record demonstrates that the Director became an intervenor by
leave granted in the proceedings in the Family Court initiated by the appellant’s
application filed 30 January 1995. Those proceedings thereafter continued to
judgment and on appeal, and the Director appeared by the Crown Solicitor in person
in the trial proceedings, and by counsel in the appeal to the Full Court of the Family
Court. It is therefore safe and only appropriate to assume that the proceedings were
regular; 8 and that the written consent of the Director was obtained to the
continuation of the proceedings in which the Director was intervening and
appearing. I am again assuming that the child was in the Director’s guardianship.
If not, the Family Court had no fetter on its jurisdiction.
Proceedings in the Family Court
[18] The appeal record demonstrates that the child’s mother continued to have a degree
of ambivalence about the matters critical to his future. On 15 August 1995 she filed
her own application in the Family Court for orders that she have the sole custody
8 Ousley v R (1997-1998) 192 CLR 69; Gossett v Howard (1845) 10 QB 411 at 452-33.
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and guardianship of the child. She withdrew that application at or about the time of
the commencement of the actual trial, and in the trial before Barry J supported the
argument of the child’s legal representative, that it was in his best interests that he
be adopted. The Crown Solicitor, the child’s representative, and the mother all
expressed opposition to the father being given custody, and the Crown Solicitor
suggested (A.R. 281) that an order could be made giving guardianship to the
“Department”. The child’s legal representative submitted that the Director should
be appointed sole guardian of the child by order the Family Court, submitting that
that order would ensure that an adoption could occur without there being any issue
of the father’s necessary consent pursuant to s 19(3) of the Adoption Act (record
284).
[19] Barry J ordered on 5 September 1999 that the father’s application be dismissed, he
be declared the father of the child, and the Director of the Department be appointed
the child’s sole guardian. On 21 September 1995 the father filed an appeal to the
Full Court of the Family Court, and on 16 October 1995 that appeal was heard and
dismissed. The grounds of appeal included that the judge had placed insufficient
weight on evidence that the father was progressing, and trying to progress, in his
interactions with the child.
[20] That appeal was very much one on the merits of the matter. The evidence led
before the learned judge of the Family Court, and the findings on those, are relevant
to the appellant’s claims in his action in the Cairns Registry of this Court. That
evidence included evidence from a Dr Francis Varghese, a psychiatrist who had
examined the parents on instructions from the child’s legal representative. The
report provided to that representative by Dr Varghese included a description of the
appellant being highly circumstantial and highly tangential in his speech, to the
extent that the appellant frequently lost the train of his thought; and the appellant
had very major problems in communication and relationships with others. Dr
Varghese described the appellant as displaying magical thinking and primitive
reasoning processes that could be termed psychotic, and he thought the appellant
(who was then known as Mark Ashton) had a very severe and profound personality
disorder, which the psychiatrist characterised as being schizo-typal. He assessed the
appellant as having paranoid, obsessional, and narcissistic traits, to a significant
degree; and thought he would be unable to look after a child on his own. In the
psychiatrist’s view, the issue of the appellant having sole custody of the child was
out of the question, and the psychiatrist recommended that the child be placed in a
secure family environment through adoption.
[21] The learned judge of the Family Court also heard evidence from Mrs Fairbrother
(the foster mother) whose affidavit evidence included the opinion that:
“Mark showed absolutely no affection towards Julian and seemed to
be interested in him as a prospective partner.”
She had earlier sworn that:
“Mark stated to me:
“I need him for a research partner to know how to live an extended
life, because in 400 years all these will be possible.”
Mrs Fairbrother also described how:
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“After all these months of visits Mark is still incapable of holding the
baby in his arms and still has not spoken to him once. There have
been 9 visits for a total and 17 and a half hours”.
She had also deposed that:
“I had suggested to Mark that he comfort Julian, but he was quite
incapable of doing so. Every time Mark picks Julian up he puts him
away from him and never puts him facing him.”
[22] The learned judge also had an affidavit from a “team leader” within the Department,
who prepared a report pursuant to s 91B of the Family Law Act for the legal
representative of the child. The judge described her report as an insightful and
accurate document. It recorded that all Departmental workers involved in
supervising family contact between the appellant and the child had reported that the
appellant had difficulty in engaging the child in play activities, that the appellant
appeared reluctant to physically interact with the child, and had required direction to
hold or cuddle the child when the baby was upset or distressed. That report writer
had also described what she called the transient life style of the appellant (at that
stage of his life), and that the appellant had no apparent knowledge of the emotional
and developmental needs of the baby. The judge understood her evidence as
showing that the appellant had shown “precious little improvement” in his
relationship with the child over numerous months during which access had taken
place.
[23] The judge also heard evidence which he accepted of the matters that troubled a
senior Adoptions officer from within the Department. These included that since
filing his application to the Family Court for orders for sole custody, the appellant
had advertised himself in a newspaper for the purposes of prostitution, and had
appeared in court twice that year and been convicted on two assault charges, of
which one involved a female and the other a publican.
[24] The learned judge came to the conclusion that he was not satisfied that the appellant
had any parenting skills which would allow him to cater for the need of an infant,
and nor was he satisfied that the appellant had the ability to develop those skills.
The judge had received evidence in a further report, described as a family report,
which the judge described as a “sound fair minded report”. It included within it the
observation that the appellant had not demonstrated to its author that he had an
ability to learn or “take on board feedback”, and had not behaved at all like
someone wanting to know how to live with and raise a young child. It appears
unlikely the family report was written by an officer of the Department 9 . On those
findings the judge dismissed the appellant’s application, and came to the further
view that the order that would most benefit the child, by providing stability and
security, would be an order for adoption. The judge held that there was no benefit
to the child in maintaining a relationship with the appellant when balanced against
the benefits of a “closed adoption order”, that being one in which the adopting
parents were unknown to the appellant.
[25] There was something of a consistent thread in the observations of the physiatrist, the
foster mother, the author of the s 91B report, and the author of the family report.
The judge placed weight on the reports of the psychiatrist and the author of the
9 See AR 115, wherein Barry J records that its author was a counsellor approved to write such reports
pursuant to reg 8 of the Family Law Regulations.
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family report. He also described Mrs Fairbrother, who was not in any sense an
employee of the Department, as “the salt of the earth”, and a person whom he
considered honest and sensitive, whose evidence he had no hesitation in accepting.
The author of the s 91B report would have been an employee of the Department, as
was the senior Adoptions officer whose evidence the trial judge accepted. The point
about all this is that the judge was not reliant simply on evidence of Departmental
officers who had supervised the access sessions between the father and son. The
child’s legal representatives were private practitioners entirely independent of the
Department, and Dr Varghese was then in a private practice as a psychiatrist.
[26] This has considerable relevance to the appellant’s pleadings against the State of
Queensland in the action in the Cairns Registry. Before turning to those, some
further history of the litigation in which the appellant has been involved is also
relevant to those pleadings.
[27] The appellant filed an application on 1 March 1996 with the High Court for special
leave to appeal the Full Court judgment. The Full Court had heard on the merits the
appellant’s complaint that other witnesses in the trial had been influenced by the
mother’s affidavit evidence, and that the learned judge had placed too much weight
upon the evidence of Mrs Fairbrother and the author of the s 91B report. The Full
Court also considered the appellant’s complaint that the judge had erred in
accepting various portions of the report of Dr Varhgese. The appellant’s application
for special leave to the High Court wanted it to review the findings of the primary
judge and to scrutinise those of the Full Court (record 234); and on 3 December
1996 special leave was refused.
[28] The father had in the meantime, by application filed 26 July 1996, applied in the
Family Court for orders that he have contact with the child for 16 hours each day.
On 24 October 1996 that application was dismissed, principally on the ground that it
was really an application for custody which matter had already been determined,
and was now waiting special leave. Significantly, the Registrar hearing the
application remarked upon the decision in In the Marriage of Newling & Mole
(1987) 11 Fam LR 974 in which the Full Court of the Family Court held that
jurisdiction existed under the Family Law Act to make orders for contact between a
natural parent and a child living with the child’s adopting parents. The Registrar
hearing the father’s application at that time considered that the provisions of s 41(1)
of the Adoption of Children Act 1964 (Qld), which forbid communication between
an adopted child and the parent of the child, did not deprive a court exercising
jurisdiction under the Family Law Act of the power to make orders in the best
interest of the child, even where those included orders conflicting with the
provisions of s 41.
[29] What is interesting about this is that the appellant has not applied to either the
Family Court of Australia or to this court for any order for contact with the child,
but has instead pursued claims for damages. He first did this by way of a writ of
summons filed the High Court, probably on 21 September 2000, seeking various
declarations and an order for restitution from the Commonwealth. The defendants
to the amended statement of claim in the High Court were the Commonwealth of
Australia, the State of Queensland, and the State of New South Wales. The
statement of claim pleaded the invalidity of the order of the Family Court
appointing the Director of the Department sole guardian of the child, partly on the
basis of it being contrary to s 117 of the Australian Constitution, and partly by
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reference to the provisions of the United Nations Convention on the Rights of the
Child (“UNCROC”).
[30] On 29 August 2001 Callinan J struck out that proceeding in the High Court (record
308). In summary, that learned judge did so on the grounds that there was no merit
in the constitutional arguments raised by the appellant, and that in any event the
matters raised ought to have been argued earlier, in the proceedings in 1995 and
1996 in the Family Court. The appellant has applied for leave to appeal that order
striking out his action, and that appeal waits hearing.
The Claim in the Cairns Registry
[31] His claim in the Cairns Registry of this court was begun before Callinan J made that
striking out order. In the “Cairns” claim he sues only the State of Queensland. He
describes his claim as being for “damages for breach of trust, misrepresentation,
defamation, negligence, illegality, suffering, and losses by impositions having
enduring affect”. Summarised, his pleadings allege that the employees of the
Department, including its administrators and “welfare and adoption agents”, had a
duty (to him) to be honest and trustworthy when engaged in writing reports about
the supervised access sessions between himself and the child, a duty to note
carefully and observe actual events and interactions that occurred, a duty of care to
the child to evaluate the circumstances of the child’s natural family, and a duty to
consider the child’s legal rights. His pleadings allege that the reports prepared by
the Department employees did not sufficiently include evidence on the “positive
side of what the child stood to gain by having more access with the plaintiff”. He
pleaded that the defendant (the Department) “exploited its monopoly over every
aspect of gathering evidence” at access sessions, and merely gathered evidence that
was “good for having the child adopted out”. He also pleads that the defendant
State of Queensland “was negligent to the rights of the child” as defined in specified
articles in UNCROC, and pleads that the conduct of the State of Queensland
contravened s 117 of the Constitution.
[32] He pleads that the State of Queensland was negligent in not adequately instructing
its supervisors to inquire and observe on what the child had to gain from having
access with him, and by not ensuring that the staff had effective means to record
evidence of what occurred at access sessions. He also pleads the Department
misrepresented to the child’s mother, to other potential witnesses, and to the Family
Court, the effect of what was there to be observed by Departmental officers
overseeing the contact between himself and the child. I think this is a reasonable
summary of the pleadings.
[33] Section 117 of the Constitution requires that a subject of the Queen resident in any
State not be subject in any other State to any disability or discrimination which
would not be equally applicable to that subject if the person were a subject of the
Queen resident in that other State. The fact that the law of New South Wales gives
a person in the appellant’s position the right to object to the adoption of his child,
whereas the law of Queensland does not, is not a contravention of s 117. The right
not given to him in Queensland is a right indiscriminately denied to the fathers of all
children proposed for adoption, where those fathers are not married to or have never
been married to the child’s mother, irrespective of the State in which the father has
resided.
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[34] I agree with the view of the learned judge below that the matters raising asserted
constitutional issues are in substance the same as those already aired before Callinan
J, and that they have no merit. The provisions of the UNCROC are not made part of
the domestic law of Australia, either by reason by their having been ratified by
Australia in December 1990 10 nor by reason of their being a schedule to the Human
Rights and Equal Opportunity Commission Act 1986 (Cth)11 .
[35] Turning to the appellant’s other pleadings, the appeal record does not demonstrate
that Department officers did not act in an honest and responsible manner which had
regard to the best interests of the child, nor that they were inaccurate or selective in
the information put before the Family Court. In any event the evidence which
seems to have been most quoted and relied on was provided by the child’s legal
representative, rather than by Department officers.
[36] However, I will assume in the appellant’s favour that the officers of the Department
did concentrate on providing information to other potential witnesses (including the
child’s mother) in the Family Court, and evidence in that court as well, which
information and evidence concentrated on matters favouring making an adoption
order and which overlooked or deliberately, and even dishonestly, excluded
descriptions of improving interactions between the child and father. Those
circumstances would not give the father now the right of action against the State of
Queensland which he wants to litigate. There are a number of reasons for this.
[37] One reasons is that s 10 of the Adoption Act provides the statutory description of the
obligation of the defendant’s employees, namely to conduct their investigations and
exercise their powers with the paramount consideration being the welfare and
interests of the child. The High Court of Australia held in Sullivan v Moody (2001)
183 ALR 404 at 417, that the law would not ordinarily subject persons in such a
position to a duty to have regard to the interest of another class of persons, where
that would impose (upon the defendant’s employees) conflicting claims or
obligations.
[38] In Sullivan v Moody the High Court heard together two appeals where plaintiffs
complained of the effect upon them of the manner in which other persons had
investigated the possibility that those plaintiffs had abused their own children. In
one of the two cases the relevant plaintiff had been charged by the police, and the
defendants were two doctors who had examined between them that plaintiff’s three
sons, and who had expressed the conclusion that the boys appeared to have been
sexually abused. The charges were ultimately dropped, but the plaintiff suffered
shock, distress and psychiatric harm, and personal and financial loss. The State of
South Australia and the Department of Community Welfare were also defendants.
In the other appeal, that State and that department were also defendants, and the
plaintiff was the father of a young girl. In that matter, the other defendants were a
medical practitioner and two social workers. The medical practitioner had
expressed a conclusion that the daughter had suffered sexual abuse, and although no
criminal charges were laid that plaintiff’s marriage broke down when his wife
believed the allegations. In proceedings in the Family Court those allegations had
10 See Bradley v Commonwealth (1973) 128 CLR 557 at 582 and Koowarta v Bjelke Petersen (1982)
153 CLR 168 at 224; Kioa v West (1984-85) 159 CLR 550 at 570.
11 The Full Court of the Family Court suggested in B v B (1996) 21 Fam LR 676 that although not part
of Australian domestic law, UNCROC may have “special significance” in Australian law [par
10.20].
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been resolved in the plaintiff’s favour. The judgment in the High Court included a
careful and historical analysis of the basis on which a duty of care was imposed, and
concluded it was inappropriate to impose a duty to those plaintiffs on the defendant
medical practitioners and social workers.
[39] That was because it would be inconsistent with the proper and effective discharge of
their responsibilities in a statutory scheme, formed for the protection of children in
which those defendants were required to treat the interests of the children as
paramount, to subject them to a legal duty to take care to protect the interest of the
parents of the children, breach of which would result in damages. In this case the
interests of a parent in not suffering the immeasurable loss of a child to adoption are
quite different from the needs, welfare, and best interests of the child. The judgment
in Sullivan v Moody positively discourages the view that there can co-exist both a
legal duty, to parents thought not capable of caring for a tiny child, to protect the
interests of those parents, and a statutory responsibility to act in that child’s best
interests. The principles discussed in that case are obviously applicable in this one.
[40] Further, the appellant complains that he was injured because of information adverse
to him given by the departmental officer to the mother, to (perhaps) Dr Varhgese
and the author of the family report (and perhaps others), which the appellant pleads
may have adversely affected assessments made of him. In saying that, he complains
of a matter also considered in Sullivan v Moody (supra). That is, the core of his
complaint is that he was injured as a result of what others were told by the
Departmental officers. The High Court observed in Sullivan v Moody that:
“At once, then, it can be seen that there is an intersection with the
law of defamation, which resolves the competing interests of the
parties through well developed principles about privilege and the
like. To apply the law of negligence in the present case would
resolve that competition on an all together different basis. It would
allow recovery of damages for publishing statements to the discredit
of the person where the law of defamation would not.”12
[41] In any event, the time and place to complain about Departmental officers supplying
inaccurate information or giving unbalanced accounts in evidence was in the trial in
the Family Court in September 1995, and on the appeal from that court’s decision.
As the learned judge below in the instant matter observed, there must be finality to
litigation. It is simply far too late now to attempt to reopen, in these proceedings,
matters going to the credit of some of the witnesses called in those proceedings, and
to the weight which should have been given to the evidence of others of those
witnesses. As the learned judge held below, the attempt to reopen them now under
the guise of what is really a pleading that there was a duty to give different or other
information to others or other evidence, is an abuse of the process of this court.
[42] There is a further point raised by the respondents. This is that in the decision in
Cabassi v Vila (1940) 64 CLR 130, where the High Court affirmed as part of the
common law of Australia the principle that no civil action lies in respect of
evidence, even if false and malicious, given by witnesses in the course of a judicial
proceeding. It was held this rule prevented an unsuccessful litigant bringing an
action for conspiracy against witnesses whom the defeated party alleged had
conspired together to given the false evidence which resulted in the case being lost
12 Paragraph 54 of the judgment in Sullivan v Moody.
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by him. The respondents argue that all the more, the plaintiff/appellant in this
matter ought not to be allowed to complain about evidence from Departmental
officers which was negligently or carelessly inaccurate, when he cannot sue them
where their evidence was deliberately dishonest. The rationale for the rule in
Cabassi v Vila is that the proper remedy, for the party whose action is lost because
of dishonestly given evidence, is to invoke the provisions of the criminal law which
punish perjury, or by action for contempt of court. What the appellant really wants
to do to complain here about what he says is unfair evidence the Department’s
officers gave, and unfair information they supplied out of court to other persons. As
shown, there is binding authority from the High Court that as a matter of public
policy a litigant cannot take either step by a claim as pleaded here. It follows that
for all these reasons the judgment of the learned trial judge staying the appellant’s
claim filed in the Cairns Registry should be upheld.
The Townsville Registry Action
[43] Turning to the appeal against the order staying his claim filed in the Townsville
Registry of this court, that in part seeks damages, and in part is an application for a
declaration which is akin to application under s 16(1)(b) of the Adoption Act. That
section allows the (as now styled) Chief Executive of the Department to apply to
this court for an order discharging an adoption order, which order the court may
make if satisfied that the consent for the purposes of the adoption originally made
was obtained by improper means. The court shall not make such an order if it
appears that making it would be prejudicial to the welfare and interests of the child.
[44] Mr Cloud simply asks for a declaration that the relevant consent for the adoption
was obtained by improper means. The damages sought are for “negligence, loss of
chance, and suffering by excluding the plaintiff from adoption consent rights in the
process of adopting the plaintiff’s son.” The statement of claim filed pleads that the
defendant, State of Queensland (really, the Director of the Department) had a duty
of care to be careful to not adopt a child unless full regard was had to the views of
“the parties”, and that the plaintiff should have been regarded as the child’s
guardian within the meaning of the Adoption Act. Mr Cloud also pleads that the
Director was negligent in continuing to classify the child as available for a closed
adoption, when knowing when the mother had had alternating stances as to whether
the child should be adopted or not, and when knowing the father and his parents
opposed the adoption and had initiated legal action in respect of the child.
[45] The appellant is not correct in his argument that he was a guardian of the child
within the meaning of s 19(3) of the Adoption Act. In any event, even if he were
otherwise the guardian, that very likely changed around the time the child entered
the Director’s care. The mother was a party in the proceedings in the Family Court
and argued in those for an adoption order. By the time the order was made, hers
seems to have been a determined consent, not obtained by any impropriety.
[46] The fact that the Director had the child adopted knowing of the father’s opposition
is not inconsistent with that order being one in which the welfare and interests of the
child were the paramount consideration for the Director. Mr Cloud’s sense of loss
pleaded by him is entirely understandable; but the adoption which occurred was in
accordance with the laws of this State. Unusually, it was proceeded by a full-blown
hearing before a judge, in which the public purse provided the child with legal
representation, some of the Department’s officers were cross examined, and a judge
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heard evidence from a psychiatrist, at least one if not two social workers, the child’s
parents, his foster mother, and other witnesses. Four parties appeared altogether,
and submissions were made by all as to what were the orders in the child’s best
interests. That judge had extensive experience in determining by order the future
lives of children, and expressed the clear view that an adoption order would be in
child’s best interest. There was then an appeal on the merits. If the rights
recognised in children by UNCROC, which Convention appears as Schedule 3 to
the Human Rights and Equal Opportunity Commission Act 1986 (Cth), did apply as
part of the State law of Queensland, it is difficult to see how any of those recognised
rights could be better protected or advanced than by what actually happened before
the final decision was taken by the Director to adopt this child.
[47] The appellant’s distress that a lawful adoption occurred does not change the fact,
found by the learned judge below, that this claim too is vexatious and oppressive
and an abuse of process. The order below staying the action should be upheld.
[48] I would order that both appeals be dismissed with costs.
[49] WHITE J: I have read the reasons for judgment of Jerrard JA and agree with his
Honour that Cullinane J was correct in staying the proceedings commenced by the
appellant in the Cairns and Townsville Registries of the Court. Both appeals should
be dismissed with costs.
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Official source: https://www.sclqld.org.au/caselaw/QCA/2002/458