Coroneos v Medical Board of Queensland & Anor [2001] QCA 268
SUPREME COURT OF QUEENSLAND
CITATION: Coroneos v The Medical Brd of Qld & Anor [2001] QCA 268
PARTIES:
FILE NO/S:
PARTIES:
MICHAEL CORONEOS
(appellant)
v
THE MEDICAL BOARD OF QUEENSLAND
(respondent)
Appeal No 10098 of 2000
MAT No 6 of 1999
MICHAEL CORONEOS
(appellant/plaintiff)
v
THE HONOURABLE JUSTICE G FRYBERG
(first respondent/first defendant)
THE MEDICAL BOARD OF QUEENSLAND
(second respondent/second defendant)
FILE NO/S: Appeal No 11211 of 2000
SC No 10121 of 2000
DIVISION: Court of Appeal
PROCEEDING: Case Stated
General Civil Appeal
ORIGINATING
COURT:
Medical Assessment Tribunal
Supreme Court at Brisbane
DELIVERED ON: 20 July 2001
DELIVERED AT: Brisbane
HEARING DATE: 23 May 2001
JUDGES: McPherson JA, Thomas JA, Williams JA
Separate reasons for judgment of each member of the Court;
McPherson JA and Williams JA concurring as to the orders
made, Thomas JA dissenting in part.
ORDER: In Appeal No 10098 of 2000: The questions are answered
as follows: Question(1): Yes
Question(2): Unnecessary to answer
Question(3): Unnecessary to answer
Question(4): Unnecessary to answer
Order that the appellant pay the respondent’s costs of
and incidental to the case stated to be assessed.
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In Appeal No 11211 of 2000: Appeal dismissed with costs
to be assessed
CATCHWORDS: PROFESSIONS AND TRADES – MEDICAL AND
RELATED PROFESSIONS – MEDICAL
PRACTITIONERS – DISCIPLINE AND REMOVAL
FROM AND RESTORATION TO THE REGISTER –
PROCEDURE, EVIDENCE AND APPEAL –
QUEENSLAND - the Medical Board of Queensland imposed
conditions on the registration of the appellant as a medical
practitioner – following an appeal the Medical Assessment
Tribunal substantially upheld the decision – whether the
Tribunal had the power to order the Medical Board to record
the conditions
PROFESSIONS AND TRADES – MEDICAL AND
RELATED PROFESSIONS – MEDICAL
PRACTITIONERS – DISCIPLINE AND REMOVAL
FROM AND RESTORATION TO THE REGISTER –
PROCEDURE, EVIDENCE AND APPEAL –
QUEENSLAND – whether case stated to Court of Appeal
was appropriate – whether the reasonableness of the
conditions imposed can be determined by the case stated
Medical Act 1939 (Qld) s 4, s 4A, 17F, s 21(1)(e), s 21B(1),
s 30D, s 30E, s 30K, s 30M, s 32, s 32B, s 33, s 43,
s 44(2), s 45
Uniform Civil Procedure Rules, r 781
Associated Provincial Picture Houses Limited v Wednesbury
Corporation [1948] 1 KB 223, considered
Foley v Padley (1984) 154 CLR 349, cited
House v The King (1936) 55 CLR 499, considered
Marshall v Whittaker’s Building Supply Co (1963) 109 CLR
210, considered
Medical Board of Queensland v Bayliss [2000] 1 Qd R 598,
applied
Parramatta City Council v Pestell (1972) 128 CLR 305, cited
Perera v Queensland Community Corrections Board [1990]
1 Qd R 553, cited
The Queen v Rigby (1956) 100 CLR 146, considered
COUNSEL: N M Cooke QC with S Di Carlo for the appellant
L Paramasivam for the first respondent in Appeal No 11211
of 2000
PA Freeburn for the respondent in Appeal No 10098 of 2000
and for the second respondent in Appeal No 11211 of 2000
SOLICITORS: Brett Smith & Co for the appellant
Crown Solicitor for the first respondent in Appeal No 11211
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of 2000
Minter Ellison for the respondent in Appeal No 10098
of 2000 and for the second respondent in Appeal No 11211
of 2000
[1] McPHERSON JA: I have read and agree with the reasons of Williams JA. I have
no doubt that the Tribunal had, under s 30K of the Medical Act 1939, power to
impose conditions on the appellant's registration to practice medicine and to order
that they be recorded in the register.
[2] The only remaining issue is whether the conditions imposed by the Tribunal were
so unreasonable as to disclose an error of law in the exercise of the statutory
discretion to impose them. The conditions imposed are detailed, and on one view
they might be thought to involve a far-reaching control of the appellant's
professional activities. But they were formulated by a body of professional persons
with detailed knowledge and experience of this field of medical expertise and an
intimate acquaintance, based on the evidence, with the problems presented in
practice by the appellant's condition and his past behaviour. The conditions imposed
by the Board then underwent review, and in some respects revision, by the Tribunal
consisting of a Supreme Court Judge and two expert assessors.
[3] It has not been demonstrated that any of the conditions was not germane to the
appellant's practice; or that they exceeded what was reasonably necessary to
achieve the purposes of the system of registration established by the Act; or that in
any other respect the Board or the Tribunal exercised their discretion wrongly or
improperly in deciding to impose them. In these circumstances, it is not possible for
the Court to say that the imposition or recording of those conditions, or any of
them, involved an error in point of law, or an excess of jurisdiction, within the
meaning of s 43 of the Act such as to attract the jurisdiction of this Court either
under that section or s 45 of the Act.
[4] The questions in appeal no 10098 of 2000 should be answered in the manner stated
in the reasons for judgment of Williams JA. The appellant should pay the costs of
and incidental to this appeal. Appeal no 11211 of 2000 should be dismissed with
costs.
[5] THOMAS JA: This is an appeal by way of Case Stated which has been referred to
the Court of Appeal by the Medical Assessment Tribunal (“the Tribunal”).
Relevant Circumstances
[6] An understanding of the sequence of events leading to the Tribunal’s determination
is necessary for the proper resolution of the issues that arise expressly or implicitly
in the Case Stated. The appellant is a highly qualified neurosurgeon who
committed a criminal offence which led to a sentence of imprisonment with a
non-parole period of 3 months and to suspension from practice for 12 months. On
the expiry of his suspension some conditions were imposed on his right to practise.
He ran into some difficulties in obtaining work in hospitals and suffered a degree of
ostracism from some of his fellow practitioners. In corresponding with the Medical
Board he wrote some strong letters, the “manner and tone” of which disturbed the
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Board. On 14 July 1998, under section 30D of the Medical Act 1939, the Board
resolved to hold an inquiry into the appellant’s eligibility to remain registered as a
medical practitioner. Although s 30D(1) limited the inquiry to the issue of the
eligibility of the appellant to remain registered, s 30D(2) permitted the inquiry to
consider the wider question of the appellant’s “competence to practise medicine”.
In due course the committee that conducted that inquiry found the appellant eligible
to remain registered. However on the basis of its view of evidence concerning four
factual issues involving the appellant, it decided that 14 conditions should be
imposed upon his registration, and in turn the Medical Board imposed 12 conditions
which were in substance the same as those suggested by the inquiry.
[7] When the appellant appealed to the Tribunal, the Tribunal found that most of the
bases upon which the conditions had been imposed were unfounded. In particular
the Tribunal found that there had been no failure by the appellant to continue to
undergo psychiatric treatment as alleged by the Board. The Board had not realised
that the time during which he was obliged to undergo such treatment upon his
readmission to practice had expired.
[8] Furthermore, the Tribunal was not prepared to find that certain allegations
concerning the appellant’s conduct of intracranial surgery on 13 June 1998
supported any finding of misconduct or incompetence on his part. Those
allegations had been relied on by the committee as justifying the imposition of the
further conditions on the appellant’s registration. Having rejected the opinion of
the doctor who alleged that the appellant was not competent to perform aneurism
surgery and, having referred to the uncertainties affecting the substratum of that
doctor’s opinion and having further referred to the possibility of misunderstanding,
the Tribunal turned to the appellant’s evidence. The appellant had conceded that
that particular operation had been “a bit of a hard one” and that he had experienced
difficulty in getting the leg of the clip around the neck of the aneurism. The
Tribunal observed that these are matters of professional judgment on which views
might legitimately differ. Although it found that the criticism levelled against the
appellant for conducting that particular operation without an assistant was unfair,
the Tribunal then expressed the conclusion that “difficulty in carrying out the
operation does provide some support for condition 7, for a limited time at least,
particularly having regard to the difficulties which the appellant’s career has
undergone and the restrictions which have been placed upon him”. The reference to
“condition 7” was to one of the conditions imposed by the Board. That condition,
which I must say seems extraordinary following the findings to which I have just
referred, was:
“7. You engage a neurosurgical peer to act as a support colleague to
ensure a satisfactory and balanced practice and that you participate
in morbidity and morality meetings with the support colleague and
that your support colleague prepare and submit to the Board
quarterly reports, the first of which should be made at the end of the
first month, such reports to include details of intracranial vascular
surgery, involvement in CME activities and details of hospital
appointments”.
The Tribunal then proceeded to attach a similar condition itself (Condition (vii) of
the Tribunal’s conditions).
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[9] There was a finding against the appellant that he had acted inappropriately in
attempting to damage a colleague whom he had perceived to be unfairly
blackballing him. This involved improper interaction with a patient of that
neurosurgeon in an attempt to show that that neurosurgeon had acted
inappropriately.
[10] In relation to the appellant’s correspondence with the Board, after lengthy
deliberation the Tribunal considered that one of the appellant’s responses was
“irrational” and it expressed a somewhat inconclusive but nonetheless unfavourable
impression of his conduct in relation to another letter.
[11] Shortly stated the findings of the Tribunal show that the major concerns of the
committee of inquiry as to breach of former conditions and as to alleged medical
incompetence had been misplaced. The evidence showed that the appellant
suffered from no psychiatric disorder. The Tribunal however considered that the
appellant showed “dysfunctional personality traits”, but that these did not satisfy
any recognised classification of psychiatric diseases.
[12] Notwithstanding that finding, the Tribunal proceeded to impose an extensive list of
conditions upon the appellant’s registration, substantially similar to and more
tightly drafted than those which had been imposed by the Board pursuant to the
findings of the inquiry. The conditions imposed by the Tribunal are lengthy, and
some of them would be expected to be very difficult to comply with. They are set
out in paragraph 52 of Williams JA’s reasons. They are highly invasive and
oppressive in the context of a neurosurgeon attempting to conduct a practice.
Issues
[13] I agree with Williams JA that the Tribunal’s refusal to include the question whether
the conditions were so unreasonable as to indicate error of law does not deprive this
court of jurisdiction to determine that question if it arises from the facts and the
grounds of the decision set forth in the Case Stated1. I also agree with Williams JA
that the additional appeal that has been brought against a decision of Mackenzie J,
who declined to make an order under s 44(2) of the Medical Act calling on the
Tribunal to show cause why a case should not be stated, should be dismissed.
[14] The essential questions that need to be answered are these. Should the Case Stated
be sent back to the Tribunal for restatement? In the light of its findings was it
within the power of the Tribunal to impose conditions at all on the appellant’s
registration? And if so, were the conditions that were imposed so unreasonable that
no reasonable Tribunal could have imposed them?
1 cf McPherson JA in Medical Board of Queensland v Bayliss [2000] 1 Qd R 598, 614.
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Whether the Case should be restated
[15] As Williams JA points out in his reasons the drafting of the Case Stated is highly
unsatisfactory. The statements quoted by his Honour from the Case2 bear little
resemblance to ultimate facts. The same quality attaches to the following additional
statements in the Case:
“(11) There is a risk, although not a high risk, that the
appellant’s dysfunctional personality traits will adversely
affect his judgment about his patients.
(12) There is a more serious risk that the appellant will,
as a result of those traits, be unwilling to consult a colleague
when the occasion requires such a consultation and that, if
those traits persist, his colleagues will be unwilling to
consult with him.
(13) The risk referred to in paragraph 3(12) could affect
the appellant’s continuing medical education as well as a
particular patient.
(14) The appellant would benefit from long-term insight
oriented psychotherapy.
…
(18) There is no evidence that the conditions relating to
treatment (see paragraph 5 below) would cause the
appellant to be ostracised or would destroy his practice.
The conditions are unlikely to affect the appellant’s
practice; but even if they did, that would be outweighed by
the public interest in having them in place.
…
(22) It is contrary to the public interest for the appellant
to continue to practise in isolation from his peers.”
With respect, such assertions are a shaky basis for answering questions of law. The
purpose of stating a case is to permit the questions that arise on the ultimate facts
stated therein to be answered. Some of the statements have the ring of
psychological or social studies jargon. The purpose of some of them seems to be to
qualify or offer some justification to overcome the negative primary fact in
statement number (6) – “the appellant suffers from dysfunctional personality traits
but does not suffer from a psychiatric disorder (that is, from a recognised
psychiatric illness)”.
[16] The questions here posed (in paragraph 10 of the Case) are primarily concerned
with whether or not the Tribunal had power to impose “the conditions”. The
questions are curiously framed:
“(1) Did the Tribunal have power to order that the respondent
record the conditions in the registers without applying or
relying on s 17F of the Medical Act 1939?
(2) If “No” to question 1, was it reasonably open to the Tribunal
applying s 17F to refuse to impose the conditions?
(3) If “Yes” to question 2, should the matter be remitted to the
Tribunal to consider whether the appellant suffers from an
impairment and whether conditions are reasonably required
2 See reasons of Williams JA para 48.
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having regard to the impairment, within the meaning of
s 17F?
(4) If “Yes” to question 2, what order ought to be made regarding
costs in the Tribunal?”
The learned judge who constituted the Medical Assessment Tribunal declined to
include an additional question submitted by the appellant as to whether the
conditions were so unreasonable as to indicate an error of law on the part of the
Tribunal. Despite this rejection, the “facts” stated in the Case appear to consist
largely of arguments in attempted justification of those conditions.
[17] The powers of the Court of Appeal in dealing with a case stated are now
considerably wider than those recognised in The Queen v Rigby3. Rule 781 of the
Uniform Civil Procedure Rules now gives express power to the Court of Appeal to
“refer to the whole of a document referred to in the case stated” and to “draw any
inference from the facts stated in the case”. The procedure by way of case stated is
quite inadequate as a substitute for an appeal. Unfortunately repeated statements to
this effect and suggestions of a legislative remedy have not been heeded4. Whilst
this remedy remains the prescribed method of review, it seems to me that in order to
make it as effective as possible the court should be prepared to use liberally the
powers which Rule 781 now gives. The lengthy reasons for judgment of the
Tribunal are referred to in the case stated. I do not suggest that they should be used
without inhibition as a source of further facts, but agree with Williams JA that they
may properly be used at least as providing background circumstances and in
elaboration of the express statements in the case itself. Perhaps they may be used
for other purposes too, but it is not necessary to canvass this further in the present
case.
[18] In the circumstances, despite the unsatisfactory form of the Case Stated, certain
questions arise, and there is sufficient material on which they may be answered. I
shall therefore proceed to attempt to answer them.
Power to impose conditions
[19] Question (1) as posed in the Case Stated could be more satisfactorily answered if
the word “the” had not been included before “conditions”. As Williams JA has
noted, there are really two separate questions inherent in question (1). The first is
whether the Tribunal had power under s 30K(2) of the Act to record conditions on
the practitioner’s registration without relying on s 17F of the Act. If that question is
answered affirmatively, a further question arises whether the particular conditions
imposed by the Tribunal were within the power of the Tribunal to make. It is only
if an affirmative answer can be given to both propositions that the question may be
answered “yes”.
[20] The relevant power of the Board derives from section 30K which states:
“(1) If, because of the inquiry, the board is of the opinion that the
medical practitioner is not competent to practise medicine, the
board may remove the medical practitioner’s name from the
register.
3 (1956) 100 CLR 146, 150-151.
4 cf Medical Board of Queensland v Cooke [1992] 2 Qd R 608, 609.
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(2) If, because of the inquiry, the board is of the opinion that
conditions should be imposed on the medical practitioner’s
registration to practise medicine, the board may make the
necessary recordings in the register.”
[21] If the Tribunal conducts a “review” under s 32, it has an express power to alter
conditions of registration5. However the jurisdiction exercised by the Tribunal in
this instance was that of an appeal by way of re-hearing, which arose under either
s 21(1)(e) or s 30M of the Act. Its powers upon such an exercise would in my view
be the same as those of the Board from whose decision the appeal was brought. In
short, the source of the power from which the present conditions must be justified is
s 30K.
[22] There is no specific limitation upon the Board’s power to impose conditions other
than that they must be of the opinion that they should be imposed “because of the
inquiry”. As indicated above, the original basis of the Board’s opinion was largely
removed by the Tribunal’s findings, a substantial part of the Board’s major
concerns having been exposed as misunderstandings and misinterpretations.
[23] I do not propose to rehearse the structure of the Act and the relationship between
section 30K and other sections in the Act, as I am substantially in agreement with
Williams JA’s conclusion that the Board (and in turn the Tribunal) may impose
conditions on registration without relying on s 17F. The power under s 30K
however is not unconfined. The conditions must be the result of an opinion formed
“because of the inquiry”. The basis of conditions imposed by the Board following
an inquiry should be able to be demonstrated. The only sensible construction of the
phrase “because of the inquiry” would seem to require a direct connection with the
findings of the inquiry. Section 30K does not give the Board the right to take into
account matters that have not been exposed by the inquiry. In practical terms the
relevant considerations would be expected to be able to be found in the inquiry’s
report.
[24] In the present case the Board had adopted the inquiry’s conditions with minor
variations. The Tribunal, on a re-hearing, found a number of the bases upon which
those conditions had been recommended to be flawed. The relevant basis of any
conditions imposed by the Tribunal must then be confined to the amended truncated
findings of the Tribunal. On an appeal such as the present, the Tribunal has no
power to impose conditions other than by re-exercising the power of the Board
under s 30K(2). It is important to note that the Tribunal’s function was not that of a
new commission of inquiry. Its function was that of an appellate tribunal to which
an appeal had been brought against a decision of the Board. The essential
limitation remained that the conditions had to be based on an opinion formed
“because of the inquiry”.
[25] I agree with Williams JA that “public policy” is a factor to which the Board (or the
Tribunal) may advert in appropriate circumstances, consistently with what has been
said in Bayliss6. Public policy however is an unruly criterion that should be
sparingly used. In ordinary circumstances one would expect more specific criteria
5 Section 32B(1).
6 Medical Board of Queensland v Bayliss [2000] 1 Qd R 598, 610.
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such as the interests of potential patients or the maintenance of standards in the
medical profession to be specified without need to resort to the wide and easily
invoked phrase of “public interest” or “public policy”. I do not consider it was a
pre-condition of the imposition of conditions that an “impairment”7 that
detrimentally affects a practitioner’s capacity to practise medicine must be shown to
exist. At the same time it seems to me that imposition of conditions requiring
submission to treatment by a psychiatrist for a period of three years seems, to say
the least, extraordinary in the absence of a finding of any recognised psychiatric
illness.
[26] The first limb of question (1) in the Case Stated may be shortly answered. In the
circumstances the Board and in turn the Tribunal had power to impose conditions
under section 30K, but it was necessary that they be based on an opinion formed
“because of the inquiry”.
Conditions so unreasonable as to be insupportable?
[27] The question remains whether the Tribunal had power to impose “the conditions”,
that is to say these conditions.
[28] The Tribunal’s power was simply that of an appellate Tribunal to which a
practitioner was given a right of appeal against conditions imposed by the Board
when “conditions to which … [the practitioner’s] … registration is subject … have
been altered under … s 30K(2)”. On an ordinary appeal to this court the issue
would have been whether the discretion of the Tribunal miscarried according to
principles such as those in House v The King8. However the Tribunal chose not to
present such a question, although s 43 permits errors of law to be raised as well as
excess of jurisdiction. The question it posed to this court is restricted to whether the
Tribunal had power to order the Board to record these conditions. For this reason
the appellant must base his submission upon invalidity under the administrative
law. In particular he relies upon the principle enunciated in Associated Provincial
Picture Houses Ltd v Wednesbury Corporation9. That principle is available only
when a decision is so unreasonable that no reasonable authority could have come to
it. The question is whether the Tribunal acted in excess of the powers which the
Act conferred upon it. Although the principle operates within narrow limits, it has
been accepted in Australia as a basis of review along with arbitrariness,
capriciousness, irrationality and lack of bona fides, and in particular in cases where
the power is conditional upon the holding of an “opinion”10. That criterion exists in
the present case.
[29] Condition (vii) to which I have referred11 was in substance a reproduction of
condition (7) of the inquiry’s suggested conditions. It seems to me that the findings
of the Tribunal on the remaining matters originally relied on by the committee of
inquiry could not possibly justify the imposition of such a condition.
7 As defined in section 4B.
8 (1936) 55 CLR 499.
9 (1948) 1 KB 223, 234.
10 Foley v Padley (1984) 154 CLR 349, 353.
11 See para [8] above.
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[30] It is difficult to identify which conditions were imposed in reliance upon the
perception that the appellant has a dysfunctional personality trait. The reasons of
the Tribunal contain lengthy discussion of “narcissistic traits” which have been
elevated to “ultimate facts” in the case stated12. These conclusions seemed to have
been derived from the opinion of a medical practitioner, Dr Reddan, who had not
treated or examined the appellant but had observed his conduct over a period,
including his conduct during the inquiry. Doctor Reddan was one of the members
of the inquiry whose findings were in issue. In pursuing this particular line of
inquiry and in acting on fresh evidence from Dr Reddan the Tribunal seems to me
to have gone further than form an opinion because of the inquiry. In any event I
find it difficult to identify any of the conditions that can be justified on the basis of
the personality traits of the appellant.
[31] The conditions, as earlier observed, are highly invasive and some of them may be
impossible to fulfil. They are such as in my view to be likely to make it virtually
impossible for the appellant effectively to practise neurosurgery. Some of the
conditions might even be seen as undermining the human dignity of the appellant.
There are no findings in relation to the appellant’s medical competence that could
justify any of the conditions. It is difficult to resist the conclusion that the concerns
leading to the imposition of these conditions are largely based on what is seen as an
aberrant personality. A body entrusted with powers such as those of the Medical
Board must be careful to avoid penalising a practitioner for eccentricity,
unorthodoxy, unpopularity, curmudgeonly conduct, or even offensive personality
traits that may from time to time make life more difficult for colleagues. I do not
say that conditions may not be imposed for bizarre or otherwise unacceptable
conduct falling short of an identifiable psychiatric illness, but I think that extreme
care needs to be exercised before imposing restrictive conditions limiting the
capacity of such persons to practise.
[32] The oppressive cumulative effect of the conditions cannot be appreciated unless
they are read together (See para 52 of Williams JA’s reasons). They require the
appellant inter alia to submit to psychiatric treatment for 3 years and to be reviewed
by another psychiatrist when required by the Board; to engage a “practising
neurosurgical peer” to act as his support colleague and to attend meetings at least
monthly with such person for three years, and much more; and to continue medical
education requirements including attendance at overseas meetings and submission
of a diary of such activities. It is possible that some of the conditions, notably those
relating to continuing education might be able to be justified, though even here
there would need to be shown some need for it over and above the needs of fellow
practitioners. However it is not possible for this court to sever any residue from this
raft of conditions which as a whole cannot be justified, let alone to redraft them.
The essential findings of the Tribunal are a totally inadequate basis for the infliction
of these conditions upon a competent neurosurgeon.
[33] In my view, given the basis stated to support the imposition of conditions, these can
clearly be seen to be so unreasonable that no reasonable Tribunal could have
imposed them “because of the inquiry”. In short, I think that they meet the
Wednesbury test13.
12 Examples appear in para [48] of Williams JA’s reasons.
13 Associated Provincial Picture Houses Limited v Wednesbury Corporation (1948) 1 KB 223.
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[34] This conclusion means that question (1) should be answered “no”.
[35] Because of the unsatisfactory double issue raised by question (1), I think it desirable
to isolate the specific question whether the conditions imposed by the Tribunal were
so unreasonable in the circumstances of the case as to indicate an error of law on
the part of the Tribunal in the exercise of its discretion. The answer to that question
is “yes”, and this additional answer should be conveyed to the Tribunal. To do so
is, I think, consistent with the view of McPherson JA in Bayliss14 that failure to
include questions in a Case Stated “does not deprive this court of jurisdiction to
determine questions of law that can be shown to arise from the facts and the
grounds of the decision as set forth” in the Case Stated to this court.
[36] It follows in my view that the conditions that were imposed are void. It will be a
matter for the Board to determine whether any further procedures ought to be
initiated with a view to the imposition of conditions that might be considered to be
reasonable and within power.
[37] I consider that the proceedings have miscarried to such an extent that it would be
inappropriate to send the matter back for further determination by the same
Tribunal. The Tribunal is in any event now constituted by a different judge, and I
see no merit in making an order referring the matter to a differently constituted
tribunal which would have to hear the proceedings de novo. The conditions are in
my opinion void, and it is preferable that this unsatisfactory exercise be now
terminated. If there are to be any further proceedings it is preferable that they be
commenced on a fresh slate.
Orders
[38] In appeal 10098 of 2000:
The questions in para 10 of the Case Stated should be answered.
1. No.
2. Yes.
3. No.
4. There should be no order for costs of the proceedings before the Tribunal.
5. The additional question whether the conditions imposed by the Tribunal
were so unreasonable in the circumstances of the case as to indicate an error
of law on the part of the Tribunal in the exercise of its discretion should be
answered “yes”.
The appeal should be allowed and the respondent Board should pay the appellant’s
costs of the appeal. The order of the Tribunal, including its order for costs should
be set aside.
[39] In appeal 11211 of 2000:
The appeal should be dismissed with costs.
[40] WILLIAMS JA: Two appeals are relevantly before the Court. The first
(No 10098 of 2000) is an appeal by way of case stated pursuant to s 43 of the
14 Medical Board of Queensland v Bayliss [2000] 1 Qd R 598, 614.
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Medical Act 1939 ("the Act") from a decision of the Medical Assessment Tribunal
("the Tribunal"). By that case stated the following questions are posed for
consideration of this Court:
"(1) Did the Tribunal have power to order that the respondent
record the conditions in the registers without applying or relying on
s 17F of the Medical Act 1939?
(2) If "no" to question (1), was it reasonably open to the
Tribunal in applying s 17F to refuse to impose those conditions?
(3) If "yes" to question (2), should the matter be remitted to the
Tribunal to consider whether the appellant suffers from an
impairment and whether conditions are reasonably required having
regard to that impairment, within the meaning of s 17F?
(4) If "yes" to question (2), what order ought to be made
regarding costs in the Tribunal?".
[41] The appellant was not happy with those questions; his legal advisers had submitted
to the judge constituting the Tribunal that the questions of law upon which the
Court of Appeal's opinion should be sought were:
"(a) Did the Tribunal have power or jurisdiction to impose the
conditions which it did in the absence of any finding of
incompetence or impairment as defined in s 17F of the Medical Act
1939?
(b) Were the conditions imposed by the Tribunal so
unreasonable in the circumstances of the case as to indicate an error
of law on the part of the Tribunal in the exercise of its discretion?"
Because of the dissatisfaction with the case as stated by the judge, the appellant
applied to another judge of the Supreme Court pursuant to s 44(2) of the Act
seeking an order to show cause why a case should not be stated in the terms
proposed by the appellant. That matter came before Mackenzie J and he dismissed
the application with costs to be assessed. His principal reason for so concluding
was that there had been no refusal to state a case within s 44(2) of the Act. His
Honour also referred with approval to the statement by McPherson JA in Medical
Board of Queensland v Bayliss [2000] 1 Qd R 598 at 614:
"Although s 43(1) does not in terms require a statement of questions
of law, but only of the grounds of the decision, the remarks quoted
from The Queen v Rigby show that it would not have been improper
to have stated questions of law in this instance. It would certainly
have been convenient if some questions had been stated. What
seems clear, however, is that the failure to include them does not
deprive this Court of jurisdiction to determine questions of law that
can be shown to arise from the facts and the grounds of the decision
as "set forth" in the case stated to this Court".
[42] From that decision of Mackenzie J the second appeal (No 11211 of 2000) has been
brought. As will become obvious there are serious deficiencies in the case stated
the subject of appeal No 10098 of 2000, but nevertheless the critical issues raised
by the appeal can be determined. There is essentially no difference between
question (1) in the case stated and question (a) in the appellant's proposal. Further,
applying the quoted observation of McPherson JA, this Court is able to dispose of
the issue raised by para (b) of the appellant's proposal. In the circumstances
Mackenzie J was clearly right in dismissing the application before him.
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[43] It follows that the second appeal, No 11211 of 2000, should be dismissed with costs
to be assessed.
[44] I now return to appeal No 10098 of 2000.
[45] The respondent, The Medical Board of Queensland ("the Board") imposed
conditions on the registration of the appellant as a medical practitioner. The
appellant appealed to the Tribunal which confirmed the decision of the Board with
some variations to the conditions. From that decision this appeal is brought by way
of case stated pursuant to s 43 of the Act.
[46] After a hearing which lasted many days the judge constituting the Tribunal
delivered reasons for judgment which covered 46 pages. Those reasons dealt in
depth with a number of issues which had apparently been hotly contested
throughout the hearing. It appears that a number of medical specialists gave
evidence touching on the fitness or competence of the appellant to practice
medicine. Thereafter the appellant applied to the judge to state a case. The case as
settled by the learned judge in this instance takes up four pages. The reasons for
judgment of the learned judge were incorporated into the appeal book, but of course
the evidence before the Tribunal was not. In that context it is worth repeating the
statement of McPherson JA in Medical Board of Queensland v Bayliss at 614:
"In that regard, there are admittedly difficulties about what may
legitimately be referred to in identifying the matters of law to be
decided on a case stated. In Boese v Fairleigh Estate Sugar Co
(1919) 26 CLR 477, 483, the High Court exclaimed against the 'mass
of material' including the original plaint, the judgment of the
magistrate from which an appeal had been taken to a District Court
judge, the evidence taken, his Honour's own judgment, and the case
stated. It is clear from this and other authorities that at least the
evidence at the hearing below is not to be included, or, if included,
that it is not to be referred to in deciding the questions of law arising
on the case stated . . . It is to my mind doubtful whether the
Tribunal's reasons can be resorted to. Section 43(1) of the Act
required the 'facts' and 'the grounds of decision for appeal' to be set
forth in the case, which appears to me to be an exhaustive
description of what may be included in it. If the reasons may
legitimately be referred to, they can, in my opinion, at most be used,
as Windeyer J has said, in 'elaboration' of express statements in the
case itself. See Marshall v Whittaker's Building Supply Co (1963)
109 CLR 210, 217. It follows that they may not be used to
contradict, to vary, or even to fill in any real or supposed gap, in
such statements".
[47] In Marshall at 217, Windeyer J did say that the "Board's reasons can, I think, only
be used by the Court to the extent that they contain some further express findings of
fact in elaboration of the express statements in the case itself. They may, however,
be illuminating in a case such as this, where the question is whether the Board's
conclusion was open to it on the facts found". Here, counsel for each party
formulated submissions on the questions ultimately for this Court's decision against
a factual background established by the reasons for judgment of the Tribunal,
notwithstanding that all such matters were not strictly stated as facts in the case
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stated. I am of the view that this Court is permitted to have regard to those agreed
background circumstances; doing so would appear to be within the approach
recognised by Windeyer J and not contrary to the views of McPherson JA. To the
extent that the issues raised on the hearing of the appeal were debated in an agreed
context derived from the reasons for judgment this Court should consider the issues
raised by the case stated in that context.
[48] But it must also be said that the drafting of the case stated is highly unsatisfactory.
For example, the following are stated as facts in para 3:
"(7) The appellant has a disposition toward and actually holds
paranoid beliefs.
(8) The appellant's responses to his paranoid beliefs were
unprofessional.
(9) The appellant has significant difficulties with his personality
functioning.
(10) The appellant finds it difficult rationally to consider his own
behaviour and how it appears to others.
. . .
(14) The appellant needs a therapeutic environment in which to
deal with his behaviour.
(15) The appellant's isolation in the profession will get worse
unless he can reflect on the issues in psychotherapy.
(16) The appellant must develop some insight into his thinking
patterns, emotional reactions and behaviour in order to re-establish
relationships with his colleagues and to maintain the standards
required for him to practise as a neurosurgeon."
Those statements are indicative of the problem with much of the content of the case
stated. Each of those statements may well be a finding made and justified in the
light of the evidence before the Tribunal. But standing alone it is not a finding of
fact of material assistance to this Court on this hearing; those facts are only
intelligible in the light of the evidence given about them. Without that evidence the
significance of the facts cannot be properly gauged or assessed. But nevertheless
the case stated contains sufficient material on which this Court can consider the
critical question of law, namely whether conditions can be imposed on registration
pursuant to s 30K(2) without the necessity of making specific findings within s 17F.
[49] The background facts which appear to have been accepted by each side can be
relevantly summarised as follows. The appellant graduated in medicine from the
University of Queensland and commenced practice in 1980. He became registered
as a specialist neurosurgeon in about 1987 and developed a high reputation and
extensive practice. In January 1994 he pleaded guilty to one charge of defrauding
the Commonwealth of approximately $38,000, the offence commonly referred to as
Medicare fraud. His sentence included a period of imprisonment. Consequently he
was charged before the Tribunal with misconduct in a professional respect by
reason of the conviction. On 23 June 1994 he was suspended from practice for
12 months. On his re-admission his right to practice was subject to a number of
conditions imposed by the Tribunal. Thereafter he experienced some difficulties
with his peers and also practical difficulties in making satisfactory arrangements
with hospitals for performing operations.
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[50] All of that led to some disputation with members of the Board and on 14 July 1998
the Board resolved to hold an inquiry into the appellant's eligibility to remain
registered; that fact was stated in para 3(2) of the Case Stated. Section 30D of the
Act provides that if "the board is concerned that a person whose name is on the
register may be unfit to practise medicine, the board may hold an inquiry into the
eligibility of the person to remain registered as a medical practitioner". It was
pursuant to that provision that the Board acted on 14 July 1998.
[51] The case stated does not state facts with respect to that inquiry, but that was dealt
with to some extent in the reasons for judgment of the Tribunal. Both counsel
referred to aspects of that in the course of argument, and it appears to be agreed that
a committee of assessors was appointed pursuant to s 30E of the Act and that that
committee signed their findings and recommendations on 11 February 1999. An
eminent neurosurgeon from New South Wales was appointed one of the committee
members "to provide an independent approach from someone who did not know the
appellant personally". That committee found that the appellant was eligible to
remain registered as a medical practitioner subject to certain conditions. The Board
was advised of that decision in accordance with s 30I of the Act. The Board then
resolved pursuant to s 30K(2) that "conditions should be imposed on the medical
practitioner's registration to practise medicine", and the Board formulated the
conditions which should attach to the registration of the appellant.
[52] The appellant objected to those conditions and appealed to the Tribunal against the
Board's decision: sections 21 and 30M of the Act. That appeal was by way of
rehearing: s 21B(1). That is the hearing which has given rise to this appeal. It
appears that at the outset of the hearing before the Tribunal the Board submitted a
redraft of the conditions which it claimed should attach to the appellant's
registration. As already noted a number of medical specialists (including at least
one from interstate) gave evidence and were extensively cross-examined. It would
appear that most of that evidence was relevant to the issue whether conditions
should be imposed and, if so, in what terms. The Tribunal determined that the
appellant's registration should be subject to conditions, but with some changes from
those submitted by the Board; some conditions were deleted and others were
reworded. Ultimately the order of the Tribunal was as follows:
"1. The Respondent record the following conditions in the
Register of Medical Practitioners, Queensland, and the Register of
Specialists, Queensland:-
(i) the practitioner must participate in treatment with a
psychiatrist of his choice to be selected by him from a list of
five provided by the Board for a period of three (3) years
from today;
(ii) the practitioner must attend treatment at a frequency to be
determined by that treating psychiatrist;
(iii) the practitioner must provide the treating psychiatrist with a
copy of the Tribunal's judgment and reasons of 7 August
2000 and with any further material the treating psychiatrist
shall reasonably require.
(iv) the practitioner must consent to the treating psychiatrist
reporting to the Board immediately if there is a termination
of treatment or a significant change in his health but
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otherwise on a quarterly basis regarding dates of attendance
only;
(v) the practitioner must attend for review by a psychiatrist
nominated by the Board at the Board's expense at such
times as the Board may from time to time determine but no
more frequently than at six (6) monthly intervals;
(vi) the practitioner must consent to the psychiatrist nominated
by the Board reporting to the Board following each such
review assessment;
(vii) (a) the practitioner must engage a practising
neurosurgical peer to act as his support colleague;
(b) for three (3) years from today the practitioner must
attend meetings at least monthly with the support
colleague to discuss his cases and surgical
procedures particularly those cases on his operating
lists;
(c) the practitioner must participate in neurosurgical
morbidity and mortality meetings either with the
support colleague or as arranged by the support
colleague;
(d) the practitioner must jointly with the support
colleague submit a six monthly report to the Board
which report must include details of:-
1. the date and duration of his meetings with
the support colleague;
2. the dates and places of neurosurgical
morbidity and mortality meetings
participated in by the practitioner;
3. the dates, places and nature of other
education activities engaged in by the
practitioner;
(viii) the practitioner must meet the annual CME requirements of
the Royal Australasian College of Surgeons with a
maximum of one overseas meeting per year to count
towards those CME requirements and with at least
75 percent of the requirements counted to be in fields
related to neurosurgery;
(ix) the practitioner must submit a diary of CME activities to the
Board each six months commencing by 31 January 2001 in
respect of the period to 31 December 2000;
(x) the practitioner must do all in his power to further his
application to rejoin the Neurosurgical Society of
Australasia and to maintain any such membership granted to
him."
[53] As the Tribunal was rehearing the matter it had all the powers of the Board (which
would include the power to impose conditions pursuant to s 30K(2)); it may also
have had the powers conferred by s 32B if it treated the appeal as a review pursuant
to s 32 of the Act. Pursuant to s 32B(1)(d) the Tribunal would have had power to
"make an order altering the conditions to which the person's registration is subject
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17
(including by imposing new conditions)". The Board and the Tribunal clearly
acted on the basis that the conditions in question were being imposed pursuant to s
30K(2) of the Act; it is in terms: "If, because of the inquiry, the board is of the
opinion that conditions should be imposed on the medical practitioner's registration
to practise medicine, the board may make the necessary recording in the register".
The Board imposed conditions thereunder and the Tribunal, in the exercise of its
powers, varied those conditions after hearing the appeal. The contention of the
appellant is that conditions could only be imposed in accordance with s 17F of the
Act. That is the issue essentially raised by the first of the questions for
consideration by this Court; the question is identical to that which would be raised
if para (a) of the appellant's proposed case stated was adopted.
[54] Mr Cooke, senior counsel for the appellant, developed his argument that s 17F was
the dominant provision by taking the Court through some relevant provisions in the
Act. Section 4 provides that the expression "competent to practise medicine" has
the meaning given to it by s 4A; that section is in these terms:
"A person is competent to practise medicine only if the person -
(a) has sufficient physical capacity, mental capacity and skill to
practise medicine; and
(b) has sufficient communication skills for the practise of
medicine, including an adequate command of the English
language".
Section 4 also provides that the term "impairment" has the meaning given to it by
s 4B; that section, so far as is relevant, is in these terms:
"(1) A person is considered to suffer from impairment if the
person suffers from a physical or mental impairment, disability,
condition or disorder that detrimentally affects or is likely to
detrimentally affect the person's physical or mental capacity to
practise medicine".
Mr Cooke then moved to those provisions of the Act which deal with registration
(Division 1 sections 17 to 17G). Section 17 provided that a person who had
"recognised medical qualifications" and had completed a period of internship was
entitled to general registration. The Board was given power to impose conditions
on registration in the circumstances specified in s 17C. Reference was then made
to s 17F(1), which provided that the Board "may impose conditions on a person's
registration if the board is satisfied that the person suffers from an impairment and
the conditions are reasonably required having regard to the impairment". To make
the position clear, s 17G provides that an "entitlement to registration under this
Act does not prevent conditions being imposed" on that registration. Mr Cooke
emphasised the use of the term "entitled" in s 17 and s 17G.
[55] The argument for the appellant is that those provisions, s 17 to s 17G inclusive, all
relate to entitlement to registration. The argument contrasts those provisions with
the sections found in Division 3 (s 19 to s 19D) which is headed "Grounds for
refusing registration". Those sections, so the argument goes, refer to "eligibility"
which is to be contrasted with "entitlement" to registration. As it was put by
counsel: "you have to be entitled before you can become eligible" for registration.
[56] Section 19A provides that the Board may register a person only if it is satisfied that
the person "is competent to practise medicine" and is of good character. In an
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18
appropriate case the Board could hold an inquiry into eligibility pursuant to s 25,
which is in these terms:
"(1) The board may hold an inquiry, in such cases as it considers
appropriate, into the eligibility of an applicant to be registered as a
medical practitioner.
(2) The inquiry may include an inquiry into the applicant's
competence to practise medicine."
That section is in a division of the Act dealing with "Registration Procedures" and
clearly an inquiry under that section is an inquiry held prior to registration and
designed to establish eligibility for registration. The inclusion of the expression
"competence to practise medicine" also indicates that such an inquiry may be with
respect to the persons "physical capacity, mental capacity and skill to practise
medicine".
[57] Counsel moved from there to Part 4B of the Act which deals with "Removal from
and Alteration of the Register". Section 30 provides that the Board may remove
from the Register the name of a person who is not entitled or eligible to be register.
That leads to s 30D which is in these terms:
"(1) If the board is concerned that a person whose name is on the
register may be unfit to practise medicine, the board may hold an
inquiry into the eligibility of the person to remain registered as a
medical practitioner.
(2) The inquiry may include an inquiry into the medical
practitioner's competence to practise medicine."
Again, by virtue of the definition, the inquiry could have regard to the person's
"physical capacity, mental capacity and skill to practise medicine". Further (as with
s 25) the structure of the provision strongly suggests that "eligibility" (which is not
defined) is wider than "competence". That is the section under which the
respondent Board acted in this case. It is also clear that the inquiry referred to in
s 30K is the inquiry held pursuant to s 30D.
[58] It seems clear from s 30D that the inquiry may inquire into more than "the medical
practitioner's competence to practise medicine"; but the section itself does not
define the ambit of "eligibility" to remain registered or otherwise limit the scope of
the inquiry which is triggered by the Board's concern the person may be "unfit to
practise". It is here that the argument for the appellant goes back to s 19A. In the
light of that provision the submission was made that the only relevant consideration
additional to being "competent to practise medicine" was being "of good character".
[59] It was also submitted that it would be anomalous if the Board could impose
conditions on a medical practitioner's registration after registration pursuant to
s 30K which were different or more extensive to the conditions which could be
imposed before registration pursuant to s 17F. That led to the submission on behalf
of the appellant that it was a condition precedent for the imposition of conditions
pursuant to s 30K that there be a finding that the person "suffers from an
impairment" as defined in s 4B.
[60] I am not convinced that those arguments are valid. Given the terms of ss 30D, 30I
and 30 K, there appears to be no restriction on the subject matter of the inquiry on
the type of conditions that may be imposed other than that the inquiry must be
concerned with the person's eligibility to practise medicine and that the imposition
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of the conditions must be justifiable by the inquiry which advised the Board that
conditions should attach to the registration. But even if the submission that s 17F
applies was valid no definable mental impairment would have to be established as a
condition precedent. The term "condition" in s 4B has a wide meaning. It would be
sufficient if the inquiry established the person suffered from a physical or mental
condition which justified the imposition of conditions.
[61] Paragraph 6 of the case stated was in terms that the "ground of the Tribunal's
decision . . . was that the conditions were reasonably required in the public
interest". The point was taken by Mr Cooke for the appellant that the Act did not
empower either the Board or the Tribunal to impose conditions simply because they
were "reasonably required in the public interest". Whilst there is no express power
to impose a condition merely because it is in the public interest, it is nevertheless
clear that the public interest is an overriding consideration when most decisions are
being made pursuant to the Act. The Preamble to the Act refers to "the control of
the practice of medicine" and the whole of the Act could be said to be designed to
ensure that the practice of medicine is conducted in the public interest. Section 6
empowers the Governor in Council to refer to the Tribunal "any other matter
considered to require investigation by the Tribunal in the public interest". The
Board is constituted not only by medical practitioners but also persons "nominated
by the Minister to represent the Government" and a member "representing users of
the services of medical practitioners". The Tribunal is constituted by s 33 for "the
better control and discipline of medical practitioners". All of those provisions
suggest to my mind that the purpose of the Act is to control and regulate the
practice of medicine by medical practitioners in the public interest. One of the
principal aims is to ensure that only properly qualified persons can hold themselves
out as medical practitioners; to that extent the public interest is protected.
[62] In Bayliss it was recognised in para 25 by McMurdo P and Thomas JA that "it was
appropriate . . . in the context of deciding the right of continuation of practice of a
medical practitioner, to advert to the public interest". If, consequent upon an
inquiry held pursuant to ss 30D and 30I the Board considered that conditions should
be imposed upon a medical practitioner pursuant to s 30K the Board would not, in
my view, be exceeding its powers and jurisdiction if it took into account the public
interest (that is, the interests, amongst others, of potential patients of the medical
practitioner) in determining what conditions should be imposed. Because of that, I
am not convinced that the Tribunal here erred in law in concluding that "the
conditions were reasonably required in the public interest".
[63] Given the wide terms of s 30K(2) the Tribunal had power to record conditions in
the registers without relying on s 17F of the Act; in other words, the Tribunal did
not have to make a specific finding of an impairment as defined in s 4B before it
could impose conditions. On the proper construction of the Act the Tribunal had
the power to impose conditions on the appellant's registration.
[64] That leads to another question which is inherent in question 1 of the case stated,
namely whether the power extended to imposing "the conditions" which the
Tribunal in fact imposed. That to my mind also gives rise to the question which the
appellant formulated in para (b) of his proposal. The appellant's question really
asks this Court to conclude that the conditions in fact imposed by the Tribunal were
so unreasonable as to indicate an error of law on its part in the exercise of its
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discretion. That, of course, is the test derived from the judgments in Associated
Provincial Picture Houses Limited v Wednesbury Corporation [1948] 1 KB 223;
there Lord Greene MR said at 230 that a decision can be upset if it is proved to be
"a decision that no reasonable body could have come to". He distinguished that
situation from that where the court considered the decision to be unreasonable.
(See also Parramatta City Council v Pestell (1972) 128 CLR 305 at 327, and
Perera v Queensland Community Corrections Board [1990] 1 Qd R 553.)
[65] The real problem here is that the appropriateness and reasonableness of conditions
cannot effectively be considered on a case stated. Here the Board, the body
appointed by statute to oversee and regulate the practice of medicine in this State,
was concerned that the appellant "may be unfit to practise medicine". Because of
that, and acting pursuant to the legislation, the Board constituted a committee of
assessors (including at least one medical specialist from interstate to preserve
neutrality) to inquire into the eligibility of the appellant to remain registered as a
medical practitioner. That committee advised the Board that conditions, broadly
similar to those now under consideration, should be attached to the appellant's
registration. The Board acted in accordance with that advice. From the Board's
decision the appeal was taken to the Tribunal. As already noted, extensive evidence
was there taken from a wide variety of medical specialists. The judge constituting
the Tribunal was assisted by two "eligible medical practitioners", sitting as
assessors in accordance with s 33 of the Act. It was their duty to advise the judge
"as to what in their opinion is the proper determination of any question of fact
which may arise" in the matter before the Tribunal. It is reasonable to assume that
they did so in this case. As already noted, the outcome was that the Tribunal varied
to some extent the conditions attaching to the appellant's registration.
[66] This Court does not have the benefit of all of that primary material and advice;
indeed, in a case stated it would be improper to place that material before this
Court. In those circumstances it is not possible for this Court to say that no
reasonable Tribunal could have arrived at the decision the Tribunal did in this case.
When a court is considering the application of the Wednesbury test it is not
sufficient to say that the reasons for judgment on which the decision is based appear
prima facie to be reasonable; the court has to go back to the essential facts, the
evidence, and consider whether a reasonable Tribunal could have, in the light of
that evidence, arrived at the decision in question.
[67] It is not for this Court to look at the conditions imposed isolated from the evidence
before and material available to the Tribunal and consider whether or not all or any
of the conditions imposed are unreasonable. As already noted, the relevant test is
not whether this Court considers a condition to be unreasonable. For that reason it
is my view that it is futile for this Court to analyse the substance of the conditions
imposed in any way.
[68] That result is a consequence of the only appeal from a decision of the Tribunal
being by way of case stated. This is not an appeal by way of re-hearing.
[69] It follows that question 1 in the case stated should be answered "yes", and in
consequence it is not necessary to answer the other questions. The order of the
Court should therefore be:
The questions in the case stated should be answered as follows.
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Question (1): Yes
Question (2): Unnecessary to answer
Question (3): Unnecessary to answer
Question (4): Unnecessary to answer
Order that the appellant pay the respondent's costs of and incidental to the case
stated to be assessed.
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Official source: https://www.sclqld.org.au/caselaw/QCA/2001/268