C v C & Adult Guardian [2001] QSC 126
SUPREME COURT OF QUEENSLAND
CITATION: C v C [2001] QSC 126
PARTIES: C
(applicant)
v
C
(first respondent)
and
ADULT GUARDIAN
(second respondent)
FILE NO: S2225/01
DELIVERED ON: 2 May 2001
DELIVERED AT: Brisbane
HEARING DATE: 15 March 2001
JUDGE: Mullins J
ORDER: 1. Application for leave to appeal against the decision of
the Guardianship and Administration Tribunal made on
23 February 2001 is dismissed.
2. Each party is to bear the party's costs of the
application.
CATCHWORDS: GUARDIANS – Guardianship and Administration Tribunal –
application for leave to appeal decision of Tribunal –
applicant sought guardianship of adult with impaired capacity
– whether error in Tribunal's fact finding process.
Guardianship and Administration Act 2000
Uniform Civil Procedure Rules 1999
Builders' Licensing Board v Sperway Constructions (Syd) Pty
Ltd (1976) 135 CLR 616
K v K [2000] NSWSC 1052 (3 November 2000)
S v S [2001] NSWSC 146 (9 March 2001)
COUNSEL: Applicant in person
AC Wordsworth (solicitor) for the first respondent
D Barrett (solicitor) for the second respondent
SOLICITORS: Applicant in person
McCullough Robertson for the first respondent
Office of the Adult Guardian for the second respondent
[1] MULLINS J: The applicant is the mother of the adult with impaired capacity for
matters who is the focus of this application and to whom I shall refer as John. The
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first respondent ("the respondent") is the father of John. The respondent was
appointed committee of the person of John by this Court on 14 September 1993.
Each of the applicant and the respondent made an application on 24 July 2000 and
23 October 2000 respectively to the Guardianship and Administration Tribunal
("Tribunal") pursuant to the Guardianship and Administration Act 2000 ("Act") for
appointment as the guardian of John.
[2] On 1 November 2000 the Tribunal comprising three members heard the
applications, set aside the appointment of the respondent as committee of the person
of John and ordered that the respondent be appointed guardian for John for the
personal matters specified in the order which included where and with whom John
lives, whether John works and, if so, the kind and place of work and the employer,
what education or training John undertakes and day-to-day issues such as diet and
dress. The Tribunal provided extensive written reasons for the decision. Additional
orders made by the Tribunal in relation to the respondent's guardianship were:
"3. The guardian is required to abide by the general principles
and the health care principle.
4. The guardian is to advise the Tribunal if there is any change
to his appropriateness and competence to act.
5. Unless the Tribunal orders otherwise, this order remains
current for three (3) years."
[3] The reference to "general principles" and the "health care principle" is a reference
to those specified principles set out in Schedule 1 of the Act. Section 11(1) of the
Act provides that a person or other entity who performs a function or exercises a
power under the Act for a matter in relation to an adult with impaired capacity for
the matter must apply the general principles stated in Schedule 1 and, for a health
matter, the health care principle stated in Schedule 1.
[4] As one of those general principles is an adult's right to confidentiality of
information about the adult, it is appropriate that the publication of these reasons
should not identify the applicant, respondent or John. When quoting from orders or
documents in these reasons I will use the expressions Mrs C, Mr C and John for the
names of the applicant, respondent and John respectively and will otherwise avoid
referring to the names of persons.
[5] The applicant, the respondent, John and representatives of the Public Trustee of
Queensland and the Adult Guardian were present at the hearing on 1 November
2000 as active parties. In addition the respondent's wife was present as an
interested party, as were other members of the respondent's family, namely his
mother, a brother and a sister. Also present were the manager of Endeavour
Industries where John works in a sheltered workshop type setup, a friend of the
applicant and another representative from the Public Trustee.
[6] Under section 138 of the Act, the Tribunal is empowered to make recommendations
it considers appropriate, when an application has been made to the Tribunal. The
following recommendations were made by the Tribunal when making its orders on
1 November 2000:
"a. That Mr C initiates whole of life planning for John to
include future work and future accommodation options;
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b. That Mr C ensures that the current visiting arrangements
whereby John spends alternate weekends with his mother,
Mrs C, continue in accordance with John's wishes."
[7] Section 164(1) of the Act provides that an eligible person may appeal against a
Tribunal decision in a proceeding to the Supreme Court. The definition of "eligible
person" is set out in section 164(3) of the Act. As the applicant was the applicant in
the proceeding before the Tribunal, she was an eligible person for the purpose of
appealing against the Tribunal's order made on 1 November 2000 in respect of the
appointment of the respondent as guardian for John. Section 164(2) of the Act
provides:
"The court's leave is required for an appeal except for an appeal on a
question of law only."
[8] The time for appealing is regulated by the Uniform Civil Procedure Rules 1999
("UCPR"). Part 3 of Chapter 18 of the UCPR applies to appeals to a court other
than the Court of Appeal and therefore applies to an appeal to this Court. Except
where specific provision is made in Part 3 of Chapter 18 and except in respect of
specified rules of Part 1 of Chapter 18 which are expressly excluded under rule 785
from applying to appeals under Part 3 of Chapter 18, Part 1 of Chapter 18 applies to
appeals under Part 3 with necessary changes. That means that rule 748 of the
UCPR which requires a notice of appeal to be filed within 28 days after the date of
the decision appealed from (unless the Court orders otherwise) applies to the appeal
to this Court from a Tribunal decision. Where leave of the Court is required, rule
786(5) of the UCPR requires that the proceeding must be commenced by filing a
notice of appeal subject to leave in the approved form. The applicant neither filed a
notice of appeal nor sought leave of this Court to appeal against the order made on
1 November 2000 within the requisite period of 28 days.
[9] Instead on 4 December 2000 the applicant applied pursuant to section 29 of the Act
to the Tribunal to conduct a review of the appointment of the respondent as the
guardian of John. Section 29 of the Act provides:
"The tribunal may review an appointment of a guardian or
administrator for an adult at any time on its own initiative or on the
application of an interested person for the adult."
[10] The manner in which the Tribunal conducts the review and the orders which it can
make as a result of the review are regulated by section 31 of the Act which
provides:
"31.(1) The tribunal may conduct a review of an appointment of a
guardian or administrator (an "appointee") for an adult in the way it
considers appropriate.
(2) At the end of the review, the tribunal must revoke its order
making the appointment unless it is satisfied it would make an
appointment if a new application for an appointment were to be
made.
(3) If the tribunal is satisfied there are appropriate grounds for an
appointment to continue, it may either-
(a) continue its order making the appointment; or
(b) change its order making the appointment, including, for
example, by-
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(i) changing the terms of the appointment; or
(ii) removing an appointee; or
(iii) making a new appointment.
(4) However, the tribunal may make an order removing an
appointee only if the tribunal considers-
(a) the appointee is no longer competent; or
(b) another person is more appropriate for appointment.
(5) An appointee is no longer competent if, for example-
(a) a relevant interest of the adult has not been, or is not being,
adequately protected; or
(b) the appointee has neglected the appointee's duties or abused
the appointee's powers, whether generally or in relation to a
specific power; or
(c) the appointee has otherwise contravened this Act.
(6) The tribunal may include in its order changing or revoking the
appointment of an administrator a provision as to who must pay the
fee payable to the registrar of titles for advice of the change or
revocation."
[11] A review of the Tribunal's order made on 1 November 2000 was heard on 23
February 2001 by Ms A Lyons who is the President of the Tribunal. At the review
hearing the applicant, the respondent and his wife were present. Also present as
interested parties were five persons who wished to provide support for the
applicant. Neither the Adult Guardian nor the Public Trustee of Queensland
participated in the review hearing, even though they had been notified of it. The
respondent advised the Tribunal that, as the current guardian for John, he had
decided not to bring him to the review hearing, as his views had been fully put to
the Tribunal at the previous hearing and he believed that it was unsettling for him to
be put through yet another hearing. The applicant was not aware before the review
hearing that John would not be present. The applicant's submission at the review
hearing was that there should be joint guardianship given to the respondent and her.
[12] The Tribunal was satisfied as a result of hearing the review application that the
order made on 1 November 2000 should be continued on the same terms and for the
same period as that order. The Tribunal therefore made orders continuing the
orders made on 1 November 2000. The Tribunal noted the recommendations made
at the same time as the orders of 1 November 2000. Written reasons for the
decision of 23 February 2001 have been issued by the Tribunal.
[13] By her originating application filed on 9 March 2001 (rather than a notice of
appeal), the applicant formally seeks leave of this Court to appeal a decision of the
Tribunal. Although the application does not specify which decision of the Tribunal
is the subject of the application for leave to appeal, the reasons set out in the
application for seeking leave (read in conjunction with the written points of
argument (Exhibit 1) relied on by the applicant at the hearing of the application for
leave on 15 March 2001) suggest that it is the Tribunal's decision of 23 February
2001 which is the subject of the application. The reasons set out in the applicant's
application are:
"The tribunal failed to investigate fully the fact that whilst not in the
company of his father Mr C, John is adamant that he does wish to
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improve his quality of life and his lifestyle to include his mother Mrs
C
I Refer to the Guardianship and Administration Act 2000
Chapter 7 – Tribunal Proceedings Part 4 Proceeding Page 83 Section
130
The Tribunal at a Review hearing have refused an application of
mine for joint guardianship
The application was reasonable, necessary and much needed for my
son, 23.2.01."
[14] The applicant has sworn three affidavits in support of her application for leave.
They were sworn respectively on 5, 6 and 12 March 2001. The first of those
affidavits is not on the Court file and has not been able to be located in the Registry.
The copy of that affidavit provided at the hearing together with the CD referred to
in paragraph 3 of that affidavit will be Exhibit 4. In each of those three affidavits
the applicant expressly states that she is seeking leave to appeal the decision of the
Tribunal's order of 1 November 2000. The applicant has not expressly sought an
extension of time in which to seek leave to appeal against the order made on 1
November 2000. For the purpose of determining the application for leave to
appeal, it must be clear what decision of the Tribunal is the subject of the
application.
[15] Notwithstanding the statements made in the applicant's affidavits, I conclude from
the terms of the applicant's application and her points of argument together with the
fact that the only decision of the Tribunal in respect of which the applicant can
apply for leave to appeal without seeking an extension of time is the decision of 23
February 2001 that it is the decision of the Tribunal of 23 February 2001 which is
the subject of this application. The applicant has foreshadowed in her points of
argument that if successful in obtaining leave to appeal that what she will be
seeking in the Supreme Court is joint guardianship. It was only at the review
hearing that the applicant submitted joint guardianship was appropriate. Although I
infer from the applicant's material that the applicant by seeking leave to appeal
against the refusal of the Tribunal on 23 February 2001 to vary the order made on 1
November 2000 is in substance seeking to impugn the order made on 1 November
2000, on this application I will consider whether leave to appeal should be granted
in respect of the Tribunal's decision of 23 February 2001.
[16] It is arguable that the Tribunal's review decision of 23 February 2001 displaced the
decision of 1 November 2000 and that therefore the decision of 1 November 2000
was no longer able to be the subject of an appeal. It is not necessary to dispose of
that argument, in view of my conclusion that it is the decision of 23 February 2001
which is the subject of the applicant's attack in this application.
[17] The applicant served the respondent and the Adult Guardian with the application
and both appeared on the hearing of the application. Ms Barnett on behalf of the
Adult Guardian indicated that the Adult Guardian was appearing in order to assist
the Court. After the hearing Ms Barnett sent a letter to my Associate drawing
attention to the rules in the UCPR covering the time for appealing from the Tribunal
to the Court. That letter will be Exhibit 5.
Issues on the application for leave to appeal
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[18] It was accepted by the parties on the hearing of the application that leave was
required by the applicant to pursue the appeal.
[19] Section 67(1) of the Guardianship Act 1987 (NSW) which is legislation similar to
the Act also provides for appeal as a right on a question of law but with the leave of
the Supreme Court on any other question from any decision of the Guardianship
Tribunal of New South Wales. Young J stated in K v K [2000] NSWSC 1052 (3
November 2000):
"14 As I said in Re R, it is probably inaccurate to assess the
Tribunal as being a specialist tribunal, but it is certainly a tribunal to
which the legislature has committed the primary working out of the
Guardianship Act and whose decisions are to be given great weight.
When the Court does review a decision of the tribunal, it does, as
Lord Denning said in Retarded Children's Aid Society v Day
[1978] ICR 437, 443, deal with the matter broadly and fairly and
does not interfere if the Tribunal members have directed themselves
properly and fairly on the facts and have not gone wrong in law.
However, a function of the Court is to ensure that guidance on the
proper interpretation of the law is given to the Tribunal and the
parties appearing before it so that the Tribunal is integrated into the
machinery of justice applying the law of incapable persons as
administered by the Court. Thus, there will not be inconsistent
rulings between tribunals differently constituted, or between the
Tribunal and the Court.
15 It would seem to me that s67 of the Guardianship Act operates so
that broad questions of administration and policy and the
applicability of policy to individual cases, even if they are not
questions of law, may well be subjects on which the Court will grant
leave to appeal. On the other hand, it is very unlikely that the Court
will grant leave to appeal when there is a problem with a fact finding
exercise unless there are clear indications that the Tribunal has gone
about that fact finding process in such an unorthodox manner or in a
way which is likely to produce an unfair result so that it would be in
the interests of justice for it to be reviewed."
[20] In S v S [2001] NSWSC 146 (9 March 2001) which involved an application for
leave to appeal against a decision of the Guardianship Tribunal of New South
Wales on whether the plaintiff or the Protective Commissioner should be the
manager of the affairs of the first defendant, Young J confirmed that, even in the
parens patriae jurisdiction, the court does not interfere with the decision of the
primary fact-finding tribunal whether the court or statutory tribunal, unless some
error appears in the process leading to the decision or the decision below is clearly
wrong.
[21] That approach in the New South Wales authorities is consistent with what was
anticipated by the Queensland Law Reform Commission in Report Number 49
Assisted and Substituted Decisions: "Decision-making by and for people with a
decision-making disability" ("QLRC R49") which was the report containing the
recommendations which the Act implemented: see the Explanatory Notes for the
Guardianship and Administration Bill 1999. In dealing with the grounds for appeal
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from the proposed Tribunal's decisions to the Supreme Court, it is stated in QLRC
R49 at 402:
"The Commission recommended that there should be an appeal as of
right on a question of law and that there should also be provision for
an appeal on other grounds which the Court considers sufficient to
justify a review of the decision. This would allow a decision to be
reviewed on the basis that the Tribunal was mistaken in the view
which it took of the facts, but only if the Court considered such a
review appropriate in the circumstances of the case."
(footnote omitted)
[22] I will therefore follow that approach of determining whether leave should be given
to the applicant by considering whether it is arguable that there was some error on
the part of the Tribunal in the fact finding process or that there was some error in
the view which the Tribunal took of the facts, but subject to the overriding
discretion as to whether or not it is an appropriate case for leave to be granted.
[23] It is also relevant to determining the question of leave to have regard to the nature
of the appeal for which leave is sought. Rule 765(1) of the UCPR which applies to
an appeal from the Tribunal provides that the appeal is by way of rehearing. On a
rehearing the court hears the matter again on the evidence used in the Tribunal
below: Builders' Licensing Board v Sperway Constructions (Syd) Pty Ltd (1976)
135 CLR 616, 619-620. The power of the court to receive further evidence is
limited, as provided by sub-rules (1)(c) and (2) of rule 766 of the UCPR. The
appeal would therefore primarily be concerned with whether the Tribunal reached
the right decision on the basis of the evidence put before the Tribunal for the
hearing on 23 February 2001 and any further evidence for which leave to adduce on
the appeal was given.
[24] The applicant's affidavits for the purpose of the application for leave to appeal
substantially disclose evidence which was before the Tribunal on 23 February 2001.
To the extent that the affidavits contain additional evidence, it is largely in the
nature of submission and no objection was taken by the other parties to that
additional evidence being relied on by the applicant for the purpose of the
application for leave.
[25] The issues raised by the applicant on her application for leave can be summarised
as:
1. The Tribunal should have ascertained John's wishes for the purpose of the
review hearing on 23 February 2001.
2. The Tribunal failed to give sufficient weight to the failure of the respondent
to act on the recommendation made by the Tribunal on 1 November 2000 to
initiate whole of life planning for John.
3. The Tribunal erred in concluding that it was unable to grant joint
guardianship of John.
Relevant facts
[26] The written reasons of the Tribunal in relation to the decision of 1 November 2000
set out a summary of the oral evidence heard by the Tribunal and an extensive
summary of the evidence relied on by the Tribunal. The findings of fact set out in
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paragraph 6.32 of the Tribunal's reasons do not appear to be disputed by the
applicant. Similar findings of fact were made by the Tribunal in paragraph 7.9 of
the reasons in support of the decision of 23 February 2001. Again, those findings
are not disputed by the applicant. For the purpose of this application, I will briefly
mention some of the pertinent facts.
[27] John was born on in 1970 and is therefore now aged 31 years. He contracted
bacterial meningitis at a young age, as a result of which he has a form of cerebral
palsy. He has some physical disabilities and a significant intellectual disability. It
is not in issue that he is unable to make his own decisions and that section 12 of the
Act is applicable.
[28] The applicant and the respondent were married, but separated when John was 10
years old. John has resided primarily with the respondent since that time. The
respondent remarried. Presently, and for some years, John has been attending the
Endeavour Industries workshop in the town where he resides five days per week.
He spends every second weekend from 5pm on the Friday until 6pm on Sunday
with the applicant. It is not in issue that John is part of a supportive extended
family of the respondent and of his wife.
[29] There is a long history of conflict between the applicant and the respondent
involving court proceedings in relation to John since they separated. It is apparent
that there are differences of opinion held by the applicant and the respondent
respectively in relation to John's ability to achieve open employment, improved
literacy skills and physical skills.
[30] John gave evidence to the Tribunal on 1 November 2000. He answered a number
of questions from the Tribunal with all other participants present. He spoke to the
Tribunal members, when the other people attending including the applicant and the
respondent had left the hearing room for a short period of time. Paragraph 4.22 of
the Tribunal's reasons in respect of the decision of 1 November 2000 recites:
"While the other participants were outside the hearing room, John
told the Tribunal that he wanted to stay where he was. He said he
wanted to stay at the Endeavour Workshop and to stay living at
home with his father. John appeared most concerned about the
possibility that he might leave the workshop. He told the Tribunal
that he was happy with the current arrangements where he lived with
his father and spends every second weekend with his mother."
[31] The applicant informed the Tribunal for the purpose of the review hearing that after
the hearing on 1 November 2000 that John had told her that she took a stupid
woman to the hearing on 1 November 2000 as she did not offer any support with
this matter at that hearing, and John told the applicant that she needed more
supportive people and that is why she lost. The applicant therefore organised for
John to be reviewed by a psychologist who has extensive experience in the area of
disability and that report was provided to the review hearing and was relied on in
this application. That report suggests that the more activity that John is engaged in,
the happier he will be and recommends that he be exposed to a variety of social,
cultural and recreational activity, and real life experiences in the natural
environment, in order to maintain his existing level of skill and to enhance his self-
worth.
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[32] In her submissions put to the review hearing, the applicant sought joint
guardianship, but for a trial period of 4 months. She proposed that two days of the
week John would reside with her and try social, cultural, recreational and
educational, as well as open employment opportunities (to be introduced slowly and
only to continue if John were to so wish) with progress reviewed by a consultant
occupational physician monthly and by an educational specialist each three months.
The applicant proposed that the other three days of the working week would be
spent by John residing with his father and attending the Endeavour Workshop with
alternative weekend arrangements to remain the same.
Whether John should have been present at the review hearing
[33] The applicant is concerned that the Tribunal has behaved inconsistently by taking
evidence from John at the hearing on 1 November 2000, but proceeding in John's
absence on 23 February 2001. The applicant relies on section 130 of the Act which
provides:
"To hear and decide a matter in a proceeding, the Tribunal must
ensure, as far as it considers it practicable, it has all the relevant
information and material."
[34] The President of the Tribunal accepted the explanation given by the respondent for
why he had not brought John to the review hearing. Having regard to the nature of
the review hearing, the close proximity in time with which it was held to the
original hearing and the reasonableness of the explanation for John's non-attendance
at the review hearing, the Tribunal had relevant information on John's wishes. The
applicant is correct when she submits that, in accordance with principle 7 of the
general principles which requires that an adult's right to participate to the greatest
extent practicable in decisions affecting the adult's life must be recognised and
taken into account, John's wishes were important at the review hearing of 23
February 2001. Those wishes did not necessarily need to be ascertained by having
John present at the Tribunal hearing, when the Tribunal was satisfied that John had
expressed on 1 November 2000 his views in relation to with whom he lived and
where he was to work. I do not consider that this ground justifies a review of the
Tribunal's decision.
Respondent's compliance with recommendation to initiate whole of life planning
[35] A constraint on the performance by the respondent of his duties as guardian of John
is that since the Tribunal's decision of 1 November 2000 he must abide by the
general principles set out in Schedule 1 to the Act. The recommendation made by
the Tribunal on 1 November 2000 that the respondent initiate whole of life planning
for John including future work and accommodation options requires the respondent
to have regard to those general principles in undertaking that planning.
[36] The President of the Tribunal summarised the oral statements and submissions
made by the respondent to the Tribunal for the purpose of the review hearing
relevant to this issue of whole of life planning as follows:
"5.1.4 Mr C advised the Tribunal that he has discussed John with
the workshop manager at Endeavour and he is looking at
wider options for John. Mr C also discussed the
recommendation in the Order of the Tribunal, which related
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to whole of life planning for John, but indicated that he had
been unable to really initiate anything because the
Application for Review really cast a shadow over the whole
matter. Mr C also advised the Tribunal how much John
genuinely loved going to Endeavour and how routine was
particularly important to John. He will however be
exploring other options.
5.1.5 Mr C advised the Tribunal that it needs to be remembered
that many activities have in fact been tried with John
already, such as swimming, riding bikes and walking. John
swims regularly next door to their home.
5.1.6 It also important to note that John's life already involves a
lot of social interaction particularly at work and with the
extended family. John has been particularly welcomed into
his wife's family and especially loves her grandchildren who
he sees a lot of and gets along very well with because in
many ways he is at their level. He really enjoys mixing
with them.
5.1.7 Mr C also advised the Tribunal that his wife had been
wonderful with John and her family really love him. John
recently attended a family twenty first which he loved.
5.1.8 Mr C also advised that John has a broad outlook on life and
he does have pursuits that he is interested in on weekends.
Mr C also stated that there is no evidence that John would in
fact like all these unspecified activities or open employment
options that have been suggested. The fact of the matter is
that John is happy. Many of the schemes suggested by Mrs
C do not work out in reality such as the scheme in relation
to the mower, which was mentioned at the last hearing but
has now been abandoned."
The President of the Tribunal therefore found that the respondent had indicated that
the whole of life planning would be undertaken and that more expansive options for
his son would be looked at to determine if they were suitable.
[37] It was reasonable for the President of the Tribunal to accept that, in practical terms,
the need to meet the application for review left little opportunity for the respondent
to endeavour to comply with the recommendation for whole of life planning
between the decision of the Tribunal on 1 November 2000 and the review hearing
on 23 February 2001.
[38] The applicant predicts that the respondent is unlikely to comply with the
recommendation. There are avenues under the Act for pursuing compliance with
the recommendation, when there has been a realistic opportunity for the respondent
to comply with the recommendation. I therefore do not consider that this ground
justifies a review of the Tribunal's decision of 23 February 2001.
Joint guardianship
[39] Although it appears that the applicant originally approached the review application
on the basis of seeking her appointment as John's guardian in lieu of the respondent,
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it is apparent from the submissions put by the applicant to the Tribunal on 23
February 2001, that she was pursuing joint guardianship involving both the
respondent and herself in lieu of the respondent. That meant that under section
31(4) of the Act the issue for the Tribunal was not whether the respondent was no
longer competent, but whether the appointment of the applicant and the respondent
jointly was more appropriate than the appointment solely of the respondent. On the
issue of appropriateness for appointment, section 15 of the Act is relevant:
"15.(1) In deciding whether a person is appropriate for appointment
as a guardian or administrator for an adult, the tribunal must consider
the following matters ("appropriateness consideration")-
(a) the general principles and whether the person is likely to
apply them;
(b) if the appointment is for a health matter-the health care
principle and whether the person is likely to apply it;
(c) the extent to which the adult's and person's interests are
likely to conflict;
(d) whether the adult and person are compatible including, for
example, whether the person has appropriate
communication skills or appropriate cultural or social
knowledge or experience, to be compatible with the adult;
(e) if more than 1 person is to be appointed-whether the persons
are compatible;
(f) whether the person would be available and accessible to the
adult;
(g) the person's appropriateness and competence to perform
functions and exercise powers under an appointment order."
[40] The President of the Tribunal concluded as follows in relation to the applicant's
submission for joint guardianship:
"8.29 The alternative proposal that Mrs C has put forward is that
she and Mr C should be appointed jointly as guardians for
their son. In this regard the Tribunal notes that Mr C has
stated that in the circumstances, given the history of conflict
between the parties and the fact that a joint appointment did
not work in the past, he would not accept a joint
appointment.
8.30 The Tribunal also notes that section 117 of the Act provides
that a proposed appointee must agree in writing to the
appointment. Accordingly if Mr C has indicated that he
would not accept a joint appointment then it is clearly not a
viable option for the Tribunal to consider.
8.31 Furthermore section 15 of the Act sets out the
appropriateness considerations in relation to appointments
and provides at 15(1)(e) that if more than one person was to
be appointed as guardian then the persons should be
compatible.
8.32 In the circumstances of the present case, given the history of
conflict, the difference in outlook and the clear
incompatibility of the two paries (sic) it would not be
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appropriate for the Tribunal to make an order appointing Mr
C and Mrs C as joint guardians for John."
[41] It therefore was not necessary for the President of the Tribunal to make a
comparison by reference to the appropriateness considerations provided for in
section 15(1) of the Act between the applicant and the respondent as joint guardians
and the respondent as sole guardian.
[42] It is implicit in the part of the Tribunal's decision dealing with the proposal for joint
guardianship that it was accepted that it was not unreasonable on the respondent's
part to refuse to consent to being appointed as guardian jointly with the applicant.
The evidence before the President of the Tribunal in relation to past conflict
between the applicant and the respondent, their differences in outlook and
incompatibility, supports that conclusion.
[43] In those circumstances, the Tribunal's conclusion that it was not a viable option to
consider a joint appointment, because of the terms of section 117 of the Act was
clearly correct. Section 117 of the Act states:
"An application for appointment of a guardian or administrator must
include the proposed appointee's written agreement to appointment."
[44] In other circumstances, where it is unreasonable for a party to consent to a joint
appointment, that could itself be a relevant consideration against appointing that
person the sole guardian.
[45] The applicant submitted that the view of the President that joint guardianship was
unable to be granted was contrary to section 29 of the Act. The requirement of the
proposed appointee's written agreement to the appointment provided for in section
117 of the Act in connection with an application for appointment must continue to
be applicable when the application for appointment is sought in the review process
initiated under section 29 of the Act.
[46] It may be that to the extent that this issue raises a question of law involving the
construction of section 117 of the Act, leave to appeal is not strictly necessary.
[47] If that question of law is the only ground on which the applicant can pursue an
appeal from the Tribunal's decision of 23 February 2001, then the appeal will not be
successful, because of what I consider is the proper construction of section 117 of
the Act. It was made clear by the parties during the hearing of the application, that
it was an application for leave to appeal and that no party wanted the application
treated as the appeal. I therefore cannot deal with this question of law on this
application.
Conclusion
[48] After listening to the applicant's oral submissions and studying the material which
she relied on in support of her application, I have no doubt that she sincerely
believes that making this application is an essential step in pursuit of what she
perceives as a better lifestyle and greater opportunities for John. The applicant
wants an opportunity to implement her ideas about what would benefit John and
therefore wants to obtain guardianship of John for that purpose. The appeal process
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13
is not necessarily the appropriate process for pursuing the applicant's aims. I have
dealt with earlier in these reasons, as to what the role of the court would be on an
appeal.
[49] The orders made by the Tribunal on 1 November 2000 and continued by the orders
made on 23 February 2001 expire after 3 years from 1 November 2000, unless the
Tribunal orders otherwise. During this period the respondent has obligations under
the orders and recommendations made by the Tribunal on 1 November 2000 which
were continued by the orders on 23 February 2001. The matter of John's
guardianship therefore remains a matter which will and can be reviewed by the
Tribunal, as circumstances and relationships of the relevant parties change or
develop.
[50] It follows from the conclusions which I have reached in respect of the issues raised
by the applicant on her application for leave (except to the extent that the issue in
respect of the Tribunal's conclusion that it was unable to grant joint guardianship
involves a question of law) that the applicant cannot show that the decision of the
Tribunal on 23 February 2001 was wrong. In any case, I have concluded from my
analysis of the Tribunal's decision of 23 February 2001 and the issues now raised by
the applicant, that this is not an appropriate matter for which leave to appeal should
be given.
[51] At the hearing of the application, each of the applicant and the respondent
submitted that there should be no order as to costs.
[52] The orders that I will make therefore are:
1. Application for leave to appeal against the decision of the Guardianship
and Administration Tribunal made on 23 February 2001 is dismissed.
2. Each party is to bear the party's costs of the application.
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Official source: https://www.sclqld.org.au/caselaw/QSC/2001/126