Butcher v Woods [1996] QCA 465
IN THE COURT OF APPEAL [1996] QCA 465
SUPREME COURT OF QUEENSLAND
C.A. No. 336 of 1996
Brisbane
[Butcher v. Woods]
MICHAEL BUTCHER
v.
MARK WILLIAM WOODS
(Applicant) Appellant
Thomas J
Lee J
Fryberg J
Judgment delivered 22 November 1996
Separate reasons for judgment by each member of the Court, Thomas J dissenting in part
Orders:
1.Application granted
2.Appeal allowed
3.Conviction set aside and verdict of acquittal entered
CATCHWORDS:
Criminal law - Test to be applied in determining an appeal from a magistrate's decision -
whether magistrate's decision should be interfered with.
Bailey v. Costin CA 261 of 1993, 18 October 1993
M v. The Queen (1994) 181 CLR, 494-495
R v. Free [1983] 2 Qd R 183
Sections 673, 668D, 668E Criminal Code
Counsel: Appellant appeared on his own behalf
Mr P.J. Callaghan for the Respondent
Solicitors: Appellant appeared on his own behalf
Commonwealth Director of Public Prosecutions for the Respondent
Hearing date: 9 September 1996
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REASONS FOR JUDGMENT - THOMAS J
Judgment delivered 22 November 1996
The applicant was convicted by a magistrate of assault occasioning bodily harm. He was
sentenced to four months' imprisonment, wholly suspended, with an operational period of three
years.
His notice of appeal was filed one day late and he therefore needs the leave of the Court
to pursue an appeal against conviction and also an application for leave to appeal against
sentence. The delay is adequately explained as being the result of difficulties in obtaining
finance for legal costs as a private litigant. In the event the applicant has supplied to the Court
copies of a full transcript of proceedings, but has appeared without the benefit of legal
representation.
The grounds of appeal are devoid of particularity, and are confined to -
(1)the decision . . was unreasonable, or alternatively cannot be supported having regard to the
evidence, and was in all of the circumstances unsafe and unsatisfactory;
(2)the sentence was manifestly excessive in all the circumstances;
(3)the applicant reserves his right to amend, supplement and/or add further grounds.
The Court was not able to obtain a satisfactory statement of particulars from the applicant, but
his written outline of argument raises particular points that may be discussed as particulars of
ground 1.
Since preparing these reasons Fryberg J has provided me with a draft of his reasons, and
these contain a more comprehensive statement of the evidence given before the magistrate. For
convenience however I shall retain my more limited statement of the evidence as the basis of
discussion of the points which I understand to have been argued.
The conviction was the result of an incident in the waiting area of the Family Court in
Brisbane. The applicant is alleged to have assaulted one Peter Bakens. The applicant was
present, apparently as a supporter of Mrs Bakens with whom he was then friendly. Indeed the
applicant has since married the then Mrs Bakens. Apparently a dispute existed between Mr and
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2
Mrs Bakens in relation to the children of their marriage, and a group of persons comprising the
applicant, Mrs Bakens, Mr Holloway (Mr Bakens' solicitor), Ms Johansens (the applicant's
daughter-in-law) and Mr Pandi (a solicitor appointed by the Family Law Court in the interests of
the children) were negotiating. In the course of this the applicant was shown a Family Services
Department report that contained allegations by Mr Bakens against the applicant of abuse of Mr
Bakens' children and of other children. The complainant Mr Bakens was seated some distance
away (he says ten metres at the most, but the applicant says thirty metres). Mr Bakens had
apparently been excluded from this particular discussion because of a current domestic violence
order that prohibited him from approaching his wife, he having been convicted of breaching such
an order some months previously. He was represented at the discussion by his solicitor Mr
Holloway.
At a certain stage of the discussion, when the members of the group were standing more
or less to face one another, Mr Bakens approached the group. His account of what then
happened is markedly different from the account of the applicant. Mr Bakens' account was that
as he approached, the applicant jumped towards him, kicked him in the groin, and then as he (Mr
Bakens) was bent over, punched him to the back of the neck and the head. He said that the total
number of blows (including kicks) was about six. The account continues that the applicant was
then restrained by a security guard, at which point the complainant called out that the applicant
was a paedophile. The applicant's version was that the complainant approached him "mouthing"
(but not saying out loud) the words "You fuck. You're nothing but a paedophile." He claims that
he saw the complainant's left leg "coming up" and that as a result he had used his leg to defend
himself and push the complainant away. He disputed striking the complainant with his fists,
stating that he had no recollection of so doing.
There was medical evidence of an examination the same day confirming bruising to the
leg, and also bruising around the right dorsi-lateral area i.e. the back of the neck. The bruising to
the thigh was to the anterior medial aspect, i.e. the inner thigh and is described as "quite a large
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bruise". The complainant complained of a sore back but the doctor found no obvious bruises in
that area.
In resolving the conflict of evidence, the stipendiary magistrate considered that the
evidence of Mr Bakens was supported by the evidence of the two solicitors Messrs Holloway
and Pandi. Mr Holloway's evidence was to the effect that during the discussions among the
group Mr Woods had offered him some papers, trying to persuade him that if he read the
material he would be satisfied of what he and Mrs Bakens were saying. Mr Holloway thought
that the applicant was endeavouring to act as advocate for Mrs Bakens, and suggested to him that
he was not a party and that he was not being helpful. The applicant became agitated and started
to raise his voice insisting that Mr Holloway read the documents or accept his point of view.
Voices were raised and Mr Holloway says that he may have been talking over the applicant.
Whilst this was happening, he saw the applicant take a large step forward as he lunged past Mr
Holloway, with one of his feet stretching out and one of his arms raised in the air. As Mr
Holloway turned he saw the applicant's hand coming down on the back of the neck of his client
(Mr Bakens), who was then bent over and backing away. The applicant then said something,
upon which Mr Bakens responded "Paedophile, paedophile, I want him charged".
Mr Pandi's evidence included "The defendant came towards me swinging his knee. I saw
him try to kick and punch Bakens. Woods (the defendant) had a clenched fist." Mr Loimaranta
(an MSS guard employed in the Family Court) also gave evidence of blows being delivered by
the applicant with a closed fist in the region of the head and two or three blows to the body area.
The stipendiary magistrate noted that the aggressive approach described by Mr Holloway
and Mr Pandi was denied by the applicant, and he stated that he did not accept the evidence of
the applicant. He also rejected the evidence of Mrs Bakens, who between the incident and the
present trial had married the applicant. She gave evidence that she saw Mr Bakens approaching
the group clenching and raising his fists slightly. She stepped back and saw the applicant "come
between us . . with his left hand raised and his right hand was sort of clenched but held back . .
and his right leg was following forwards . . but I never saw any actual contact between the two of
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them. And then Mark (the applicant) stepped back straight away." That was of course consistent
with the applicant's evidence, and generally inconsistent with what Mr Bakens, Mr Holloway
and Mr Pandi had described.
The following points, which are essentially directed to demonstrate that the magistrate
erred in accepting the prosecution account and rejecting the defence account, are mainly in the
form of alleged inconsistencies between evidence of various witnesses. The main points taken
were the following:
(1)It is said that Bakens is shown to have been wrong in claiming that before moving across to
the talking group he heard their conversation, because there is other evidence suggesting
that he was too far away. But there is evidence from Mr Holloway that he was ten metres
away, and that voices were raised. In any event, this is a peripheral detail.
(2)Mr Bakens claimed that on approaching the group he either made eye contact with or said
"good day" to Mr Holloway followed by "how long is this going to take?" immediately
before the assault took place. In cross-examination he added that Mr Holloway said
"Yeah" in reply to his "Good day." Mr Holloway does not confirm this, and was
unaware of such contact or conversation having occurred. It would of course be possible
for the complainant to have made such a statement which was not heard by Mr
Holloway. This may however be regarded as an introductory detail upon which the
evidence of Mr Holloway and that or Mr Bakens do not easily reconcile.
(3)Mr Loimaranta, a security guard employed for duty at the Family Law Court, gave evidence
that he saw the complainant move towards the group from twenty-five to thirty metres
away, and that as the complainant reached the group he saw him moving his mouth. Mr
Loimaranta who was seven metres away from the group, did not hear his words (if any
were uttered). He simply saw movements consistent with Mr Bakens having said
something. Having regard to his distance and other sounds at the time this evidence is
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not, as contended by the applicant, confirmatory of his account and inconsistent with that
of Mr Bakens. It is consistent with either version.
(4)It was further submitted that the evidence of both Mr Holloway and Mr Pandi confirmed that
the complainant was calling the applicant a paedophile repeatedly. However this
evidence plainly relates to the period after the physical contact. It is not supportive of the
applicant's case of provocative statements made before the assault.
(5)There is an inconsistency between the statement given by Mr Bakens to Mr Butcher (who is
described as an agent of the Australian Federal Police), and the account given by
Mr Bakens to the Court. His original statement alleges that "Whilst I was standing on
level one with my solicitor and other parties, I was approached by (the applicant). I saw
that both of his fists were clenched . .". However the evidence before the magistrate,
both of Mr Bakens and of all other witnesses was that Mr Bakens was the person who
approached the group from some distance away.
(6)After the initial kick Mr Bakens says that "basically I was on my hands and knees" whereas
Mr Holloway's description is that he was staggering back, "almost in a crouch".
Other points raised by the applicant include the following:
(i)It is complained that the investigating police failed to obtain a copy of any video camera
surveillance tape that may have covered the scene. As to this, it should be noted that it is
not known whether such a tape exists, and that it would have been open to either side to
subpoena such a tape. There is no impropriety in the prosecution failing to cover this
point.
(ii)It is alleged that the stipendiary magistrate refused to allow evidence relating to "provocation
by the complainant Bakens in the lead-up to the events". There were two stages during
the trial at which the magistrate, short of formal rulings, discouraged defence counsel
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from pursuing past events. The first of these concerned past friction between Mr and
Mrs Bakens. That plainly was beyond the ambit of admissible evidence of provocation
of the applicant. The other instance concerned an incident five months before the
relevant matter. The stipendiary magistrate observed "There's bad blood, we all know
that, I think. Get to the issue, that's what's crucial. That's what I have to determine." The
solicitor for the applicant did not press the matter, did not suggest that the matter was
important or place on record the nature of any evidence that he wished to elicit. No
objection was taken. No error is demonstrated on the part of the Court in respect of these
matters.
Discussion
There is adequate evidence in the present matter supporting the existence of an assault or
assaults of the kind described by the complainant. The stipendiary magistrate was entitled to
prefer what plainly seems to have been a preponderance of evidence to this effect, and to reject
the alternative version of the appellant which was based upon a limited assault to the leg as a
defensive reaction. The applicant's version was entirely inconsistent, for example, with the
doctor's finding of bruising to the neck, and the magistrate was entitled to find unconvincing the
applicant's absence of memory or knowledge on this point. Having found that applicant
unreliable on this issue as to which there was adequate evidence against him, the magistrate was
entitled to take a similar approach to the remaining part of his story, namely the use of
provocative words by the complainant immediately before the applicant assaulted him.
The applicant was of course entitled to rely on as many alternative defences as he
chooses, even though they may raise forensic difficulties for him. His defence in this matter was
essentially "The only violent act committed by me was the use of my boot on his leg; I do not
recall punching or hitting him at all; my kick was in self-defence; alternatively if I did assault
him and it was not in self-defence I did so because his words and actions provoked me to do so,
including the punches if I punched him."
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It is true that the complainant acted unwisely in approaching the group despite his
solicitor's instructions to him to remain seated and despite the domestic violence order that
prohibited him from approaching his wife. However his mere approach to the group was not
sufficient to found the defence of provocation. The true issue here was whether the insult
"paedophile" was used, and more specifically, whether the magistrate could be satisfied beyond
reasonable doubt that such words were not used.
Current authority in the Court of Appeal suggests that this appeal can succeed only if no
reasonable magistrate could have reached the conclusion which this magistrate did, or if there
was no evidence to support that conclusion (Bailey v. Costin C.A. 261 of 1993, 18 October
1993), or if there is demonstrable error in the reasoning which appears to have formed an
influential factor in the finding of credibility (R v. Free [1983] 2 Qd R. 183, 192). Since
preparing these reasons I have read the draft judgment of Fryberg J, who has concluded that the
reasoning in Bailey v. Costin above is inconsistent with M v. The Queen (1994) 181 CLR, 494-
495 and that it must be overruled. I do not find it necessary to decide this important point,
because even if I were to apply the appellate test suggested by M v. The Queen in relation to this
particular decision by a magistrate, I would still conclude that the conviction is safe and
satisfactory. The suggested test, I take it, is whether this Court thinks that upon the whole of the
evidence it was open (to the magistrate) to be satisfied beyond reasonable doubt that the accused
was guilty. On that test I think it was plainly open for the magistrate to convict. No error
appears in his reasoning, the preponderance of evidence supports the findings of assault, and it
was reasonable to reject the evidence of the appellant and his wife that the insulting word
"paedophile" was used before the assault. The fact that the complainant used that word after
receiving blows from the appellant is not particularly convincing evidence that he used it before
the assault. I also have great difficulty in understanding how the essential story of the applicant
can stand in the light of the medical evidence.
The points which have been discussed above do not in my view constitute major
inconsistencies. When an assault that takes place within a group, it is not uncommon to find
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variances in matters of detail. It is possible to perceive some exaggerations in Mr Bakens'
evidence, but the substance of his story is confirmed by others. I have read the points raised in
Fryberg J's draft judgment which are additional to those argued. I see no error or
misunderstanding in the stipendiary magistrate's view that the considerable time lapse between
the applicant's reading of the Family Services Department report and the assault prevented that
particular incident from constituting provocation; and I see no error in his refusing to accept "the
evidence of Woods" that Bakens mouthed these words. Both Mr Woods and his wife gave that
evidence, and it is plain that this is a rejection of the evidence of both to that effect. Those points
and the above points do not in my view individually or collectively demonstrate error in the
magistrate's conclusion, or provide sufficient reason for this Court to hold that the conviction was
unsafe and unsatisfactory.
The point was taken on behalf of the respondent that the above points all relate to
questions of fact, and that strictly speaking the applicant requires leave to appeal against his
conviction under s.668D(b) of the code. It is not necessary however to determine that question.
We have allowed all arguments to be presented as upon an appeal. I have concluded that there is
no ground upon which it should succeed.
Reception of further evidence
After the Court reserved its judgment, Mr Woods gave notice to the Registrar that he
wished to place further material before the Court, namely a transcript of a decision in the Family
Court. As the appeal is being allowed and the conviction is being set aside in any event, it is
unnecessary to deal with this foreshadowed application.
Orders
In the present circumstances I would extend the time necessary for filing the appeal by one day,
and dismiss the appeal.
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REASONS FOR JUDGMENT - LEE J.
Delivered the 22nd day of November, 1996
I have read the reasons of Thomas J. and Fryberg J. It is not necessary to recount in any
detail, the matters contained therein. However, I desire to make certain observations.
Notwithstanding that strong emotions are often involved with persons involved in Family
Court proceedings, it is surprising that the alleged assault by the appellant on 29 January 1996
openly occurred in the presence of a group of reputable witnesses, in the busy foyer of the
Family Court and with an independent security guard watching on close standby but not within
the narrow circle of the group itself which was engaged in discussion. The group consisted of
the appellant, Mrs Bakens (with whom he was friendly and has since married), Miss Johansons
(his adult daughter-in-law), Mr Holloway (solicitor for the complainant Mr Bakens), and Mr
Pandi (solicitor appointed by the Family Court for the children of the relationship between
Mrs Bakens and the complainant).
The security guard, to the appellant's knowledge, deliberately stood about seven metres
away from the incident between the complainant and the appellant (a distance he later
measured), and close enough to keep a close eye on the complainant about whom he had been
warned as a security risk. He had also had prior knowledge of the hostility between the
complainant, Mrs Bakens and the appellant. Mrs Bakens was concerned for her safety and had
asked the security guard to personally provide her with extra security because of the aggression
displayed by the complainant to her. The appellant said that he was aware of that request. The
security guard confirmed Mrs Bakens' request in evidence and said that extra security had to be
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provided because of the complainant's previous misbehaviour in Court. He accordingly watched
the complainant closely the whole time.
The complainant was not in that group. His solicitor, Mr Holloway, had wisely seated
him some distance away out of hearing, but apparently in sight of the others. Various estimates
of the distance were given, the most reliable appearing to be that of the independent security
guard who saw the complainant subsequently approach the group from 25-30 metres away. Mr
Holloway took this precaution because he also knew of the animosity between his client, Mrs
Bakens and the appellant and that allegations of paedophilia and indecent and other maltreatment
by the appellant of specified young children had been made by the complainant in the past.
There was also in existence a domestic violence order in favour of Mrs Bakens which forbade
the complainant to come into any close proximity of her. The respondent admitted its existence
and expiry on 28 June 1996. The complainant admitted that he had been convicted of breaking
such an order. The appellant said that this occurred on 3 January 1996 although the precise date
does not appear in the record below.
The complainant and Mrs Bakens were present in the Court precincts because of a case
between them involving their matrimonial dispute and their children. The case had been stood
down and the appellant was in the process of supporting Mrs Bakens' case in discussions with
Mr Holloway and others. The appellant had been subpoenaed to give evidence in the matter that
day. He said that he had just been handed a Family Court report only half an hour before the
alleged incident in which the complainant had made more serious allegations of the above and
other kinds concerning him. Amongst other things, the appellant was in the process of
attempting to demonstrate to Mr Holloway and others that any such allegations were groundless.
Mr Pandi said that there was no indication in the appellant's demeanour leading up to the assault
to indicate that he would act as he did, although Mr Holloway said that his voice and that of the
appellant's became raised. There was however no indication of impending violence.
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During that discussion, according to both solicitors and indeed by the appellant himself,
as well as the security guard, the appellant suddenly, without warning, lunged past and between
the two solicitors towards the complainant who had, contrary to instructions from his solicitor
and in breach of the domestic violence order, walked up close to and behind his solicitor who did
not see him arrive. Neither did Mr Pandi. Both solicitors had their backs to the complainant.
The complainant faced the appellant, Mrs Bakens, the appellant's daughter-in-law and the
security guard all of whom were in a position to observe his approach. As indicated, that group
stood in a fairly close circle whilst engaged in discussion.
The appellant said that the complainant had walked towards him in an aggressive manner
and that he was intimidated by his approach, having well known him over long periods and
having experienced spontaneous outbursts by him in the past. The appellant said he saw the
complainant silently mouthing the allegations which he lip read:-
"You fuck. You're nothing but a paedophile".
Neither solicitor was in a position to see whether or not the complainant's mouth opened
as if he was silently uttering any words nor were they in a position to observe his demeanour as
he approached. As indicated, their backs were turned to him. All other persons including the
security guard were in a position to observe not only the complainant's approach but also his
mouth. Of some importance, the security guard, an independent witness, said that as the
complainant approached the group "I saw Mr Bakens say something. I didn't hear what Mr
Bakens said. I actually saw his lips move." Apart from actually seeing the complainant's mouth
move, the security guard said that he did not see him talking to anyone else within the group.
Mrs Bakens who had been married to the complainant for many years, and was well aware of his
personality, attitude and temperament, said she observed him approach in an aggressive and
intimidating manner, and that she saw his mouth moving as if he was uttering a word which she
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believed was "paedophile". She said in cross-examination that the complainant had a habit of
mouthing at people when he wanted to provoke them.
In evidence the appellant said:-
"He didn't speak the words, he said he called me a 'f' and he told me - and he said, 'you're
nothing but a paedophile' and I could read what he said and ... his hands were in
front of him and down and clenched and he came walking up into the circle of
people. His left leg started to come up on top. The violence had been going on
for 7 months. I reacted in a instant. I was having a conversation the next thing he
is there and he is winding me up."
And further:-
"My wife had a restraining order against him to stop him coming near her because of his
aggression and his violence. I just - fearful of what was going to happen next. It
had been ongoing for months and months before. I didn't know what to do. I just
lost the plot."
He also said that what occurred was "the straw that broke the camel's back". In cross-
examination he said the complainant "Pull my chain and I flush" and that he pushed him over the
limit. The complainant said "Mark was waving his arms and carrying on like a lunatic". These
statements, if accepted, were consistent with him having been provoked and out of control. So
was his conduct in suddenly lunging past two solicitors to confront the complainant, although on
their own, these matters do not establish provocation as a defence to the assault. Of some note is
the fact that the appellant was arrested immediately after the incident and promptly told a police
officer that the complainant had mouthed the word "paedophile" as he approached. This is in the
record of interview. It is also of some note that the complainant immediately called out
"paedophile" more than once immediately after the assault which on all the evidence lasted no
more than a few seconds. Mr Pandi said two seconds.
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It is clear that all of the background circumstances above referred to and the location of
the various persons involved in the foyer of the Family Court that day for the various reasons
given, provided an ideal setting and a charged atmosphere in which provocation of the appellant,
if he was in fact provoked, would have been very intense indeed and would, if provoked to the
extent that he claimed (and out of control as the complainant said), perhaps have explained to
some extent his difficulty in recalling all details of a very quick tussle with the complainant
which, as indicated, lasted no more than a few seconds.
Counsel for the respondent on the appeal conceded that against the above background
and circumstances, the approach by the complainant against his solicitor's instructions (and
unlawfully), was a provocative act but it was submitted that it was not of itself provocation.
Counsel for the respondent also freely conceded that had the words "paedophile" been mouthed
in the way in which the appellant alleged, that would certainly have amounted to provocation
such that his actions would have been excused. It was also conceded by the respondent that the
issue of provocation, including the alleged mouthing of the offending words, were of such
critical importance to the case that the stipendiary magistrate had to be satisfied beyond
reasonable doubt that those words were not mouthed. The prosecution was required to exclude
the "defence" of provocation, as well as self-defence, beyond reasonable doubt.
Apart from the alleged inconsistencies referred to in the reasons of Thomas J. and
Fryberg J., much of the appellant's complaints hinged around what he submitted was the
magistrate's refusal to allow his solicitor to adduce evidence of the relationship between the
complainant, Mrs Bakens and himself. It was said that every time his solicitor endeavoured to
lead any such evidence, the magistrate made it clear that he was not to do so. In his outline he
claimed that the magistrate refused to allow evidence relating to "provocation by the complainant
Bakens in the lead up to the event". This was enlarged during the hearing to include reports
and/or other evidence which, he submitted totally exonerated him from the serious misconduct
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falsely levelled on him by the complainant for a considerable period as well as in the foyer of the
Court that day.
The record discloses that during the hearing below, the appellant's solicitor attempted on
at least two occasions to lead evidence of the history of the relationship between the
complainant, Mrs Bakens and the appellant. He submitted that this material showed the true
background of the relationship leading up to the events on the day in question. On those
occasions, the magistrate discouraged the defence from adducing such material. The appellant's
solicitor also referred in cross-examination of Mr Holloway, to a report or reports of the Family
Court allegedly exonerating the appellant from any misconduct of the serious kind levelled at
him by the complainant but the solicitor did not pursue this, the submission being that the
stipendiary magistrate had openly discouraged any evidence outside the direct issue he had to
determine, i.e. whether assault occurred and who was responsible. It was further submitted that
the prosecutor during cross-examination of the appellant, challenged him to produce a
psychiatrist's report attesting to the fact that, as the appellant had stated, the complainant was
psychotic. The prosecutor said "Well, I'd like to see if you can produce it". From this it was
submitted that he should now be able to use such material which involved the complainant, Mrs
Bakens and himself and which was not then available during the hearing because it was in the
Family Court.
There was no formal objection taken to the magistrate's refusal to allow any of the
foregoing matters to be canvassed in the evidence. Indeed, a specific and formal ruling should
have been sought by the legal representatives of the appellant with an outline of the nature of the
evidence sought to be called and its relevance, if those matters were to be relied upon by the
defence. Following the solicitor's attempt to introduce such evidence, the magistrate made his
views known. Accordingly, the solicitor did not press the matter any further.
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Apart from self-defence, (I agree with the treatment of this by Fryberg J.) the real crux of
the defence case was whether or not the appellant was provoked by the alleged mouthing of the
above words, into spontaneously assaulting the complainant when he had been in the process of
close conversation with Mr Holloway and others in the group on matters of concern to himself
and Mrs Bakens, or, to put it more correctly, whether the Crown had excluded provocation
beyond reasonable doubt.
The substance of the appellant's point regarding the above evidence which was not
introduced was in effect that had he been allowed to introduce the above report or reports and/or
other admissible evidence on this topic before the magistrate, it might have assisted in
independently proving that the complainant's allegations were false and that the appellant had
been totally exonerated from all such allegations. The general effect of this, as appears from the
argument, was that it might have assisted in demonstrating (independently of the appellant's
assertions), that if the complainant silently mouthed the words complained about, and that those
words were demonstrably false, they might more seriously have provoked an innocent man than
if the allegations were true, and particularly having regard to the background circumstances
referred to above.
Another consequence might have been that such evidence may have been capable of
demonstrating that the complainant was an untruthful person who could not be believed.
However the latter is a collateral consequence and the evidence would not have been admissible
for the sole purpose of attacking or destroying the general credit of the complainant who had
made false and malicious allegations against the appellant.
The allegations of paedophilia, indecent assault and other serious conduct levelled
against the appellant were very live issues right throughout the trial. The complainant himself
forcibly said in evidence that he had made numerous allegations of paedophilia and indecent and
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other treatment by the appellant of children to a psychologist and to various authorities who he
said were investigating the matters but who did not have sufficient evidence to proceed against
the appellant. The complainant also said that he raised other allegations against the appellant
some of which imputed serious criminal conduct. As indicated, immediately after the assault he
also shouted the word "paedophile" more than once at the appellant.
The appellant said that numerous serious allegations had been made about him but that
he had been cleared, his concern being that he was not being believed. Mr Holloway also said
that he was aware of the fact that extensive allegations had been made by the complainant
against the appellant and that they were being investigated he thought in the usual way that the
Family Court performed that function. It was put to Mr Holloway in cross-examination that
those matters were finalised and that there was correspondence enclosing a psychiatric report and
evidence which totally cleared the appellant of any behaviour of that sort. Mr Holloway said that
he did not have any knowledge of that matter.
It is of course quite correct that the conviction of the appellant for assault does not mean
that he was in fact a paedophile although as conceded during argument on the appeal by the
respondent's Counsel, the magistrate did not say in his reasons that the allegations of paedophilia
were irrelevant and would be disregarded although the magistrate, without saying so, was
probably of that view. On the other hand, according to the appellant, the magistrate did not stop
or discourage evidence of these allegations being given but only the evidence which the
appellant claims should have been adduced by him to assist in rebutting them.
The approach of the magistrate on this general topic was understandable, given that any
such evidence was not directly relevant to the issue of whether or not an assault occurred on the
day in question, and in the absence of a specific formulation of a submission by the appellant's
legal adviser limiting the scope of such evidence. The magistrate's task was not to engage in a
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general enquiry of that kind. On the other hand, it cannot be said that any such evidence, had it
been introduced in a limited and admissible form, would have been totally irrelevant to the
question of provocation. Had such evidence been received, either that day or on an adjourned
day, it would then have been impossible to say whether the decision of the magistrate would
necessarily have been the same merely because he disbelieved the appellant and Mrs Bakens on
the material then before him.
The problem however is that the solicitor for the appellant did not press the matter nor
raise and have recorded a formal objection, nor did he seek an adjournment. The appellant is
accordingly bound by the conduct of the proceedings by his legal advisers. This Court must act
on the record of evidence introduced below. In the result, the magistrate cannot be criticised for
the course he took.
The decision of the magistrate is in very short form. He concluded that the complainant's
evidence of the actual physical assault and aggressive approach by the appellant was supported
by the evidence of Mr Holloway and Mr Pandi and he rejected the evidence of the appellant's
denial of what had occurred in this respect. He was entitled to so find. This finding, of course,
did not mean that the appellant was not provoked in what he did. Nor does the medical evidence,
which gives some support to the finding of the complainant's injuries and therefore how the
assault itself occurred, have the consequence that the appellant was necessarily not provoked,
which is quite a distinct matter. There was no reference to the medical evidence in his decision.
In the absence of specific findings, the medical evidence (and indeed the evidence of the
complainant and both solicitors) is equally consistent with the view that the assault and injuries
inflicted were the result of a person provoked and temporarily out of control as the complainant
described the appellant and as the appellant described himself, i.e. he "lost the plot", or what had
occurred was "the last straw that broke the camel's back".
-- 18 of 35 --
18
The judgment then immediately referred to the appellant's evidence that he had no
recollection of striking with a clenched fist and cited as appropriate, with modification, a
statement in Cooper v McKenna [1960] Qd.R. 406 per Staple J. at 419:-
"Loss of memory, blackout, is the first defence to a guilty mind and a popular excuse."
Such a conclusion may well have been justified, if the appellant was not provoked and
temporarily out of control. The magistrate then expressed great surprise that Mrs Bakens did not
see the actual physical contact although no reference was made to evidence bearing on this
question. Mrs Bakens said in evidence that as the complainant approached and his demeanour
changed "Suddenly I just saw Mark come between us". She said she had seen the appellant
raising his leg. The evidence shows that the appellant was a big man, six feet tall and 22 stone in
weight and the complainant was about 5'6" tall. The appellant's back was to Mrs Bakens. She
said that her view was blocked for an instant. There were also two solicitors close by all of
whom may have to some extent temporarily obscured her vision in the tussle and scramble of a
few seconds duration. Mr Holloway said that the appellant lunged "very close to my left
shoulder". Mr Pandi said that as the appellant was a lot bigger than he was, and had his back to
him, he could not see past the appellant and observe all details of what occurred between the
appellant and the complainant.
The magistrate then said he did not accept the evidence of the appellant that the
complainant had mouthed obscenities or was aggressive. The decision continued:-
"The defence of provocation and/or self-defence, in my view, have not been properly
raised. There was a considerable time lapse from the reading of the report to the
incident. For a provocation to be a defence the person must act upon it on the
sudden and before there is time for his passion to cool. Provocation does not
apply in my view."
He then proceeded to convict the appellant.
-- 19 of 35 --
19
There is no doubt that provocation could not apply from the mere reading of the Family
Court report which the appellant had read half an hour previously. But this was no more than a
background circumstance. The real question was whether or not the prosecution had excluded
beyond reasonable doubt the mouthing of the offending words by the complainant. The
magistrate's previous remark that provocation had "not been properly raised" was imprecisely
expressed because it had in fact been raised in a substantial way by the appellant, by Mrs Bakens
and by the proved prevailing circumstances as outlined above. The magistrate's remarks must be
taken to have meant that in the light of his non-acceptance of their evidence, it was not otherwise
raised at all. The question is whether that conclusion can stand.
Apart from the sworn evidence of the appellant and Mrs Bakens and the undisputed
evidence that the appellant lunged unexpectedly past the two solicitors towards the complainant
who was then situated behind them, there is the evidence of the independent security guard who
was positioned to specifically keep an eye on the complainant. He said he saw the complainant
say something although he did not hear what if anything he said. He was quite definite that he
actually saw the complainant's lips move. He also said that he did not see the complainant talk to
anyone else within the group and that the complainant had only reached a point outside of the
group. That position was also confirmed by both solicitors as well as by the appellant and
Mrs Bakens. In addition, neither solicitor knew that the complainant was there before the
appellant lunged between them. They both said clearly that the complainant was behind them at
all times. Neither of them heard any words from the complainant as he approached them. Their
evidence appears to be definite about that and particularly that of Mr Holloway. They were both
engaged in conversation with the appellant. Mr Holloway said the appellant was less than a
metre from him and had his full attention. He did not hear any words uttered by the appellant to
the complainant or visa versa. All of the foregoing observations are in direct conflict with the
complainant's version of what occurred as he approached. He said (3):-
"...I approached Mr Holloway and - and the child's solicitor. I stood next to Mr
Holloway. He looked at me and I gave him a nod and I asked him how long was
-- 20 of 35 --
20
this going to take, basically I had another meeting with a personal injuries
solicitor only a couple of hours later and I - I was quite anxious to get there.
Yes. And did you say something?-- Yeah, just to Mr Holloway.
Yeah. What did you say?-- I asked him, 'How long would this - is this going to take'.
All right. And what happened then?-- I overhead this Mark Woods character angrily
say, 'Oh, may be I'll just have to take it into my own hands'. I looked up and he
was in flight."
In cross-examination (6-7) he confirmed that he came and stood next to his solicitor Mr
Holloway, on his left side and that on his immediate left was the child's solicitor (Mr Pandi). The
appellant was immediately in front of him in the circle of people a couple of metres away. He
also stated that he spoke directly to his solicitor and said "Good day" and Mr Holloway said
"Yeah" and he asked the above question "How long is this going to take?". In re-examination, he
said he formed part of the ring comprising the two solicitors, the appellant and others, i.e. that he
was not outside the group but part of it.
It is inconceivable that Mr Holloway could have failed to hear the words attributed to the
appellant by the complainant "Oh, may be I'll have just to take it into my own hands". It is also
inconceivable that he could have been mistaken as to the position up to which the complainant
had walked behind him and not next to him on his left hand side. He did not know the
complainant was there until he turned 90 degrees after the appellant's lunge. So with Mr Pandi
who the complainant said was on his immediate left. The complainant was behind them both
and not within the group as he contended. Mr Pandi said he was not within the group. The
security guard said the same as did the appellant. Nor is it reasonable to conclude that Mr
Holloway did not hear the complainant speak to him along the lines set out above or that he
acknowledged the complainant and had forgotten it. Mr Pandi also did not hear any words
allegedly uttered by the appellant or the complainant immediately before the assault.
-- 21 of 35 --
21
The evidence of both solicitors and the security guard was of fundamental importance to
the appellant's case and in particular to his evidence and that of Mrs Bakens' that they observed
the complainant approach in an aggressive manner and mouth silently the words complained of.
The magistrate did not mention any of these factors in his reasons, nor did he make any comment
as to the evidence of the security guard or the police officer Butcher who took a statement from
the appellant very soon after the incident.
I agree with Fryberg J. that these critical factors should have been addressed in the
reasons given and findings made, particularly if the magistrate accepted beyond reasonable doubt
that all of these matters were consistent only with other explanations pointing to guilt and to the
exclusion beyond reasonable doubt of all hypotheses reasonably consistent with innocence:
Peacock v R (1912) 13 C.L.R. 619. In other words, the criminal onus of proof would be
misapplied if all that could be said is that the above factors were capable of explanations
consistent with guilt, whilst at the same time they were also reasonably capable of explanations
consistent with innocence.
As the magistrate rejected the evidence of the appellant and Mrs Bakens, and made no
findings with respect to these matters, it must be taken that he implicitly accepted the evidence of
the security guard and the solicitors above referred to. He accepted the evidence of the solicitors
in other respects and no good reason appears, nor was any advanced by the respondent on the
appeal, as to why their evidence and that of the security guard should not have been accepted.
It was submitted on behalf of the respondent that the test to be applied in these
circumstances was that set out in Bailey v Costin (Court of Appeal, 18th October 1993, No. 261
of 1993, unreported). The relevant passages are set out in the judgment of Fryberg J. What was
stressed in the lead up to the formulation of the various tests, was the advantage which the
magistrate had of seeing and hearing witnesses on what was plainly an issue of credit. This is
-- 22 of 35 --
22
also an essential factor when an Appeal Court considers the test in M v The Queen (1994) 181
C.L.R. 487 as to whether a verdict of a jury was unsafe and unsatisfactory, i.e. whether the jury's
observations of the witnesses were sufficient to resolve any doubt entertained by the Appeal
Court. The test laid down in Bailey was that the appeal can succeed only if no reasonable
magistrate could have reached the conclusion which the magistrate did or if there was no
evidence to support that conclusion. A further basis was that laid down in R v Free [1983] 2
Qd.R. 183 at 191-2 namely "Where findings on credibility are accompanied by reasons in which
error is detected, the Court may interfere".
The first test is that the Court should not interfere unless no reasonable magistrate could
have arrived at the decision. That seems to me to be another way of saying that upon the whole
of the evidence it was not open to the magistrate to come to the decision. cf the test in M v The
Queen on an appeal from the jury's verdict. A decision which was not open to the magistrate
must also be a decision which no reasonable magistrate could have arrived at.
In this case the magistrate concluded that the appellant was guilty beyond reasonable
doubt, although, as indicated, he implicitly accepted the security guard's evidence as to the
movement by the complainant of his lips and mouth, and the other evidence above referred to
from the two solicitors. It is plain that the acceptance of that evidence leads to some doubt as to
whether the offensive words were mouthed, notwithstanding that such evidence could
conceivably have been consistent with other possible explanations. This must therefore raise a
doubt as to whether the prosecution has excluded the defence of provocation. This is not a
question of whether a reasonable magistrate should have had the doubt. It is plain that he must
have had that doubt. Accordingly it must be said that "no reasonable magistrate could have
come to the conclusion which the magistrate did", namely that the appellant was guilty beyond
reasonable doubt of assault.
-- 23 of 35 --
23
The test in R v Free (supra) is also applicable in these circumstances. The magistrate's
obvious failure to apply the evidence of the security guard and the solicitors when considering
provocation is a clear error in relation to a finding of credibility because the magistrate rejected
the notion of provocation on the basis that he was unconvinced by the testimony of the appellant
or Mrs Bakens. To reject the allegation that provocative words were mouthed by the
complainant solely on the basis of a rejection of the appellant's and Mrs Bakens' evidence is
obviously an error because the evidence of the security guard and the solicitors is clearly
corroborative of their allegations.
On both of these grounds therefore, this Court is entitled to interfere with the magistrate's
decision. There was clearly some doubt as to whether the Crown had excluded provocation to
the required standard, that is, beyond reasonable doubt. That being so, the appellant must be
given the benefit of that doubt. This conclusion is fortified, in my opinion, by the numerous
inconsistencies referred to by Thomas J. and Fryberg J. and the circumstances leading up to the
incident.
I should add that if the test in M v The Queen was applicable in the case of an appeal
from a magistrate's decision and not limited to an appeal from a jury, my conclusion would have
been the same namely that the verdict was unsafe and unsatisfactory. However, I do not consider
it necessary to decide whether or not the decision of Bailey is inconsistent with M v The Queen
or whether the sole test to be applied is that laid down in the latter case, and particularly as there
was no argument directed to the question.
The appeal is allowed, and a verdict of acquittal entered.
Since the hearing, the appellant has sought to place further material before the Court. In
view of the above conclusion, I do not consider that it is necessary to deal with that matter.
-- 24 of 35 --
24
REASONS FOR JUDGMENT - FRYBERG J.
Delivered the 22nd day of November, 1996
The applicant was convicted by a magistrate of assault occasioning bodily harm. He was
sentenced to four months' imprisonment, wholly suspended, with an operational period of three
years. He now wishes to appeal against that conviction, but because his notice of appeal was
filed one day late by solicitors acting on his behalf, he seeks an extension of time for appealing.
The Crown conceded that delay was no obstacle to the extension of time, and opposed it only on
grounds relating to the merits of the appeal. Consequently, those merits were fully argued
before us, the applicant appearing without the benefit of legal representation.
The grounds of the proposed appeal are:
"1.The decision of the learned Stipendiary Magistrate was unreasonable, or alternatively
cannot be supported having regard to the evidence, and was, in all of the
circumstances, unsafe and unsatisfactory;
2.The sentence was manifestly excessive in all the circumstances;
3.The Applicant reserves his right to amend, supplement and/or add further grounds."
The presecutor alleged that the applicant assaulted one Peter Bakens in the waiting area
of the Family Court in Brisbane. That Court was dealing with a dispute between Mr Bakens and
his wife in relation to the children of their marriage. The applicant was there under subpoena,
but as a supporter of Mrs Bakens with whom he was then friendly. Indeed the applicant has
since married Mrs Bakens. The applicant, Mrs Bakens, Ms Johansons (the applicant's daughter-
in-law), Mr Holloway (Mr Bakens' solicitor) and Mr Pandi (a solicitor appointed by the Family
Court to act in the interests of the children) were having negotiations regarding certain
undertakings given by Mrs Bakens. They were standing more or less to face one another. Mr
Bakens was seated some distance away, a distance variously estimated between 30m and less
than 10m. He had been placed in that position by his solicitor, who thought it would be unwise
to let him and the applicant be near each other. However, Mr Bakens approached the group.
Various accounts were given of what happened next. Mr Bakens' account is markedly
different from the account of the applicant. Mr Bakens' account, as given in his evidence-in-
-- 25 of 35 --
25
chief, was that he stood next to his solicitor, Mr Holloway, who looked at him. He said that he
gave Mr Holloway a nod (or said, "Good day") and asked him how long this was going to take.
He said that he then heard the applicant say, "Oh, maybe I'll just have to take it into my own
hands". He then looked up and saw the applicant jumping through the group at him. The
applicant kicked him hard in the groin and just above the knee and he was bent over. While he
was bent he was hit with a fist to the back of the neck and the head. He estimated the total
number of blows (kicks and hits) at about six. He said that he had to pick himself up off the
ground - basically he was on his hands and knees - and that by the time he did so, the applicant
had been restrained by a security guard. He then yelled at the applicant, "You're nothing but a
paedophile". He spoke to Mr Holloway and, shortly afterwards, to a federal police officer, who
asked him if he wanted to press charges. He told the officer that he wanted the applicant charged
and gave a statement to him. Later that afternoon he saw a doctor. He had suffered a lot of
bruising and the bruise on his leg lasted seven or eight weeks. He had migraines "pretty
severely" for three months and still suffered minor headaches.
There was medical evidence of an examination the same day confirming bruising to the
leg, and also bruising around the back of the neck. The bruising to the leg was to the inner thigh
and is described as "quite a large bruise". Mr Bakens complained of a sore back but the doctor
found no obvious bruises in that area.
The applicant testified that about half an hour before the incident at the court, he was
handed a copy of a report prepared by an officer of the Family Services Department. The report
was not tendered below, but the applicant was allowed to give secondary evidence of its contents
over objection on behalf of the complainant. Apparently it dealt with investigations by the
Department and by police which had been under way for some time into allegations that the
applicant was guilty of abuse of two of Mr Bakens' female daughters and of a child of a man
named Roos. The applicant said that he knew of the investigations but until he read the report
had not known that the complaints had been made by Mr Bakens. He said the complaints were
false. He had known Mr Bakens for some years and there had been bad blood between them, as
well as a number of court proceedings involving them both. At the time of the incident he was in
the group described above, talking to Mr Holloway. Mr Bakens had been sitting on a bench
about 20 metres away, but came up to the group behind Mr Holloway. As he approached,
according to the applicant, he mouthed the words, "You fuck, you're nothing but a paedophile".
The applicant read his lips. Mr Bakens' hands were in front of him, fists clenched and as he
came up to the circle of people his left leg started to come up. He was, swore the applicant,
"winding me up". The applicant said he stepped into the circle and went towards Mr Bakens.
He brought his right leg up because Mr Bakens had his left leg coming up. He claimed that Mr
-- 26 of 35 --
26
Bakens "always kicks first and then starts throwing punches". Mr Bakens' ex-wife had obtained
a domestic violence order against him by reason of "his aggression and his violence". The
applicant was, he said, fearful of what was going to happen; it had been going on for months
previously; he did not know what to do; and he "lost the plot". He said he was in a highly
emotional state, having been upset by Mr Bakens.
He claimed that he pushed Mr Bakens away from Mrs Bakens and himself with one hand
and had the other hand "cocked" to throw a punch at him if Mr Bakens had punched first. He
said he had no recollection of placing his hand on the back of Mr Bakens' head. After he pushed
him, Mr Bakens was hunched down saying, "No more, no more", and he stepped back from him
as a security guard intervened.
The applicant claimed that at the time of the incident, he was under stress. He had been
in hospital for an operation to remove part of his bowel; he was seeing a psychiatrist; and there
had been 13 appearances in the Magistrates Court in seven months, during which Mr Bakens
continued to make allegations against him. In particular, he was devastated by the allegation that
he had molested the daughter of his best friend (Mr Roos).
The magistrate found that Mr Bakens' version was supported by the evidence of the two
solicitors Messrs Holloway and Pandi. Mr Holloway testified that in the course of the
negotiations the applicant had tried to persuade him to read some papers. He inferred that the
applicant was endeavouring to be the advocate for Mrs Bakens. Mr Holloway suggested to him
that he was not a party and that he was "muddying the waters". The applicant seemed to become
agitated and started to raise his voice, insisting that Mr Holloway read the documents or accept
his point of view. Mr Holloway said that he may have been talking over the applicant. Whilst
this was happening, he saw the applicant take a large step forward as he lunged past Mr
Holloway, with one of his feet stretching out and one of his arms raised in the air. As Mr
Holloway turned he saw the applicant's hand coming down on the back of the neck of his client
(Mr Bakens), who was then bent over and backing away. The applicant then said something,
upon which Mr Bakens responded "Paedophile, paedophile, I want him charged!". Mr Pandi
testified: "[the applicant] sort of came forward toward me swinging up his knee"; "he tried to
kick Mr Bakens"; and "I think he tried to punch him a couple of times"; and in response to the
(leading) question, "Did he have a clenched fist?", he answered, "Yes."
The magistrate characterised the applicant's approach as described by Mr Holloway and
Mr Pandi as aggressive. He observed that the applicant denied such an approach and found that
he did not accept the applicant's evidence. Apparently, he also rejected the evidence of Mrs
-- 27 of 35 --
27
Bakens. She testified that Mr Bakens approached the group clenching and raising his fists
slightly. She stepped back and saw the applicant "come between us . . with his left hand raised
and his right hand was sort of clenched but held back . . and his right leg was following
forwards". However she saw no contact between the applicant and Mr Bakens. She said that the
applicant "stepped back straight away".
In the Court below the solicitor who appeared on the applicant's behalf did not argue that
there had been no conduct capable of constituting an assault. Rather, he advanced two defences:
self defence and provocation. The first of these defences depended very much upon the
circumstances of the actual assault. On the evidence described above it was undoubtedly open to
the magistrate to reject the version given by the applicant. Once he did so, the defence became
unarguable. That is what I take him to have meant when he said that the defence had not been
"properly raised". Before us, the applicant did not abandon this defence; but it is fair to say that
he did not support it with nearly the same vigour as the alternative.
To decide the question of provocation, the magistrate had to decide some further issues
of credibility. He had to decide whether he rejected the applicant's evidence of what occurred
immediately before the actual assault; and he had to decide whether he accepted Mr Bakens'
version of those events. He then had to apply the provisions of the Criminal Code relating to
provocation to the events as he found them to have been.
The magistrate rejected the applicant's version. He also accepted Mr Bakens' version, but
unfortunately, he gave no reasons for taking this course. Even if the applicant's evidence were to
be rejected in toto, it did not necessarily follow that Mr Bakens' evidence should have been
accepted. As will be seen shortly, it was open to criticism. This was a case where there was a
long history of animosity between the two men, and it was not disputed that emotions ran high
on both sides. Mr Bakens' evidence ought to have been scrutinised carefully. Reasons for
accepting or rejecting it ought to have been given. They were not. Inevitably that must mean
that the respect which is accorded to the finding of the court of first instance on such issues is
diminished.
What of the rejection of the applicant's evidence regarding provocation? It will often be
the case that where a judge or magistrate disbelieves a witness on one aspect of a case, that is a
sufficient foundation for disbelieving the whole of that witness's evidence. In the present case
however, there were a number of features which ought to have suggested the need for care in
adopting such an approach. First, the whole question of whether the prosecution had negatived
provocation as a defence depended upon the magistrate's being satisfied beyond reasonable
-- 28 of 35 --
28
doubt that Mr Bakens had not mouthed the words attributed to him by the applicant. Before us
(although not before the magistrate) counsel for the Crown conceded that those words would
have supported a finding of provocation and that they were of such central importance that the
magistrate had to be satisfied beyond reasonable doubt that they were not spoken.
Unfortunately, that does not seem to have been a central issue in the magistrate's mind. Rather,
he seems to have thought that the major issue on provocation was the reading of the Family
Services Department report:
"There was a considerable time lapse from the reading of the report to the incident. For a
provocation to be a defence the person must act upon it on the sudden and before
there is time for his passion to cool. Provocation does not apply in my view."
Apart from a sentence rejecting the evidence of "Woods" regarding the mouthing of the words (it
is not clear whether at that point the magistrate was referring to the applicant or to his wife), the
question of provocation was not addressed.
Before us the applicant raised a number of matters which he submitted ought to have led
the magistrate to reject Mr Bakens' evidence, or at least to entertain a reasonable doubt about its
truth on the crucial point. First, he pointed to the evidence of Mr Loimaranta, a security guard
employed at the Family Court, who was called by the prosecution. He gave evidence that he had
seen both the applicant and Mr Bakens on prior occasions. He was paying particular attention to
Mr Bakens on the day in question because he had been directed by the Registrar to be in the area
and to show extra security concerns where Mr Bakens was concerned. Also, Mrs Bakens had on
a previous occasion "said that she was fearful and that could I give her some extra security". He
said that Mr Bakens' file had a blue stripe, and in re-examination gave as examples of the sort of
thing that could cause this: abusing a judge in Court, hitting someone outside the Court, throwing
something in the Court or spitting at a wife in the Court.
He said that as he watched, he saw Mr Bakens approaching the group over a distance of
approximately 25-30 metres. He said that as Mr Bakens approached the group, he saw his
mouth move but did not hear him say anything. At that point, Mr Bakens was two metres from
the group and seven metres from him (he later measured the distance). Asked what happened
then, he said that when Mr Bakens got to the outside of the group he saw the applicant move
very quickly toward him and strike him in the region of the head.
The applicant submitted that this evidence was inconsistent with and should be preferred
to that of Mr Bakens. Insofar as it relies upon Mr Loimaranta's not having heard anything, there
-- 29 of 35 --
29
is no necessary inconsistency. At a distance of seven metres in that environment, Mr Loimaranta
would not necessarily have heard what Mr Bakens said. Nonetheless, Mr Loimaranta's evidence
does corroborate the version given by the applicant and his now wife that Mr Bakens' mouth was
moving as he approached the group - it will be recalled that Mr Bakens said he came and stood
next to his solicitor before he spoke.
Second, Mr Bakens claimed that on approaching the group he made eye contact with or
said "Good day" to Mr Holloway; Mr Holloway responded, "Yeah"; and Mr Bakens said, "How
long is this going to take?" - all immediately before the assault took place. Mr Holloway did not
confirm this, and was unaware of such contact or conversation having occurred. If it did not
occur, Mr Loimaranta's evidence would assume even greater importance. It would of course be
possible for the complainant to have made such a statement which was not heard by Mr
Holloway, but it is less likely Mr Holloway would have responded unknowingly. This may be
regarded as a detail upon which the evidence of Mr Holloway and that of Mr Bakens do not
easily reconcile.
In the heat of cross-examination, Mr Bakens changed his version to allege that he
approached the group to see if he could assist his solicitor so the matter could get into Court to be
heard. He said he wanted it heard. His attempt to reconcile this assertion with his original
version was unconvincing.
Third, Mr Bakens claimed that immediately before the attack, the applicant said, "Oh
maybe I'll just have to take it into my own hands." The applicant was in conversation with both
Mr Holloway and Mr Pandi at that time, and both of them were looking at him. Neither of them
alleged that he made any such statement. It would be surprising, if the statement was made, that
both of them should either have forgotten it or not noticed it.
Fourth, the applicant pointed to the evidence of both Mr Holloway and Mr Pandi that Mr
Bakens yelled out, calling the applicant a paedophile at least twice immediately after the assault.
Of course, this does not demonstrate that he mouthed the same words a few seconds earlier.
However it is an odd reaction to being kicked and punched a number of times. It does show that
the assertion of paedophilia was on Mr Bakens' mind, and, although not too much should be
made of the point, its spontaneity gives some corroboration to the applicant's allegation.
Moreover, as the prosecution showed by tendering the statement made by the applicant to the
investigating police officer, that allegation was made promptly.
-- 30 of 35 --
30
The applicant referred to a number of other inconsistencies in Mr Bakens' evidence,
including some inconsistency between that evidence and his statement to the investigating
officer. It is unnecessary to recount these. They were all of a fairly minor nature and in the
absence of the matters to which reference has already been made, would not have been such as to
cause much disquiet at the outcome of the proceedings below. They have some weight when
added to those matters.
On behalf of the Crown, Mr Callaghan submitted that the test to be applied in
determining whether there ought to be leave to appeal against conviction on questions of fact
was that set out in Bailey v Costin1. In that case, as in the present, the appeal lay to this Court
pursuant to s.673 of the Criminal Code:
"Appeals from summary convictions
673. (1)A person convicted summarily of an indictable offence may appeal against the
person's conviction and against the sentence passed on the
person's conviction on the same grounds and on the same
conditions as if the person had been convicted on indictment.
(2)The rights conferred by this section are conferred to the exclusion of any other right of
appeal conferred by the Justices Act 1886 on persons aggrieved
by summary convictions and sentences passed on such
convictions."
Appeals against conviction on indictment are dealt with by ss.668D and 668E:
"Right of appeal
668D. A person convicted on indictment may appeal to the Court -
(a)against the person's conviction on any ground which involves a question of law alone;
and
(b)with the leave of the Court, or upon the certificate of the Judge of the court of trial that
it is a fit case for appeal, against the person's conviction on any ground of
appeal which involves a question of fact alone, or question of mixed law
and fact, or any other ground which appears to the Court to be a sufficient
ground of appeal; and
(c)with the leave of the Court, against the sentence passed on the person's conviction.
1Unreported, C.A. No. 261 of 1993, 18th October 1993, (Fitzgerald P., Davies and Pincus JJ.A.).
-- 31 of 35 --
31
Determination of appeal in ordinary cases
668E. (1)The Court on any such appeal against conviction shall allow the appeal if it is of
opinion that the verdict of the jury should be set aside on the
ground that it is unreasonable, or cannot be supported having
regard to the evidence, or that the judgment of the court of trial
should be set aside on the ground of the wrong decision of any
question of law, or that on any ground whatsoever there was a
miscarriage of justice, and in any other case shall dismiss the
appeal."
In a reserved judgment of the whole Court in that case, it was said:
"The advantage which the magistrate had of seeing and hearing the witnesses on what
was plainly an issue of credit cannot be over-emphasised. This Court cannot
speculate, as it was, in effect, invited to, upon whether the magistrate may have
been distracted by the appellant's personality or his manner of giving evidence; or
upon the extent to which animus against the appellant may have affected the
evidence of the complainant or her mother.
This appeal can succeed only if no reasonable magistrate could have reached the
conclusion which the magistrate did or if there was no evidence to support that
conclusion; see R v Robertson (1980) 2 A.Crim.R. 369 at 373, but also see R v
Free [1983] 2 Qd.R. 183 at 191-2, which is authority for the view that where
findings on credibility are accompanied by reasons in which error is detected, the
Court may interfere; see also Murphy v Porter; ex parte Murphy [1985] 1 Qd.R.
59 at 67, and Aspasia Pty Ltd v Huntress [1985] 2 Qd.R. 241 at 244."
The formulation of the test in Bailey v Costin fairly reflects the statement of the Full
Court in R v Robertson2 cited in support of it. In large measure it embodies the idea that where
the appeal is not by way of rehearing, a magistrate's findings of fact must be approached on the
same basis as a jury's verdict3. However even in R v Robertson it was recognised that there was
a difficulty in this approach in cases where a magistrate's findings on credibility were supported
by reasons which were unsustainable4. This was dealt with so far as orders to review under s.209
of the Justices Act 1886 were concerned, in Murphy v Porter :
2(1980) 2 A.Crim.R. 369 at p.373.
3Compare Peck v Adelaide Steamship Co Ltd (1914) 18 C.L.R. 167 at p. 174 per Griffith C.J.
4See (1980) 2 A.Crim.R. at p.371.
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"It seems clear enough that in these days of full records being kept of the evidence and
proceedings below and of the requirement that magistrates record their findings
and give reasons, to say that one should approach the question whether to disturb
findings of fact on the same basis as a court of appeal would consider a jury's
verdict may perhaps be somewhat misleading. The reasons prompting a jury's
verdict are never known and their findings are not revealed so that no piecemeal
consideration of their judgment is ever possible. An appeal from a jury's verdict
of course is, it needs hardly be said, in no sense an appeal upon the record.
Historically then and as a matter of practical common sense a jury's verdict is not
set aside unless there is no evidence whatever to support a conviction or the
evidence is such that no reasonable man could come to the verdict reached.
Where specific findings and the reasoning behind a decision are set out as a
matter of record different considerations arise and although in a sense statements
to the effect that a Magistrate's findings of fact are to be regarded in the same
way as a jury's verdict are correct, their practical application is different."5
In the context of s.668E of the Criminal Code, the problem was solved by holding that
such an error on the part of a magistrate produced the consequence that the decision could not be
supported having regard to the evidence6. Although that approach fitted reasonably well into the
actual words of the section, it did not sit comfortably with what some had regarded as the
traditional approach. That was that the first ground of appeal in the section (unreasonableness)
could only be satisfied if no reasonable jury (or magistrate) could have reached the conclusion
which was reached; that the second ground (insupportable on the evidence) could only be
satisfied if there were no evidence to support the relevant conclusion; that the third ground
related solely to questions of law; and that whatever the fourth ground (miscarriage of justice)
covered, it did not allow appeals against findings on credibility.
By the early 1980's the correctness of any such approach was open to serious challenge7.
It is unnecessary here to review the history of the development of the ground of "unsafe and
unsatisfactory". It is now clear that a jury verdict may be unsafe or unsatisfactory for reasons
which lie outside the formula requiring that it not be "unreasonable" or incapable of being
"supported having regard to the evidence". A verdict which is unsafe or unsatisfactory for any
other reason must also constitute a miscarriage of justice, the last of the grounds in s.668E8.
5[1985] 1 Qd.R. 59 at pp.64-5.
6R v Free [1983] 2 Qd.R. 183 at p.192.
7See for example Whitehorn v R (1983) 152 C.L.R. 657.
8M v The Queen (1994) 181 C.L.R. 487 at p.493.
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The application of that approach to the situation where the verdict depends upon matters
of credibility was described by a majority of the High Court in these terms:
"In most cases a doubt experienced by an appellate court will be a doubt which a jury
ought also to have experienced. It is only where a jury's advantage in seeing and
hearing the evidence is capable of resolving a doubt experienced by a court of
criminal appeal that the court may conclude that no miscarriage of justice
occurred. That is to say, where the evidence lacks credibility for reasons which
are not explained by the manner in which it was given, a reasonable doubt
experienced by the court is a doubt which a reasonable jury ought to have
experienced. If the evidence, upon the record itself, contains discrepancies,
displays inadequacies, is tainted or otherwise lacks probative force in such a way
as to lead the court of criminal appeal to conclude that, even making full
allowance for the advantages enjoyed by the jury, there is a significant possibility
that an innocent person has been convicted, then the court is bound to act and to
set aside a verdict based upon that evidence. In doing so, the court is not
substituting trial by a court of appeal for trial by jury, for the ultimate question
must always be whether the court thinks that upon the whole of the evidence it
was open to the jury to be satisfied beyond reasonable doubt that the accused was
guilty. Although the propositions stated in the four preceding sentences have
been variously expressed in judgments of members of the Court in previous
cases, we have put aside those differences in expression in order to provide
authoritative guidance to courts of criminal appeal by stating the propositions in
the form in which they are set out above."9
That being the correct approach to the verdict of a jury, a fortiori it must be the correct approach
to the decision of a magistrate on questions of fact, where reasons are (or ought to be) given.
That does not mean that the advantage which a magistrate enjoys from seeing and
listening to witnesses will be disregarded. It does mean that doubts raised by the evidence in
relation to matters of credibility will be considered by this Court except where the magistrate's
advantage in seeing and hearing the evidence is capable of resolving those doubts. Since every
Court is bound to give reasons for its decisions (including decisions on credibility), an omission
by a magistrate to give reasons may found a inference that advantage has not been taken of the
opportunity to observe the witnesses. That is not to say that every triviality which affects a
magistrate's mind must be recorded - only that enough must appear to enable this Court to follow
and examine the magistrate's reasons.
9(1994) 181 C.L.R. at pp.494-5.
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I have referred above to a number of issues directly or indirectly raised by the applicant.
In summary, a key question (whether the prosecution had negatived the allegation of mouthing)
was not a focal point of the enquiry. No reasons were given for accepting the credibility of Mr
Bakens in the teeth of several matters raising doubt on that issue. In the overall context of the
case, I cannot be satisfied that a miscarriage of justice has not occurred.
For these reasons, there should be an extension of time for filing a notice of appeal to 6th
August 1996. The appeal should be allowed, and the conviction set aside. On the material
presently before us, I would have ordered a new trial10. However, after our decision was
reserved, the applicant sought to tender further evidence of matters arising after the hearing,
which if admitted, might have persuaded me that this was not an appropriate order.
Conformably with the decisions of the other members of the Court, the application to receive this
evidence is not going to be decided. It would, in my view, be unfair to order a new trial without
deciding the evidentiary application. Consequently, there should be a verdict of acquittal.
10R v Murphy (1979), A. Crim. R. 398
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Official source: https://www.sclqld.org.au/caselaw/QCA/1996/465