Bale v Seltsam Pty Ltd [1996] QCA 288
IN THE COURT OF APPEAL [1996] QCA 288
SUPREME COURT OF QUEENSLAND
Appeal no. 282 of 1995
Brisbane
[Bale v. Seltsam Pty Ltd]
BETWEEN:
JOYCE BARBARA BALE
(Plaintiff) Appellant
AND:
SELTSAM PTY LTD
(Defendant) Respondent
Fitzgerald P.
McPherson J.A.
Helman J.
Judgment delivered 23/08/96
Separate concurring reasons for judgment of McPherson J.A. and Helman J.; separate dissenting
reasons for judgment of Fitzgerald P.
APPEAL DISMISSED WITH COSTS.
CATCHWORDS: NEGLIGENCE - liability - appellant exposed to low doses
of asbestos dust through her husband's employment at
asbestos works - whether injury to the appellant as a result
of that level of exposure to asbestos dust reasonably
foreseeable - state of scientific knowledge on the subject at
the relevant time.
Counsel: Mr R. Stenson for the appellant
Mr S. Doyle S.C. for the respondent
Solicitors: Wall Payne & Craswell for the appellant
Ebsworth & Ebsworth for the respondent
Hearing date: 8 March 1996
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IN THE COURT OF APPEAL
SUPREME COURT OF QUEENSLAND Appeal No. 282 of 1995
Brisbane
Before Fitzgerald P.
McPherson J.A.
Helman J.
[Bale v. Seltsam P/L]
BETWEEN:
JOYCE BARBARA BALE
(Plaintiff) Appellant
AND:
SELTSAM PTY LTD
(Defendant) Respondent
REASONS FOR JUDGMENT - FITZGERALD P.
Judgment delivered 23/08/1996
The appellant has appealed against the dismissal of her
action against the respondent for damages for negligence.
The issue for determination in this Court is whether the
respondent owed the appellant a duty of care. If the Court
holds that such a duty existed, judgment should be entered
for the appellant in the agreed sum of $94,916.10.
It is not in dispute that the appellant’s malignant pleural
mesothelioma resulted from the respondent’s acts and
omissions, and that the causal relationship between the
respondent’s conduct and the appellant’s illness needed to
establish an action in negligence existed.1 The respondent
1 See, for example, Jaensch v. Coffey (1984) 155 C.L.R. 549, 583-
586; Bennett v. Minister for Community Welfare (1992) 176
C.L.R. 408; Medlin v. State Government Insurance Commission
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3
exposed the appellant to inhalation of the asbestos dust
which caused her illness by permitting her husband, who
worked for the respondent from 1 June 1962 to 30 August
1965, to return home with asbestos dust on his person, on
his work-clothes which were laundered by the appellant, and
on and in his motor vehicle which was cleaned and used by
the appellant, and failed to warn her of the risk associated
with such exposure to asbestos dust. It is not disputed by
the respondent that inexpensive and convenient systems could
have been implemented which would have protected the
appellant from exposure to the asbestos dust, and it was not
suggested that, if warned appropriately, the appellant would
have continued to accept such exposure.2 No challenge was
made by the respondent to the trial judge’s finding that,
“[i]f called upon to do so”, i.e., had “some harm ... been
found likely”, she would have concluded “that the
[respondent] was not entitled to take the risk of [the
appellant] contracting pleural plaques (or any other
physical injury) and that by doing so it would have fallen
below a reasonable standard ... in the period under
consideration”.3
(1995) 127 A.L.R. 180, 183.
2 Contrast Qantas Airways Ltd v. Cameron (Full Federal Court,
NG521 of 1995, unreported, 17 May 1996).
3 “It is clear that the question whether a reasonable person
would take steps to avoid a foreseeable risk of injury to
another is to be answered by balancing ‘the magnitude of the
risk and the degree of the probability of its occurrence, along
with the expense, difficulty and inconvenience of taking
alleviating action and any other conflicting responsibilities’
which may exist”: Miletic v. Capital Territory Health
Commission (1995) 130 A.L.R. 591, 594, citing Wyong Shire
Council v. Shirt (1980) 146 C.L.R. 40 at 47-48 per Mason J.
See also Jaensch at pp. 585-586 per Deane J.
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4
Indeed, in her careful and detailed judgment, her Honour was
extremely critical of the respondent’s conduct and attitude,
stating:
“It seems an irresistible conclusion that at Board
level [the respondent was], to an alarming extent,
indifferent to the effect on their workers of
exposure to levels of asbestos dust well known for
many years to be beyond the widely accepted safe
level. To have waited until approximately 1960 to
introduce the wet method4 into their factories when
it was well known from Dr Merewether's
recommendations 25 years previously to be an
appropriate way of reducing dust levels and thus
the risk of asbestosis, exemplifies this. There
was no evidence that any officer of [the
respondent] made enquiries of the State Health
Department or indeed of any organisation or person
knowledgeable in this area in the years preceding
and including the relevant period. Neither was
there any evidence that any relevant library was
maintained in Brisbane or even in Sydney.
Mr Johanssen5 said that he knew of the dangers of
asbestosis associated with exposure to asbestos
dust in the 1950's. His further reading seemed,
in a sense, fortuitous. Even today the answers to
interrogatories6 reflect negative attitude. It is
4 Earlier, her Honour had said that “... apart from the
introduction of the wet process in 1961 very little was done by
[the respondent] in the area of worker health and safety.”
5 Carl Warner Johanssen, the manager of the respondent’s factory
at which the appellant’s husband was employed. Part of her
Honour’s fndings in relation to Mr Johanssen’s evidence was as
follows:
“He said that no literature relating to the hazards of asbestos
were ever directed to him from head office in Sydney. He
himself had access to some articles in medical journals
including the British Medical Journal and it was likely that he
may have referred them to head office. He recalled that a
very few articles referred to asbestos related diseases but
that he had never heard of mesothelioma in 1962 or the
immediately following years. Mr Johanssen said that he
certainly picked up articles on asbestosis in the 1950's and
was aware of its dangers. ... He gave no evidence about what
safety practices were instituted in the [respondent’s] factory
..., for example, monitoring dust levels or, indeed, whether
any process of review of the system from the perspective of the
health of the workers or the surrounding community was ever
undertaken. ...”
6 Dealing with the answers to interrogatories, the trial judge
said:
“... the [respondent’s] answers to interrogatories were sworn
by a director of the [respondent] in Sydney who had no personal
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5
difficult to accept that nothing could have been
learned from documents held by the [respondent] or
from approaches to its former senior officers.”
knowledge of any of the matters the subject of the
interrogatories. He swore that he based his answers on
enquiries made by him of present and former officers, servants
and agents of the defendant and of a review of such records of
the defendant as remained in its possession, custody or power.
He was unable to say whether the management of [the
respondent] at [the factory where the appellant’s husband
worked] in the period 1962-65 had access to any expert or
professional journals or periodicals relating to the danger to
health of asbestos fibres or whether any regular tests to
ascertain the level of airborne asbestos fibres were carried
out or as to whether the ... factory was orally advised by Dr
Rathus that it should set up its own laundry facilities to
launder the outer working clothes of its employees or prevent
the employees leaving the factory with dusty outer clothing.”
It was also noted by her Honour that, as late as 1968, a
proposal for the respondent to introduce “a similar but
reduced scheme” “for the elimination of risk to its workers
associated with the use of asbestos” based on that which had
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been introduced by the other company with a large asbestos
sheet manufacturing operation in Brisbane was modified by
the technical director before submission to the managing
director “since it had been indicated that the earlier
report would not be acceptable”. The document putting forth
the “reduced scheme” included the following paragraph:
“Proposals for action, both in respect of safety
and health in our industries, have been submitted
intermittently over many years without any
positive result, the Board dis-inclined to
sanction the specific expenditure under these
headings. It is considered that the Company
cannot indefinitely maintain this position without
serious repercussions and accordingly it is
suggested that a start be made on a more modest
basis concentrating on the ‘asbestosis’ problem
initially.”
After setting out that paragraph, the judgment continued:
“The writer noted that there were continuing dust
hazards within the factories and it was proposed
amongst other things that a full time officer be
appointed to investigate safety and health
hazards, to carry out dust monitoring in
factories, to specify remedial measures and to
supervise implementation. In a memorandum by the
technical director dated 15 February 1968 headed
‘Safety and Health in the Asbestos Cement
Industry’ he noted that at its meeting of that
date the Board of Directors of [the respondent]
had declined to sanction the introduction of
either scheme. The technical director concluded:
‘However in the normal course of your
duties you are required to ensure that
the safety and health of the employees is
given due consideration when planning
additions and alterations to our work.
Furthermore in any contact with outside
organisations it is to be emphasised that
the introduction by us 10 years ago of
the wet treatment method for fibre very
considerably reduced the hazards in our
works and that we know of no cases of
"asbestosis" originating since that
time.’ ”
Nonetheless, the trial judge concluded, “with regret”, that
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the respondent did not owe the appellant a duty of care,
adding that the decision “had not been ... easy,
particularly in light of my conclusion that I could find no
real evidence that [the respondent] took any great care for
their employees’ health and well-being during the relevant
period”.
By way of background, it is desirable to record the trial
judge’s description of the diseases associated with the
inhalation of asbestos dust or fibres, which was in the
following terms:
“Diseases associated with Asbestos
Dangers to health associated with the inhalation
of asbestos fibres have been known since the end
of the last century ... A number of different
diseases are now known to be caused by the
inhalation of asbestos dust. The first four are
characterised as non-malignant. The remaining two
are malignant. They all depend, among other
things, on individual susceptibility.
Asbestosis. This disease is caused by prolonged
and/or heavy exposure to asbestos dust apparently
of any type although crocidolite (blue asbestos)
is the most hazardous. It is a scarring or
fibrosis of the internal lung tissues. The lungs
thicken and stiffen over time causing shortness of
breath. Its consequences can be mild or so severe
as to be completely disabling leading to death.
Its onset is dose related either as to intensity
or length of exposure. In 1934 W Wood and S
Gloyne found that the shortest exposure to
asbestos dust in a factory which eventually led to
asbestosis was 6 months. The more usual period
was found to be in the vicinity of five years
emerging some 15 to 20 years after exposure. In
more recent times exposure of some two to three
months at the Wittenoon mine in Western Australia
has been sufficient to contract the disease.
Pleural Plaques. These are rounded raised gristly
patches on the inside chest wall generally
associated with exposure to asbestos dust which
may be much less than necessary to cause
asbestosis. These are shown on x-ray but are
generally without symptoms. Pleural plaques may
be a forerunner to the development of asbestosis
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8
but on their own they are commonly regarded as an
indicator of work with asbestos in the past.
Pleural Effusion. This is the outward
manifestation of an inflammation of the pleura.
Fluid accumulates in the chest cavity outside the
lungs and embarrasses breathing. It is usually
acute and settles after a relatively short period.
Diffuse Pleural Fibrosis. This may occur in the
absence of exposure to asbestos but commonly it is
associated with it. It is probably preceded by
pleural effusion and pleuritis.
Lung Cancer. It is a tumour which occurs in the
air sacs and the bronchial lining. The
correlation between lung cancer and asbestosis was
suspected for many years and confirmed in 1955.
It seems to be generally accepted that its risk is
greatly increased in people with asbestosis who
are smokers.
Malignant Pleural Mesothelioma. This is a tumour
of the membrane lining surfaces of the lungs,
internal chest walls and upper diaphragm.
Malignant mesothelioma can occur in the peritoneum
(the membrane lining the gut and internal
abdominal walls). The microscopic structure of a
mesothelioma tumour is distinct from that of a
lung cancer as is its mode of spread. It requires
a smaller exposure to asbestos containing
amphibole (crocidolite, amosite or tremolite) than
the other known asbestos related diseases and has
a long induction period from 15 up to 50 years.
Smoking is not believed to increase its risk.
Until the use of electron microscopy and immuno
chemical stains in the 1980's it was very
difficult to diagnose. Some writers doubted its
existence as a primary tumour even into the
1960's. Once it becomes symptomatic it is fast
acting, incurable, fatal within a short period and
extremely painful. It continues to be a rare
condition.”
Later, her Honour said:
“There is little doubt that the community at large
had by 1962 been made aware of the generally
harmful effects of the inhalation of significant
amounts of asbestos dust for those who worked in
the industry.”
Her Honour’s statement of the issues which still remain in
dispute and her overview of the parties’ respective
submissions were in the following terms:
“The Issues
The major issues requiring determination are:
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Could the [respondent] foresee or ought it
reasonably have foreseen that a person in the
position of [the appellant] would be likely to
suffer personal injury as a consequence of its
operations at its ... factory?
If some personal injury to [the appellant] was
reasonably foreseeable was malignant mesothelioma
of a class or kind of injury which was reasonably
foreseeable?
...
Overview of Submissions
The [appellant] sought to demonstrate from the
evidence of a number of expert witnesses that in
the period 1962 to 1965 there was a body of
scientific evidence available to the [respondent]
had it turned its mind to the issue, which would
have alerted it to the dangers from asbestos dust
to people in the position of [the appellant].
This, in effect, was a submission that low levels
of exposure to asbestos dust could be foreseen as
productive of personal injury.
The [respondent] submitted that, while the dangers
of inhalation of asbestos dust were well known for
workers exposed to heavy levels of dust, the link
between malignant mesothelioma and asbestos
inhalation was first established by the work of a
South African pathologist, JC Wagner, published in
1960. The [respondent] submitted that even though
those results related to non-workers nonetheless
they had been exposed to heavy levels of asbestos
dust. The [respondent] maintains that it was not
until 1965, with the publication of a paper by ML
Newhouse & H Thompson, that the risk of
contracting malignant mesothelioma to a person
exposed to low levels of asbestos dust first
became recognised.”
It will be necessary to consider later the terms in which
the issues were identified. However, a complication
illustrated by the nature of the submissions should be noted
at this point.
Briefly stated, the appellant relied for her case on
information available in the period 1962 to 1965, while the
respondent asserted a lack of knowledge until 1965, or
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effectively at or after the end of the appellant’s husband’s
period of employment with the respondent. However, as the
trial judge later stated, “the period of [the appellant’s
husband’s] employment at [the respondent’s factory]
coincided with important medical research linking asbestos
exposure to mesothelioma ...”, i.e., relevant information
became available during the material period. As noted
earlier, causation was not in issue, at least to any
substantial extent, and detailed findings with respect to
causation were not made. The trial judge said: “The
evidence demonstrates that exposure to very small amounts of
asbestos dust may be sufficient to cause malignant
mesothelioma in a person susceptible to that condition. The
[respondent] did not seek to argue that it was necessary for
[the appellant] to be exposed over the whole period from
1962 to 1965. The case proceeded on the basis that any
exposure during that period may have been sufficient.” It
is perhaps implicit in the last sentence of that passage
that the appellant’s illness would not have been prevented
by a warning from the respondent, or its insistence that
workers be free of asbestos dust prior to leaving the
workplace, if that warning had been given or requirement
imposed after 1 June 1962, when the appellant’s husband
commenced to work for the respondent. However, that seems
to me too narrow an approach, and too pedantic a reading of
the final sentence in the passage last quoted from the trial
judge’s judgment, which seems primarily directed to a
concession which her Honour considered that the respondent
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had made. I propose to proceed on the basis that, on the
balance of probabilities, the appellant’s illness would have
been avoided if the respondent had enforced the necessary
requirement and/or issued the necessary warning by the end
of 1962.
Her Honour discussed at some length the “Knowledge of
asbestos related diseases” by reference to both the
“literature” and the evidence of expert witnesses, who
“provided written reports or statements, produced relevant
literature and gave oral evidence directed generally to the
state of knowledge from 1962 to 1965 of the danger of
contracting malignant pleural mesothelioma from exposure to
small amounts of asbestos dust.” It is necessary to note
what was said on these matters in her judgment, together
with brief additional passages from an important paper
published in 1960.
Because of the voluminous material, it is proposed to record
salient points in
the trial judge’s discussion of the “literature” in note
form. Unless otherwise indicated, passages in quotation
marks are taken from the trial judge’s judgment.
· Reference was made by her Honour to the publication in
1930 of “[t]he important work of Merewether and Price:
‘Report on the Effects of Asbestos Dust on the Lungs
and Dust Suppression in the Asbestos Industry’ ” and
preventive measures recommended by Merewether in 1934
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to reduce the risk of asbestosis in the asbestos
industry.
· “Papers were published in the 1930's which tended
to show that even relatively short exposure to
heavy doses of asbestos dust by workers could
eventually cause asbestosis (Wood & Gloyne).”
· “Papers seeking to make a link between lung cancer
and asbestosis were published from about the mid-
1930's, throughout the 1940's with the link
finally confirmed in a seminal paper by R Doll in
1955.”
· “In 1938 Dreessen and others published a major
report on asbestosis in the textile industry in
the United States. For the first time an attempt
was made to calculate a safe level of asbestos
dust particles in the atmosphere. The authors
concluded that an atmospheric concentration of
less than five million particles per cubic foot
would be unlikely to cause the onset of
asbestosis. This figure in due course found its
way into various workplace regulations around the
world.”
· “The International Labour Organisation’s Third
International Conference of Pneumoconiosis Experts
was held in Sydney in 1950 and attracted
significant media coverage. Its focus was mainly
upon silicosis and coal miners’ pneumoconiosis but
it also dealt with asbestosis. The participants
included industry representatives as well as
scientists.”
· “A major survey involving some 4,000 workers in
dusty trades conducted by the industrial hygiene
division of the Victorian Health Department in
1956 (the results of which were reported in the
Melbourne Age in some detail) was reported to have
shown a disturbingly high incidence of asbestosis
among workers regularly handling asbestos.”
· “At least by the 1950's there is evidence that
some workers at [the respondent’s] factory (and
others in Queensland) were experiencing asbestosis
after quite prolonged employment in the industry
and x-rays were monitoring their progress.”
· “A Pneumoconiosis Conference was held in
Johannesburg in South Africa in February 1959.
Its papers were published in 1960 including those
by pathologists Wagner and Sleggs which described
an association between exposure to asbestos and
malignant mesothelioma. They published a joint
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paper with Marchand in the British Journal of
Industrial Medicine in August 1960 entitled
‘Diffuse Pleural Mesothelioma and Asbestos
Exposure in the North Western Cape Province’.
That article has been variously described as
‘seminal’ or ‘famous’ by the expert witnesses in
this case. The precis of the article which
appears at its commencement is as follows:
‘Primary malignant tumours of the pleura
are uncommon. Thirty-three (23 males, 11
females ages 31-68) of diffuse pleural
mesothelioma are described: all but one
have a probable exposure to crocidolite
asbestos (Cape blue). In a majority this
exposure was in the Asbestos Hills which
lie to the west of Kimberley in the north
west of Cape Province. The tumour is
rarely seen elsewhere in South Africa.’
The article indicated that in the 1950's a number
of cases of malignant pleural mesothelioma
suggested that asbestos might be implicated. Of
those, one patient had asbestos in his lungs and
10 came from a hospital to which suspected cases
of tuberculosis were referred from a large
asbestos mining area. The authors wrote:
‘This hypothesis could not be supported
at once from the original histories
obtained by the patients, for they
included housewives, domestic servants,
cattle herders, farmers, a water bailiff,
an insurance agent, and an accountant,
none of whom were working on the asbestos
mines at the time.’
The authors undertook a detailed investigation of
the patients' past occupation and place of
residence. An association with asbestos exposure
was discovered in all but one case. They wrote:-
‘This is a preliminary publication and
the problem is being intensively
investigated.’
Eight case histories of the 33 originally
investigated were summarised in the paper,
illustrating various aspects of the disease and
the different levels of exposure to asbestos dust.
Several of the histories related to women who
were not miners but who lived in or near mining
towns. Of some interest was Case 15, a woman
whose father had a long mining history. She went
to school in the Copper Belt where she spent most
of her youth. Case 16 was that of a farmer who
went to a village school near an asbestos mine.
He transported asbestos in donkey wagons for two
years when a boy and often slept on the bags. He
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worked for only one month in an asbestos mine.
Case 24 was of an accountant who had spent his
early childhood in the asbestos belt. His only
other contact with asbestos was auditing the books
of an amosite mine in the Transvaal. Of the 33
cases investigated eight showed the presence of
asbestosis. Of the remaining 25 cases 18 were
born in the vicinity of the mines and two arrived
in the district as infants. Of those 18 people 11
had a definite childhood exposure to the dust and
two were exposed industrially in later life. Two
patients with childhood exposure later worked in
the asbestos mines. Three cases had arrived in
the region at an older age but were employed
either on the mines or in transporting asbestos.
A further three of those 25 had industrial
exposure and in only one case did the relations
deny any exposure at all to asbestos dust. The
authors indicated by way of an addendum that by
the end of June 1960 a total of 47 cases of
mesothelioma had been identified. In 45 of those
cases a possible association with exposure to
crocidolite had been established.
The paper was important not just for the
connection which it made between malignant
mesothelioma and exposure to asbestos dust but
because it also tended to confirm the existence of
primary malignant tumours of the pleura. For many
years there was a vigorous school of thought which
suggested such tumours to be secondary in origin.
There was some attempt in the paper to identify
which kinds of asbestos fibres were associated
with the malignant tumours. That was much less
conclusive but tended to suggest that it was
confined to blue asbestos or Cape blue
(crocidolite). There was considerable questioning
of the experts at trial as whether these findings
could be regarded as ‘preliminary’. The authors
certainly said so. They were scientists and while
there remained much work yet to be done they
raised interesting issues for consideration. Even
though most of the cases had little occupational
exposure to asbestos dust the levels of dust were
as high as in some occupations.”
The sentence last quoted seems to me questionable. In any
event, it is plain even from the trial judge’s summary of
the 1960 article by Wagner, Sleggs and Marchand that it was
known that merely living in an area in which asbestos mining
was conducted could lead to malignant pleural mesothelioma.
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15
Two case studies referred to by Wagner, Sleggs and
Marchand, Nos. 4 and 15, are interesting, as is a further
passage in their article which was not set out or fully
discussed in her Honour’s judgment.
Case study number 4 concerned “K.M., a white female, 56
years of age (born 1898), was a social worker, who could
only have had a short exposure to asbestos as a child and
probably a further slight exposure as a young woman. She
may have paid several short visits to the mines with her
husband at a later period.
She was born in Griquatown where she lived until she was 5
years of age. Her family then moved to Kimberley where from
1916 to 1922 she worked as a clerk in an asbestos warehouse.
Her husband owned an asbestos mine from 1933-1940.”
Case study number 15 involved “a white female, 42 years of
age (born 1916) is a housewife who lived on a mine near
Johannesburg and was treated for tuberculous pleurisy for
six months. It was only after the histological diagnosis of
a mesothelioma had been made that her previous history was
obtained. In addition, it was subsequently learnt that her
father (Case 22) had been born on the asbestos field and had
a long mining history.
The patient was born in the Griquatown district and went to
school at Kuruman. She spent most of her youth in the
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asbestos belt. She has lived near Johannesburg for 20
years.”
Further, the authors stated:
“The pathological evidence for associating these
tumours with asbestos exposure is not conclusive. As
previously stated, only in eight of the 33 cases has
evidence of asbestos been demonstrated. Of these, six
had a definite mining history and one had been exposed
to asbestos while lagging steam pipes. The other case
was born in the Kuruman district and nothing else is
known of him, until his arrival at a Witwatersrand
gold-mine at the age of 23. In the remaining 25 cases
we can only present circumstantial evidence of exposure
to asbestos dust ...
...
... Our findings suggests that mesothelioma occurs 20
to 40 years or more after exposure to dust.”
The trial judge went on to discuss later papers and
articles, including a number published prior to the end of
1962.
· “A discussion held at a clinicopathological
hospital conference in London was printed in the
British Medical Journal for 30 April 1960. It is
entitled ‘Complications of Asbestosis’. The
participants discussed a patient who had worked in
an asbestos factory for 11 years and was diagnosed
as having asbestosis and rheumatoid heart disease.
He also had a carcinoma of the right lower
bronchus and metastases in various locations. Dr
Hugh-Jones, a thoracic specialist, in considering
the carcinoma observed that most reports had
stressed the frequency of sqamous carcinoma with
asbestos. He said that there was no question of
the present carcinoma being a mesothelioma. He
described asbestos at p. 1350 as ‘very toxic and
produces not only pulmonary fibrosis but reactions
in the pleura and even in other organs’. He noted
that another hazard of exposure to asbestos was
mesothelioma of the pleura. He added ‘this rather
rare tumour may draw attention to the fact that a
patient has worked in asbestos dust’. Dr Hugh-
Jones concluded:
‘Asbestosis was first described in this
country by M Murray in 1907. After that,
in 1930, Merewether and Price reported
the dangers of asbestos dust in the lungs
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and made recommendations for dust
suppression. Thereafter there was a
great improvement. In the factory where
our patient worked the utmost precautions
are now taken to prevent asbestosis
occurring. It is a disappearing disease.
Nevertheless, asbestos dust is most
toxic, and the amount needed to cause
asbestosis is not known, so constant
vigilance and new preventive methods are
needed if this disease is to be
abolished’.
I mention this reprint of the discussion not
because it added to knowledge about malignant
mesothelioma and asbestos exposure but because it
sounded a warning about the unknown aspects of the
toxic effects of asbestos.” [Underlining added]
· “An article appeared in The Lancet of 3 December
1960 entitled ‘Asbestosis and Abdominal Neoplasms’
by Dr Keal. In his summary he noted the high
incidence of cancers in people with asbestosis.
He particularly drew attention to the occurrence
of cancers in two patients whose sputum contained
asbestos bodies many years after removal from
exposure but who had no other evidence of
asbestosis. In the body of his article he
mentioned that primary mesothelial tumours were
rare and added, ‘This type of tumour is more
common in patients with asbestosis’.”
· “By 1960 I conclude that, for those with some
little interest in the subject, asbestosis was
known to be a possible consequence of prolonged
and heavy exposure to asbestos dust in the work
place. It was also known to those who
investigated further that those who had contracted
asbestosis could also develop lung cancer. Since
pleural plaques were virtually symptomless only
those involved in the field of thoracic medicine
were likely to be aware of the condition.
Although malignant mesothelioma of various organs
was known amongst a handful of specialists its
identity as a primary tumour was not widely known
or accepted and it was a rare condition difficult
to diagnose. ...”
· “A short article in the 8 September 1962 edition
of the South African Medical Journal by Thompson
appeared under the title ‘Mesothelioma of Pleura
or Peritoneum and Limited Basal Asbestosis’. That
was an abstract of a paper presented at the
Research Forum of the University of Capetown on 14
June 1962. Thompson noted that it was accepted by
a majority of pathologists that mesothelioma was
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an entity in itself and that diffuse or malignant
mesothelioma had been shown to be associated with
pulmonary asbestosis in Canada, Holland, South
Africa and Germany. In his own practice he wrote
that he encountered 7 examples of mesothelioma and
none had asbestosis clinically or radiologically
and only one had a history of occupational
exposure to asbestos. He concluded that it was
likely that the enormous increase in the world
consumption of asbestos and its use in a wide
variety of industrial products made it possible
for an increasing number of people manufacturing,
handling or using those products to inhale enough
asbestos fibres to produce what he described as
‘this limited basal asbestosis’ without having any
clinical or radiological evidence of it. He added
that in the modern home asbestos may be present
from the roof to the pipes in the basement, but
suggested that the home hazard from asbestos might
be theoretical rather than practical to the
occupant but not to the builder. This was a
particularly prescient comment, but not more
widely circulated for some years.
A letter appeared in the British Medical Journal
of 3 November 1962 from WJ Smither Chairman of the
Asbestos Research Council and two members of the
Medical Research Council's Pneumoconiosis Research
Unit. They referred to and cited the Wagner
articles in the South African Medical Journal and
the British Journal of Industrial Medicine and
wrote:
‘There appears to be no correlation
between the severity of any pulmonary
asbestosis and the occurrence of these
tumours. In a number of cases the
exposure to asbestos dust appears to have
been minimal, and the only histological
evidence of asbestos exposure is the
presence of a few asbestos bodies and
fibres in the lung tissues. However, a
detailed occupational history has, in
nearly all cases, revealed some contact
with asbestos fibre.’
The writers asked for information concerning any
patient in whom a mesothelioma tumour had been
diagnosed and asked for the information to be sent
to the Director of the Medical Research Council's
Pneumoconiosis Research Unit where a register was
being compiled.
In the 24 November 1962 issue of the British
Medical Journal, McCaughey, of the Department of
Pathology at Queen's University Belfast together
with Wade and Elmes of the Department of
-- 18 of 53 --
19
Therapeutics and Pharmacology wrote under the
title ‘Exposure to Asbestos Dust and Diffuse
Pleural Mesotheliomas’. They reported a number of
cases of diffuse pleural mesothelioma researched
by them. They had analysed histologically 15
cases looking for asbestos bodies. They found
them in 12 and in only one case was the asbestos
plentiful. In the remainder they were few and a
prolonged search was needed for their detection.
The occupational histories showed that in four
cases there was an intermittent exposure to
asbestos usually through occupation in shipyards
or engine rooms. The authors concluded: ‘In most
of these cases exposure to asbestos was not
continuous or prolonged and in some instances
there was a considerable gap between the last
exposure and the onset of symptoms due to the
tumour.’
An article appeared in The Medical Journal of
Australia for 15 December 1962 under the heading
‘Malignant Pleural Mesothelioma in an Asbestos
Worker’ by Dr JC McNulty, a chest physician at the
Kalgoorlie District Hospital. He referred to and
cited the Wagner article in the British Journal of
Industrial Medicine in 1960 and noted the authors'
comment that there was circumstantial evidence of
‘at least transitory asbestos exposure’ in 24
cases of malignant pleural mesothelioma occurring
20 to 40 years after the exposure to the dust.
Blue asbestos had been mined in Western Australia
since about 1946 and a number of miners had
developed asbestosis, silicosis and a mixed
pneumoconiosis containing elements of both.
Dr McNulty reported what he believed to be the
first case of mesothelioma outside South Africa.
The man had been a mill worker in an asbestos mine
from 1948 to 1950.
‘The relatively short period of exposure
to blue asbestos dust confirms an
impression received from Wagner et alii
(1960, 1961) that these tumours may arise
after transitory exposure to crocidolite
in susceptible persons.’
Dr McNulty referred only to blue asbestos
emphasising that it was a very harmful and lethal
fibre and that its dust urgently required further
experimental study.”
There is no evidentiary basis for a conclusion that it would
have benefitted the appellant if the respondent had warned
her, or introduced necessary requirements of its workers,
-- 19 of 53 --
20
including the appellant’s husband, after the end of 1962,
and I see no purpose in discussing later papers or articles,
or the trial judge’s analysis of them. Her Honour’s
“Overview of Submissions”, referred to above, support her
later statement that the respondent conceded that “the link
between exposure to low levels of asbestos dust had been
made and impliedly that it ought to have thereafter taken
preventative measures” after publication of a paper by
Newhouse and Thompson entitled “Mesothelioma of Pleura and
Peritoneum Following Exposure to Asbestos in the London
Area” which was delivered in New York in October 1964 and
published in the British Journal of Industrial Medicine in
about mid-1965. It is implicit in this approach that there
was no duty to take preventative measures (or issue warnings
to persons such as the appellant) until “the link between
exposure to low levels of asbestos dust and malignant
mesothelioma had been made”.
Under the heading “The Witnesses”, the trial judge
identified the various experts who gave evidence as follows:
“The [appellant] called five expert witnesses. Dr
WA Oliver is a thoracic physician. He graduated
in medicine in Sydney in 1962 and worked in Queen
Mary's Hospital in London from 1965 to 1966 where
he saw a number of cases of malignant pleural
mesothelioma either in workers or in families of
workers associated with particular asbestos plant.
Dr E Rathus, now retired, was a specialist in
chest diseases who was Director of Industrial
Medicine in Queensland from 1957 to 1982.
Dr K Basden is a retired senior lecturer at the
School of Chemical Engineering and Industrial
Chemistry at the University of New South Wales
with a particular interest in dust suppression and
dust diseases. Mr Gordon Stewart is a retired
industrial hygienist who worked in that capacity
-- 20 of 53 --
21
with Mt Isa Mines Limited from 1965. Mr Peter
Russell, now retired, was formerly a safety
officer with James Hardie Pty Ltd, another
producer of asbestos-cement products from 1948 to
the 1970's.
The [respondent] called Dr David Ferguson,
emeritus Professor of the University of Sydney and
a specialist in occupational health.”
Her Honour first discussed the evidence of Dr Rathus who, as
Director of Industrial Medicine in Queensland throughout the
material period, visited the respondent’s premises “probably
twice a year in his early years as director and subsequently
no less than once a year”.
Following at least some of his visits, letters were sent to
the respondent by the Director-General of Health, including
one letter, to which her Honour referred, which was sent in
late 1960 or early 1961, prior to the commencement of the
period when the appellant’s husband was employed by the
respondent. Her Honour attached little significance to the
“positive tone” of the correspondence, which Dr Rathus
considered necessary to encourage improvement, despite the
cost to the respondent, in circumstances in which there was
no applicable legislation7 or other coercive power. For
example, the letter in late 1960 or early 1961 stated:
“Dr EM Rathus, Director of Industrial Medicine,
has reported that your firm has made great
progress in the designing of equipment calculated
to depress dust contamination of the atmosphere to
an absolute minimum.
He states that some cases of asbestosis have been
7 The Factories & Shops Act 1900 contained a general provision
requiring adequate ventilation.
-- 21 of 53 --
22
discovered at your firm but they probably occurred
when the less modern methods of work prevailed.
Surveys in the future will no doubt reveal the
effectiveness of the present system."
Later, her Honour referred to a letter dated 11 October 1966
from Dr Rathus to Mr Johanssen in which (according to the
trial judge’s summary of the letter’s contents) Dr Rathus
referred to asbestos dust’s “unenviable reputation”, stated
that it appeared that “no matter what was done cases of
asbestosis would still arise where the fibre was capable of
invading the lungs”, and “noted that because asbestosis had
a long incubation period it would not be possible to see how
effective ... a program [recommended by Dr Rathus] might be
under 10 to 15 years”. According to her Honour:
“This was the first letter expressing concern at
the generally hazardous nature of asbestos and
making wide ranging suggestions to eliminate the
danger.”
However, that statement seems to me to underestimate the
importance of the indication in the letter of late
1960/early 1961 that there was uncertainty concerning the
efficacy of work practices which were then current;
“[s]urveys in the future will no doubt reveal the
effectiveness of the present system”.
Other matters are more favourable to the respondent. For
example, as her Honour stated:
“Dr Rathus was a member of the National Health and
Medical Research Council and a member of its
Occupational Health Committee from 1957. That
committee reviewed recommended maximum
concentrations of atmospheric contaminants
associated with occupational exposure from time to
time and in particular in 1961, 1963 and 1964.”
-- 22 of 53 --
23
As late as 1964, that Committee seemed to accept, or at
least assume, that Dreessen’s safe occupational limit of
five million particles per cubic foot was still applicable.
Further, as late as September 1966, Dr Rathus wrote to the
medical officer for Brisbane’s other large asbestos sheeting
manufacturer expressing the opinion that “...the asbestos
firms in Queensland, and in Australia in general, to date
have enviable reputations compared with what one knows of
the overseas situation.” Her Honour also found that:
“During this period from time to time Dr Rathus
would bring visiting health experts and medical
students to visit the [respondent’s] factory in
Brisbane to show them how an efficient modern
factory could handle such a dangerous substance
with safety.”
A statement by Dr Rathus, which became Exhibit 1, contained
the following paragraphs:
“4. As early as 1957, I had initiated surveys by
X-ray of Wunderlich Ltd and James Hardie
Industries’ employees because I was concerned
about the exposure of those employees to asbestos
fibre.
5. I can recall having frequent contact with
Karl Warner Johannsen of Wunderlich in relation to
the dust conditions at Wunderlich’s factory, the
wearing of adequate protective equipment by the
employees, and, various other health matters
concerning exposure to asbestos, including the use
of enclosed systems in the production and handling
of asbestos products, where such systems could be
used.
6. I can recall recommending in the late 1950's
that, where possible, enclosed systems be used in
the production and handling of asbestos products
and that employees wear protective masks where I
felt that there existed a risk to health from
exposure to asbestos dust. Generally speaking,
recommendations made by me took years to implement
-- 23 of 53 --
24
because of the difficulties in having large
companies such as Wunderlich Ltd react to my
concerns.
7. In the late 1950's/early 1960's, I knew of
cases where health conditions were caused by
limited exposure to asbestos, even by non-workers.
8. In my opinion, in 1962, Wunderlich Ltd knew
enough of these dangers to have required its
workmen not to wear clothes home because they knew
that some of their workmen left the factory
covered in dust. I recall seeing some of the
workers at Wunderlich’s factory covered in dust.
Wunderlich knew that asbestos was a dangerous
product, but generally, they were slow to
implement ideas to reduce exposure. I have a
recollection of Johannsen telling me that there
were problems getting things done because of the
difficulties obtaining approval from the people
who held the purse strings down south.
9. In the early 1960's, I cannot specifically
recall the date, I told Karl Johannsen that his
employees should not wear their clothes home
because of the risk to their family associated
with the dust on the clothing. I told lead
workers precisely the same thing.”
However, the trial judge noted that “[n]ot surprisingly,
given the passage of time, Dr Rathus was unable to be at all
precise as to dates unless documents covering certain events
were available”, and stated:
“In his statement prepared for this litigation
dated 18 September 1995 Dr Rathus said that in the
late 1950's/early 1960's he knew of cases where
adverse health conditions were caused by limited
exposure to asbestos even by non workers. That
was not developed by him in his oral evidence. He
said that in his opinion in 1962 Wunderlich knew
enough of ‘these dangers’ to have required its
workmen not to wear clothes home because they knew
that some their workmen left the factory covered
in dust. Mr Johanssen does not recall that
particular conversation and in oral evidence Dr
Rathus agreed that it was impossible to pin him
down to dates, even years. For him the problem
was a continuing one. In a letter dated 2 June
1967 Dr Rathus wrote to Mr Johanssen as follows:
‘As you are aware there has been general
concern in the asbestos industry about
the problems of asbestosis. Its impact
-- 24 of 53 --
25
on the working population has become
quite clear over the decades and with a
very much larger use of asbestos in
various ways the ramifications of the
problem have become if anything more
complicated. I refer of course to the
strong suspicion that mesotheliomata
(pleural tumours) are strongly suspected
of being connected with asbestos
exposure. This refers not only to the
working population but also to the
general community.
It is my privilege to emphasise these
matters and I think that it is only
reasonable to bring these matters to your
attention.’
...
...
There is no reference in any of the contemporary
documents that employees should not wear their
working clothes home and that they be laundered by
the employer.8 Dr Rathus made mention of
difficulties in getting workers to use face masks
and there is no doubt that there would have been
difficulty in implementing showering practices.
Mr Bale said that everyone was keen to leave the
factory premises as quickly as possible at the end
of the shift. Nonetheless, if the risk were
appreciated the employer could have found an
appropriate way to enforce the hygiene.”
I propose to supplement what the trial judge said in
relation to Dr Rathus’ evidence only briefly. Although he
said that he could not give precise dates for suggestions
and recommendations which he made to the respondent, he
stated that he would have warned the respondent of danger to
workers’ families from asbestos dust as early as 1958. He
also said that Wagner, Sleggs and Marchand’s article was the
8 The trial judge said that Mr Johanssen “could not recall Dr Rathus suggesting that overalls or a
change of clothing be provided for the men during the period in question. He said that there
were showers which were provided at the factory because it was a requirement of the Factories
and Shops Act. No direction in the period 1962 to 1965 was ever given that men who were
dusty should shower before leaving the premises.”
-- 25 of 53 --
26
first to suggest a nexus between asbestos and mesothelioma,
and agreed that both that article and McNulty’s article
indicated a need for further investigation.
Dr Oliver’s evidence was that, while the connection between
asbestos and asbestosis was known late last century,
mesothelioma was not associated with asbestos until the
publication of Wagner, Slegg and Marchand’s paper; however,
he said that the association between asbestos and that
illness was well-known in the United Kingdom in the early to
mid-1960s, and a hospital which he worked at after that
period had patients with mesothelioma who “had only domestic
exposure or lived downwind from [an asbestos] factory.” Dr
Oliver’s view is amply borne out by the article by Newhouse
and Thompson,9 which, as earlier stated was delivered in
9 That paper included the following passages:
“A series of 83 patients from the London Hospital with a
diagnosis of mesothelioma confirmed by necropsy or biopsy
has been studied for possible exposure to asbestos. The
series consisted of 41 men and 42 women; 27 of the
patients had peritoneal and 56 pleural tumours. The
earliest death recorded was in 1917, but only 10 of the
series died before 1950 and 40 (48%) between 1960 and
1064.
In 76 of the series full occupational and residential
histories were obtained. Forty (52.6%) gave a history of
occupational or domestic (living in the same house as an
asbestos worker) exposure to asbestos compared with nine
(11.8%) out of 76 patients from the same hospital
suffering from other diseases (P < 0.001). None of the
17 suspected cases of mesothelioma, rejected on
pathological grounds, was found to have had any exposure
to asbestos. There was also evidence that neighbourhood
exposures may be important. Among those with no evidence
of occupational or domestic exposures, 30.6% of the
mesothelioma patients and 7.6% of the in-patients with
other diseases lived within half a mile of an asbestos
factory (P < 0.01). Out of the 31 patients with
occupational exposures only 10 were in jobs scheduled
under the Asbestos Regulations of 1931. The interval
between first exposure and the development of the
terminal illness of mesothelioma ranged between 16 and 55
-- 26 of 53 --
27
1964 and published in 1965. The trial judge apparently
accepted evidence from Dr Oliver which she summarised in the
following passage:
“Dr Oliver concluded in his report tendered in the
trial that if Dr McNulty knew of the Wagner paper
when he worked in Kalgoorlie in 1962 it would be
surprising if the defendant did not know of this
and the cautionary letters in the British Medical
Journal and the investigations proceeding in
London. He commented that if he had been working
in this field in 1962 he would have been concerned
about the two letters in the British Medical
Journal about low dose asbestos exposure and
mesothelioma. Dr Oliver particularly pointed to
years.
...
The aim of this study has been to establish the
occupational histories of these patients and to trace any
other possible exposure to asbestos. ...
...
Domestic Exposures - The group of nine, seven women and
two men, whose relatives worked with asbestos, are of
particular interest. The most usual history was that of
the wife who washed her husband’s dungarees or work
clothes. In one instance a relative said that the
husband, a docker, came home ‘white with asbestos’ every
evening for three or four years and his wife brushed him
down. The two men in this group, when boys of 8 or 9
years old, had sister who were working at an asbestos
factory. One of these girls worked as a spinner from
1925 to 1936. In 1946 she died of asbestosis. The press
report of the inquest states: ‘She used to return home
from work with dust on her clothes’. Her brother had
apparently no other exposure to asbestos; he started work
as a shop assistant, then became a sawyer of iron girders
until 1948 when he worked as loader of groceries in the
docks for five years (but never on dusty cargoes) and
then returned to sawing iron girders. He died in 1956 of
a pleural mesothelioma.
...
Neighbourhood Exposures of Mesothelioma and In-patient Series -
The 36 patients with mesothelioma and the 67 patients in the
‘in-patient’ series, who had neither an occupational exposure
nor a relative living in the home working with asbestos, might
have been exposed to asbestos dust because they lived in the
immediate vicinity of an asbestos factory.
...
There seems little doubt that the risk of mesothelioma may
arise from both occupational and domestic exposures to
asbestos. Wagner and others (1960) described patients with no
exposure other than living as a child in the vicinity of the
asbestos mines. A high incidence of asbestos plaques of the
pleura has been found in the population living near an
anthophyllite mine in Finland (Kiviluoto, 1960). More evidence
is required of an increased risk to the population living in
the neighbourhood of asbestos factories or other areas, such as
dockyards, where asbestos is used in quantity.”
-- 27 of 53 --
28
the letter of 3 November 1962 in the British
Medical Journal from the chairman of the Asbestos
Research Council who was an industry person. He
concluded that industry itself was getting
suspicious and that "red flags", as he expressed
it, were going up.”
The trial judge also seems to have accepted evidence from Mr
Stewart, who was first employed in the field of industrial
hygiene in 1954 and worked as a scientific officer in the
industrial hygiene department of the Victorian Department of
Health from then until 1965 that:
“In the early 1960's he was aware of general
medical publications such as the British Medical
Journal, the Lancet, the Journal of the American
Medical Association and the Australian Medical
Journal and of particular industrial medical
publications such as the British Journal of
Industrial Medicine, the Journal of Occupational
Medicine and the Archives of Environmental Health.
As an industrial hygienist at the time he was
aware of the serious effects upon health of the
inhalation of asbestos and that that had been
known for decades. He was also aware of theories
of the correlation between the inhalation of
asbestos and various cancers.”
However, her Honour observed that Mr Stewart did not say
“... that in his work as a scientific officer ... that he
became aware through the general medical publications to
which he said he had access of the risk to members of the
public from exposure to low levels of asbestos dust.”
Further, some other aspects of Mr Stewart’s evidence should
be noted. Thus, he said that, when he joined the Victorian
Department of Health “... there were already a very active
programme of investigating dust exposure in a range of
industries and the - actually brick and tile industries,
-- 28 of 53 --
29
asbestos, lagging, and asbestos processes generally, mining,
certainly, and ... that was well-known in the industrial
hygiene community,” and, “in 1956, the Victorian Government
declared asbestos trades as dangerous under the Dangerous
Trades Regulation; this included any factory process
involving asbestos.” He also stated that “... the effect
that exposure to asbestos could lead to serious respiratory
complaints was well-known and accepted in the field of
industrial hygiene and medicine since at least 1954 when I
joined the Victorian Department of Health.” When asked what
were the serious complaints that were well-known and
accepted he said: “... in the first place asbestosis which
is fibrosis - progressive fibrosis of the lung caused by the
inhalation of asbestos fibre. In the second case it was
known that in a percentage of cases the - this exposure
could lead to various cancers of the throat and lung and
associated areas. There was ongoing progressive illness
that occurred, such as heart failure due to insufficiency of
oxygen and consequences of the fibrosis as well as those
consequences as a result of cancers which are usually very
serious, of course.”
In his opinion, “[b]y the early 1960's, I would expect that
a reasonably competent industrial hygienist employed by a
company such as the [respondent] in these proceedings to
have access to general medical publications (such as The
British Medical Journal, The Lancet, The Journal of the
American Medical Association and The Australian Medical
-- 29 of 53 --
30
Journal) and to industrial medical publications (such as The
British Journal of Industrial Medicine, The Journal of
Occupational Medicine and The Archives of Environmental
Health).”
So far as now material, the trial judge’s observations in
relation to the evidence of Mr Peter Russell, who was a
safety and fire officer at another large asbestos plant
owned by a company during the relevant period were as
follows:
“... Towards the end of 1960 he took up the
position of safety and fire officer ... . His main
task was to concentrate on the asbestos dust
problem which existed within those factories. ...
he said that when he was appointed to this
position he read what was available to him ... and
became concerned about the seriousness of the
asbestos dust problem in the factory. To broaden
his knowledge he researched various public
libraries and public health department libraries
to learn as much as he could about the dangers of
asbestos dust. He said that he became aware
through his reading in the late 1950's and the
early 1960's of a possible link between asbestosis
and cancer and between exposure to asbestos dust
and mesothelioma. He became aware of two cases of
health problems by a wife and child said to be as
a result of exposure to asbestos dust carried home
on work clothes. He did not elaborate in oral
evidence. He became aware that different
individuals had different susceptibilities to
asbestos dust and that even fairly minimal
exposure to asbestos dust could be dangerous to
health. He recalled having access to the Wagner
article shortly after it was published. He said
he was given the article ... reporting a
discussion on the complications of asbestosis in
the 30 April 1960 volume of the British Medical
Journal, to which I have earlier referred, ... .
Mr Russell recalled ... a series of reports of a
conference held in France in 1964 at which the
report of Dr Wagner was discussed and recalled
that he delivered a lecture based on his 1960
paper in Sydney in either 1962 or 1963. ...
... There is a risk that he may have merged his
-- 30 of 53 --
31
recollection as to what happened in the early
1960's with what he has learnt subsequently but I
am persuaded that Mr Russell was aware of the
Wagner article shortly after it was published,
that he had passed to him other articles to which
I have referred at that time and that he
endeavoured to qualify himself to fulfil the role
of safety officer in a diligent fashion. However
Mr Russell did not say that at any time he drew
the conclusion that exposure to very low levels of
asbestos dust were likely to constitute a risk
either to workers or to those outside the factory.
There is no suggestion that he sought to give
that advice ... or indeed that he discussed things
of that kind with other colleagues. That suggests
to me that whilst he may have had access to the
Wagner article in the early 1960's and other
articles he did not draw the conclusions which it
is argued that the [respondent] ought to have
drawn had it perused those articles or sought
advice.”
Little or no relevance was placed by the trial judge on the
evidence of Dr Basden,10 who did not take a particular
interest in “industrial dusts” until “about the beginning of
the 1970's”. Her Honour said:
“The real value of Dr Basden's report and evidence
was that he has collected together much of the
available literature and legislation
chronologically in a careful and systematic
fashion. He made no profession to having medical
expertise ... . Of interest is his reference at p.
14 of his report to an article in Australian
Factory for 1 March 1958 at pp. 36, 38 and 57 by
WF Cooper entitled ‘Toxic Agents in the Factory’
where the following appears:
‘Asbestos is another destroyer of lung
tissue and the maximum permissible
10 Basden’s analysis of the “literature” led to the following
opinion:
“... commencing with the 1959 papers of Wagner and Sleggs at
the Johannesburg Conference and concluding (for the time period
of concern) with the paper by Newhouse and Thompson in 1965
(... although Newhouse and Thompson presented the same
information verbally at the New York Academy of Sciences
Conference in October 1964), the information was being
disseminated that ‘bystander’ exposures to fugitive asbestos
fibres, including those transported to the receptor zones on
contaminated work clothing, were causing mesotheliomas among
such bystanders including housewives who washed their husbands’
work clothes.”
-- 31 of 53 --
32
concentration is 2½ million particles per
cu. ft.; that is, 87 c.c. The prevention
of silicosis and asbestosis revolves
itself around suppression and exhausting
it, plus personal protection of workers
by respirators. Pre-placement and
periodic medical examination are
essential with radiological review.’
There was no evidence as to the circulation of
this journal. However it must be indicative of
information being disseminated to the industry to
which I have earlier referred.”
After stating that Dr Ferguson, the expert called by the
respondent, had described the extent of the asbestos
industry’s knowledge of the risk of asbestosis in the years
1962-1965 “rather conservatively”, the trial judge
continued:
“... It seems quite unlikely that industry would
not have been aware of the extensive work that had
been done in the United Kingdom in relation to
asbestosis in the 1930's and 40's. ... [Dr
Ferguson] was of the view that it was not until
the publication of the paper by Newhouse and
Thompson in 1965 that research and academic
workers in the field became strongly conscious of
the risk of mesothelioma from exposure to
relatively small doses of asbestos. He suggested
that the knowledge contained in that paper took
several years to percolate into medical practice
in the field and to the practitioners advising
industry. He noted that there was no immediate
government action in Australia and crocidilite
importation into the country was not prohibited
for another decade. It is relevant to note that
the ‘Asbestos Rule’ requiring protection for
asbestos workers and removal and laundering of
work clothes in their factory was introduced and
became effective in Queensland only from July 1971
and that, it seems, at the insistence of Dr
Rathus. Dr Ferguson emphasised the rare
occurrence of mesothelioma and that its gradual
emergence was attributable to the long induction
period of between 30 and 50 years after first
significant exposure in the decades following the
1940's. He concluded that since the state of
knowledge in Australia in 1962-1965 amongst
medical scientists about this risk was minimal it
could not be expected that industry in Australia
-- 32 of 53 --
33
would be as well informed. He said that it was
not common practice in 1962-1965 in Australia to
require on-site showering and laundering of work
clothes in dust exposed employees although
anything to reduce dust inhalation was good
hygiene.
...
Dr Ferguson agreed that when he read the Wagner
article in early 1961 alarm bells rang for him.
It was his view that that happened ‘around the
world with that paper’ but he qualified it by
saying ‘it’ had to be worked out. He understood
the attitude at the time to be that by the time
the diseases associated with asbestos manifested
themselves heavy exposure to asbestos had
generally been eliminated. Researchers were
seeing the result of heavy exposure in the case of
mesothelioma up to 50 years earlier under totally
uncontrolled conditions. In many of the research
papers and notes mesothelioma occurred in
conjunction with asbestosis.
Dr Ferguson was involved and interested in the
dust protection aspect of occupational health and
safety at the relevant time. He subscribed to and
read most of the articles to which reference has
been made. He neither discussed with his
colleagues nor thought to seek to implement
changes to work practices which would have
reflected an appreciation of the risk to people in
the position of [the appellant] from exposure to
the relatively low levels of asbestos dust which
occurred from the laundering of her husband's work
clothes.”
Brief further reference to Dr Ferguson’s evidence is
warranted. He agreed that there was a “wealth of
literature” available prior to 1960 in relation to
asbestosis, which was then “the only disease people were
concerned about in relation to asbestos”, but that it was
known that “asbestos dust is most toxic and the amount
needed to cause asbestosis ... not known”, and that he had
probably read at the time an article dated 30 April 1960,
“Complications of Asbestos”, which had referred to the need
-- 33 of 53 --
34
for “constant vigilance and new preventative methods ... if
this disease is to be abolished”. It was also known that,
while the risk from asbestos dust increases with the degree
of exposure, some persons are more susceptible than others.
While earlier reports had connected asbestos dust to
mesothelioma, the 1960 article by Wagner, Slegg and Marchand
was the first to receive wide publication. Even so, he and
other experts continued not to be “really concerned with
occasional exposure to asbestos because all our previous
experience had indicated that it had taken ... heavy
exposure ... to cause asbestosis”. Nonetheless “exposure
was being steadily reduced” in the 1950s and 1960s “as
people became more aware of the risk”.
Her Honour’s finding that it was “unlikely” that Dr Rathus
“... made the link between exposure to low levels of
asbestos dust and the contraction of some kind of disease be
it mesothelioma or anything else until after the circulation
of the Newhouse and Thompson article towards the end of 1965
and did not bring Mr Johanssen's attention to these problems
until about the time that that letter was written in June
1967" effectively disposed of the appellant’s case based on
the respondent’s actual knowledge at the material time -
which I have taken to be the end of 1962; according to the
appellant’s pleading, it was Mr Johanssen’s knowledge which
should be attributed to the respondent in order to determine
what it actually knew. If the appellant is to succeed, it
must therefore be by reference to the respondent’s
“constructive” knowledge, i.e., what it ought to have known,
-- 34 of 53 --
35
by the end of 1962 and what, in consequence of what ought
have been known, ought reasonably have been foreseen11 with
respect to persons such as the appellant, i.e., the
families, especially the wives, of its workers.
11 The Council of the Shire of Wyong v. Shirt at pp. 44ff;
Jaensch; San Sebastian Pty Ltd v. Minister Administering the
Environment Planning and Assessment Act 1979 (N.S.W.) (1986)
162 C.L.R. 340; Cook v. Cook (1986) 162 C.L.R. 376; Gala v.
Preston (1991) 172 C.L.R. 243, at p. 253; and Nagle v.
Rottnest Island Authority (1993) 177 C.L.R. 423, at p. 430;
Burnie Port Authority v. General Jones Pty Ltd (1994) 179
C.L.R. 520, 543; Bryan v. Maloney (1995) 182 C.L.R. 609, 617.
As was pointed out by Gibbs C.J. in Jaensch at p. 553, the
relevance of foreseeability is not limited to the question
whether or not a duty of care existed; questions of duty of
care, causation and remoteness sometimes converge and are
interdependent: Nader v. Urban Transit Authority of New South
Wales (1985) 2 N.S.W.L.R. 501, 506; Mounsey v. Orange Grove
Bricks Pty Ltd (W.A. Full Court, 185 of 1994, unreported,
29/2/96).
-- 35 of 53 --
36
Reference has earlier been made to the trial judge’s
statement of the issues, which it is convenient to repeat at
this point:
“The Issues
The major issues requiring determination are:
Could the [respondent] foresee or ought it
reasonably have foreseen that a person in the
position of [the appellant] would be likely to
suffer personal injury as a consequence of its
operations at its ... factory?
If some personal injury to [the appellant] was
reasonably foreseeable was malignant mesothelioma
of a class or kind of injury which was reasonably
foreseeable?
...”
As is apparent from those paragraphs and her Honour’s later
lengthy discussion of the concept of duty of care (which I
have not set out), she considered it necessary for the
appellant to establish constructive knowledge of actual risk
to the wives of asbestos workers from exposure to asbestos
dust such as that experienced by the appellant, and accepted
Dr Ferguson’s evidence that “it was not until the
publication of the paper by Newhouse and Thompson in 1965
that research and academic workers in the field became
strongly conscious of the risk of mesothelioma from exposure
to relatively small doses of asbestos” and that the data in
“that paper took several years to reach medical
practitioners in the field.” It was found that neither Dr
Rathus nor Dr Ferguson, who had read the scientific
literature, “made the links sufficient to foresee the risk
of harm from such low dose exposure [as that inhaled by the
appellant]”. Those findings were plainly open to the trial
judge, and cannot be disturbed by this Court. However, in
-- 36 of 53 --
37
my opinion it does not necessarily follow that the appeal
must fail.
The respondent was engaged in commercial activities
involving a material which was known to be extremely toxic.
Its operation was one of the largest in Queensland. It did
not suggest that its disinterest in the welfare of its
employees and, it is an obvious inference, their wives and
families, place it in a more favourable position that a
prudent, caring employer. It knew, or must be taken to have
known, that there was scientific and medical uncertainty
concerning the toxic effects of asbestos dust; the
assumption that exposure to asbestos dust at the level
experienced by the appellant was safe was not established at
the material time, any more than it had been demonstrated
that such exposure would cause illness to at least those
individuals who were susceptible to the asbestos dust’s
toxic effects. The position was uncertain, as the article
by Wagner, Slegg and Marchand had shown and the subsequent
papers and letters published before the end of 1962 had
confirmed. Further, the respondent knew, or ought to have
known, that the effects of exposure to asbestos dust on
persons such as the appellant might not emerge for years and
that any illness might be serious or even fatal. The
critical question, in my opinion, is whether the trial judge
was correct in her view that the respondent was not under a
duty of care until “the link between exposure to low levels
of asbestos dust and malignant mesothelioma had been made”,
-- 37 of 53 --
38
i.e., until the respondent had positive knowledge (actual or
constructive) of actual risk, or whether, in the
circumstances, the uncertainty which existed concerning the
toxic effects of asbestos dust and the level of exposure
which could produce illness in susceptible persons, and the
risk inherent in that uncertainty, were sufficient to create
a duty of care; i.e., a duty to implement inexpensive and
convenient systems to eliminate the possible risk to, and/or
warn, those like the appellant who might be affected.
Apart from the doctrine of Rylands v. Fletcher ([1866] L.R.
1 Ex. 265; [1868] L.R. 3 H.L. 330), and the possibility left
open by the Privy Council in Overseas Tankship (U.K..) Ltd
v. The Miller Steamship Co Pty [1967] 1 A.C. 617, 639F that
fault might not always be essential to liability for
nuisance,12 the common law has consistently rejected any
notion of strict or absolute tortious liability for
unintentional injury: see, for example, Read v. J. Lyons &
Co. Ltd [1947] A.C. 156, 172-173 per Lord Macmillan; Stevens
v. Brodribb Sawmilling Co. Pty Ltd (1986) 160 C.L.R. 16, at
p. 30 per Mason J., p. 42 per Wilson and Dawson JJ.
However, the significance attached to dangerous activities
or products was recognised in Lord Atkin’s seminal judgment
in Donoghue v. Stevenson [1932] A.C. 562.13 At p. 596, his
Lordship said that the following passage from Dominion
Natural Gas Co. Ltd v. Collins and Perkins [1909] A.C. 640,
12 See also Burnie Port Authority at p. 556.
13 See also at pp. 611-612 per Lord Macmillan.
-- 38 of 53 --
39
646 “exactly sums up the position”:
“There may be ... in the case of any one
performing an operation ... a relationship of
duty. What that duty is will vary according to
the subject-matter of the thing involved. It has,
however, again and again been held that in the
case of articles dangerous in themselves, such as
loaded firearms, poisons, explosives, and other
things ejusdem generis, there is a peculiar duty
to take precaution imposed upon those who send
forth or install such articles when it is
necessarily the case that other parties will come
within their proximity.”14
While the doctrine in Rylands v. Fletcher has now been
absorbed into the general law of negligence by the decision
of the High Court in Burnie Port Authority, and little if
any relevance continues to attach to “non-natural use” of
land, the dangerous nature of activities or products
continues to be material to both the existence or non-
existence and the nature of a duty of care. Obviously,
“foreseeability” of injury and hence “proximity” of
relationship can be influenced by hazards known or suspected
in connection with a product or activity.
The majority judgment in Burnie Port Authority at pp. 550H
is illuminating in the present context. As part of the
discussion explaining how Rylands v. Fletcher could be
assimilated into the general law of negligence, Mason C.J.,
Deane, Dawson, Toohey and Gaudron JJ. pointed at pp. 550-554
to the special “non-delegable” duty of care which arises in
14 See also, for example, Faulkner v. Wischer & Co. Pty Ltd (1918)
V.L.R. 513; Adelaide Chemical & Fertilizer Company Limited v.
Carlyle (1940) 64 C.L.R. 514; Swinton v. The China Mutual Steam
Navigation Co. Ltd (1951) 83 C.L.R. 553.
-- 39 of 53 --
40
some circumstances in which the person who owes the duty is
in a position of control and the person to whom the duty is
owed because of the foreseeable risk of danger is in a
position of special dependence and vulnerability vis-a-vis
the person in control. At p. 554, their Honours continued:
“The degree of care
Where a duty of care arises under the ordinary law
of negligence, the standard of care exacted is
that which is reasonable in the circumstances. It
has been emphasized in many cases that the degree
of care under that standard necessarily varies
with the risk involved and that the risk involved
includes both the magnitude of the risk of an
accident happening and the seriousness of the
potential damage if an accident should occur [See,
e.g., Thompson v. Bankstown Corporation (1953) 87
C.L.R., at p. 645; Wyong Shire Council v. Shirt
(1980) 146 C.L.R. 40, at pp. 47-48]. Even where a
dangerous substance or a dangerous activity of a
kind which might attract the rule in Rylands v.
Fletcher is involved, the standard of care remains
‘that which is reasonable in the circumstances,
‘that which is reasonable in the circumstances,
that which a reasonably prudent man would exercise
in the circumstances’ [Adelaide Chemical &
Fertilizer Co. Ltd. v. Carlyle (1940) 64 C.L.R.
514, at p. 523]. In the case of such substances
or activities, however, a reasonably prudent
person would exercise a higher degree of care.
Indeed, depending upon the magnitude of the
danger, the standard of ‘reasonable care’ may
involve ‘a degree of diligence so stringent as to
amount practically to a guarantee of safety’
[Donoghue v. Stevenson [1932] A.C., at p. 612, per
Lord Macmillan; Adelaide Chemical & Fertilizer Co.
Ltd. v. Carlyle (1940) 64 C.L.R., at p. 523, per
Starke J.; and, generally, Stevens v. Brodribb
Sawmilling Co. Pty. Ltd. (1986) 160 C.L.R., at pp.
30, 42].”
Further, at pp. 556-557, the majority judgment stated:
“..., a person who takes advantage of his or her
control of premises to introduce a dangerous
substance, to carry on a dangerous activity, or to
allow another to do one of those things, owes a
duty of reasonable care to avoid a reasonably
foreseeable risk of injury or damage to the person
or property of another. In a case where the
-- 40 of 53 --
41
person or property of the other person is lawfully
in a place outside the premises that duty of care
both varies in degree according to the magnitude
of the risk involved and extends to ensuring that
such care is taken. ...”
What was said by the majority in Burnie Port Authority was
reaffirmed in Bryan, in which the same members of the High
Court (except Dawson J. who did not sit in Bryan) held a
builder liable to the subsequent purchaser of a house which
the builder had constructed for loss sustained on account of
the inadequacy of the footings. At p. 619, Mason C.J.,
Deane and Gaudron JJ. said in a joint judgment:
“As was pointed out in the recent majority
judgment in Burnie Port Authority v. General Jones
Pty. Ltd. [(1994) 179 C.L.R. 520, at p. 543, per
Mason C.J., Deane, Dawson, Toohey and Gaudron JJ.;
and see also Stevens v. Brodribb Sawmilling Co.
Pty. Ltd. (1986) 160 C.L.R. 16, at p. 53], the
overriding requirement of a relationship of
proximity represents the conceptual determinant
and the unifying theme of the categories of case
in which the common law of negligence recognizes
the existence of a duty to take reasonable care to
avoid a reasonably foreseeable risk of injury to
another. There is no decision of the Court which
directly determines the question whether the
relationship between Mr. Bryan, as the builder of
the house, and Mrs. Maloney, as a subsequent owner
of it, possessed the requisite degree of proximity
to give rise to a duty, on the part of Mr. Bryan,
to take reasonable care to avoid the kind of
economic loss sustained by Mrs. Maloney.
Necessarily, as has been indicated, the resolution
of that question requires the articulation of both
the factual components of the relevant category of
relationship and the identification of any
applicable policy considerations. Ultimately,
however, it is a question of law which must be
resolved by the ordinary processes of legal
reasoning in the context of the existence or
absence of the requisite element of proximity in
comparable relationships or with respect to
comparable acts and/or damage. Accordingly, it is
appropriate to approach the question through a
consideration of some related situations.”
-- 41 of 53 --
42
See also per Toohey J. at p. 656, where his Honour said:
“Proximity
The weight of authority in this Court is that for
an action to lie in negligence there must be a
relationship of proximity between plaintiff and
defendant. In Burnie Port Authority v. General
Jones Pty. Ltd. [(1994) 179 C.L.R. 520, at p.
543], where the earlier decisions are noted, Mason
C.J., Deane, Dawson, Toohey and Gaudron JJ. said
of proximity:
‘As a general conception deduced from
decided cases, its practical utility lies
essentially in understanding and
identifying the categories of case in
which a duty of care arises under the
common law of negligence rather than as a
test for determining whether the
circumstances of a particular case bring
it within such a category, either
established or developing.’
The question whether the appellant is liable turns
upon the degree of proximity between the negligent
act (strictly speaking, the class of negligent
cat) relied upon by the respondent and the kind of
damage sustained by her [Jaensch v. Coffey (1984)
155 C.L.R. 549, at pp. 581-582; Hawkins v. Clayton
(1988) 164 C.L.R. 539, at p. 576]. Gibbs C.J.
observed in Sutherland Shire Council v. Heyman
[(1985) 157 C.L.R. 424, at p. 441]:
‘In deciding whether the necessary
relationship exists, and the scope of the
duty which it creates, it is necessary
for the court to examine closely all the
circumstances that throw light on the
nature of the relationship between the
parties.’
If the facts fall into a category which the
authorities already recognize as attracting a duty
of care, then, as Gibbs C.J. acknowledged [(1985)
157 C.L.R. 424, at p. 441], this process will not
be necessary. But in the present case the facts
do not fall into a category which this Court, at
any rate, has recognized as attracting a duty of
care.”
I have not found any decision which directly determines
whether the relationship between the appellant and the
respondent possessed the requisite degree of proximity to
-- 42 of 53 --
43
give rise to a duty, on the part of the respondent, to take
care to avoid the appellant suffering an asbestos dust
induced illness. Broad analogies might be found with the
relationship between those who manufacture or distribute
dangerous products on the one hand and those who are injured
in consequence of the other,15 between employers and
employees,16 and with various other cases which are not so
readily categorised.17 Some of these cases also provide
instruction concerning the broadly equivalent inquiry
concerning foreseeability which arises in the context of
breach, rather than the existence or non-existence, of a
duty of care: see, for example, Wyong Shire Council v. Shirt
and Thompson at pp. 488 and 490. In these circumstances, I
understand the Court to be required to determine whether
there is a relationship of proximity by reference to the
factual components and any applicable policy considerations.
15 See, for example, Scanlon v. American Cigarette Company
(Overseas) Pty Ltd [No. 2] [1987] V.R. 281; Thompson v. Johnson
& Johnson Pty Ltd [1991] 2 V.R. 449
16 See, for example, McLean v. Tedman (1984) 155 C.L.R. 306;
Seltsam Ltd. v. Minahan; Manufacturers Mutual Insurance Ltd.
v. Minahan (N.S.W. Court of Appeal, 40394 and 40380 of 1993,
unreported, 20 March 1996).
17 For example, H. v. The Royal Alexandra Hospital for Children
[1990] Aust. Torts Reports 67,503.
-- 43 of 53 --
44
In my opinion, policy considerations favour the appellant;
the respondent was in control of the situation vis-a-vis the
appellant, the wife of an employee - a factor which will
often be present when one person is injured by another’s
dangerous activities - and it is socially desirable that the
financial detriment of such activities shift from the
injured dependent person to the person undertaking and in
control of the dangerous activities, especially when the
latter is well-positioned and has adequate resources, to
insure against liability for damage occasioned by its
dangerous operation.
More importantly, in my opinion, the respondent ought to
have known, at the latest by the end of 1962, that there was
a risk that amongst the unidentified and unknown possible
toxic effects of asbestos dust was injury or illness to
those, such as wives, who were exposed to it by its
introduction into their homes and lives by their husbands
bringing it with them from their place of employment.
Further, because of the known toxicity of asbestos dust, the
known uncertainty with respect to its effects, and the
knowledge that injury or illness might not emerge for many
years, that risk could not be dismissed as “remote”,
“slight”, “far-fetched”, or “fanciful” or otherwise ignored
so as to absolve the respondent of any duty of care towards
the wives of its employees. Contrary to the opinion of the
trial judge, I do not consider that it was open to the
-- 44 of 53 --
45
respondent to assume that the “low level” exposure to
asbestos dust experienced by persons such as the appellant
was safe until a “link ... with malignant mesothelioma had
been made”. The “alarm bells” should have rung for the
respondent, as they did for Dr Ferguson, prior to the end of
1962, whereupon, even if it considered risk of injury or
illness improbable, I think that it became incumbent upon
the respondent to respond by introducing the inexpensive and
convenient systems which would have protected its workers’
wives and warned those women to avoid exposure to asbestos
dust even in small quantities.
The trial judge rejected an argument by the respondent that,
if harm to the appellant was foreseeable, the illness which
she suffered was of a different “class kind or character”.
I agree with her Honour’s reasoned rejection of that
argument, and consider it unnecessary to elaborate.
-- 45 of 53 --
Accordingly, I would allow the appeal with costs to be
taxed, enter judgment for the appellant for $94,916.10,
and order the respondent to pay the appellant’s taxed
costs of and incidental to the trial, including reserved
costs, if any.
-- 46 of 53 --
2
IN THE COURT OF APPEAL
SUPREME COURT OF QUEENSLAND
Appeal. No. 282 of 1995
Brisbane
Before Fitzgerald P.
McPherson J.A.
Helman J.
[Bale v. Seltsam Pty. Ltd.]
BETWEEN
JOYCE BARBARA BALE
(Plaintiff) Appellant
AND
SELTSAM PTY. LTD.
(Defendant) Respondent
REASONS FOR JUDGMENT - McPHERSON J.A.
Judgment delivered the 23rd day of August 1996
For the reasons given by Helman J., I agree that the appeal should be
dismissed.
At the time when Mrs Bale was exposed to the asbestos dust carried home on
her husband's clothes and his person, the state of medical and general knowledge in
the community was such that the defendant could not reasonably have foreseen that
she might contract the disease. There was consequently no reason for the defendant
to have taken precautions against the possibility that she might suffer injury from that
source.
The appeal must be dismissed with costs.
-- 47 of 53 --
3
IN THE COURT OF APPEAL
SUPREME COURT OF QUEENSLAND
Appeal no. 282 of 1995
Brisbane
Before Fitzgerald P.
McPherson J.A.
Helman J.
BETWEEN:
JOYCE BARBARA BALE
(Plaintiff) Appellant
AND:
SELTSAM PTY LTD
(Defendant) Respondent
REASONS FOR JUDGMENT - HELMAN J.
Judgment delivered 23 August 1996
Mrs Bale has appealed against the dismissal, on 14 December 1995, of her action for damages
for negligence against the respondent, her husband's former employer. Mr Bale was employed
by the respondent, previously called Wunderlich Limited, from 1 June 1962 to 30 August 1965
at its asbestos works at Gaythorne, Brisbane. In February 1995 the appellant was found to have
malignant pleural mesothelioma and in consequence a very short life expectancy. Her case
against the respondent was that asbestos dust brought home from the asbestos works by Mr Bale
on his clothes and in the utility truck in which he went to and from work and then breathed in by
her caused her illness, that the respondent owed her a duty of care, and that the respondent failed
in its duty.
At the beginning of the trial the parties told the learned trial judge that they had agreed
on the quantum of the appellant's damages at $94,916.10, leaving her Honour to decide whether
the respondent was liable to the appellant.
-- 48 of 53 --
4
The appellant and Mr Bale were married in 1957 and have lived together ever since.
Mr Bale has had other jobs before and after he worked for the respondent but none in which he
was exposed to asbestos dust. The appellant's only exposure to asbestos dust - apart from an
insignificant incident over twenty years ago when she helped her husband cut and nail fibro
sheeting when renovating their house - was in the period when Mr Bale worked at the asbestos
works. Her Honour was satisfied that the dust breathed in by the appellant when Mr Bale came
home from work with dust on his clothes and body, when she shook out and laundered his work
clothes, and when she cleaned and travelled in his truck caused her illness. No issue was taken
before us about that finding.
The central matter in issue on the appeal was her Honour's finding that, at the time when
Mr Bale was employed by the respondent, it was not reasonably foreseeable that a person in the
position of the appellant would sustain personal injury of any kind as a consequence of being
exposed to asbestos dust to the extent that she was.
There was much evidence about the knowledge scientists had gained in this century
about the damage that the breathing of asbestos dust can do to the human body. Knowledge on
this subject increased greatly as time went on. At first scientific interest concentrated,
understandably, on the effect on those most exposed to the dust: the workers in the asbestos
industry. Gradually, however, it began to be understood that other people, who were not
exposed to such large quantities of the dust as workers were, could also be affected. The
evolution of scientific interest in and investigation of the effect of asbestos dust was then not unlike
the evolution of concern about tobacco smoking from the effect on smokers to the effect on those
who inhale the smoke exhaled by others.
Having considered the evidence as to the progress of scientific knowledge about the
effect of breathing asbestos dust, her Honour found that until publication towards the middle of
1965 of a paper by Muriel L. Newhouse and Hilda Thompson entitled "Mesothelioma of Pleura
-- 49 of 53 --
5
and Peritoneum Following Exposure to Asbestos in the London Area" in the British Journal of
Industrial Medicine (22,261) "there was no published material which identified dosages as low
as that inhaled by Mrs Bale with the contraction of harmful disease".
The authors of the paper, which was received by the journal for publication on 11
February 1965, were attached to the Department of Occupational Health and Applied
Physiology in the London School of Hygiene and Tropical Medicine. A series of eighty-three
patients from the London Hospital with a diagnosis of mesothelioma confirmed by necropsy or
biopsy had been studied for possible exposure to asbestos. There were forty-one men and forty-
two women. Twenty-seven of the patients had peritoneal and fifty-six pleural tumours. The
earliest death recorded was in 1917, but only ten of the series died before 1950, and forty (forty-
eight per cent.) between 1960 and 1964. The study revealed that nine of the patients were
people whose relatives worked with asbestos. The authors recorded what they found in those
cases of domestic exposure as follows:
Domestic Exposures.—The group of nine, seven women and two men,
whose relatives worked with asbestos, are of particular interest. The most
usual history was that of the wife who washed her husband's dungarees or
work clothes. In one instance a relative said that the husband, a docker,
came home `white with asbestos' every evening for three or four years and his
wife brushed him down. The two men in this group, when boys of 8 or 9
years old, had sisters who were working at an asbestos factory. One of these
girls worked as a spinner from 1925 to 1936. In 1946 she died of
asbestosis. The press report of the inquest states: `She used to return home
from work with dust on her clothes'. Her brother had apparently no other
exposure to asbestos; he started work as a shop assistant, then became a
sawyer of iron girders until 1948 when he worked as a loader of groceries in
the docks for five years (but never on dusty cargoes) and then returned to
sawing iron girders. He died in 1956 of a pleural mesothelioma. (p.264)
The authors concluded:
There seems little doubt that the risk of mesothelioma may arise from both
occupational and domestic exposures to asbestos. Wagner and other (1960)
described patients with no exposure other than living as a child in the vicinity
of the asbestos mines. A high incidence of asbestos plaques of the pleura has
been found in the population living near an anthophyllite mine in Finland
-- 50 of 53 --
6
(Kiviluoto, 1960). More evidence is required of an increased risk to the
population living in the neighbourhood of asbestos factories or other areas,
such as dockyards, where asbestos is used in quantity. (p.266)
A number of experts gave evidence before her Honour. Two of them were of
particular importance: Dr Emanuel Rathus, who was the Queensland Director of Industrial
Medicine from 1957 to 1982, who was called by the appellant, and Professor Emeritus David
Ferguson, consultant occupational physician, who was called by the respondent.
Dr Rathus, who before coming to Queensland in 1952 had been a specialist in chest
diseases in South Africa, first visited the respondent's works in May 1957, and after that at least
once a year when he was Director of Industrial Medicine, probably twice a year in the early
years. In the same years he visited other Queensland asbestos works with the same frequency.
Her Honour found that Dr Rathus had been and continued to be an enthusiastic and
vigorous proponent for occupational health and safety, that asbestos and lead were his chief
concerns in his early years in Queensland, that he had made recommendations concerning
improvement in practices at asbestos works in Queensland, and that he had from time to time
expressed satisfaction with the way in which his recommendations had been implemented. Her
Honour recorded that Dr Rathus would bring visiting health experts and medical students to the
respondent's works in Brisbane to show them how an efficient modern factory could handle such
a dangerous substance with safety. He read widely and kept up with the progress of scientific
knowledge in his field. Her Honour thought it "unlikely that he made the link between exposure to
low levels of asbestos dust and the contraction of some kind of disease be it mesothelioma or
anything else until after the circulation of the Newhouse and Thompson article towards the end of
1965" and did not bring those problems to the attention of Mr Warner Johanssen, a works
manager employed by the respondent, until about June 1967.
Dr Ferguson had been closely concerned with thoracic medicine and occupational
health for many years. From 1961 to 1965 he was Senior Medical Officer in the Occupational
-- 51 of 53 --
7
Health Section of the School of Public Health and Tropical Medicine in the University of Sydney.
His evidence was that it was not until the publication of the Newhouse and Thompson paper that
research and academic workers in the field became strongly conscious of the risk of
mesothelioma from exposure to relatively small doses of asbestos and that the data in that paper
took several years to reach medical practitioners in the field.
Her Honour thought it "of significance" that neither Dr Rathus nor Dr Ferguson, who
had read the scientific literature, "made the links sufficient to foresee the risk of harm from such
low dose exposure [as that inhaled by the appellant]".
Had Mrs Bale been successful in establishing that physical injury to a class of persons
of which she was one might reasonably have been foreseen as a possible consequence of the
respondent's acts or omissions, there could be little doubt that the requirement of proximity as it
has been explained in a number of decisions of the High Court would have been satisfied: see
e.g. Jaensch v. Coffey (1984) 155 C.L.R. 549, at pp. 584-585; Gala v. Preston (1991) 172
C.L.R. 243, at p.253; and Nagle v. Rottnest Island Authority (1993) 177 C.L.R. 423, at
p.430. But her Honour concluded on the evidence before her - and in my view correctly - that at
the relevant time that consequence was, having regard to the state of scientific knowledge on the
subject, not reasonably foreseeable. It was not far off being so because the connexion was on
the point of being revealed to the scientific world by Newhouse and Thompson, and through it to
the industry and public health officials. It was regrettably too late for the appellant's well-being
and too late for her to succeed on the issue in her action. It is true there had been suggestions in
the scientific papers about the connexion - most importantly in a paper by J.C. Wagner, C.A.
Sleggs, and P. Marchand, "Diffuse Pleural Mesothelioma and Asbestos Exposure in the North
Western Cape Province" (1960) in the British Journal of Industrial Medicine 17,260 - and
there had been hints in letters to a learned journal - those of Dr W.J. Smither, Chairman of the
Asbestos Research Council, J.C. Gilson, and J.C. Wagner in the British Medical Journal of 3
-- 52 of 53 --
8
November 1962 (p.1194), and W.T.E. McCaughley, O.L. Wade, and P.C. Elmes in the same
journal of 24 November 1962 (p.1397) - but not enough to establish a proper foundation for the
appellant's case.
Her Honour's decision on the appellant's claim was based, as I have related, on her
assessment of the appellant's exposure to asbestos dust as low. Mr Stenson argued for the
appellant that her Honour erred in making that finding. I see no merit in that submission. The
distinction between the prolonged and intense exposure of workers in asbestos works and the
brief and less intense exposure of family members of workers is necessarily imprecise in the
absence of measurement, but nonetheless valid and supported by the weight of evidence.
I therefore think that no error has been shown in her Honour's decision and that the
appeal should be dismissed with costs.
-- 53 of 53 --
Official source: https://www.sclqld.org.au/caselaw/QCA/1996/288