Clayton v Fischer [1993] QCA 323
IN THE COURT OF APPEAL [1993] QCA 323
SUPREME COURT OF QUEENSLAND
Appeal No. 31 of 1993
Brisbane
[Clayton v. Fischer]
BETWEEN:
D'ARCY PHILLIP CLAYTON
(Plaintiff) Respondent
- and -
GWENDOLYNE FISCHER
(Defendant) Appellant
The President
Mr Justice Pincus
Mr Justice Demack
Judgment delivered 06/09/93
Joint reasons for judgment by the President and Demack J..
Pincus JA. dissenting.
APPEAL ALLOWED WITH COSTS TO BE TAXED. JUDGMENT IN FAVOUR
OF THE RESPONDENT IS SET ASIDE. A NEW TRIAL LIMITED TO THE
ISSUE OF DAMAGES IS ORDERED. THE COSTS OF THE FIRST TRIAL
ARE RESERVED TO THE TRIAL JUDGE.
CATCHWORDS: DAMAGES - Causation - Conflict between
evidence of experts cross-examined at trial
and reports of experts not called - Whether
court could choose between conflicting
testimony.
Counsel: Mr. R.D. Pack for the appellant
Mr. R. Myers for the respondent
Solicitors: Messrs. McInnes and Wilson as town agents for
Messrs. Roberts, Leu and North for the
appellant
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Messrs. Thompson, King, Connolly as town
agents for Connolly Suthers for the
respondent
Hearing Date: 08/06/93
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IN THE COURT OF APPEAL
SUPREME COURT OF QUEENSLAND
Appeal No. 31 of 1993
Before The President
Mr Justice Pincus
Mr Justice Demack
[Clayton v. Fischer]
BETWEEN:
D'ARCY PHILLIP CLAYTON
(Plaintiff) Respondent
- and -
GWENDOLYNE FISCHER
(Defendant) Appellant
REASONS FOR JUDGMENT - THE PRESIDENT AND DEMACK J.
Judgment delivered 06/09/93
This is an appeal against a judgment given in the Trial
Division on 10 February 1993 awarding the respondent damages
of $168,731.95. Liability was admitted at trial and the
appeal is concerned only with the quantum of the damages
awarded.
Mr. Clayton, the respondent, was born on 11 January
1942. In 1964, he was hit in the small of the back by a
bag of cement, causing injury to his lower back. Mr. Clayton
gave evidence that he obtained complete relief from this
back injury after two visits to a chiropractor. However,
according to a report dated 23 October 1986, he told Dr.
Watson, a specialist in rehabilitation medicine, that he
suffered intermittent pain as a result of this incident but
obtained relief every few years from another doctor.
In 1969, Mr. Clayton started a business of custom-
making picture frames, which was his primary source of
income until he stopped in 1987. He was also a keen and
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proficient archer and earned some income teaching archery
and selling archery equipment.
On 11 August 1977, Mr. Clayton was admitted to the
Princess Alexandra Hospital in Brisbane because of anterior
chest pain. He was discharged on 17 August 1977. Dr. R. A.
Douglas, a physician, examined the hospital records and, in
his report of 15 January 1990, stated that there was no
evidence that the pain was of cardiac origin. It was written
up in the hospital records as "chest pain ? cause".
On 15 June 1981, Mr. Clayton saw Dr. Watson in relation
to an accident that had occurred about two weeks prior. He
had slipped on stairs, jarring his spine, and complained of
pain in the low back, hips, groin and buttocks. Although he
had improved by the time he saw Dr. Watson, examination
showed diffuse lower lumber spinal tenderness and some
restriction of extension.
According to the report of Dr. R. A. Douglas to which
reference has been made, on 26 March 1983 Mr. Clayton was:
"...admitted (to Townsville General Hospital) for chest
pain which was thought to have been due to unstable
angina. However, his ECG was normal and cardiac enzymes
were normal and a maximum stress ECG was normal..."
On 16 June 1983, four days before the accident for
which he has been awarded damages in the present proceeding,
Mr. Clayton saw Dr. Watson in relation to a trip some days
before along rough back roads from Greenvale to Townsville.
According to Dr. Watson's later report of 23 October 1986,
Mr. Clayton had repeatedly jarred his spine, causing severe
right neck and hemicranial pain. However, at trial, Mr.
Clayton could not specifically recall having pain in the
neck or back after that trip. In his report of 23 October
1986, Dr. Watson stated:
"Examination at the time showed atlanto axial stiffness
and tenderness over the right greater occipital nerve
hiatus. He was treated by soft foam rubber collar
immobilisation, heat, analgesia and injection of
steroid into the tender hiatus."
On the day of the accident, 20 June 1983, but before it
occurred, Dr. Watson saw Mr. Clayton again and noted that he
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"had shown progressive improvement with no need for
analgesia for the last day."
After Mr. Clayton consulted Dr. Watson, a car driven by
the appellant, his de facto spouse, in which Mr. Clayton was
a passenger, crashed into the rear of another motor vehicle.
Mr. Clayton gave evidence that the appellant was driving
quite slowly, at about 30 to 40 km/h, but did not brake
before the vehicles crashed. He said that he wore a seat
belt but was thrown sideways, hitting his head on the post
between the doors and thrusting his neck forwards. However,
he admitted that he only vaguely recollected the accident.
He later told Mrs. Coles, an occupational therapist, that
after the accident he "stumbled home and collapsed into a
chair and had difficulty getting up again". He then went to
the Townsville General Hospital, although he cannot remember
doing so, where an examination showed that he "sustained
injury to the neck, shoulder, knee and foot. On examination
there was minimal tenderness over the above areas."
On 8 July 1983, two to three weeks after he was
injured, Mr. Clayton saw Dr. Watson for the first time after
the accident in question. He complained of general neck pain
and headaches aggravated by neck movement. He did not
complain of low back pain to Dr. Watson until July 1984,
even though, in Mr. Clayton's evidence, he recalled that
"shortly after the accident...(he had) severe neck and back
pain so that (he) was almost rigid". Dr. Watson said at the
trial that he "manipulated his lumbar spine on the first
occasion he saw him after the accident". In his report of 23
October 1986, Dr. Watson said :
"He stated that after he had left the surgery on
20/06/83 as a passenger he was involved in a motor
vehicle accident which caused an increase in his pre-
existing symptoms and a dazing but not loss of
consciousness. He was treated by cervical and dorsal
manipulation and since then has had reducing frequent
but regular such manipulation due to ongoing symptoms."
Between the material accident and July 1984, Dr. Watson
estimated that he saw Mr. Clayton nine or ten times. From
July 1983 to April 1984, Dr. Watson certified Mr. Clayton
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for, and he received, sickness benefits from the Department
of Social Security. It is not obvious why these benefits
stopped when they did. According to Dr. Watson, Mr.
Clayton's condition deteriorated around mid-1984 and he was
"functionally crippled" for 18 months after the accident.
On 23 October 1984, Dr. Watson performed cervical
manipulation on Mr. Clayton under anaesthetic and, on 13
November 1984, observed considerable improvement. Mr.
Clayton also thought he improved in 1984, but continued to
go to Dr. Watson. He saw Dr. Watson about 70 times between
the accident and trial.
In his report of 23 October 1986, Dr. Watson stated
that Mr. Clayton:
"...has been working at his Art and Archery business
for now some two years but finds he still has
consistent problems compared with the intermittent ones
pre-accident in that at least prolonged sitting for
half to one hour inevitably causes neck pain, low back
pain and bilateral leg pain of non sciatic type,
particularly presenting as burning pain in the
feet...".
On 19 December 1986, X-rays of Mr. Clayton's spine were
taken. They revealed that he had a degenerative spine
condition. According to another report of Dr. Watson dated
17 February 1987, the X-rays showed:
"...in the cervical spine minimal degenerative changes
at the antero-inferior margin of C6 and minor
degenerative changes at the lower lateral
articulations. In the lumbo sacral spine moderate
degenerative changes were present throughout this area
without significant disc space narrowing. There was no
instability demonstrable but movement between the lower
lumbar bodies (L3 to S1) was almost negligible. There
was a very large traction spur on the inferior aspect
of L3."
In February 1987, Mr. Clayton saw Dr. Watson in
relation to two falls that month. According to Mr. Clayton,
the first fall occurred when his left leg gave way. He
complained to Dr. Watson of low back pain; he could not bend
and he limped badly. Two weeks later (six weeks according
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to Mr. Clayton), he fell again and had back pain that lasted
about 2 hours. Mr. Clayton's evidence was that, generally,
"falling seemed to be caused by the pain before (he) fell
rather than after (he) fell".
In March 1987, Dr. Watson gave Mr. Clayton a cordal-
steriod injection for "very significant" lumbo-sciatic pain.
On 10 March 1987, Mr. Clayton again began to receive
sickness benefits from the Department of Social Security and
continued to do so until September 1992.
Because he was "unable to determine any neurological
cause" for Mr. Clayton's problems, Dr. Watson referred him
to Dr. Jayasinghe, a neurologist. In his report dated 16
April 1987, Dr. Jayasinghe noted that he was informed by Mr.
Clayton that, after his first fall in February that year, he
noticed a "stabbing pain in the back" which lasted 48 hours.
Dr. Jayasinghe expressed the opinion that the falls were
"functional in nature". Mr. Clayton also complained of
memory loss, which Dr. Jayasinghe thought also functional.
The results of an E.E.G. test in April 1987 were normal.
On 13 April 1987, Dr. Gavin Douglas, an orthopaedic
surgeon, examined Mr. Clayton. In his report of 16 April
1987, Dr. Douglas noted that Mr. Clayton sat comfortably,
moved freely, that there was no lumbar tenderness and that
back flexion and leg raising were full but that Mr. Clayton
complained of pain at the extreme of the movement. Dr.
Douglas also noted slight restriction on rotation and
extension of his neck associated with neck pain on the left
side.
On or about 1 June 1987, Dr. Keary, a physician
rheumatologist, saw Mr. Clayton. He diagnosed him as having
degenerative arthritis.
Sometime in 1987, Mr. Clayton ceased to make picture
frames. He said that it became too painful to continue
because it involved leaning over a bench, operating a
guillotine with one foot, clamping with the hands and feet,
and cutting glass for frames. He said that, in the past, he
had hired people to do some of the work, but it was not
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practicable to pay people with the appropriate skills.
However, Mr. Clayton continued to earn money from the
sale of archery equipment and teaching archery, but filed no
tax returns after 1988. At the time of trial, he earned an
estimated $60.00 per week from the sale of archery
equipment.
On 23 March 1988, Dr. Watson saw Mr. Clayton after he
fell when a car "clipped" him. According to Dr. Watson, Mr.
Clayton complained of pain in the left hip and lower back,
and could walk but not bend or twist his left leg. However,
according to Mr. Clayton, he did not suffer any injuries, in
particular he did not believe he sustained any back injuries
in this accident. Mr. Clayton had complained of pain in the
left hip two months prior to the accident, but Dr. Watson
said that his lower back pain became only temporarily more
constant after the 1988 accident.
On or before 18 April 1988, Mrs Drew, a clinical
psychologist, assessed Mr. Clayton's personality, memory and
concentration. According to tests she administered, Mr.
Clayton's concentration was adequate and his memory above
average. She did not think that his intellectual ability
prevented him from continuing with his education and
training.
By the time Dr. Watson made a further report on 28
November 1989, Mr. Clayton could only pull a 30lb bow,
whereas he could previously pull a 60lb bow.
On 19 March, 14 May, and 28 May 1990, Dr. Green, a
psychiatrist, saw Mr. Clayton. Although Mr. Clayton
complained to him of impaired memory and concentration, Dr.
Green did not think that there was significant impairment.
In a report dated 31 May, 1990, Dr. Green diagnosed him as
having a psychogenic pain disorder with poor prognosis.
About 1991, it became too painful for Mr. Clayton to
engage in sexual intercourse with his wife and marital
problems became apparent.
On 2 April 1992, Dr. Green again saw Mr. Clayton and
diagnosed him as also having a conversion disorder, in which
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he involuntarily simulated physical illness to satisfy
strong dependency needs.
On 5 April 1992, Dr. Gavin Douglas saw Mr. Clayton
again. Mr. Clayton complained that, since seeing him in
1987, he had increased pain in the back, right buttock and
leg when walking, bending or squatting, and had developed
pain and stiffness in his right shoulder and fingers. Dr.
Douglas noted a 50% restriction of all ranges of neck
movement.
On 8 April 1992, X-rays of Mr. Clayton's spine and hip
were taken. Since Dr. Gavin Douglas had examined him in
1987, Mr. Clayton had developed degenerative disc narrowing
in the upper cervical spine, now had a "moderately severe"
degenerative disease of the lumbar spine, and had developed
degenerative arthritis of the right hip. Dr. Douglas
expressed the view that Mr. Clayton's increased pain
associated with walking, increased back discomfort,
increased neck pain and stiffness, greater restriction of
neck movement, pain in the right and left shoulders, and
pain in the right hip were caused by a degenerative
condition and bore no relation to the accident in 1983.
The trial judge summarised Mr. Clayton's complaints at
the time of trial as follows:
"(a) pain in the lower back which is said to be
constant but of variable intensity and which is
aggravated by various activity;
(b) constant and severe pain in the hips which
radiates into the groin;
(c) pain in the legs, knees, ankles and feet which is
said to be worse than in the left and is aggravated by
movement or by walking any distance or standing for any
length of time ;
(d) pain in the upper back which is not constant like
the other pain but is often more severe;
(e) pain in the neck which is said to be constant with
tenderness to the touch;
(f) severe headaches which are described as being in
the nature of a pressure type pain;
(g) pain in the arms which is intermittent.
In addition, he complains of other problems such as
confusion, impairment of memory, lack of co-ordination,
a sensation of burning skin on the top of the head,
loss of concentration and a tendency to readily become
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upset and angry."
His Honour's critical findings were as follows:
"I accept that the plaintiff has the problems of which
he presently complains and I accept that they are by
and large the result of the trauma sustained in this
incident with the causes being both organic and
functional. I am however satisfied that the plaintiff
had the pre-disposition referred to and also that he
suffered from some pre-existing although not great
problems of the upper and lower spine. I am also
satisfied that not all of the plaintiff's present
problems can be ascribed to the accident and I make
appropriate discounts in my assessment of damages under
the various heads for these factors."
Earlier, his Honour had said:
"The evidence establishes that he had at least two
further incidents in which he may have sustained some
aggravation of some of these problems and I take this
into account in the assessment of damages."
The central issue is whether the findings favourable to
Mr. Clayton were properly made. The resolution of this
issue is extremely difficult because the relationship
between Mr Clayton's disabilities and the injuries which he
suffered in the accident negligently caused by the appellant
is complicated by a number of overlapping factors: (i)
earlier accidents; (ii) later accidents; (iii) psychogenic
or functional disorders; and (iv) degeneration of the spine.
At trial, a number of medical reports were tendered by
counsel for the respondent without objection. Of the
authors of these reports, only Dr. Watson, Dr. Green and Mrs
Coles gave evidence and were cross-examined. In the
circumstances of this case, that course was totally
unsatisfactory and made it even more difficult to separate
the effect of the material accident from other matters which
might bear upon Mr. Clayton's condition, especially because
the opinions which were expressed did not adequately isolate
and discuss the consequences of the various factors to
which reference has been made.
A sufficient understanding of the problems which exist
can be gained by reference to some of the views stated. A
further treatment of the evidence appears in the judgment of
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Pincus JA. and need not be repeated here.
Dr. Watson expressed the opinion that the material
accident was a cause of Mr. Clayton's condition and that the
accidents in 1987 and 1988 only temporarily exacerbated that
condition. He gave inconsistent reports concerning the
extent of Mr. Clayton's pre-existing problems. In his
report of 23 October 1986, he said:
"(Mr. Clayton) stated that after he had left the
surgery on 20/06/83 as a passenger he was involved in a
motor vehicle accident which caused an increase in his
pre-existing symptoms and a dazing but not loss of
consciousness."
In his report of 17 February 1987, he said:
"Before the 1983 accident your client had only
intermittent troubles and was totally asymptomatic for
a period preceding that accident. There is nothing to
suggest that he would have deteriorated to his current
level of incapacity without trauma of the magnitude as
described in that accident, and it is likely he would
have continued purely with intermittent remediable
symptoms."
In his report of 17 March 1992, he said:
"(h)e undoubtedly had intermittent significant spinal
symptoms prior to the accident in question... ".
In his report of 17 February 1987, Dr. Watson also
referred to Mr.
Clayton's spinal
degeneration but
gave no opinion
as to the extent
to which that
degeneration was
caused by the
material
accident. In his
report of 17
March 1992, Dr.
Watson referred
to 'significant
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spinal symptoms
prior to the
accident" but
said that "...
there was nothing
to suggest that
he would have
deteriorated to
his current level
of incapacity
without acute
trauma of the
accident ... ."
In that report, Dr. Watson also expressed agreement
with Dr. Green's assessment of Mr. Clayton's "emotional
status and personality factors" and said that he had "no
doubt that they contribute very significantly to his
invalidity ... ".
Dr. Gavin Douglas' reports were tendered without him
being called as a witness. While Dr. Douglas considered
that the accident had contributed to Mr. Clayton's condition
in early 1987, it was his view that further deterioration
after that time was not caused by the accident. So much
appears from his reports of 16 April 1987 and 15 April 1992.
In a subsequent report dated 29 May 1992, Dr. Douglas said:
"this man's low back pain has an organic cause, namely
degeneration of the lumbar spine and ... was aggravated
by the accident and I also believe that psychological
causes are contributing significantly to the severity
of the pain."
Dr Keary, a physician rheumatoligist, said in his report of
1 June 1987:
"... I believe that this man has degenerative type
arthritis, the extent of which this was accelerated or
precipitated by trauma is, as always, difficult to say.
Darcy is a very tense and anxious man and this
contributes to his troubles and I believe that he has a
deep seated personality disorder which also makes life
difficult for him. I have little doubt that functional
factors play a big role in his problems. ...
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My overall impression therefore is that he has
osteoarthritis, he is flat footed and his symptoms are
worsened by functional factors."
For the most part, Dr. Gavin Douglas's views were not
put to Dr. Watson when he gave his evidence.
In a report dated 18 April 1988, Mrs. Drew, a
psychologist, said that a personality assessment test of Mr.
Clayton, showed "a slight tendency towards neurotic traits -
scores were elevated on the hysteria, depression, paranoid
and hypochondriasis scales." She also thought it "possible
that his preoccupation with his health and tendency to
convert emotional stress into bodily phenomena may explain
some of his symptoms."
Mrs. Coles, an occupational therapist, assessed Mr.
Clayton on 3 October 1992. She gave evidence at the trial.
In her detailed report, dated 14 December 1992, she said
that the respondent was depressed and had low self esteem
because of the effect of the accident in question on his
lifestyle.
It is impossible to reconcile the diverse views which
were expressed. The trial judge sought to do so by reliance
upon Dr. Green. However, Dr. Green's evidence, including
his opinion that the material accident was "pre-eminent in
the current situation" did not provide a sound basis for his
Honour's conclusion that Mr. Clayton's complaints were "by
and large the result of the trauma sustained" in that
accident. We have read, and agree with, what Pincus JA has
said on this topic.
It follows from what has been said that the judgment
appealed from cannot be supported by reference to the trial
judge's reasons. It is less apparent what course should now
be adopted.
On the one hand, it is correct to say that there is
evidence upon which the judgment could be supported.
However, that outcome could only reached by a preference for
some evidence and a rejection of other evidence, notably the
evidence of Dr. Gavin Douglas, who is expert in the relevant
field and was not cross-examined. There is no sufficient
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justification for that course, especially since his evidence
was tendered by the respondent.
Conversely, it is not appropriate, in our opinion, to
form a lay view of the apparently minor seriousness of Mr.
Clayton's injuries in the material accident and to prefer
the medical evidence which is most consistent with that
view, rejecting contrary evidence such as that from Dr.
Watson. There is no satisfactory basis upon which this
Court can choose between the conflicting testimony of
witnesses, some of whom were, and others of whom were not,
cross-examined at the trial.
Regrettable as it is, we can see no alternative to a
new trial. Liability is not in issue and the trial will be
restricted to damages. Presumably, this time the parties
will not again create an impasse by the methods which they
adopt but will present the court with evidence in a manner
which permits satisfactory findings to be made.
The appeal is allowed, with costs to be taxed, and the
judgment in favour of the respondent set aside. There must
be a new trial limited to the issue of damages. The costs
of the first trial are reserved to the trial judge.
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IN THE COURT OF APPEAL
SUPREME COURT OF QUEENSLAND Appeal No. 31 of 1993.
Brisbane
Before The President
Pincus J.A.
Demack J.
[Clayton v. Fischer]
BETWEEN
D'ARCY PHILLIP CLAYTON
Plaintiff/Respondent
AND
GWENDOLYNE FISCHER Defendant/Appellant
REASONS FOR JUDGMENT - PINCUS J.A.
Delivered 6 September 1993
This is an appeal against an assessment of damages in a
personal injury case. The respondent suffered what appears
to have been a minor injury ten years ago and now complains
of a variety of symptoms, practically from head to toe.
The learned primary judge took the view that these are
largely due to the injury in 1983 and Mr Pack, counsel for
the appellant, challenges that finding.
A number of specialists saw the respondent and, with
the exception of Dr R R D Watson, did not until recent years
find much wrong with him, despite the range of his
complaints. It is my respectful opinion that the judge was
wrong in his conclusion that the plaintiff's complaints are
"by and large the result of the trauma sustained" in the
1983 accident. To some extent the judge's conclusion may
have been influenced by his Honour's expressed view that the
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case was one in which it was for the defendant to isolate,
from the various causes of the respondent's condition,
causes other than the 1983 accident. As will appear, I am
in respectful disagreement with that view and think that no
onus, evidentiary or otherwise, fell on the defendant.
The way the medical evidence came before the judge was
that the respondent's counsel tendered reports of 6 medical
practitioners, but called only two of the doctors, namely
Drs. Watson and Green. Since the respondent's basic
problems were supposed to be orthopaedic, the most important
opinion was that of the orthopaedic surgeon Mr Gavin
Douglas, who was not called, but whose final view of the
matter appears to be somewhat at variance with the judge's
conclusion. A question arises as to how an appellate court
should proceed in this situation - i.e. where a judge's
factual conclusion is based on an analysis of some oral
evidence and some which is merely placed before him in the
form of reports. It appears to me that the fact that the
judge heard only two of the six doctors whose opinions were
before him assists the appellant; although according to the
orthodox theory the judge had an advantage over this Court
in seeing and hearing two of the medical witnesses, he had
no advantage with respect to the rest of them and in
particular Mr Gavin Douglas.
What Happened to the Respondent in the Accident?
In determining the consequences of an accident the
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initial task must be, for Court as well as examining doctor,
to find out what happened in the accident. There can be no
doubt that the onus was on the plaintiff, now respondent, to
establish that. He has given varying accounts of the matter
and recently has tended to say that he does not remember
much about it. The only version of what occurred which does
not depend entirely upon the accuracy of the respondent's
recollection is contained in a report from Dr Jaumees of the
Townsville Hospital reading, in whole, as follows :
"Seen in Casualty 20.6.83 following involvement in
a motor vehicle accident. He sustained injury to
the neck, shoulder, knee and foot.
On examination there was minimal tenderness over the
above areas.
X-ray of the right foot showed no obvious fracture, he
was discharged.
Not seen with this problem since that time."
The "minimal tenderness" mentioned by Dr Jaumees refers, I
take it, to the patient's response when the areas of which
he made complaint were handled. What this means I assume is
that in the opinion of the examining doctor the patient did
not appear to suffer any significant pain when the allegedly
injured areas had some degree of pressure applied to them.
There is no suggestion in the report, nor in the
respondent's evidence, that there was any visible injury,
for example by way of bruises or cuts. In short, if the
hospital report is a good guide to what occurred, nothing of
any great consequence did. This is not inconsistent with
the account the respondent gave of the way he came to be
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injured, that a vehicle in which he was a passenger ran at
slow speed into a vehicle in front of it.
What injury does the respondent say he suffered in the
accident? No simple answer can be given. A physician, Dr R
A Douglas, was told by the respondent that he walked home
from the accident, got into a chair and then could not get
up. "He noticed severe pain in the back and felt as though
it had seized up". It is notable that the hospital report
makes no mention of trouble with the back. Complaint of
injury to the back (but no other injury) in the accident was
also made to an occupational therapist, Ms Coles; whereas a
psychologist, Ms Drew, was told there was a "whiplash
injury" and that the respondent had received a "tap on the
head". A psychiatrist, Dr Green, was told by the respondent
that he "might have banged his head on the side wall of the
car" and he "could not lift his left arm very well" and that
when he got home he felt pain "everywhere". Dr Watson, who
saw the respondent about a fortnight after the accident,
apparently recorded him as then complaining of generalised
neck pain and stiffness and headache. There is no mention
of any complaint to Dr Watson of back pain, at that time.
The problem of the inconsistency of the respondent's
account of what happened to him in the accident could be
more closely analysed, but perhaps enough has been said on
that subject. In my respectful opinion there is no sound
ground for holding that there was a severe accident; Dr
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5
Watson said that the respondent suffered "acute trauma", but
that cannot be supported.
Orthopaedic and Neurological Opinion
It clearly appears that if there is any organic
consequence of the accident, it is said to be principally
spinal; the respondent's case was that his spine was
injured in the accident, particularly the lower spine. As I
understand the matter, the spine is thought to be chiefly
the province of neurologists and orthopaedists.
A neurologist was consulted and his examination did not
disclose any neurological trouble. The orthopaedic surgeon,
Mr Douglas, made two substantial reports. In the first
(given four years after the accident), he found nothing
much wrong with the respondent, on examination. It is, I
think, worth quoting a sample of this :
"On examination it was noted that he sat
comfortably and moved around the room freely.
Back flexion was full but he complained of
discomfort on recovering from the flexed position.
He complained of discomfort when removing his
shoes and socks. There was no lumbar
tenderness...Examination of his neck showed slight
restriction of rotation to the right and slight
restriction of extension."
Mr Douglas said in effect that he thought the accident had
increased the degree of incapacity of the respondent, caused
by previous injuries to the spine.
In the second report, dated 1992, Mr Douglas found more
substantial trouble, in particular with the right hip which
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6
proved on x-ray to be affected by "moderately advanced
osteoarthritis". The doctor thought this had nothing to do
with the accident. He said there was probably deterioration
in the lumbar spine since 1987, but this was "not
specifically related to the accident in 1983"; nor was the
respondent's increasing neck disability to be related to
that accident. Lastly, he found a degenerative condition of
the right shoulder and to a lesser extent of the left
shoulder, neither being related to the accident.
In summary, as it appears to me, the doctor says that
since 1987 there have been significant changes in the
condition of the spine and of the right hip, not due to the
accident. It is my opinion that the judge's view that the
respondent's present symptoms are largely due to the
accident is hard to reconcile with the second report of Mr
Douglas.
Psychiatric Problems
It is trite to say that it is difficult to determine
the true cause of widespread symptoms of intense pain in
various parts of the body, not related to objective signs.
As I have pointed out, in recent years the respondent has
developed a degenerative condition in the spine and more
seriously in the right hip; but he was apparently
complaining of very serious ailments well before that. Dr
Watson was convinced that he was "functionally crippled" in
the 18 months after the accident. Dr Watson, who tends to
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attribute everything of which the respondent complains to
the accident, found up to 1986 "very little in the way of
objective abnormality", as did other doctors.
Dr Watson described the respondent in 1987 as having a
"constellation of seeming bazaar (sic) and unrelated
symptoms" apart from severe symptoms referable to the spine,
and bad headaches. The primary judge points out that the
respondent complained of "other problems such as confusion,
impairment of memory, lack of co-ordination, a sensation of
burning skin on the top of his head, loss of concentration
and a tendency to readily become upset and angry". Dr
Green, the psychiatrist, described the respondent in 1990 as
having "psychogenic pain disorder" and in a 1992 report said
there was "a conversion disorder or possibly a factitious
disorder". The expression "factitious disorder" is one in
which the symptoms are "at least to some extent under
voluntary control". When asked at the trial about the
relationship of this to the accident Dr Green made some
observations which should be quoted:
"One attempts to trace a continuity of symptoms
and events from the original injury"
"One has to rely quite often on the attributions
given by the patient, and if the patient
attributes the problem to the original
injury...then it's hard to avoid concluding that
the original injury is pre-eminent in the current
situation".
The logic of this escapes me. I do not know why it should
be thought that because the respondent says his troubles are
due to the 1983 accident, one must assume that to be so.
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For the reasons I have mentioned, it appears that nothing of
any great importance happened in that accident. It is
repetitive to say so, but no-one has suggested that there
was any visible sign of injury; all that happened, it
appears, is that a car in which the respondent was a
passenger, seatbelted, collided quite slowly with the rear
of another car. It is, on the face of it, improbable that
such an event should bring about the disastrous consequence
alleged, of rendering a healthy man unemployable and
subjecting him to unremitting severe pain for ten years.
Another reason for thinking, as I do, that his Honour should
have rejected Dr Green's opinion is that the doctor was not
given a proper history. He gave evidence that the
respondent told him that "he had no significant illnesses or
accidents previously". As appears from Dr Watson's reports,
a week or so before the subject accident the respondent had,
or claimed to have, suffered a substantial neck injury which
resulted in his having a cervical collar prescribed; he was
travelling home from a medical consultation with Dr Watson
relating to that when the subject accident occurred.
(Despite this history, Dr Watson described the respondent as
having been "totally asymptomatic for a period immediately
preceding" the 1983 accident and also described him as
"stoical"; both remarks appear to me to be inaccurate.)
There were also other insults to the spine in his history,
one of which requires special mention; it appears that the
respondent was struck by a car in 1988. This was described
by the psychologist, Ms Drew, as follows :
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9
"Since the assessment he has been involved in
another motor vehicle incident, being knocked down
as he was chasing his stolen car, and says he has
sustained damage to his lower back. He is
receiving medical treatment for this."
It is to be noted that in discussing this incident in Court
the respondent tended to play down its importance. He said
:
"I was clipped by a vehicle but I didn't sustain
any injuries. I had them checked. I didn't even
have a bruise. The vehicle swung past me and just
touched me as it went past."
It is not easy to reconcile this with the account said to
have been given to Ms Drew. The report of the physician, Dr
Douglas, is of interest with respect to Dr Green (the
psychiatrist) having been told that there were no
significant illnesses before the accident. Dr Douglas found
by consulting hospital records that in 1977 the respondent
was admitted to hospital suffering from chest pain, and in
1980 there was a fractured left humerus. On 26 March 1983,
"...he was admitted for chest pain which was
thought to have been due to unstable angina.
However his ECG was normal and cardiac enzymes
were normal and a maximum stress ECG was
normal..."
This event - the respondent's having been admitted to
hospital suffering from apparent symptoms of heart disease
shortly before the accident, there being nothing to show on
objective examination - was a relevant part of the history,
the question being whether the present tendency to complain
of matters unsupported by objective signs is substantially
due to the subject accident. I note that Dr Keary was told,
apparently by the respondent, of a heart attack in 1977,
said to have involved the respondent being in a coronary
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10
care unit for 10 days.
If it is accepted, as I have concluded it should be,
that the initial accident was quite a minor event, then the
likelihood of its truly having had the consequences the
respondent attributes to it is low. One would need more
than the respondent's say so to justify a conclusion in
favour of the respondent on the point.
Low Back Pain
Although it appears from what has been said above that
no complaint of low back pain was recorded at the hospital,
nor by Dr Watson when he saw the respondent a fortnight
later, the subject looms sufficiently large to warrant
further discussion. This is so because low back symptoms
have been dominant; for example, Dr Watson said in his most
recent report :
"His predominant handicap is low back and
bilateral leg pain..."
I understand from the learned primary judge's reasons that
he was prepared to accept that there was low back injury in
the accident. In my opinion that was not established. It
is true that Dr Watson said, as the judge points out, that
there was "dorsal manipulation" on 8 July 1983 and
apparently subsequently, but it is unclear what the reason
for that was. Dr Watson, on consulting his records in
Court, agreed that he had recorded no complaint of low back
pain until July 1984, more than a year after the accident.
When asked about the accident at the trial, the respondent
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agreed that when he went to see Dr Watson after the accident
he was complaining predominantly of neck related pain -
"neck and head pain".
It was for the respondent to prove, if that was the
fact, that his lower back was injured in the accident, and
in my respectful opinion he failed to do so. On his own
case, he had suffered low back injury in 1964 and again in
1981, although the extent and severity of those injuries
were not precisely proved.
Watts v. Rake
The learned primary judge, after referring to the
evidence that a number of factors had played a role in the
respondent's condition remarked :
"The authorities establish that it is for the
defendant in such a case to isolate the other
factors and to demonstrate the extent to which
they operate to produce the current condition.
The same remarks apply in relation to the pre-
existing problems of the plaintiff. I accept that
the plaintiff has the problems of which he
presently complains and I accept that they are by
and large the result of the trauma sustained in
this incident with the causes being both organic
and functional."
It is the finding in the second part of the sentence last
quoted which is the principal issue in this appeal - namely,
that the present complaints are by and large the result of
the 1983 accident. The judge went on to say in effect that
he would discount his assessment for the operation of
factors other than the accident.
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It was suggested by Mr Pack that the judge's view of
the doctrine of Watts v. Rake (1960) 108 C.L.R. 158 had some
bearing upon his treatment of the evidence concerning
operative causes other than the subject accident; I agree.
In Purkess v. Crittenden (1965) 114 C.L.R. 164 at 167, 168,
Watts v. Rake is explained as being authority for the view
that while the onus of proof always remains on the plaintiff
-
"...it is not enough for the defendant merely to
suggest the existence of a progressive pre-
existing condition in the plaintiff or a
relationship between any such condition and the
plaintiff's present incapacity".
The Court went on to say, in effect, that the defendant had
to produce evidence showing "with some reasonable measure of
precision" the nature and effects of the pre-existing
condition.
What the Court did not explain in Purkess v. Crittenden
is the legal result of the defendant's not establishing the
effect of the pre-existing condition with any precision.
Another problem is whether the doctrine of the case applies
to conditions which, although not pre-existing, contribute
to the total disability. The problem arises in rather a
complicated form in the present case; a simpler example may
help analysis. Suppose there are two accidents, caused by
tortfeasor A and tortfeasor B, quite separately, and each
contributes to the total disability. If A is sued first
and, perhaps due to the nature of the disability, there is
no prospect of its being held that the contribution of B's
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tort to it can be accurately defined, then perhaps Purkess
v. Crittenden requires that the plaintiff is awarded damages
against A as if A were totally responsible for the whole
disability. It would be odd if the plaintiff were then able
to recover on the same basis against B. I note that in
State of Western Australia v. Watson (1988) Aust. Torts Rep.
80-226, Purkess v. Crittenden was treated as applying to
"competing concurrent conditions", as well as to pre-
existing conditions; further, because of the failure of the
defendant to discharge the evidentiary burden, the plaintiff
recovered on the basis that the whole of his disability was
due to the tort, although it was apparently not so due.
Here, it does not appear to me that the situation
envisaged in Purkess v. Crittenden arose. The Court was
there concerned with the problem which has to be solved when
there is a prima facie case, adduced by the plaintiff, of an
identifiable disability caused by the defendant's tort, but
the defendant points to other causes or possible causes.
Here, the plaintiff's case, in my opinion, did not establish
that, even prima facie; it showed that the plaintiff
himself attributed his symptoms to the tort, but that such
disability as he suffered from was largely psychogenic.
Insofar as he was afflicted by any physical ailment, that
was in substantial part an arthritic condition which arose
years after, and was causally unrelated to, the accident.
In my respectful opinion Watts v. Rake has nothing to say
about that situation, nor does it impose upon the appellant
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the impossible task of accurately defining the extent of the
operation of the various possible causes of the respondent's
present "sad and dejected" state.
Conclusion
I would, but for the fact that the majority of the
Court is of the view that the matter should be re-tried,
have expressed my opinion as to the proper award, on the
evidence in this record. In the circumstances, it appears
undesirable that I do so. I would have been in favour of
allowing the appeal and reducing the learned primary judge's
assessment of damages.
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Official source: https://www.sclqld.org.au/caselaw/QCA/1993/323