Commissioner of Water Resources, Re [1990] QSC 221 [1991] 1 Qd R 549
I,
10
20
30
40
50
60
//
IN THE SUPREME COURT OF QUEENSLAND
CIVIL JURISDICTION
,/ /''\ ·' \·~ \ 1'
/ / {p
O.S. No.·/·;f{ 0£1986 2:>C C/O/;;;_;;J_/
,•·/ / /
- /' ,/---~--=•---.......- BEFORE MR. JUSTICE BYRNE A REVISED cor1.Es .,ss ED i
·I Court F{eporting Bure u IBRISBANE, 6 JULY 1990 Onto: lt I 7 Ao i
(Copyright in this transcript is vested -rn_-~--···-·-----1-1,.oJ
the Crown. Copies thereof must not be made
or sold without the written authority of the
Chief Court Reporter,Court Reporting Bureau.)
IN THE MATTER OF The Arbitration Act 1973
-and-
IN THE MATTER OF a contract between the
Commissioner of Water Resources as
Principal and Leighton Contractors Pty Ltd
as contractor
-and-
IN THE MATTER OF an application to set aside
writs of subpoena duces tecum
JUDGMENT
HIS HONOUR: I regret the delay in delivering my
decision in this appeal. As will soon be seen, I have
_thought it necessary to consider a substantial volume of
cases and other materials to which I was not referred either
at the hearing or in the subsequent written submissions.
I vacate my order made on 28 February 1990 suspending
until further order the operation of the subpoenas.
The appeal is dismissed.
The appellants have, as they requested, leave to make
the amendments to the summons and to the notice of appeal
mentioned in the appendix to my reasons, which I now
publish.
• ....r,_Qvt. Printer, Qld.
1
20
30
40
50
60
-- 1 of 20 --
r
10
20
30
40
so
60
I
order
that
the
appellants
pay
the respondent's
taxed
costs
of
the
appeal
limited to
those
incurred to
and
including
28
February
1990.
!"; : ..· '""•wt. Printer, Qld.
~
~..,;
2
10
20
30
40
50
60
-- 2 of 20 --
\
IN
THE SUPREME
COURT
OF QUEENSLAND
o.s.
No.
379
of
1986
Before
Mr.
Justice
Byrne
IN
THE
MATTER
of the
Arbitration
Act
1973
-
and
-
IN
THE
MATTER
of
a
Contract
between
the
Commissioner
of
Water
Resources
as
Principal
and
Leighton
Contractors
Pty Ltd
as Contractor
-
and
-
IN
THE MATTER
of
an
Application
to
set
aside
Writs
of
Subpoena
duces
tecum
JUDGMENT
-
BYRNE
J.
Delivered the 6th
day
of July,
1990
CATCHWORDS:
Practice
-
subpoena duces
tecum
-
whether subpoena
issued
under
s.
18
of the Arbitration
Act
1973
(Qld)
can
compel
production
to
an
arbitrator
of
documents
of the
Commonwealth
of Australia
Constitutional
law
-
whether
State
Act can bind
the
Commonwealth
Counsel:
Solicitors:
Mr
H.G.
Fryberg
Q.C.
with
him
Mr
P.E.
Hack
for
appellants
Mr
W.
Sofronoff
Q.C.
with
him
Mr
P.L. O'Shea
forrespondent
Australian
Government
Solicitor for appellants
Morris, Fletcher
and Cross for respondent
Hearing date: 28th February, 1990
-- 3 of 20 --
IN THE SUPREME COURT
OF QUEENSLAND
O.S. No. 379 of 1986
IN THE MATTER of the Arbitration Act 1973
- and -
IN THE MATTER of a Contract between the
Commissioner of Water Resources as Principal
and Leighton Contractors Pty Ltd as Contractor
- and -
IN THE MATTER of an Application to set aside
Writs of Subpoena duces tecum
JUDGMENT - BYRNE J.
Delivered the 6th day of July, 1990
Mr G.L. Miller, Mr M.S. Keating and Mr N.J. Tanzer are
Secretaries of departments of the executive government of the
Commonwealth. They appeal against the refusal of Senior Master
Horton Q.C. to set aside writs of subpoena duces tecum issued at
the behest of Leighton Contractors Pty Ltd ("Leighton").
Leighton is the claimant in an arbitration in Queensland. Its
claim arises out of a contract for the construction of the
Burdekin Falls dam. Leighton was the contractor. The State
Commissioner of Water Resources was the principal and is the
other party to the arbitration.
The Commonwealth provided financial assistance for the dam's
construction. The State assumed responsibility for supervising
construction and meeting the cost of development of the
-- 4 of 20 --
2
irrigation
area.
To
facilitate
the
project's
co-ordination,
a
Committee
was
established
with
members
drawn from
both
State
and
Commonwealth
departments.
The
appellants are the
Secretaries
of
the
Commonwealth
departments.
The
subpoenas
require
production
to
the
arbitrator
of
documents
held
in
their
departments. Leighton
invoked
the
Freedom
of
Information
Act
1982
to
obtain
access
to
records
of
the
Commonwealth
germane
to
the
arbitration.
The
departments
responded
by
identifying
several
documents
for
which exemption
was
claimed.
These
lists
have been used
by
Leighton
to
describe
in
the
impugned
subpoenas
the
documents
to
be produced.
Each
subpoena
is
directed to
"the Secretary" of
a
department.
No
point
is
taken
about
the misdescription.
The
case
was
conducted
-as
if
each
subpoena had been
directed to
the
Commonwealth
of Australia,
by
its
proper
officer: cf.
Rochfort
v. Trade
Practices
Commission (1982)
153
C.L.R. 134, 146.
The
subpoenas
issued pursuant
to s.
18(4)
of the
Queensland
Arbitration
Act 1973, which
stipulates:
"Any
party to
a
reference
under an agreement
to
arbitrate
may
sue
out of the
Court
in aid of the
reference
a
writ of
subpoena ad
testificandum or
a
writ of
subpoena duces
tecum and no
order of the
Court
for the issue of
such
a
writ shall
be
necessary, but
no
person
shall
be compelled under
any
such
writ to
produce
any document which he could not
be compelled
to
produce
on
the
trial
of
an
action."
The
section
is central to this
appeal.
The
bases
on which
the
subpoenas
are sought
to
be
set
aside are that s.
18(4)
(i)
does not purport to affect the
Commonwealth;
or else (ii) to the
extent the statute attempts to
do
so,
it
is
beyond
the
legislative
competence of the Queensland Parliament.
The
-- 5 of 20 --
3
Commonwealth
(
as
the appellants
may,
with
some
inaccuracy,
conveniently
be
referred
to)
does
not
advance
some
public
interest
immunity
or other
claim
to privilege.
So
this
appeal
does
not involve
any
competition
between
important
public
interests:
for
example,
that arbitrations
be
decided according
to
the
true facts
and
the preservation of
government
secrets:
cf.
Sankey
v.
Whitlam (1978)
142
C.L.R.
1.
Presumably
the
Commonwealth
resists
production
because compliance
may
be
inconvenient.
The
case
is
also,
Mr
Fryberg
Q.C.
said, the
first
time
the
Commonwealth
has contended
that
a
subpoena duces
tecum
issued out
of
a
State
Court cannot
compel
the
production
of
its
documents.
The
initial
question
is
whether
s.
18
of the
Arbitration
Act
authorises
a
subpoena duces
tecum
directed to
the
Commonwealth.
Only
if
Leighton succeeds
on
this
point
is
it
necessary
to
consider
whether
the
Queensland
Parliament lacks
the
constitutional
power
to
compel
production.
The
principles
applied
in
deciding
whether
legislation
should
be
construed
to
bind the
Crown
in right
of
an
enacting
legislature
have been
recently
reconsidered
by
the
High
Court:
Bropho
v.
State of
Western
Australia
20th June,
1990
F.
C.
90/027.
However, Bropho
was
not
concerned with
legislation
which
specifically states
a
presumption
against construing
a
statute
as intended to
bind the
Crown.
Queensland has such
a
prescription. Section
13
of the
Acts
Interpretation
Act
1954-1989
provides:
"Future acts
when
binding
on
the
Crown. No
Act
hereafter passed shall
be binding on
the
Crown
or
derogate from any prerogative right of the
Crown
-- 6 of 20 --
4
unless
express
words
are
included
therein for
that
purpose."
This
choice
of
language
may
perhaps
have been
endeavouring
to
exclude
the doctrine
that
the
Crown
could
be
bound
by
statute
if
it
so
appeared
by
necessary implication:
Murray
v.
Cold
Road
Pty
Ltd
[1969]
Q.W.N.
15,
at
p.
31.
But
the section
does
not
enunciate
such
a
restrictive
rule.
Section
13
does
not
mean
that
the
Crown
cannot
be
bound where
it
appears
to
be
a
necessary
implication
that
the
Crown
is
to
be
bound.
In
Kaye
v.
Attorney-General
(Tas)
(1956)
94
C.L.R.
193
Williams
J.
said (at
pp.
204-5):
"In
Tasmania
the
Acts
Interpretation
Act
...
provides
that
no
Act
shall
be
binding
on
the
Crown
or
derogate
from any
prerogative
right
of the
Crown
unless express
words
are
included
therein
for
that
purpose.
The
words
of
an Act
could,
no
doubt,
be
sufficiently
expressed
to
derogate
from
such
a
right
although they
did not
in
terms
refer
to
the prerogative
if
their
operation necessarily or naturally
had
that effect.
'It
is
quite clear that
whatever
the
language used
necessarily or
even
naturally
implies
is
expressed
thereby' per Willes
J.
in
Chorlton v. Lings".
The same
approach
to s.
13 was
applied
by
Wilson
J.,
Gibbs
and
Mason
JJ.
agreeing,
in
Brisbane City
Council v.
Group
Projects
Pty Ltd
(1979)
145
C.L.R. 143, 167.
This appeal concerns the
potential
impact
on
the
Commonwealth
of
s.
18
of the Arbitration
Act.
s.
13
does
not
specifically
governments.
address
its
intended operation to other
It
is,
however,
unlikely that
the
Crown
in
its
other capacities
was
intended to
be
treated less
favourably than
the State
Crown.
It
should be taken, in
my
opinion,
that the
Queensland Parliament intended the presumptions.
13
expresse~
to
have
effect not only in relation to the State
government and
-- 7 of 20 --
5
its instrumentalities but also with respect to the Commonwealth
where a State statute might impinge upon it: cf. Bradken
Consolidated Limited v. The Broken Hill Proprietary Co. Ltd
(1979) 145 C.L.R. 107; Superannuation Fund Investment Trust v.
Commissioner of Stamps (S.A.) (1979) 145 C.L.R. 330, 355-6.
Accordingly, s. 18 cannot authorise a subpoena duces tecum
requiring production of the Commonwealth's documents unless an
intention to achieve that result is clearly to be discerned in
the Act.
Bys. 6 of the Arbitration Act,
"This Act shall apply to any arbitration to which the
Crown is a party."
This explicit reference to the Crown's being bound in
arbitrations to which it is a party does not necessarily imply
that the legislation is not intended to affect t:t1e Crown in
respect of arbitrations to which it is not a party. Whether
s. 18 binds the Crown in any capacity requires attention to
other considerations: principally, the subject matter and terms
of the statute.
The Arbitration Act gives effect to an important public
interest in consensual arbitrations. Plainly, its intent is to
facilitate the private resolution of disputes which would
otherwise require curial determination.
provisions towards that desirable object.
The Act contains
The conduct of
arbitrations is not of course assimilated to the procedure of a
court. Yet the Act's evident intent is to assist references to
arbitrations; and for that purpose the Act accords to the
parties most of the means available in litigation for
-- 8 of 20 --
6
ascertaining
the
truth.
Bys.
18(11),
a
court
may
make
orders
in
aid of
arbitration:
for
discovery
(documents and
interrogatories),
evidence
on
affidavit,
interim preservation
and
the
like.
Recourse
to
the
writs of
subpoena ad
testificandum
and
duces
tecum
serves the
same
purpose.
Because
of
their
value
in
promoting
the
just
disposition
of cases,
it
is
no
surprise
that
the
legislature
has
provided
for
their
extension
to
consensual
arbitrations.
The
role
of the
subpoenas
in
the administration of
justice
is
crucial.
The
power
to
secure the attendance
of
witnesses
to
testify
or to
produce
documents
is
"a
power which
has
long.been
recognised as
an
essential
adjunct
to adjudication":
Commonwealth
of Australia
v.
The
Hospital Contribution
Fund
of
Australia
(1982)
150
C.L.R.
49,
82
per
Brennan
J.
The
importance
of the process
to
the proper
resolution of
curial
conflicts
is
widely
acknowledged.
In
Wilson
v. United
States
(1911)
221
U.S.
361
Hughes
J.,
delivering the
judgment
of the
Court,
said (at
pp. 372-3):
"As was
said
by
Lord
Ellenborough
in
Amey
v.
Long
...
'The
right to resort to
means
competent
to
compel
the
production of written,
as well as
oral,
testimony
seems
essential to the very existence
and
constitutionof
a
court of
common
law, which
receives
and
acts
upon
both
descriptions of
evidence,
and
could not possiblyproceed with
a
due
effect
without
them'
...
In
Summers
v.
Moseley
...
the function of the writ
was
carefullyconsidered
Bayley
B.
said:
'The
origin of the
subpoena duces tecum does not
distinctly
appear.
It
has been
said
on
the part of the defendant
that
it
was
not introduced or
known
in practice
till
the reign ofCharles
II
and
it
may
be
that in
its
present
form
thesubpoena duces tecum was
not
known
or
made
use of
until that period; but
no doubt can be
entertained
that there
must have been
some
process similar to thesubpoena duces tecum
to
compel
the production ofdocuments, not only before than time, but even before
the statute of the 5th of Elizabeth. Prior to that
statute there must have been a power
in the
Crown
(for
-- 9 of 20 --
7
it would have been utterly impossible to carry on the
administration of justice without such power) to
require the attendance in courts of justice of persons
capable of giving evidence, and the production of
documents material to the cause, though in the
possession of a stranger.'"
See also United States v. Bryan (1950) 339 U.S. 323, 331;
Alister v. The Queen (1984) 154 C.L.R. 404, 451. As Wigmore saw
it, the subpoena achieved society's right to testimony. "The
demand comes", he wrote, "not from any one person or set of
persons, but from the community as a whole - from justice as an
institution and from law and order as indispensable elements of
civilised life": On Evidence (McNaughton revision, 1961) Vol. 8
para. 2192.
(ibid):
Wigmore, a little melodramatically, suggests
"The whole life of the community, the regularity and
continuity of its relations, depends upon the coming
of the witness. Whether the achievements of the past
shall be preserved, the energy of the present kept
alive and the ambitions of the future be realised
depends upon whether the daily business of regulating
rights and redressing wrongs shall continue without a
moment's abatement, or shall suffer a fatal cessation.
The business of the particular cause is petty and
personal, but the results that hang upon it are
universal. All society, potentially, is involved in
each individual case. The vital process of justice
must continue unceasingly. A single cessation
typifies the prostration of society. A series would
involve its dissolution. The pettiness and
personality of the individual trial disappear when we
reflect that our duty to bear testimony runs not to
the parties in that present cause, but to the
community at large and forever."
The subpoena ad testificandum was the first of these two
forms of compulsory process. Its origins appear to lie in
Chancery in the 14th Century: Wigmore para. 2190; Tomlins s_
Law-Dictionary 4th ed. (1835) vol. II defining "subpoena"; Ward
v. Interag Pty Ltd [1985] 2 Qd.R. 552, 558; Wood "Challenging
-- 10 of 20 --
8
Subpoenas
Duces
Te
cum:
Is
there
a
Third
View?
11
( 1 9 8
4)
1 0
Syd.L.Rev. 379,
380-1.
Its
extension
to
the
common
law
courts
was
enhanced
if
not
achieved
by
the
Statute
of Elizabeth,
1562-63,
5
Eliz.
1, c9.
The
importance
of
the public
interest
served
by
the
attendance
of
witnesses
and
the production
of
their
documents
encouraged
the
common
law
Courts
to
grant the
writs in
aid of
other
proceedings.
By
1845
it
had
been
established
that
the
Court
of
King's
Bench would
lend
its
aid
to inferior tribunals
by
recourse
to
subpoenas ad
testificandum
and
duces
tecum:
Currie
v. Chief Constable
of
Surrey
[1982]
1
All.E.R.
89.
But
the courts
at
Westminster
did not
issue
subpoenas
to
compel
attendance
at
an
arbitration:
Wansell
v.
Southwood (1829)
4 Man.
&
Ry.
359;
Chitty's
Collection of
Statutes
of
Practical
Utility
4th ed.
(1880)
vol.
1
p.
162;
Mysore West Gold Mining
Company
(1889)
42
Ch.D.
535.
The
reluctance of the
judges
was
not
based
on
a
perception
that arbitrations
did not require
process
to
compel
attendance of witnesses
and
production of
documents.
Almost
certainly,
it
stemmed from
antipathetical attitudes
bred
of ancient
concerns about the loss of
judicial
work
to private
dispute resolution.
The
need
for the writs or
some
similar
process
was
demonstrable;
and
so
legislatlon
secured
for
arbitrations
the advantages conferred
by
the writs.
The
first
step
came
in
1833 when,
in
Baron
Parke's
Act
3 & 4
Will.
4
c42,
s40, the United
Kingdom
parliament permitted Courts
to issue
writs of
subpoena
ancillary to private arbitrations.
The
significance of the writs is attested to
by
thei'r
reach. Apart from the Sovereign, in
whose name
the
command
to
-- 11 of 20 --
9
attend
under
penalty
(subpoena)
issues,
no one
is
immune.
A
Prince
of
Wales
was summonsed
(Gordon-Cuming
v.
Wilson
Notable
British Trials
(3d)
75),
and Prime
Ministers
too:
R.
v.
Baines
[1909]
1
K.B. 258; Mulroney
and
Coates
(1986)
27
D.L.R.
(4th)
118.
Persons
in
public service are
not
thereby
exempted from
the general
obligation to
give
evidence
in
a
court of
law.
In
Smallwood
v.
Sparling
[1982]
2
S.C.R.
686
Wilson
J.,
speaking
for the
Supreme
Court
of
Canada,
(at
p.
695)
adopted
Wigmore
(para.
2370):
"Let
it
be
understood, then,
that
there
is
no
exemption
for
officials
as
such
or for
the executive
as
such
from
the universal testimonial
duty
to
give
evidence
in judicial investigations.
The
exemptions
that exist
are
defined
by
other principles."
See
also
Canada
Deposit Insurance Corporation
(1988)
49
D.L.R.
(4th)
57;
United
States
v.
Nixon (1974)
418
U.S. 683, 709;
Sankey
v.
Whitlam
at
p.
32;
cf
pp.
9-10.
Section
18(4)
recognises
that
the
subpoenas
are
essential
to the prospect
that arbitrations will
be conducted
by
reference
to the
truth
.
Instead of devising
new
forms
of
process
to
compel
attendance
and
to
produce
documents
before
arbitrators,
the
legislature
chose
the
traditional writs.
Their
selection
seems
a
distinct
indication that
the reach of the writs
when
deployed
in aid of arbitrations
was
to
be
co-extensive with
their effect in litigation:
in other
words,
that
no one
within
Queensland
(
or otherwise
amenable
to the process) should be
immune
from compliance. There
is
no
sufficient
reason to
doubt
that the Parliament intended that the
documents
held
by
the
State
and Commonwealth governments, and those of their
-- 12 of 20 --
10
emanations
entitled
to
the
shield
of
the
Crown,
were
to
be
affected.
In
Bropho,
Mason
C.J.,
Deane,
Dawson,
Toohey, Gaudron and
McHugh
JJ.
said
(at
p.
11
of
their
reasons):
"The
historical
considerations
which
gave
rise
to
a
presumption
that
the
legislature
would
not
have
intended
that
a
statute
bind
the
Crown
are
largelyinapplicable to
conditions in
this
country
where
the
activities
of the executive
government
reach
into
almost
all
aspects of
commercial,
industrial
and
developmental endeavour
and where
it
is
a common
place
for
governmental commercial,
industrial
and
developmental
instrumentalities
and
their
servants
and
agents
...
to
compete and have commercial
dealings
on
the
same
basis
as
private enterprise."
This
notion supports the
view
that
the
Act
was
indeed
intended
to
permit
subpoenas duces
tecum
to issue to require
production
of the
Commonwealth's documents. Moreover,
it
is
not
easy
to identify
opposing
considerations of substance.
A
predominant
public
interest
in arbitrators
acting
on
true facts
has been mentioned.
What
stands against
it?
Section
18(4) does
not jeopardise the
Commonwealth's
entitlement to
claim
privilege
from
production
in reliance
on
some
established
exemption such
as
legal professional privilege or public
interest
immunity.
Even
if
the
documents must be produced
to the
arbitrator,
the
parties
might
not see
them.
The
arbitrator
may
refuse
inspection or else
permit
it
only
on
terms adequate
to protect
confidences the
documents
contain or
any
other sufficient
interest: cf.
National Employers' Mutual General Association
Ltd v.
Waind [1978]
1
N.S.W.L.R. 372; Cross on Evidence 3rd
Aust. ed. (1986)
para. 13.10.
And
the Queensland Parliament
could hardly have contemplated that the
Commonwealth might
-- 13 of 20 --
1 1
prefer that no weightier reasons than that answering a subpoena
would be irksome or involve a little cost should prevail over
the concern that arbitrations be decided according to the actual
facts.
In the United States, selective legislation inhibiting
access to government files has been in place for many years:
Boske v. Comingore (1899) 177 U.S. 459; Boron Oil Company v.
Bownie (1989) 873 F. 2d. 67, 69. The national parliament in
this country has taken similar measures. Before 1973, when the
Arbitration Act was passed, there were Commonwealth statutes
restricting access to records. An example is s. 17(3) of the
Social Services Act 194 7 ( considered in Smith v. Swinfield
[1981] F.L.C. 91-084). There is no present suggestion of
federal legislation hinting that the Commonwealth Parliament is
anxious that the documents r~ferred to in the subpoenas should
be withheld al though their disclosure in the privacy of an
arbitration may advance an important community interest.
In my opinion, the public welfare and other considerations
mentioned lead to the conclusion that s. 18 necessarily implies
that a subpoena duces tecum may require production to an
arbitrator of the Commonwealth's documents. The next question
is whether s. 18(4) is, to that extent, beyond power.
The potential for State laws to bind the Commonwealth
remains controversial: see Meagher and Gummow "Sir Owen Dixon's
Heresy" ( 1980) 54 A. L. J. 25; Zines The High Court and the
Constitution 2nd ed. (1987) p. 312 ff.; Lumb and Ryan The
Constitution of the Commonwealth of Australia Annotated 4th ed.
(1986) para. 682; Howard Australian Federal Constitutional Law
-- 14 of 20 --
12
3rd ed.
(
1985)
p.
198
ff.;
and
Sawer
"State Statutes
and
the
Commonwealth"
(1960)
1 U.
of
Tas.
L.Rev. 580.
I
shall
content
myself
with
a
brief
statement
of
my
reasons
for
deciding
that
s.
18(4)
is
effective
to
bind
the
Commonwealth.
In the Engineers' case
(Amalgamated
Society
of
Engineers
v.
The
Adelaide Steamship
Company
Limited
(1920)
28
C.L.R.
129)
Knox
C.J. Isaacs,
Rich
and
Starke
JJ.
declined
to
accept
that
the
Constitution
implied
a
prohibition
on
either
the
Commonwealth's
legislating
to affect
the
States
or
upon
the
States' legislating
to
affect
the
Commonwealth.
At
p.
155
their
Honours
said:
"The
doctrine of 'implied
prohibition'
finds
no
place
where
the ordinary
principles of construction are
applied
so as
to
discover
in
the
actual
terms
of the
instrument
their
expressed
or necessarily
impliedmeaning.
The
principle
we
apply
to the
Commonwealthwe
apply
also to
the
States,
leaving
their
respective
Acts
of
legislation full
operation within
their
respective areas
and
subject matters, but,
in
case of
conflict,
giving to valid
Commonwealth
legislation
the
supremacy
expressly declared
by
the constitution,
measuring
that
supremacy
according
to
the
very
words
of sec.
109."
Five years
later,
the
High
Court
held
that
a
State
may
legislate
in
a way
incidentally affecting
the
Commonwealth
in
the exercise of
governmental
power.
The
question
in Pirrie
v.
McFarlane (1925)
36
C.L.R.
170 was
whether
a
State
Motor
Traffic
Act
applied to
a Commonwealth
soldier acting in that capacity.
The
argument
that,
if
the State
Act
applied,
it
would impinge
upon
the carrying out
by
the
Commonwealth
of
its
powers
in
relation to defence
was
rejected.
Knox
C.J. held
(seep.
181)
that, in
view
of the Engineers' 'case, the defendant could
not;
succeed unless he established that the Victorian legislation
was
-- 15 of 20 --
13
inconsistent
with
a
law
of the
Commonwealth
and
invalid
by
reason
of
s.
109
of
the
Constitution.
Higgins
J.
was
of
the
same
opinion:
seep.
212ff.
See
also
Starke
J. at
pp. 227-8.
In
Bradken
Consolidated
Mason
and
Jacobs
JJ.
said
(at
p.
136):
"There
is
one
country
under
the
rule
of
a
body
of
law
even though
the
sources
from which
the
law
emanates
are
different
in
different
cases;
...
the
law
bindseveryone
whom
it
is
intended
to
bind
no
matter
from
which
legislative
source
it
springs
by
virtue
of the
constitution,
provided
that
it
is
a
law which
it
was
in
the
legislative
competence
of
that
source
to enact
and which
remains
a
valid
law
under
the
constitution.
That
was
the
effect
of the decision
in
the
Engineers'
case
...
and
that
decision
has never
been
overturned
even though
a
limitation
has been
placed
on
its·
application to
particular situations
as
a
result
of
development
which
culminated
in
the decision
in
Commonwealth
v. Cigamatic Ptv Ltd
(In Liquidation)
...
(1962)
108
C.L.R.
372."
There
are observations
in other
cases
to
the
effect that
a
State
has
no power
over
the
Commonwealth:
fOr
example,
by
Fullagar
J.
in
Commonwealth
of Australia
v.
Bogle
(
1953)
89
C.L.R.
229,
259-60. But such
a
broad
proposition
is
inconsistent
with the
essential
reasoning
in
Pirrie
v.
McFarlane. Cigamatic,
on which
the appellants
placed
particular
reliance,
does
decide
that
a
State
Parliament cannot
legislate
to affect
the prerogative
rights
of the
Commonwealth:
per
Menzies
J. at
p.
389.
The
prerogatives are
powers
retained
by
the
Commonwealth
which
regulate "legal rights
and
duties
between
the
Commonwealth and
its
people": see
Dixon
C.J.
at
p.
377.
However,
s.
18(4) of the Arbitration
Act does not purport to
derogate
from
the rights of the
Commonwealth
with respect to
its
people; and
it
does not specially affect
any governmentat
functions of the
Commonwealth
or its
prerogatives. There
is
no
-- 16 of 20 --
14
prerogative
to
withhold evidence.
Absent
statutory
intervention, there
may
be
a
prerogative
immunity from
discovery:
Hogg
Liability
of the
Crown
2nd
ed.
(1989)
p.
30.
Assuming
its
existence,
the
immunity
is
restricted
to
pre-trial
discovery.
It
does
not
extend
to protect
against
producing
documents
pursuant
to
subpoena:
Canada
Deposit Insurance
Corporation.
A
subpoena duces
tecum
is
not
in
the nature of
an
order for
discovery.
The
Arbitration
Act
is
a
law
of general application
within
this
State.
Although
it
may
"incidentally affect
Commonwealth
administrative action" (cf.
F.C.T. v.
Official
Liquidator of
E.O.
Farley
Limited
(1940)
63
C.L.R. 278,
308),
it
does
not
particularly act
on
or discriminate against
the
Commonwealth:
Melbourne
Corporation
v.
Commonwealth
of Australia
(
1947)
74
C.L.R. 31, 61, 78.
It
is
not
in
conflict
with
any law
of the
Commonwealth.
It
is
not
of
a
class
within the exclusive
competence
of the
Commonwealth
(see Ss.
52,
114
of the
Constitution).
Nor,
as
I
have
indicated,
does
the
Act
otherwise
exceed
the constraints
on
legislative
power imposed by
the
Constitution
on
the States.
In such circumstances, as
Lee
J.
said in
Trade
Practices
Commission
v.
Manfal Pty Ltd
(1990)
92
A.L.R. 416, 423
of other State legislation
held
to
bind the
Commonwealth,
"there
would be no
reason such
legislation
should
not
be
regarded as being within the independent
legislative
competence
of
a
State"; cf. First
Investors Corporation Ltd
(No.
ll
( 1 9 8 7 ) 4 6 D . L . R. ( 4
th)
6 8 7 , 6 9
3-
4 .
In
my
opinion, s.
1 8 ( 4) ,
to the extent
it
affects
th·e
Commonwealth,
is not beyond
State
power.
-- 17 of 20 --
15
My
earlier
order
suspending
the operation of
each
subpoena
until
further
order
is
vacated.
The
appeal
is
dismissed.
The
appellants
have,
as
they
requested, leave
to
make
the
amendments
to
the
Summons
and
to
the
Notice
of
Appeal mentioned
in
the
appendix.
-- 18 of 20 --
Appendix
1. The summons filed on 15th February 1990 be amended in the
following respects:
(a) by inserting the words "Geoffrey Lee Miller, The
Secretary", between the figure "1." and the words "The
Commonwealth Department of Primary Industries and
Energy";
(b) by inserting the words "Michael Stockton Keating, The
Secretary" between the figure "2." and the words "The
Commonwealth Department of Finance";
(c) by inserting the words "Noel John Tanzer, The
Secretary" between the figure "3." and the words "The
Commonwealth Department of Administrative Services";
( d) by deleting the following words "The Department of
Primary Industries and Energy, The Department of
Finance and The Department of Administrative Services
and inserting in lieu thereof the words "Geoffrey Lee
Miller, The Secretary of The Commonwealth Department
of Primary Industries and Energy; Michael Stockton
Keating, The Secretary of the Commonwealth Department
of Finance and Noel John Tanzer, The Secretary of the
Commonwealth Department of Administrative Services".
2. The Notice of Appeal filed on 21st February 1990 be amended
in the following respects:
(a) by deleting the words "the Department of Finance, the
Department of Primary Industries and Energy and the
Department of Administrative Services" and inserting
in lieu thereof the words "Geoffrey Lee Miller, The
Secretary of The Commonwealth Department of Primary
-- 19 of 20 --
2
Industries
and
Energy; Michael
Stockton Keating,
The
Secretary of
The
Commonwealth
Department
of
Finance;
Noel
John
Tanzer,
The
Secretary
of the
Commonwealth
Department
of
Administrative Services
and
the
Commonwealth
of Australia".
-- 20 of 20 --
Official source: https://www.sclqld.org.au/caselaw/QSC/1990/221