Evans v Davies [1990] QSCFC 62 [1991] 2 Qd R 498
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IN THE SUPREME COURT OF QUEENSLAND
FULL COURT
BEFORE :
REVISED copies issued i
Court Reporting Bureau |
Date- ^ //c> l<p-C/ |
Appeal No. 7.7 of 1990
The Chief Justice (Mr. Justice Macrossan)
Mr. Justice Shepherdson
Mr. Justice de Jersey
BRISBANE, 7 SEPTEMBER 1990
(Copyright in this transcript is vested in
the Crown. Copies thereof must not be made
or sold without the written authority of the
Chief Court Reporter, Court Reporting Bureau.)
BETWEEN :
ALLAN EDWARD EVANS and
ROSS ALEXANDER McLEAN
(Plaintiffs)
- and -
Respondents
KENNETH H. DAVIES
(First Defendant) Appellant
- and -
TOWERS HART & DAVIES (a firm)
(Second Defendant) Appellant
JUDGMENT
THE CHIEF JUSTICE: Mr. Justice Shepherdson,
Mr. Justice de Jersey and I constituted the Court which heard
this matter.
The order I would make is: allow the appeal; set aside
the judgment and order entered below; set aside the jury's
answers to questions 1(a) and 1(c) and direct that the answer
"Yes" be recorded in relation to each of those questions;
direct that the answer "Yes" be recorded to question 2;
set aside the answer to question 4; order that there be a
new trial on the issues raised by the defences of qualified'
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[1990] QSCFC 62
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privilege and on the issue of damages; order that the costs
of the proceedings below and of the appeal follow the event
of the retrial.
I publish my reasons.
MR. JUSTICE SHEPHERDSON: I would allow the appeal.
I would set aside the judgment pronounced in favour of
the plaintiffs against the defendant for $95,000, with costs
to be taxed, and order that there be a new trial.
I agree with the Chief Justice as to the order proposed
as to the costs of the trial .
I would order that the respondents pay the appellants,'
costs of the appeal, to be taxed.
I would grant the respondents an indemnity certificate
under s.15 of the Appeal Costs Fund Act.
I publish my reasons.
THE CHIEF JUSTICE: I am authorised by Mr. Justice de
Jersey to say that he agrees the appeal should be allowed
and with the order w'hich I proposed.
I am authorised to publish his reasons, and I now
publish them.
The order of the Court will be as I have proposed.
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fc a i<o(<oG-X/
THE SUPREME COURT
OF QUEENSLAND
FULL COURT Appeal No.77 of 1989
BETWEEN :
ALLAN EDWARD EVANS and
ROSS ALEXANDER McLEAH
(Plaintiffs) Respondents
-and-
KENNETH H. DAVIES
(First Defendant) Appellant
-and-
TOWERS HART & DAVIES (a firm)
(Second Defendant) Appellant
CHIEF JUSTICE
SHEPHERDSON J
de JERSEY J
Reasons for judgment delivered by
the Chief Justice, Shepherdson and
de Jersey JJ. on the 7th September, 1990.
The Chief Justice and de Jersey J
concurring in the orders made .
"APPEAL ALLOWED, SET ASIDE THE JUDGMENT
AND ORDER ENTERED BELOW, SET ASIDE THE
JURY'S ANSWERS TO QUESTIONS 1(a) and 1(c)
AND DIRECT THAT THE ANSWER "YES" BE
RECORDED IN RELATION TO EACH OF THOSE
QUESTIONS; DIRECT THAT THE ANSWER "YES" BE
RECORDED TO QUESTION 2; SET ASIDE THE
ANSWER TO QUESTION 4; ORDER THAT THERE BE
A NEW TRIAL ON THE ISSUES RAISED BY THE
DEFENCE AS A QUALIFIED PRIVILEGE AND ON
THE ISSUE OF DAMAGES; ORDER THAT COSTS OF
THE PROCEEDINGS BELOW AND OF THE APPEAL
FOLLOW THE EVENT OF THE RETRIAL."
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IN THE SUPREME COURT
OF QUEENSLAND
Before the Full Court
The Chief Justice
Mr. Justice Kelly S.P.J.
Mr. Justice Connolly
Appeal No. 77 of 1989
BETWEEN :
ALLAN EDWARD EVANS and
ROSS ALEXANDER McLEAN
(Plaintiffs) Respondents
-and-
KENNETH H. DAVIES
(First Defendant) Appellant
-and-
TOWERS HART & DAVIES (a firm)
(Second Defendant) Appellant
JUDGMENT - THE CHIEF JUSTICE
Delivered the seventh day of September, 1990
CATCHWORDS:
Counsel: Mr. I.D.F. Callinan Q.C. and Mr. P.D.T.
Applegarth for the Appellants .
Mr. R.N. Chesterman Q.C. and Mr. S.S.W. Couper
for the Respondents.
Solicitors': Messrs. Connolly Suthers for the Appellants.
Messrs. Riba, Dent & Smith for the Respondents.
27, 28 and 29 March, 1990 Hearing dates :
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IN THE SUPREME COURT
OF QUEENSLAND
Appeal No. 77 of 1989
BETWEEN :
ALLAN EDWARD EVANS and
ROSS ALEXANDER McLEAN
(Plaintiffs) Respondents
-and-
KENNETH H. DAVIES
(First Defendant) Appellant
-and-
TOWERS HART & DAVIES (a firm)
(Second Defendant) Appellant
JUDGMENT - THE CHIEF JUSTICE
Delivered the seventh day of September , 1990
The relevant facts are set out in the reasons of Shepherdson
and de Jersey JJ. On the first point which falls for
consideration I agree with their conclusions.
The learned trial judge should not have admitted and relied
upon the affidavits of those who had been jurors at the trial to
set aside the judgment which he had first entered on the basis
of their answers .
There is no doubt about the guiding principle applicable
when an attempt is made to introduce, through jurors, an
explanation of their earlier verdict or answers upon which
judgment has been entered. The courts will not receive evidence
from jurors stating what they intended to find or would, but for
some alleged error, have found in cases where they have plainly
brought in a contrary finding. In Ellis v. de Heer [1922] 2 K.B.
113 at 121 Atkin L.J. referred to "the general rule that the
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Court does not admit evidence of a juryman as to what took place
in the jury room, either by way of explanation of the grounds
upon which the verdict was given, or by way of statement as to
what he believed its effect to be. The reason why that evidence
is not admitted is two-fold, on the one hand it is in order to
secure the finality of decisions arrived at by the jury, and on
the other to protect the jurymen themselves and prevent their
being exposed to pressure to explain the reasons which actuated
them in arriving at their verdict." His Lordship added, "To my
mind it is a principle which it is of the highest importance in
the interests of justice to maintain and an infringement of the
rule appears to me a very serious interference with the
administration of justice".
Other cases demonstrate that members of a jury are not
permitted later to say that they meant something different from
the answers which they gave at the trial. In Boston v. W.S.
Bagshaw & Sons [1966] 1 W.L.R. 1126 at 1137 Denning M.R. said "I
am quite satisfied that we cannot receive evidence from these
jurors to say they meant something different from what was given
in their verdict clearly expressed at the time and, indeed,
assented to by them all in the presence of the judge" . Nanan v
The State [1986] 1 A.C. 860 is a decision of the Privy Council
which fully supports these statements and this Court in R , v ,
Challinger ' [1989] 2 Qd.R. 352 has adopted the same position.
It is the jurors' formal answers on which they have reached
agreement and which they unanimously agree shall be brought in
as their answers which, on being announced, are paramount. When
their verdict or their answers are accepted and they are
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discharged their authority and function end. They are not later
to be cajoled into making a retraction or permitted to be
questioned by the parties in an attempt to introduce some
variation, disharmony or disagreement into the previous picture
of unanimity. Policy forbids it and what the jury members later
think about their verdict is irrelevant since they are functus
officio.
There is, however, a distinct category of cases where it may
be shown that the jury did not, in fact, agree upon the answer
taken from them because some error occurred in conveying to the
Court the verdict which they unanimously agreed should be given.
Wigmore identifies this category exactly in Vol . 8, Ch. 84,
p. 721 where the following appears - "it is universally conceded
that a unanimous error of the jury in delivering the verdict as already
unanimously agreed on in the jury room may be shown for the
purpose of correcting it to correspond, or, when this is not
safely to be done, of ordering a new trial". The italics are the
author's. Quite a number of cases will be found within this
category and they should not in any way be understood as being
in opposition to the general principle which has previously been
stated. Rather, they should be seen as fully consistent with it
since they show that the courts can take steps to ensure that
what the jurors have finally agreed shall be delivered as their
unanimous• verdict is correctly taken and acted upon as their
verdict. Notwithstanding the formal requirements surrounding the
taking of the verdict in court under the time-honoured procedures
designed to ensure both that it is the unanimous verdict of all
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members of the jury and that it is correctly recorded, in a
number of cases it has been found that this safety net has not
been fully effective. A case much relied upon by the learned
trial judge here is R. v. Cefia (1979) 21 S.A.S.R. 171 but when
examined it is seen to fall into the distinct category of cases
to which Wigmore (supra) refers as do further cases such as:
Baker v. Miles (1731), Cook C.P. 66; 125 E.R. 961; Cogan v.
Ebden [1757] 2 Kenyon 24; 96 E.R. 1094; McCulloch v. Ottawa
Transportion Commission [1954] 2 D.L.R. 443; Danis v. Saumure
[1956] 3 D.L.R. (2d) 221. These authorities enable a distinction
to be drawn between instances where there is error occurring at
a point between verdict agreed and verdict communicated from
others where it may be sought, impermissibly, to delve into the
preceding deliberations of the jurors. The limited avenue of
correction mentioned by Wigmore is sometimes resorted to in the
interests of justice. It does not involve intrusion into the
area of the jury's deliberations but examines only errors or
inaccuracies which have occurred in conveying to the court the
final verdict resulting from the jury's deliberations. The
qualification upon the general rule which this distinct category
represents does not help the appellant/plaintiffs here. Basing
themselves upon a case of alleged error they seek to demonstrate
it by inviting the court to examine the processes of the jury's
deliberations prior to the time when they reached agreement on
their answers. This is just what is not permitted. When the
jurors' affidavits are looked at it quite clearly appears that
they were unanimously agreed upon what were to be brought in as
their answers but they seek to assert that some preceding error
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had occurred in the course of their deliberations which led them
to provide answers which they would not have furnished had the
preceding error not occurred. This cannot be allowed. The
unanimous answer of the jury formally given after a direction
free from relevant error binds the jurors as much as it binds the
parties.
In the present case the learned trial judge was wrong in
thinking that the case disclosed by the affidavits fell within
some exceptional area where investigation of the jury's preceding
deliberations was permissible. The judge allowed himself to be
persuaded to undertake an examination of the jury's reasoning,
that is their private jury room deliberations, when there was no
justification for it. It may be that at some future time
exceptional cases will occur such as cannot presently be
envisaged and that they will force some further qualification to
be made upon the general rule but I see no difficulty with the
present case. It falls clearly within the area governed by
authority where the course which the learned trial judge was
induced to undertake is prohibited.
Although, strictly, it is not necessary to add it, it can
be said as well, bearing in mind the strong traditional
reluctance of the courts to move in the direction which His
Honour did, that the factual basis offered in support is, when
the affidavits are examined, far from convincing. The affidavits
result from private approaches made by one side in the
proceedings to members of the jury after they had been discharged
and judgment had been entered. It is true that before
approaching the jurors to enable affidavits to be prepared, the
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plaintiffs' legal advisors disclosed to the court in advance what
they proposed to do and their action was not prohibited nor was
any step taken to discourage them. The foreman's affidavit
appears to be in terms which have been professionally settled and
the affidavits of the other three members of the jury simply
express formal concurrence with the foreman's version. No
testing of these statements by the opposing parties was
undertaken and while, of course, it was quite proper that this
should not have been permitted it does show the insecure basis
upon which the jury's subsequent assertions must be seen to rest.
His Honour said that he regarded the foreman's proffered
explanation as "credible". If he meant by this that he regarded
the explanation as possibly correct then no exception can be
taken to it, but if he meant to suggest that the assertions in
the foreman's affidavit should be regarded as convincing, then
it is difficult to agree. The affidavit itself leaves too much
unanswered as His Honour noted. Not least among the difficulties
is the foreman's statement that although the jury did not detect
that question number one asked them to say whether ex. 6 had the
ordinary and natural meanings set out in that question, they
nevertheless turned their minds to that exact topic and arrived
at a view upon it but still failed to observe what question
number one asked them to answer.
This .examination of the contents of the affidavits need
proceed no further since the simple and correct answer which the
Court must give is that once it is detected that the affidavits
purport to deal with the details of the jury's deliberations they
should, under the rule already referred to, be disregarded.
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The result is that the plaintiff/respondents are not
entitled to retain the benefit of the substituted judgment which
was entered, in their favour upon the basis which appealed to the
trial judge. There are other matters now to be considered since
the respondents argue that the judgment originally entered by His
Honour in the defendants' favour should not be re-entered.
These were the questions put to the jury and the answers
which they gave:
"1 . Is the ordinary and natural meaning of ex. 6 that:
(a) the plaintiffs' conduct in accepting the
appointment was unethical :-
Answer:- No.
(b) that the plaintiffs were acting contrary to
the ethical pronouncements of the Australian
Society of Accountants :-
Answer:- No .
(c) the plaintiff should have on ethical grounds
refrained from accepting the appointment :-
Answer:- No.
2. If you answer "Yes" to any part of question one - Was
any such meaning defamatory of the plaintiffs :-
Answer:- N/A.
3. Was ex. 6 published by the Defendants to any of the
following bodies:-
(a) The A.B.I.S. Community Co-operative Society
Limited
Answer:- Yes.
(b) 'The Aboriginal Development Commissioner.
Answer:- No.
(c) The Department of Aboriginal Affairs.
Answer:- No .
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4. If "Yes" to any part of question three, what damages?
Answer:- $95,000.00"
The plaintiffs as respondents to the appeal have sought to
maintain the substituted judgment which the trial judge entered
in the circumstances which have already been canvassed.
Alternatively, they seek to maintain judgment in those terms
upon a further basis which must be examined although it may at
this point be noted that after the jury brought in the answers
counsel for the plaintiffs did not then move for judgment and
did not oppose the defendants' motion for judgment. In the
further alternative, the respondents ask for a new trial on the
basis of the state of the evidence and the form of the jury's
answers.
The respondents contend that they are entitled to maintain
the judgment on the basis that question one should be answered
"Yes" in one, some, or all of its sub-headings (a), (b) and (c).
The strength of this submission will be examined shortly. In
pressing for judgment on this basis the respondents did not
cross appeal but the circumstances of this case are unusual.
Judgment had been entered for them below and they simply seek to
retain it whether on the basis on which the trial judge had
finally entered it or otherwise.
I have already stated my conclusion that the judge was not
entitled to enter judgment for the plaintiffs on the basis that
he did. A further question then is whether the judge would have
been justified in entering judgment for the respondents, or
alternatively whether judgment for the respondents can now be
sustained, on the basis of the jury's answers. When the jury
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brought in their answers counsel for the respondents suggested
to the judge that the answers displayed inconsistency, but they
did not then take the step of moving for judgment. They now
repeat that there was an inconsistency but in their submissions
to this court they did not seem to suggest that the answers,
considered alone, represent a sufficient basis to justify entry
of judgment in their favour - rather they say upon that aspect
that it demonstrates that there should be a new trial.
It will be necessary to look at this alleged inconsistency
to see how far it takes the respondents but, first, there are
some more general observations which may be made.
In the present case the jury were not asked to find a
verdict, either general or special. The form of a general
verdict is, in the usual case, simply the jury's statement of
the party for whom they find with an assessment of damages if
their finding is for the plaintiff: see per McHugh J.A. in Otis
Elevators Ptv. Ltd, v. Zitis (1986) 5 N.S.W.L.R. 171 at 197. A
special verdict in the technical sense involves the jury's
finding on all of the facts in issue accompanied by a form of
disclaimer so that the legal effect of their findings will
depend upon the correct view in law which the jury leave to the
court thus making their finding one either for the plaintiff or
the defendant depending upon the legal entitlement as it should
be adjudged: see per McHugh J.A. in Otis Elevators (supra) at
197-198 and per Gavan Duffy J. in Russell v. Railways
Commissioners [1948] V.L.R. 118 at 122. The giving of a special
verdict differs then in form from the simpler procedure of
answering of selected questions which are often left to a jury
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by the trial judge. In addition to the last-mentioned two
cases, reference may be made on this point to McDonnell and East
v . McGregor (1936) 56 C.L.R. 50 at 55-56 and Morosi v. Mirror
Newspapers [1977] 2 N.S.W.L.R. 749 at 760. It is however the
general practice in Queensland in civil jury trials to require
the jury to discharge their function by answering a number of
questions which are considered by the judge to be necessary to
adjudicate upon the issues which remain for decision. The
answers will commonly involve consideration of both fact and law
and as to the latter ingredient the jury take their instruction
from the judge. Gavan Duffy J. in Russell v. Railways
Commissioners (supra) at 123-4 considered that the trial judge,
in his discretion, controlled this process and that, ultimately,
the decision to follow this course did not depend upon the
consent of the parties. This is essentially a point of
procedure and I would agree that the opinion which he expresses
should be taken as correct under modern conditions in this
State. I also think it is correct that the judge can require
answers to the questions which he puts to the jury and he is not
obliged to inform the jury that they may, if they wish, bring in
a general verdict in lieu. In Queensland, I consider that the
judge's right to require answers to questions stems from his
general power to control the course of the trial and his right
is not, in practical terms, diminished by the absence of a
specific provision such as exists in New South Wales requiring
a jury to furnish answers: s. 29 The Supreme Court Act (N.S.W.)
1970. The trial judge's right in Queensland will be
supplemented by s. 46 of The Jury Act but it should no longer be
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taken as limited in every respect by the practice and procedure
which may have been applicable in the High Court in England at
the time of the enactment of the Queensland legislation in 1929.
The difference between the provision of special verdicts and the
answering of specific questions at the judge's direction should
be regarded as largely a matter of form not substance: Otis
Elevators case (supra) at 195 and Russell v. Railways
Commissions (supra) at 122-123. I should not, however, be taken
as suggesting that a trial judge has the right, without the
parties' consent, to put questions which will determine only
some of the issues still alive in the trial, reserving the rest
for determination by himself. To do this would limit the
parties' full right to trial by jury.
In the present case no problem arose on these aspects
because it was with the consent of the parties that the selected
questions were put. In fact, the record discloses that the
judge's own preference had been to put different questions
which, on being answered, would not have been productive of the
inconsistency said to arise here. At this point, the alleged
inconsistency should be examined. As will appear, there were
certain deficiencies in the form of the questions put.
It should be noted that question two does not ask the jury
generally to say whether ex. 6 was defamatory of the plaintiffs
but only whether any of the suggested meanings are defamatory if
it should be found that they represent the ordinary and natural
meaning of the document. In view of the negative answer which
the jury gave to each part of question one, they quite properly,
in deference to the form of question two, refrained from
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answering it altogether. This, it must be assumed, is what they
meant by the answer "N/a".
However, the jury then went on to answer question three as
they appear to have been directed to do. Their answer was that
the defendants published ex. 6 to A.B.I.S. but not to the two
other bodies named. This answer is clear and no difficulty
arises in connection with it.
Question four presents problems. The introductory words
were probably intended to read "if 'Yes' both to the question
two and to some part of question three" . At more than one point
in the summing up this is how the jury were directed to proceed.
Still, the dominant direction which the jury would have taken
with them to the jury room as indicating the course they should
adopt was that constituted by the wording of question four as it
stood. It asked for an answer even if, by implication, negative
or non positive answers were given to questions one and two. At
more than one point in the summing-up the jury had been told,
expressly or by strong implication, that damages were to be
assessed only if the matter was defamatory and a publication had
occurred. I am prepared to assume that the form of a summing-up
can, in certain circumstances, be relevant to a consideration
of what a jury has decided by the answers which they have given,
that is as part of the background assisting in an understanding
of their answers, but ordinarily every attempt will be made to
ensure that the questions put are self-sufficient.
What counsel for the respondents here refers to as
"inconsistency" arises because the jury were told to assess
damages if they were satisfied that the relevant matter was
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defamatory and had been published and they were told to assess
on the basis of the harm done by reason of the defamatory
publication. After the jury's answers were returned those
answers were accepted and the jury were discharged before
counsels' views on the form of the answers were sought. Because
the jury have found damages in a substantial sum when they were
told, in effect, not to assess them unless they considered that
there had been a publication which was defamatory of the
plaintiff this might have been one of those cases, fortunately
rare, where the judge might have felt it desirable to question
the jury to explain the answers they were bringing in: cf.
Mourani v. Jeldi Manufacturing Co. Ptv. Ltd. (1983) 57 A.L.J.R.
825. This course was not followed and, the answers having been
taken and the jury discharged, it is not possible, in my
opinion, to say that in view of the very clear nature of the
jury's answers to questions one and two there remained any
competing implication from their answer to question four which
should be given effect to, so as to displace the effect of the
answers to the earlier questions.
It should nevertheless be said at this point that the
jury's assessment of damages cannot be taken as one arrived at
by them on the hypothetical basis that a defamation of the
plaintiffs had occurred. They had not found any defamation, so
there could be no reliable and acceptable basis upon which it
might be thought that they were proceeding to assessment. It is
not like a case of damages for personal injuries where it might
be said that the plaintiff's loss is the same and will be
measured in the same way whether or not a relevant causative
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agency is held to be tortious. Here the damage or substantial
damage will only be suffered if there is some defamation. In
addition, there is the feature that the judge told the jury to
assess damages, if at all, only as compensation for a defamation
which had occurred. Accordingly, in no eventuality will it be
necessary to consider the appellant/defendants' submission that
the assessment should be regarded as excessive and should on
that account be set aside. It is not possible to be confident
that the assessment proceeded on some proper basis. The
assessment then simply cannot be relied upon and this is for
reasons other than its mere quantum. If, in other respects, the
respondents are held to be entitled to retain part of the
judgment which was, in substitution, entered in their favour
then there would have to be a new trial on the question of
damages .
Since the respondents cannot, before this Court, base
themselves upon some aspect of the jury's answers which might be
argued as being in their favour (and they did not so argue
below), it is necessary to pass to the next proposition which
they assert. They submit that, notwithstanding the jury's
answers and the course which was taken below in respect of them,
this Court has jurisdiction, which it should exercise, to enter
judgment for them.
The power of this Court in a proper case to enter judgment
on appeal contrary to the findings of a jury is the next matter
to be considered.
In the present case, without opposition from the parties,
the jury were discharged without any general verdict being taken
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from them. This is the course commonly followed in jury trials
in this State. The position is then taken to be that the
parties have consented to the next common step when the trial
judge enters judgment in accordance with the jury's findings.
If the parties do not wish the presumption of consent to apply,
it is incumbent upon them, in good time, to make their position
clear by notifying some appropriate reservation: see Edmond
Weil Incorporated v, Russell (1936) 56 C.L.R. 34 at 46 and
McDonnell & East v. McGregor (supra) at 55-57.
The trial judge in the present case accordingly became
obliged to enter judgment in accordance with the jury's answers.
Some general debate continues on the question whether a trial
judge himself has power to enter judgment contrary to a jury's
findings, in effect, disregarding the answers which they have
returned. Before the position was affected by the introduction
of relevant statutory rules of procedure, the greatest relief
which could be ordered without the consent of the parties was a
new trial and orders for new trials would, in appropriate cases,
be made by the court in banc to which court there would usually
be reserved the power to enter such judgment as was called for
upon the basis of the jury's verdict. However, by consent or
custom, there would also be reserved to the court in banc the
power to enter a non suit or a verdict proper in law whether or
not in conformity with the jury's verdict. The procedure is
stated in the last two cases cited but nothing in those cases
gives any support to the view that the trial judge could, or
under more modern conditions can, enter judgment contrary to the
jury's verdict or answers other than in cases when leave to do
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so has been specially reserved by him prior to the verdict being
taken. Members of the High Court were evenly divided upon the
question in the later case of Phillips v. Ellinson Brothers Ptv.
Ltd. (1941) 65 C.L.R. 221. A single judge of the Supreme Court,
Wanstall J. , in Savers v. Perrin and Ors . No. 2 [1966] Qd.R. 74
considered that, as trial judge, he did have this power: see at
84-85 where reference is made to the views of Philp J. in Smith
v , McKeough [1954] St.R.Qd. 17 although it may be noted that in
the latter case, on appeal, (1953) 89 C.L.R. 520, Williams
A.C.J. referred to the question as not being authoritatively
decided.
The real question probably now is whether 0. 42 r. 6 of the
Rules of the Supreme Court applies to extend the power of the
trial judge in significant respects and whether the use of the
phrase "not inconsistent with the findings of the jury" (the
same phrase which in 0. 7 0 r. 11 and 0. 70 r. 26 is expressed to
qualify the Full Court's power) introduces any substantial
limitation upon the power which the rule might confer. A
decision on this important question is not called for in the
present case because no application was made below by the
plaintiff/respondents for judgment notwithstanding the jury's
findings. In passing, it is difficult to resist making the
observation that there appear to be strong reasons,
procedurally , for denying the trial judge this power, that is
unless before taking the verdict or answers the point has in
some fashion been reserved. The history given and the reason
advanced by Rich and McTiernan JJ. in Phillips v. Ellinson
(supra) in addition to the observations in Edmond Weil
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Incorporated v. Russell (supra) and McDonnell & East v. McGregor
(supra) are persuasive even though there are undoubtedly cases
in England where the opposite conclusion has been reached. It
is not asking too much to demand that when a party wishes to
argue before the trial judge that in the state of the evidence
he is entitled to a non suit or judgment in his favour, he
should raise the matter before the jury's verdict is taken,
although the trial judge then might, for obvious reasons, still
take the verdict, reserving his own decision in the meantime.
It might, of course, be difficult for the judge to do this
without directing a verdict if the evidence is in fact all one
way as will be assumed in typical examples which come to mind.
It must be conceded that, as far as a trial judge's power is
concerned the answer is not authoritatively established by any
decision to which we were referred. The difficulties which
attend the giving of an answer on this question no doubt stem
from the course of history of procedure in this area together
with the fact that the statutory rules of court are not as full
or as completely clearly expressed upon this point as they might
be. On this aspect, it is enough for present purposes to say
that no additional obstacles should be regarded as placed in the
respondents' path by the fact that they did not move for
judgment before the trial judge, against the answers,
unfavourable to them, which the jury had returned.
There is no doubt about the power of this Court to set
aside a judgment entered in accordance with the jury's verdict
or answers in cases where there is no evidence to support the
verdict or answers or where they are perverse and such as no
-- 21 of 97 --
18
reasonable jury could possibly find. In some cases, the result
will be a new trial (the power to order which is given to this
Court and not to the trial judge) but, in other cases, there is
a power to be exercised, although only with great caution, to
set aside the verdict and judgment and enter a contrary
judgment. The relevant statutory provisions are to be found in
the Rules of the Supreme Court in 0. 42 r. 6 already referred to
and in 0. 70 especially rr. 10, 11 and 26.
While it is true that the power which is given to the Court
on appeal by 0. 70 r. 11 to draw inferences of fact is expressed
to be limited to such as is "not inconsistent with the findings
of the jury" (the same phrase as appears in 0. 42 r. 6) this has
not been regarded as an obstacle when the court considers that
the jury's verdict or answers should be set aside and a contrary
judgment entered. A power to make supplementary findings which
are consistent with a jury's answers is clearly a beneficial one
in cases where the jury's findings are unchallenged or are
justified and where a further matter, perhaps collateral only,
has not been covered by those findings so that a consistent
extension of them will not involve a large step. This, no
doubt, is the sort of situation to which the words of the rules
apply. It is fundamentally a different matter when the verdict
or answer given by the jury is unsustainable or perverse. The
appeal court does not then engage in any process of building on
to what the jury have expressly found by drawing inferences
which are consistent. It sets aside the finding entirely and in
this situation is free under a procedure which has been
sanctioned by authority to substitute the finding which the jury
-- 22 of 97 --
19
should have made but has unreasonably failed to make. In this,
it is not restricted by the inhibiting words of the rule which
were introduced with a different situation in mind. This is the
justification which is stated by Starke J. in Baird v.
Maaripilis (1925) 37 C.L.R. 321 at 334 and his reasoning has
been adopted in Smith v. McKeough (1953) 89 C.L.R. 520 at 526.
It is no longer relevant that for some of the cases in
England where the approach described has been adopted there may
have been additional justification because the corresponding
statutory rule did not contain the apparently limiting words
"not inconsistent with the findings of the jury" nor that one
early case in Queensland which set out along the same path was
decided when those words did not appear in the corresponding
Queensland Rule which is now 0. 70 r. 11: see Clark & Fauset v.
Municipality of Brisbane (1895) 6 Q.L.J. 131 especially at 137
per Chubb J. The approach adopted in the last-mentioned case
was applied without hesitation in Barns v. The Queensland
National Bank Limited [1906] St.R.Qd. 133 at 157, after the
Queensland Rules of 1900 came into force, a fact noticed by
Higgins J. in the course of the more cautious approach which he
expressed in Baird v. Magripilis (supra) at 324 and he himself
expressed no disapproval of it. This beneficial interpretation,
which is now authoritatively supported, represents a principle
of procedure which should be regarded as established. It was
applied in this Court in Conrad v. The Chermside Hospital Board
[1 982] Qd.R. 242 especially at 251, again a case, like Baird v.
Magripilis (supra), where the power was exercised to set aside
a jury finding made against the party on whom the burden of
-- 23 of 97 --
20
proof lay and to enter judgment in favour of that party. In
Conrad the court reminded itself, in the words used by Starke J.
in Baird v. Magripilis, that the power in question "is a strong
power [which] must be exercised with considerable caution".
It may thus be accepted that this Court has, as the
respondent contends, a relevant power (which incidentally the
High Court decided it did not possess on appeals taken directly
to it from a judge of first instance: see e.g. McDonnell & East
Ltd, v. McGregor (supra) at 53-54). This Court then is entitled
in a proper case to set aside the jury's answers and enter
judgment in a contrary sense. The question is whether it
should, as the respondents contend, exercise this power and set
aside the jury's findings on question one and enter findings
favourable to the respondent on that question and on question
two. This requires the evidence and the pleadings to be looked
at a little more closely.
The defendant/appellants wrote a letter, ex. 6, to the
plaintiff/respondents which they caused to be published to
A.B.I.S. and which contained the following matter: "Whilst we
hand over all records . . . that is not to say that we see no
ethical reason to prevent your firm accepting appointment as
Accountant for the Society" and "therefore, whilst we believe it
is unethical for your firm to accept the appointment, we suggest
that your advice to the Board should have been along those
lines, nevertheless ... we do not object to your acceptance of
the appointment" .
The pleaded ordinary and natural meanings of the letter
containing the material which has just been quoted were meanings
-- 24 of 97 --
21
which the jury were asked to consider and they by their answers
rejected them. The specified meanings were, (a) the plaintiffs'
conduct in accepting the appointment was unethical, (b) that the
plaintiffs were acting contrary to the ethical pronouncements of
the Australian Society of Accountants and (c) the plaintiffs
should on ethical grounds have refrained from accepting the
appointment. Essentially, the writers, who were professional
men, were stating in the letter which they caused to be
published their view and their belief concerning the plaintiffs'
conduct, also professional men, and they used the words already
quoted .
The plaintiffs pleaded and relied upon innuendoes of the
kind which have come to be called "popular" or "false" to
distinguish them from innuendoes of that other kind where
additional facts beyond the published words themselves need to
be known to the recipient of the communication before a
defamatory meaning can be read into them. Opinions vary on the
question whether it is strictly necessary to plead popular
innuendoes although the practice has its advocates: e.g. per
Lord Devlin in Lewis v. Daily Telegraph [1964] A.C. 234. If a
plaintiff does choose to plead meanings and implications upon
which he relies then there is substantial reason for thinking
that, as is ordinarily the case when particulars of a pleading
are given, he is bound by them: Slim v. Daily Telegraph Ltd.
[1968] 2 Q.B. 157 per Salmon L.J. at 185 and per Gibbs and
Stephen JJ. in Sungravure Ptv. Ltd, v. Middle East Airlines
Airliban S.A.L. (1975) 1 34 C.L.R. 1 at 7-8 and 14-15. The trend
of modern authority seems to lie in this direction and there is
-- 25 of 97 --
22
a lot to support it although Griffith C.J. in Rvan v. Ross
(1916) 22 C.L.R. 1 at 11 seemed to be of the view that a
plaintiff was not confined to those of the obviously applicable
meanings which he might happen to select. In the present case
the plaintiffs accepted the procedure adopted at the trial under
which these, the quoted meanings, were the only alleged meanings
upon which the jury's answers were sought. These are the
meanings then to which we are obliged to confine our attention.
The respective functions of judge and jury in a defamation
trial are well settled. It is the function of the judge to
decide if the words said to have been published are capable of
bearing a defamatory meaning (and in particular, the defamatory
meaning alleged) and it is the jury's task to say if the words
are in fact defamatory, that is, do bear that meaning. The
question for the judge is commonly described as one of law and
that for the jury one of fact, and although there has been
criticism of expressing the test in this fashion (see per Lord
Reid in Morgan v. Odhams Press Ltd. [1971] 1 W.L.R. 1 239 at
1 242H - 1243A and per Diplock L.J. in Slim v. Daily Telegraph
Ltd . (supra) at 174) the description is a convenient one.
Section 367 of the Criminal Code enshrines the distinction
between the respective roles so far as it applies in Queensland.
Before us no issue arises upon the capacity of the words of
ex. 6 to be defamatory. The submission which is made by the
respondents is the reverse, namely that on no reasonable view
are the words capable of being regarded as other than
defamatory. The submission is that within the meaning of the
-- 26 of 97 --
23
authorities already discussed the negative answers given by the
jury to question one are perverse.
The conclusion which the Court is required to come to in
the present case is uncomplicated. There is not a context, a
set of surrounding circumstances, which in significant respects
affects or modifies the meaning which is attributable to the
words of ex. 6. The meaning which the defendant/appellants
meant to convey by their letter is irrelevant: see per Lord
Loreburn in Hulton v. Jones [1910] A.C. 20 at 23. It is equally
irrelevant whether any of the officers or staff of A.B.I.S.
accepted the viewpoint expressed in the letter: see per Lord
Reid in Morgan v. Odhams Press Ltd, (supra) at 1246E.
The letter was published to a body with whom both the
plaintiffs and the defendants were or had been in an
accountant/client relationship. The plaintiffs were to take
over appointment as accountants to the client and the defendants
were losing to the, plaintiffs the appointment which they had
previously held. This Court is at no disadvantage in arriving
at an opinion on the question whether the letter was defamatory,
that is necessarily defamatory. The question is whether this is
a matter upon which reasonable minds may differ. The
respondents can only succeed if it is a question on which
reasonable minds cannot differ that is if the letter is
necessarily defamatory in one or more of the senses stated in
question number one.
Language is not a precise instrument. It is probably true
that most phrases uttered can convey a range of meanings. Some
of this range will constitute the ordinary and natural meaning
-- 27 of 97 --
24
of the words used. A number of judges have expressed the view
that the words of a communication can have a number of meanings
each of which will qualify for the description of "ordinary and
natural" although, of course, there may be other meanings as
well conveyed to certain readers or listeners which could not
properly be so described: see e.g. per Lord Devlin in Lewis v.
Daily Telegraph Ltd, (supra) and per Lord Morris in the same
case at 265 and the judgment of the Privy Council in Jones v.
Skelton [1963] 1 W.L.R. 1362 at 1370-1371 which contains the
statement that the "ordinary and natural meaning may therefore
include any implication or inference which a reasonable reader
. . . should draw from the words" . In Slim v. Daily Telegraph
Ltd . (supra) at 1 68-1 69 Lord Denning M.R. accepted that the
ordinary and natural meaning of a communication could include a
plurality of imputations although Diplock L.J. appeared to voice
a preference for the view that the communication could have only
one natural and ordinary meaning (see especially at 173-175).
This debate and apparent difference may not involve a matter of
substance only of form. After all, a statement conveying some
meaning can be drafted as a simple composite (perhaps a lengthy
one) or it can be divided to express a number of separate
implications or inferences.
To say "you are a thief" to a person of good reputation
speaking with apparent seriousness in front of witnesses is to
defame him. If a jury were to find otherwise there would be no
difficulty with the proposition that their finding was perverse.
The fact that the subject matter of a jury's deliberations in
such a case is a matter involving the law of defamation and of
-- 28 of 97 --
25
fact finding in that area does not involve some special magic.
In this as in any other area of fact a jury are capable of
arriving at a conclusion which is incontrovertibly wrong and
which can be set aside on appeal. This has been done in a
number of cases involving defamation. In view of the present
debate it may be more helpful to cite instances where jury
findings against defamatory meaning have been set aside.
In Ryan v. Ross (supra) the jury's verdict that certain
matter published was not defamatory was set aside and a new
trial was ordered. Griffith C.J. at 13 expressed the test in
this fashion: It is "difficult to think that reasonable men
could say that it is not defamatory"; Powers J. in the same case
at 38 spoke of the question as being whether the publication
"necessarily casts an imputation" and see per Barton J. at 18-19
and per Issacs J. and Gavan Duffy disagreeing as to the result
but at 25 and 27 stating the question in similar terms, viz.
whether words "are necessarily actionable" and "incapable" of
being considered otherwise. In Blashki v. Smith 17 V.L.R. 634
a jury verdict that a publication was not libelous was set aside
because it "necessarily" bore a libelous meaning, a new trial
being ordered. In Christie v. Robinson (1889) 10 N.S.W.R. 157
a verdict for the defendant was set aside and a new trial
ordered it being said that if a jury's libel verdict is clearly
wrong it will be set aside like any other. Doyle v. McIntosh
(1917) 17 S.R.N.S.W. 402 was a case where a general verdict for
the defendant was set aside and a new trial ordered on the basis
that the verdict was "unreasonable" and in Thompson v. Truth and
Sportsmen Ltd. No. 1 (1929) 31 S.R.N.S.W. 129 on appeal it was
-- 29 of 97 --
26
adjudged that the publication was necessarily defamatory. In
the context of an unsustainable finding that the publication was
not defamatory it was in Levi v. Milne [1827] 4 Bing 195, 130
E.R. 743 at 199 observed that "juries are not judges of the
law". There are, of course, numerous instances of jury verdicts
finding in favour of libel which have also been set aside.
To alter somewhat the simple example which I gave
previously one may consider the case of a person saying to
another of good reputation and speaking with apparent
seriousness in front of witnesses "I believe you are a thief" I
would again accept the conclusion as inevitable that the person
so described has been defamed. But the question for us to
consider is whether he has been defamed because amongst the
implications conveyed by the remark there is the proposition
"you are a thief"? In short, do the words necessarily convey
both "I believe you are a thief" and "you are a thief". In the
simple context which the example provides I would conclude that
both meanings or implications are conveyed by the utterance.
This is the question which arises in the present case. The
defendant/appellants communicated in terms of a belief or
opinion which they expressed. They did not express their view
tentatively or in a way which acknowledged the possibility of
error or as one previously held but now abandoned or as anything
other than a point of view currently held and communicated.
While it is true that they simply asserted something as their
opinion, the meaning they intended to convey is irrelevant. In
Lewis v. Daily Telegraph (supra) Lord Devlin at 285 said
"Although suspicion of guilt is something different from proof
-- 30 of 97 --
27
of guilt, it is the broad impression conveyed by the libel that
has to be considered and not the meaning of each word under
analysis. A man who wants to talk at large about smoke may have
to pick his words very carefully if he wants to exclude the
suggestion that there is also a fire The words of ex. 6
which the defendants used express no qualification upon their
opinion.
The respondents do not appear to have pressed for a
directed verdict below and the trial judge left the matter of
the meaning of the words and the question of defamation quite
open in his summing up although from his remarks it might be
detected that he considered that the substantial issues were
publication (this being put in issue in the trial) and damages.
The result was that, left at large as they were, the jury found
that the defendants7 words did not bear the meanings set out in
question one. I consider that those answers and in particular
the answers to 1 (a) and (c) should be set aside as necessarily
wrong. Apart from the further matters to which I must now turn
I consider that it follows that this Court could itself answer
question two "Yes" since the context is so confined and, that
being so, this Court may be "satisfied that it has before it all
the materials necessary for finally determining the question(s)
in dispute" (in the words of 0. 70 r. 26). The court is
empowered to act as well under the provisions of 0. 70 r. 11.
A further question now arises however because the trial judge
took from the jury the defences of qualified privilege which had
been pleaded by the defendants .
-- 31 of 97 --
28
The portions of the letter, ex. 6, which can (and as I
believe, should) be regarded as defamatory have already been
quoted. Beyond those statements there is nothing of
significance in the letter except for the defendant firm's
statement of willingness to hand over the records of A.B.I.S.
which the plaintiffs' firm would need, as accountants, to
prepare the accounts of A.B.I.S. The allegations of an
unethical stance on the plaintiffs part are not made in
extravagant language. If the defence of privileged occasion is
otherwise available to the defendants this is not a case where
any extraneous matter which exceeds the bounds of the privilege
has been included in the communication.
The two relevant heads of privilege are those arising
under sub-ss. (3) and (5) of s. 377 of the Code which read as
follows :
"It is a lawful excuse for the publication of
defamatory matter -
(3) if the publication is made in good faith for
the protection of the interests of the
person making the publication, or of some
other person, or the public good;
(5) if the publication is made in good faith for
the purpose of giving information to the
person to whom it is made with respect to
some subject as to which that person has, or
is believed, on reasonable grounds, by the
person making the publication to have, such
an interest in knowing the truth as to make
his conduct in making the publication
reasonable under the circumstances" .
At the conclusion of the evidence the trial judge ruled
that the defences of qualified privilege were not available and
he withdrew those matters from the jury's consideration. Under
the Code the task of ruling upon this question falls to the
-- 32 of 97 --
29
trial judge just as it did at Common Law: Telegraph Newspaper
Co. Ltd, v. Bedford (1934) 50 C.L.R. 632 per Starke J. at 646
citing Hebditch v. Macllwaine [1894] 2 Q.B. 54 at 58 and per
Evatt J. at 657; Queensland Newspapers Ptv. Ltd, v. Baker
[1937] St.R.Qd. 153 per Webb J. at 167 and per Henchman J. at
189 and Calwell v. Ipec Australia Ltd . (1975) 135 C.L.R. 321 at
329, 330 per Mason J.
If the trial judge in the present case had ruled that the
occasion was privileged, the matter of the defences would then
have had to go to the jury, that is, for them to decide whether
good faith had been shown to be absent. Good faith is a matter
for the jury and the burden of proving its absence would have
lain upon the plaintiffs under s. 378 of the Code . The relevant
definition of good faith appears in s. 377 in these terms:
"For the purposes of this section, a publication is
said to be made in good faith if the matter published
is relevant to the matters the existence of which may
excuse the publication in good faith of defamatory
matter; if the manner and extent of the publication
does not exceed what is reasonably sufficient for the
occasion; and if the person by whom it is made is not
actuated by ill-will to the person defamed or by any
other improper motive, and does not believe the
defamatory matter to be untrue".
In dealing with the aspect which it fell to him to decide,
that is in deciding whether the occasion of the publication was
privileged, the trial judge had to consider the circumstances of
the publication: who published it, when, why, and in what
circumstances as indicating whether there was a relationship
between the parties giving rise "to a social or moral right or
duty" (per Starke J. in Bedford's case (supra) at 647 quoting
James v. Baird (1916) S.C. (H.L.) 163) and whether the subject
-- 33 of 97 --
matter of the publication was too widely stated and contained
material falling outside the protection given by the statute
(per Starke J. ibid and per Lord Loreburn in Adam v . Ward [1917]
A . C . 309 at 321).
An appreciation of what Parke B. declared to be the
criterion at Common Law for judging whether an occasion is
privileged assists in understanding the judge's role under
s. 377(3) and (5) - "made by a person in the discharge of some
public or private duty whether legal or moral or in the conduct
of his own affairs in matters where his interest is concerned",
on the basis that the publication is "for the common convenience
and welfare of society": Tooqood v. Spyrinq 1 C.M. & R. 181,
149 E.R. 1044 at 193.
It is necessary, of course, to have continuously in mind
the actual words of the two sub-sections. When the function
committed to the jury of deciding upon the aspect of good faith
(defined in s. 377) is considered it will be seen that, in some
aspects, there is or can be a close relationship between their
task and that of the judge. Evatt J. remarked on this
connection in Bedford 's case at 663 where he said "Before any
question of 'good faith' arises, the precise occasion and reason
of the protection is assumed to have been defined and settled,
so that the judge is enabled to direct the jury on the elements
constituting 'good faith' in the light of his closely
interrelated ruling in favour of qualified protection". As to
the aspect of relevance which may arise for consideration in the
judge's determination whether the occasion is privileged and
then as an element of good faith which will be considered by the
30
-- 34 of 97 --
31
jury see also Calwell v. Ipec Australia Ltd . (supra) per
Mason J. at 330. However, the judge must take care to reserve
to himself the whole decision on the question whether the
occasion was privileged and the extent to which he will be
entitled and required to seek findings from the jury to assist
him can be expected to lie only in fundamental areas of disputed
fact: cf. per Mason J. at 331. Examples of disputed issues
upon which the ultimate question for a judge's decision could
depend are whether the matter was published and if so to whom.
In the present case the trial judge ruled that the occasion
was not privileged within either sub-s. (3) or (5) and he did
this before the disputed question of publication was resolved.
Accordingly, he considered the question on the hypothetical
basis that publication had been made to all three of the
entities referred to in the questions going to the jury but
their subsequent answer found that publication was made only to
A.B.I.S. In argument before us it was complained that- the judge
did not separately consider privilege in respect of each of the
three alleged recipients and so was in error in failing to
concentrate sufficiently upon the privilege attaching to the
publication to A.B.I.S. We now have to consider publication
made only to that body without being distracted by possibly
different considerations which may be relevant in the case of
publication to the other two named bodies. We have to make up
our own minds on the question giving weight to any advantages
which His Honour may have possessed by reason of his position as
trial judge. His ruling did not result from his being placed in
an advantageous position. The wording of the plea in the
-- 35 of 97 --
32
defence did not make altogether clear the basis upon which the
claim to privilege depended. The terms of the ruling indicate
that the argument advanced at the conclusion of the evidence did
not as clearly as it might have done support the relevant claim
of privilege. This, perhaps, is what led His Honour to reject
the submission then advanced of what could constitute the
"subject" of the communication as one relating to peripheral
matters. There are some indications given by His Honour in the
course of his ruling which are not altogether easy to defend.
In deciding whether, under sub-s. (3), the publication was "made
. . . for the protection of the interests of the person making the
publication" His Honour was occupied by what the defendant
Davies was "required" to do or what it was "necessary" for him
to do in the circumstances. In judging this question he appears
to have been unduly influenced by the fact that Davies could
have taken any complaint of unethical conduct to the
professional body, the Australian Society of Accountants.
In the end, the factual circumstances were not difficult.
The plaintiffs had for a time been the accountants for A.B.I.S.,
then the defendants for a brief period were engaged and then the
defendants lost the appointment again to the plaintiffs. The
exchanges between the parties over this last circumstance
resulted in the publication in question. His Honour accepted
that the defendant Davies would have had an interest in
maintaining his firm's professional reputation and in particular
in retaining the professional link with the client. He thought,
however, that this was not enough to make the occasion of the
communication privileged under sub-s. (3).
-- 36 of 97 --
33
The purpose of the communication to A.B.I.S. can be stated
in this fashion: it was to inform A.B.I.S. of the view that
there were ethical objections in the way of its chosen
accountants taking the appointment, the author of the letter
nevertheless stating that he would co-operate in handing over
the necessary records . The subject matter for the purposes of
consideration under sub-s. (5) can then be stated as being the
ethical propriety of the client's chosen accountants accepting
the appointment. A.B.I.S. would have or the defendants could on
reasonable grounds have believed A.B.I.S. would have an interest
in being alerted to this issue.
In giving evidence, Davies appears to have been defensive
and reluctant to answer questions but it may be conceded that he
continued to maintain that he had a belief in the breach of
ethical standards involved in the plaintiffs' taking over the
appointment. It is possible to justify Davies bringing this
view to the client's attention.
In judging the occasion in terms of the defence under
s. 377 (5) it is not fair to the defendants to consider the
matter solely from the point of view of the interest they would
have in retaining or regaining their engagement. It can be
thought of as a matter of relevance for the client to be alerted
to the fact that it was contended that the accountant it was
engaging was proposing to undertake the work in breach of
ethical injunctions applicable to it. A client might, with
profit, weigh the desirability of engaging the professional
services of one who, as it was said, was not prepared to abide
by the ethical standards of his profession. It was not a matter
-- 37 of 97 --
34
of mere academic interest, because the attitude involved might
be thought to say something in terms of standards,
scrupulousness and general reliability. The communication may
not in the end have weighed with A.B.I.S. to the point of
influencing its decision but it can be regarded as having an
interest in knowing of the matter.
The plaintiffs might have had a lot which they could say on
the issue of the defendants' good faith. They may have wished
to say that Davies was motivated solely by spiteful ill will
towards the persons to whom he was losing the appointment or a
desire, by improper means, to destroy the standing of the
plaintiffs as a step towards regaining the appointment but these
matters would have lain in the area of good faith which it would
be for the jury to determine. I consider that the defence
raised under sub-s. (5) should have been allowed to go to the
jury on the basis that the occasion of the communication fell
within this area of privilege.
The conclusion that A.B.I.S. can be regarded as having an
interest in receiving the information contained in ex. 6 also
takes the debate upon the applicability of sub-s. (3) a certain
distance. I would conclude that the defence under the
last-mentioned sub-section should also have gone to the jury.
The person making the publication, Davies on behalf of his
firm, would perhaps have had an interest in maintaining the
firm's professional standing in the eyes of their erstwhile
client but, more clearly, they would have had an interest in
regaining the client now or in the future. Even though other
persons in the position of the defendants may have kept their
-- 38 of 97 --
35
counsel and suffered their disappointment in silence thinking
that honour demanded it, it can nevertheless be accepted that
Davies could properly have felt entitled to pursue a different
and more actively defensive course. The defendants can be
regarded as justified in making a statement casting their own
behaviour in a favourable light and drawing to the attention of
the client the comparatively unsatisfactory professional
behaviour of the competitor to whom they were losing the
business, at least temporarily. They could, in the protection
of their interest properly have felt justified in drawing to the
attention of the client the comparison between the behaviour of
their firm and that of the plaintiffs hoping that the client
would note the comparison favourable to themselves and move,
sooner or later, to bring the business back to them. Their own
interests which they were seeking to protect and advance can be
seen as involved in the action which they undertook. The
publication did not relate to some collateral disparagement or
scandal and was not made to a recipient having no involvement
with the issue. The sub-section may not offer a defence to foul
means as well as fair, employed in the protection of self
interest, but it can apply to conduct which I would apprehend
falls within those accepted community norms which underpin the
welfare of society. The result is that, subject to the question
of good faith, the publication should be regarded as being
within the area of protection accorded to "legitimate self
defence", to employ the phrase appearing in Lord Macnaughton's
judgment in Macintosh v. Dun [1908] A.C. 390 at 401.
-- 39 of 97 --
36
The judgment which was entered below in favour of the
respondents should be set aside and a new trial ordered,
restricted, so far as is possible, to the applicability of the
defences of qualified privilege which were raised and the issue
of damages. I would not disturb the jury's finding that ex. 6
was published to A.B.I.S. and that it was not published to the
other two bodies named in the questions submitted to them. I
have already stated my views upon the inevitability of a finding
that the plaintiffs were defamed subject to the jury's view upon
the issue of good faith under the defences raised. In the
unusual circumstances of this case and in light of the
respective contentions both below and before us I think it is
right that the costs of the first trial and of the appeal should
follow the event of the retrial.
-- 40 of 97 --
IN THE SUPREME COURT
OF QUEENSLAND
FULL COURT
Appeal No. 77 of 1989
Before the Full Court
The Hon. The Chief Justice
Mr. Justice Shepherdson
Mr. Justice de Jersey
BETWEEN :
ALLAN EDWARD EVANS and
ROSS ALEXANDER McLEAN
(Plaintiffs) Respondents
AND:
KENNETH H, DAVIES
(First Defendant) Appellant
AND :
TOWERS HART & DAVIES (a firm)
(Second Defendant) Appellant
JUDGMENT - SHEPHERDSON J. - FULL COURT
Delivered the Seventh day of September, 1990
CATCHWORDS:
DEFAMATION - Trial by Jury - Trial Judge receives affidavit
evidence from Jurors some days after jury discharged - Jury
returned special verdicts - Failed to answer one question - Trial
Judge reverses earlier judgment pronounced for defendants.
APPEAL - 0.71. Rules 11 and 26 - Whether affidavit evidence from
jurors properly received.
Counsel: Mr. Callinan Q.C. and Mr. Applegarth for the
Appellant .
Mr. Chesterman Q.C. & Mr. Couper for the
Respondents.
Solicitors: Messrs. Riba Dent & Smith, Cairns for the
Respondents .
Messrs. Connolly Suthers, Townsville for the
Appellants.
Hearing Dates: 27th and 28th March, 1990.
-- 41 of 97 --
IN THE SUPREME COURT
OF QUEENSLAND
FULL COURT
Appeal No. 77 of 1989
BETWEEN :
ALLAN EDWARD EVANS and
ROSS ALEXANDER McLEAN
(Plaintiffs) Respondents
AND:
KENNETH H. DAVIES
(First Defendant) Appellant
AND:
TOWERS HART & DAVIES (a firm)
(Second Defendant) Appellant
JUDGMENT - SHEPHERDSON J. - FULL COURT
Delivered the Seventh day of September, 1990
The appellants are the first and second defendants named in
an action begun in the Supreme Court of Queensland at Townsville
in which the plaintiffs, who are the respondents, claimed damages
including aggravated damages for defamation together with
interest. The respondents required the action to be tried by
jury. According to the Statement of Claim, the alleged
defamation lay in part of a letter dated 29th November, 1984
written by the first defendant to Allan Evans and Associates, a
firm of public accountants of which the plaintiffs were the
members. The letter (omitting formal parts) reads:
"Re: ABIS COMMUNITY CO-OPERATIVE SOCIETY LTD.
We are in receipt of your letter of the 23rd November,
1984.
We would like to clarify one point made in your
letter.
Whilst we will hand over all records in our
possession, to assist you, that is not to say that we
-- 42 of 97 --
2
see no ethical reason to prevent your firm accepting
appointment as Accountant for the Society.
We believe that as we were appointed Accountants in
April, 1984, that we should have been allowed to
complete the Financial Statements to the 30th
September, 1984. The reasons for the same are as
follows
1. At the 30th September, 1984, we were the
Accountants for the Society.
2. We have requested on a number of occasions since
that-time that the books be presented to us for
preparation of the Financial Statements for the
Society.
3. The decision taken by the Board in November seems
to be based on false information provided.
Therefore, whilst we believe it is unethical for your
firm to accept the appointment, we suggest that your
advice to the Board should have been along those
lines, nevertheless, taking account of the urgency of
the situation, we do not object to your acceptance of
the appointment."
The defamatory part was said to lie in the whole letter, save
for the first two sentences. At the material times the
appellant first defendant was a public accountant and a member
of the firm which is the appellant second defendant.
The letter in question was alleged to have been published
to (inter alia):-
1. A.B.I.S. Community Co-Operative Society Limited ("ABIS ”).
2. Aboriginal Development Commission.
3„. The Department of Aboriginal Affairs.
The statement of claim alleged that the letter published
referred to the plaintiffs' appointment as accountants for ABIS;
that the defendants knew or ought to have known that at all
times the acceptance of the appointment by the plaintiffs as
accountants to ABIS complied with the ethical pronouncements of
the Australian Society of Accountants and that by the words of
-- 43 of 97 --
3
the letter complained of the defendants meant and were
understood to mean that:-
(i) The plaintiffs' conduct in accepting the appointment
was unethical.
(ii) That the plaintiffs were acting contrary to the
ethical pronouncements of the Australian Society of
Accountants.
(iii) That the plaintiffs should have on ethical grounds
refrained from accepting the appointment.
The statement of claim went on to allege damage and that
the words were published by the defendants out of ill . will
towards the plaintiffs or one of them and with a motive of
increasing or retaining professional fees payable to the
defendants from various aboriginal and Islander based clients
and with expectation that the prospective material advantages
would outweigh any prospect of loss.
In their defence the appellants did not admit publication
of the letter complained of. They also pleaded the defences of
qualified protection under s. 377(3) and 377(5) of the Criminal
Code .
The action was tried before Carter J. and jury at
Townsville on the 13th, 14th, 15th, 16th and 17th days of
November, 1989. Both sides called evidence. The learned trial
Judge ruled that the defences under ss . 377(3) and (5) were not
to be left to the jury.
The background to the dispute in general terms was as
follows. A full meeting of directors held at the office of ABIS
on 20th November, 1984 unanimously agreed that the accounting
work for the organisation be carried out by the plaintiffs'
firm. By letter dated 21st November, 1984 written to the first
-- 44 of 97 --
4
plaintiff Allan Evans, ABIS notified Evans of that appointment.
The letter stated (inter alia):-
"Would you therefore use this letter as your letter
of appointment and arrange for the immediate retain
(sic) of our files to your possession."
On 21st November, 1984 the plaintiffs' firm wrote a letter to
the second defendant enclosing the letter of 21st November, 1984
received from ABIS confirming the plaintiffs' appointment. This
letter read:
"Should there be no objection on your part I would
like to collect the files that were handed to your
firm in early April this year along with any other
records and information of the company that has been
generated. Your early reply in this matter would be
greatly appreciated to enable me to collect the files
as a matter of urgency." (See Ex. 2).
On 23rd November, 1984 the plaintiffs again wrote to the second
defendant - the letter was addressed to the first defendant.
This letter (Ex. 3) referred to the letter of the 21st instant
and a subsequent meeting between Allan Evans and the first
defendant. It stated (inter alia) that the second defendant was
not prepared to release any files until his firm's account was
paid. On 29th November, 1984 the second defendant wrote a
letter which was signed by the first defendant addressed to the
plaintiffs' firm Allan Evans and Associates. The text of that
letter has already been set out.
That letter which was Ex. 6 was alleged to have been
published by the defendants to ABIS, the Aboriginal Development
Commission'and the Department of Aboriginal Affairs.
I see no need to refer to subsequent correspondence which
went into evidence.
To return to the proceedings at the trial. After the
learned trial Judge had ruled against the defendants on the
-- 45 of 97 --
5
defences under s. 377(3) and 377(5) the transcript for 16th
November, 1989 shows His Honour said:-
"Gentlemen, it seems to me that the questions for the
jury should be as follows:-
1 . Was the letter dated 29 November 1984, exhibit 6,
defamatory?
2. If the answer to question 1 is yes, was the
letter dated 29 November 1984, exhibit 6,
published to -
(a) ABIS Community Co-Operative Society
Limited;
(b) The Aboriginal Development Commission;
(c) The Department of Aboriginal Affairs.
3. If the answer to question 2 is yes, what damages?
I will need to hear submissions from you in
relation to the form of the questions.”
Thereafter, following some discussion between counsel and the
learned trial Judge in regard to the possible publication by a
lady then in Court in a local newspaper of His Honour's reasons
as to the defences which might be read by the jury before giving
a verdict, Mr. Chesterman Q.C. who was leading counsel for the
plaintiffs said - "We would agree with the questions Your Honour
proposes with one exception" . The transcript then shows
"Notetaking ceased at 3.07 p.m. at the direction of His Honour".
Thereafter counsel addressed the jury and His Honour summed up
the case to the jury. After His Honour completed his summing up
on 17th November, the transcript shows there was some discussion
between both counsel and His Honour as to what His Honour had
told the jury about aggravated damages. His Honour said that he
did not propose to redirect the jury on behalf of either
counsel. The transcript shows that at 4.23 p.m. the jury
returned having answered the questions left to them. I shall
set out exactly what the transcript shows . It will be noted at
once that the questions which His Honour had initially proposed
-- 46 of 97 --
6
were varied, presumably at the insistence of plaintiffs'
counsel- The transcript shows :-
"The jury returned at 4.23 p.m., having answered the
questions as follows -
1 . Is the ordinary and natural meaning of
Exhibit 6 that:
(a) the Plaintiffs' conduct in accepting
the appointment was unethical
Ans . No.
(b) that the Plaintiffs were acting
contrary to the ethical pronouncements
of the Australian Society of
Accountants?
Ans . No .
(c) the Plaintiffs should have on ethical
grounds refrained from accepting the
appointment?
Ans . No,
2. If you answer yes to any part of question 1
was any such meaning defamatory of the
Plaintiffs?
Ans. N/A.
3. Was Exhibit 6 published by the defendants to
any of the following bodies:
(a) the A.B.I.S. Community Co-Operative
Society Limited? Ans. Yes .
(b) the Aboriginal Development Commission?
Ans. No.
(c) the Department of Aboriginal Affairs?
Ans. No .
4. If yes to any part of question 3, what
damages?
Ans. $95,000 .
HIS HONOUR: Members of the jury, thank you for the
attention that you've given to the case. I must say
I have been enormously impressed by the attentive and
conscientious way you went about your duties. You had
a difficult task to perform and you have carried out
your duties in accordance with the highest standards
of jury service. Jury service is a very honourable
form of public service. It's also very onerous. I am
able to discharge you now with the thanks of the State
for your services as jurors. Does somebody move for
judgment?
MR. WALL: I do, Your Honour.
-- 47 of 97 --
7
HIS HONOUR: Do you have anything to say,
Mr. Chesterman?
MR. CHESTERMAN: In view of the answer to question 1,
I don't think I can, Your Honour. There's
inconsistency, of course, but in view of the answers
to question 1, I don't think I can.
HIS HONOUR: What judgment do you move for?
MR. WALL: For the defendants with costs, Your Honour.
HIS HONOUR: I give judgment for the defendants with
costs to be taxed.
MR. WALL: If Your Honour pleases.
The Court adjourned at 4.27 p.m."
It will be noted that when His Honour asked Mr. Chesterman
whether he had anything to say, the latter said that in view of
the answers to question 1 he did not think he could but he
pointed out that there was inconsistency. He did not identify
that inconsistency.
This was not the end of this matter although it might
fairly be argued that it was the end of the trial. The matter
came before His Honour in Chambers at Brisbane at 2.15 p.m. on
21st November, 1989. The weekend of the 18th and 19th November
had intervened. Mr. Chesterman Q.C. appeared for the plaintiffs
and Mr. Applegarth who had been Junior Counsel for the
defendants at the trial also appeared. The transcript of
proceedings at this time shows that His Honour had asked counsel
to attend because the Registrar of the Court in Townsville had
faxed to His Honour a copy of a letter dated 21st November, 1989
written by the plaintiffs' solicitor, who is a Cairns solicitor,
to the Registrar. Mr. Applegarth had not seen that letter. The
text of the letter appears in an affidavit of Robin Lindsay
Smith the plaintiffs' solicitor filed in a later proceeding
before His Honour. Part of that letter read:-
-- 48 of 97 --
8
"Following the taking of the verdict on the 17th
November the jury was discharged.
On Monday, the 20th November, 1989 Mr. Evans, one of
the plaintiffs, was approached by one of the jurors
who indicated his surprise at the article which
appeared in the Townsville Bulletin on Saturday, the
18th November, 1989 indicating that the plaintiffs had
been unsuccessful in the action and had been ordered
to pay costs. The juror indicated that it had been
the intention of the jury to award damages in
accordance with the finding made by them in the sum of
NINETY-FIVE THOUSAND DOLLARS ($95,000-00) to the
plaintiffs and the juror further indicated that it had
been the intention of the jury to find that the words
published were defamatory of the plaintiffs. It
appears that there was some confusion by the jury with
regard to the first question submitted to them for
their determination.
We understand, that an approach was made by another
juror directly to the Registry of this Honourable
Court concerning the matter.
It appears to us, that the verdict of the jury as
conveyed to the Court did not properly represent the
findings of the jury and in those circumstances, we
ask that His Honour Mr. Justice Carter re-convene the
Court so that the verdict can be corrected. In this
regard we refer you to The Queen v, Cefia (1979) 21
S.A.S.R. 171."
The letter went on to ask that a copy be sent to the learned
trial Judge.
The transcript of the proceedings at 2.15 p.m. on 21st
November, 1989 shows that neither the trial Judge nor counsel
had had sufficient time to consider any authorities.
Mr. Applegarth really had no instructions on the matter. Copies
of the letter were given to both counsel and the matter resumed
before His Honour at 4.36 p.m. on 21st November, 1989. Again,
these proceedings were transcribed. The transcript shows that
His Honour then had no intention of speaking to the jury. He
said:-
"I should make it clear that my reading of the
authorities indicates that the Judge needs to be
particularly careful about the way in which the jury
is approached in the matter and I wouldn't intend to
enter into any discussions with them of any great
-- 49 of 97 --
9
length. I would have thought that the first step was
for there to be put before me, in an appropriate form
or in the proper form, material upon which I can act.
Now, I don't regard the letter as sufficiently
indicating the basis upon which I should do anything."
Later Mr. Chesterman said "We will approach the jurors and get
an affidavit from them". To which His Honour responded "That
really is a matter for yourself". Mr. Chesterman referred to
having his solicitors take out a notice of motion. His Honour
referred to some authorities. Mr. Applegarth then said to His
Honour:-
"There is one matter I should raise because I have
only briefly looked at it and it concerns the
obtaining of affidavits and that is that there is an
obvious difficulty in obtaining an affidavit, and I
say this as a general proposition, that it depends
very much upon the question asked and I wonder whether
it ought to be a matter that is taken up by the
Registrar ...."
His Honour said:-
"I don't think I would, anticipating your submission
Mr. Applegarth - I don't think I would impose upon the
Registrar. I don't think it is his function. I think
it is matter between the parties and I would simply
allow the matter to take its course ... I think some
of the cases suggest that affidavits have been
obtained by a party who seeks to rely upon them.
Whether or not they will be admitted, of course, is
another question" .
It is quite clear that at that stage all relevant
authorities had not been considered and the matter of obtaining
any affidavits was left to the parties.
Thereafter, the plaintiffs' solicitors, through Brisbane
agents, filed a notice of motion returnable before the learned
trial Judge on 24th November, 1989. That notice of motion
sought primarily that the judgment for the defendants pronounced
on 17th November, 1989 with costs to be taxed, be vacated and
that in lieu there be judgment for the plaintiffs against the
defendants for $95,000.00 with interest. The notice of motion
-- 50 of 97 --
TO
was supported by affidavits of the four jurors. The affidavit
of the plaintiffs' sdlicitor, Robin Lindsay Smith, to which I
have already referred was also relied on. This affidavit shows
the circumstances under which the affidavits from the jurors
were obtained. Mr. Smith's affidavit shows that on 22nd
November, 1989, as a result of advice from counsel, he
telephoned Mr. Messer, a partner of a Townsville firm of
solicitors, and requested Mr. Messer to approach each of the
jurors in relation to the matter and obtain from them "an
affidavit relating to the verdict delivered". Mr. Smith then
disclosed the contents of a facsimile message sent to Mr. Messer
on the same day. That facsimile gave the names and addresses of
the jurors and included the following
"We enclose a copy of the list of questions and
answers given by the jury. Clearly the jury somehow
mishandled the answers to question 1 . The answers to
question 1 are quite simply in conflict with the
answers to questions 3 and 4. Could you please
urgently obtain from each of the jurors an affidavit
regarding their answers to the questions and advise us
as soon as this has been done."
No transcript was made of the proceedings when the notice
of motion was heard by Carter J. on 24th November, 1989. The
appellants sought to read in this Court an affidavit of Leon
David Pommer, a Townsville solicitor as to the hearing on 24th
November, 1989. This Court gave no ruling on that application.
The appellants also sought to rely upon an affidavit of William
Ernest Burrows, a clerk in the Supreme Court Registry at
Townsville, as to a conversation alleged to have been had with
N., one of the jurors. Again this Court gave no ruling on the
admissibility of that affidavit before this Court.
In the view which I take of this matter it is unnecessary
for the Court to refer to either of these affidavits. On 28th
-- 51 of 97 --
11
November, 1989 the learned trial Judge delivered reasons for
judgment. The judgment pronounced on 17th November, 1989 had
not been perfected. His Honour recited the history of the
matter from the time the jury retired to consider its verdict.
Of the hearing of the notice of motion he said:-
"When the hearing of the notice of motion commenced
counsel for the defendants objected to the
admissibility of the affidavit material sworn by the
four jurors. I reserved for consideration the
objection because it seemed to me that the
admissibility or otherwise of the material sworn by
the four jurors depended ultimately upon the question
whether by reference to it the state of the law is
such that one is empowered to correct the judgment
taken as a result of my having acted upon the answers
given by the jury on the afternoon of Friday, 17th
November ."
His Honour then set out the relevant part of the affidavit sworn
by N. who was one of the four jurors. That portion of N.'s
affidavit was as follows
"2. I believe that the verdict delivered was
incorrect because of a misunderstanding by the jury as
to question 1.
3. The Jurors (with unanimity from the outset of our
deliberations) were of the view that:
(a) The Plaintiffs' conduct in accepting the
appointment was not unethical;
(b) That the Plaintiffs did not act contrary to
ethical pronouncements of the Australian
Society of Accountants;
(c) That the Plaintiffs need not on ethical
grounds have refrained from accepting the
appointment.
We were also of the view that the ordinary and
natural meaning of Exhibit 6 was that:
(a) The Plaintiffs' conduct in accepting the
appointment was unethical;
(b) The Plaintiffs were acting contrary to the
ethical pronouncements of the Australian
Society of Accountants; and
-- 52 of 97 --
12
(c) The Plaintiffs should on ethical grounds
have refrained . from accepting the
appointment.
4. We interpreted question 1 as asking us to answer,
not in relation to what Exhibit 6 meant, but rather in
relation to the substance of the allegations contained
in Exhibit 6.
5. We concluded on the evidence that the Plaintiffs
had not acted improperly in any way, but that Exhibit
6 meant that they had, and in accordance with that
conclusion our findings should have been "Yes" in
relation to paragraphs 1(a), 1(b) and 1(c). It was
only because we misunderstood the nature of the
question that we answered "No" in each case.
6. We did not answer question 2 because that
question was framed in such a way that it was only
necessary to answer it if we had answered "Yes" to any
part of question 1 . Had we correctly understood
question 1 , and answered "Yes" to each part of it, we.
would have gone on to find that Exhibit 6 was
defamatory of the Plaintiffs.
7. Our answers to questions 3 and 4 are correct.
8.. It was only because of our misunderstanding of
question 1 that the error arose. There was complete
unanimity in relation to our conclusions on the
evidence .
9. Thus, our findings on the evidence were
inadvertently mis-stated because of our
misunderstanding of the question. The true answer to
question 1(a), 1(b) and 1(c), was "Yes" in each case."
The other three jurors had sworn affidavits in each of which
they virtually rubber-stamped what N. had sworn in his affidavit
by saying that each was "in full accord with the contents of
that affidavit". To return to the learned trial Judge's
reasons, His Honour considered a number of authorities. He
correctly recognized, to use his words:
"The general rule is that a jury cannot be permitted
to impeach its own verdict: Boston v. W.S, Bagshaw &
Sons (1966) 1 W.L.R. 1135; Lalchan Nanan v. The State
(1986) 1 A. C . 860".
He went on to say that the cases illustrated the contest between
on the one hand the compelling policy considerations which
operated against permitting the jury to resile from its verdict
-- 53 of 97 --
13
and on the other the interest of justice in ensuring that the
jury correctly communicates to the Court and to the community
that which it has decided in the jury room. He said:-
"The policy considerations can never be so compelling
however as to justify in all cases what might
otherwise be seen to be a gross miscarriage of justice
in a particular case. The resolution of these
competing considerations might be seen to be reflected
in the rule that if the answer of the jury which is
communicated to the Court is different from that
agreed upon in the jury room the policy considerations
should give way in favour of permitting the jury to
correct its answers. The source of the error might be
a mere clerical slip, or perhaps inadvertence or
perhaps error arising in some other way. Objectively
speaking it might with truth be said that a person or
a group of 4 or 12 persons cannot be heard to say that
when they said 'Not Guilty' they meant 'Guilty' or.
that when they said 'Yes' they meant 'No'. However
the rule seems to assume that such an unlikely event
may well occur with a jury and the cases seem to
acknowledge the reality of errors of that kind. On
the other hand the jury cannot be allowed to seek to
alter its answer correctly communicated because it
misunderstood in error the consequences or the legal
effect of what was found and correctly communicated to
the Court".
His Honour considered the jury's affidavits and recognized that
they had sworn that they answered "No" to each part of
question 1 because of an error in understanding what was
expected of them. His Honour appears to have placed some
importance on the jury's having proceeded to answer question
3 discriminating as between the three parts of it and then
answering question 4.
In the end, he decided that he had power to vacate the
judgment, that the degree of lapse of time after which the
verdict of jury may be corrected must depend on its particular
circumstances and that he should vacate the judgment. His
Honour did so and gave judgment for the plaintiffs against the
defendants for $95,000.00 with costs to be taxed.
-- 54 of 97 --
The present appeal is brought by the appellant defendants
against that judgment. There is no cross appeal by the
plaintiffs.
The appellants rely on a number of grounds . They have
sought leave to add a further ground, 5A, the effect of which is
that this Court should receive fresh evidence on the hearing of
the appeal namely the evidence from W. E. Burrows as to an
alleged conversation between him and the juror, N., on 20th
November, 1989. This Court did not give leave to the appellants
to add that further ground and in fact deferred ruling on it.
The Court also deferred any ruling on admissibility on the
hearing of the appeal of the affidavits of Pommer and Burrows.
I turn now to ground 1 which reads:
1 • THE LEARNED TRIAL JUDGE ERRED IN LAW IN VACATING THE
JUDGMENT GIVEN FOR THE DEFENDANTS AND THEN GIVING JUDGMENT
FOR THE PLAINTIFFS .
This ground centres on receipt of the affidavits of the
jurors and reliance on them by the learned trial Judge.
Mr. Callinan Q.C., counsel for the appellants in this Court,
criticized the actions of the solicitors for the respondents in
approaching the jurors and discussing with them the answers
returned to questions 1 and 2. I have already mentioned the way
in which Mr. Smith, the plaintiffs' solicitor, says he handled
this aspect of the matter. Mr. Smith probably felt that he was
acting in the best interests of his client and no doubt, because
a juror had spoken to his client, felt that he was obliged to
follow the matter further. In Ellis v, Deheer (1922) 2 K.B. 11.3
Atkin L.J. at 121 said:-
"The Court does not admit evidence of a juryman as to
what took place in the jury room, either by way of
explanation of the grounds upon which the verdict was
14
-- 55 of 97 --
15
given or by way of statement as to what he believed
its effect to be."
The relevant authorities on this topic of admissibility of
jurors' affidavits were gathered and discussed by the Privy
Council in Lalchan Nanan v. The State (1986) 1 A.C. 860. That
case was followed by this Court sitting as the Court of Criminal
Appeal in R. v. Challinqer (1989) 2 Q.R. 352. I do not propose
to repeat here all that was said in Challinger (see especially
pp. 363 and 364). I shall however repeat part of the extract
from the judgment of the Privy Council in Lalchan Nanan's case
which was quoted in Challinqer's case:-
"Two reasons of policy have been given as underlying
the principle. The first is the need to ensure that
decisions of juries are final; the second is the need
to protect jurymen from inducement or pressure either
to reveal what has passed in the jury room, or to
alter their view : see Ellis v. Deheer (1922) 2 K.B.
113, 121 per Atkin L.J. Lord Denning expressed the
principle very clearly in Boston v. W.S. Bagshaw &
Sons (Note) (1966) 1 W.L.R. 1135, 1136 when he said:-
'To my mind it is settled as well as
anything can be that it is not open to the
Court to receive any such evidence as this.
Once a jury have given their verdict and it
has been accepted by the Judge, and they
have been discharged, they are not at
liberty to say they meant something
different . ' 11
In the same case Harman L.J. said at 1137:-
"It would be destructive of all trials by jury if we
were to accede to this application. There would be no
end to it. You would always find one juryman who said
'that was not what I meant' and you would have to
start the whole thing anew. Interest reipublicae ut
sit finis litium."
In R . v . Wooler (1817) 6 M. & S. 366; 105 E.R. 1280 at 374;
1283, Bayley J. said:-
"But great danger would be likely to follow from
receiving affidavits of jurors after their verdict has
been recorded. It ought to be done with great caution
and circumspection."
-- 56 of 97 --
16
In my view the general rule must be that members of a jury
cannot and must not be approached to give explanations of
verdicts in both criminal and civil cases after verdicts have
been recorded. The reasons for this rule have been stated.
There will however always be cases (no doubt rare) where a
juryman comes forward after the verdict has been recorded to
make some statement about what has passed in the jury room. The
reasons for that event will no doubt be varied e.g. the juror
may believe that an error has occurred or he may wish to sell
his story to a newspaper.
In the instant case, we have one juror at least approaching
a Registrar of the Court three days after the verdict and
thereafter solicitors interviewing the four jurymen. I consider
that in a case such as the present, the solicitors, with
knowledge of the substance of one juryman's statement to the
Registrar were entitled to speak to him -to find out whether the
matter complained of was one of which in accordance with well
established principle, the juror was not permitted to speak or
it was one of the comparatively rare cases in respect of which
he is allowed to speak e.g. as to what took place in open court.
I do not think that in the present case the solicitor should
have spoken to the other three jurymen. I also think that the
solicitors, having found that the first juryman was speaking of
a misunderstanding in the jury room, should not have taken the
matter further as they did. I would add that in the general
case I consider it quite wrong for a juryman to sell to a
newspaper his story as to what occurred in the jury room and for
any member of the media to encourage such a story.
On the question of admissibility of evidence from jurors
the rule is well settled. That is that for the purpose of
-- 57 of 97 --
setting aside the verdict, evidence from jurors is not
admissible to prove what discussions took place in the jury box
or in the jury room (see also Ras Behari Lai & Others v. The
King-Emperor (1933) 50 T.L.R. 1 at 2. That rule does not
exclude jurymen from swearing to what took place in open court
( Roberts v. Hughes (1841) 7 M. & W . 399; 151 E.R. 821.
Mr. Callinan did not rely on Challinqer' s case alone. He
cited numerous authorities including Wigmore on Evidence,
(McNaughton Revision) vol . VIII, paras. 2348, 2349 and 2356.
I pause at this stage to point out that in the present case the
transcript of what occurred when the jury returned with the
answers to the questions left to it, does not show precisely
what occurred. For example, in a criminal case the practice is
for the Associate to ask the foreman - "Are you agreed upon your
verdict" or words to that effect and after the foreman has
responded by pronouncing the jury's verdict the Associate
further says - "So says your Foreman, so say you all" or words
to like effect to which each member of the jury is expected to
respond.
On the civil side, one would have expected similar
questions to have been asked of the jury foreman and for those
questions and answers to be shown in the transcript. This is
not to say that such procedure was not followed in the present
case. In my view, given that it may on occasion become
necessary • to know exactly what occurred at the time the jury
returns its verdict, it is highly desirable, to say the least,
that the shorthand writers transcribe all that is said in open
court including the questioning of the foreman and jury members
as to their verdict. This is necessary to ensure that the
verdict or verdicts given is or are unanimous.
-- 58 of 97 --
18
I mention s. 46 of the Jury Act 1929-1982 which reads :-
"46. Application of Rules of High Court of Justice in
England. In every case whatsoever of trial or
assessment by jury, when no other mode of proceeding
is specially provided, the jurors and jury and every
trial or assessment by them shall, as far as may be
practicable, be subject to the same rules and manner
of proceeding as would be observed in the High Court
of Justice in England on the like trial or
assessment" .
Mr. Carter, in the annotation to his work "Carter's Criminal Law
of Queensland" (7th edition) refers to 26 Halsbury's Laws of
England (4th ed . ) para. 601-700 for the manner of proceeding in
the High Court of Justice in England. Halsbury does not
specifically refer to the questioning of the jurors as to their
verdict. The importance of unanimous verdicts is well
illustrated in Ellis v. Deheer (supra). There, on an
application for a new trial of an action tried before a jury on
the ground that the verdict as delivered by the foreman was not
the verdict of the whole jury the Court admitted affidavits of
certain of the jurors that they did not hear the verdict
delivered and did not assent to it and, the Court, accepting
those statements to be true held they were not precluded from
granting a new trial by the fact that the objection to the
verdict was not taken until after the jury had been discharged.
I have noticed that in the case of Boston v. W.S. Bagshaw and
Sons (supra) (which was reported also as a Note in 1967 2 All
E.R. 87) Lord Denning's judgment shows the questions asked of
the jury and the answers given.
"... the jury were asked 'Were the defendants actuated
by malice' to which they answered 'No' . The Associate
asked them in accordance with the time honoured
practice: 'Are they the answers of you all'. The
foreman answered 'They are ? ."
That case was also one in which there was a motion for a new
trial. In Nanan's case (supra) I note that Lord Goff of
-- 59 of 97 --
19
Chieveley in delivering the judgment of the Privy Council (at
p. 873) when discussing a submission that it was necessary for
the Court to direct the jury on the need for unanimity, where
unanimity was reguired by law, referred to one of the members of
the Court of Appeal of Trinidad and Tobago in Nanan's case
having said:-
"That the trial Judge ascertained the jury's unanimous
verdict by 'the time honoured practice of addressing
two questions through the Clerk of the Court to the
foreman in the presence and hearing of all the jurors
The importance of the questioning of the jury at the time
of taking a verdict was emphasised in the judgment of Berwick
C.J. in Milqate v. The Queen (1964) 38 A.L.J.R. at p. 162 where
he said:-
"Therefore the Clerk of Arraigns formula on the taking
of a verdict should not be expressed in a perfunctory
way nor allowed to appear as a mere statement of an
assumed or concluded state of affairs which should be
clearly interrogative of the members of the jury."
Although as I have said there is no suggestion in this case
that the answers to the questions pronounced in open court were
not dissented from by any member of the jury I have taken this
opportunity, because of what I perceive to be a defect in the
transcription of the record of proceedings, of explaining the
need to record all that is said in open court when a verdict, be
it a verdict in a criminal or a civil proceeding, is brought in.
I return to the case of Boston v. W.S. Bagshaw & Sons
(1966) 1 W.L.R. 1135, a decision approved by the Privy Council
in Nanan's case (supra) . As I have said the case was noted on
the motion for a new trial. The substantive appeal is reported
in 1967 2 Q.B. 108. The facts on the motion for a new trial are
not dissimilar from those which obtain in the present case. It
-- 60 of 97 --
20
will suffice if I read portion of Lord Denning the Master of the
Rolls' judgment (at p. 1136): —
"This is a motion for a new trial. We are told that
there are affidavits from all the twelve jurymen, in
which they wish to go back on some of the answers
given by them in open court. They were given several
questions to answer. They deliberated for five hours
and came back into court with answers which were as
clear as could be. It is not possible that there
could be any misunderstanding as to the questions or
the answers. In respect of each of two publications
the jury were asked: 'Were the defendants actuated by
malice?' To each they answered : 'No'. The associate
asked them, in accordance with the time-honoured
practice: 'Are they the answers of you all?' The
foreman answered: 'They are'. The answers were duly
recorded and they were discharged. On the next day
the judge, after argument, held that on those answers
the plaintiff failed and the defendants were entitled
to judgment.
It appears that the jurors did not anticipate the
result. They read it in the newspapers and some of
them communicated with the plaintiff and his
solicitors. Further inquiries were made. Then all
the twelve jurors made affidavits indicating that they
gave those two answers under a misapprehension; that
they meant to find malice; and that they would, if
they could, change these answers so as to say that the
defendants were actuated by malice. Mr. Hirst asks us
to receive those affidavits and to order a new trial.
To my mind it is settled as well as anything can
be that it is not open to the court to receive any
such evidence as this. Once a jury have given their
verdict, and it has been accepted by the judge, and
they have been discharged, they are not at liberty to
say they meant something different."
Lord Denning then went on to consider other authorities to
which it is unnecessary to here refer. Harman L.J. and
Diplock L.J. agreed, with the former making the quote which I
have already mentioned in these reasons.
To return to the present case, when one looks at the
contents of the affidavit of N. - and it is necessary only to
look to that because the other three jurors have agreed with
what he says - one finds N. saying in paras. 4 and 5 that it was
only because the members of the jury misunderstood the nature of
-- 61 of 97 --
21
question 1 that the jury answered "No" to each part of
question 1 . N. has also gone on to explain why the jury did not
answer question 2 and to say that was "because that question was
framed in such a way that it was only necessary to answer it if
we had answered 'Yes' to any part of question 1". He has said
that had the jury correctly understood question 1 and answered
"Yes" to each part, the jury would have gone on to find that
Ex. 6 was defamatory of the plaintiff.
In these parts of his affidavit N. is saying what took
place in the jury room and these statements clearly offend the
old and well established principle as restated by Lord Atkin in
Ellis v. Deheer and confirmed yet again in Lalchan Nanan v. The
State and by this Court in R. v. Challinqer . The historical
analysis by the Privy Council in Nanan's case shows that the
principle can be traced back at least as far as R. v. Woofer in
1817. Nanan ' s case itself is one in which the Court refused to
receive affidavits from the foreman and three other jurors
stating that they had not been aware that all had to be agreed
upon the verdict and that eight had been in favour of one
verdict and four of another. The rejection of this affidavit
evidence had serious consequences indeed for the applicant
defendant who had been convicted on a charge of murder and
sentenced to death. He had appealed against the conviction on
grounds other than non-unanimity of the verdict. The Judge did
not direct the 12 jurors that their verdict had to be unanimous.
In the presence and hearing of all the jurors the Clerk of the
Court asked the foreman whether he and the other members of the
jury had agreed upon a unanimous verdict and the foreman said
they had. The Clerk then asked him whether the defendant was
guilty or not guilty as charged and the foreman replied that the
-- 62 of 97 --
22
defendant'was guilty. No protest was made by any juror and the
Clerk did not ask whether the verdict was one on which all
members of the jury were agreed. Nanan's case may be thought to
have brought about a "hard" or "unfair" result but it was
clearly in accord with well established principle.
Given that state of the law one asks why should these
affidavits by N. and the other jurymen be admitted. The learned
trial Judge in his reasons given on the 28th November, 1989
clearly accepted the rule which had been repeated in such cases
as Ellis v. Deheer , Boston v. W.S. Bagshaw & Sons and Lalchan
Nanan v. The State . His Honour thoroughly considered these
authorities. After so doing he went on to say:-
"The trial Judge however has a discretion to elucidate
any perceived ambiguity in a jury's answers and to
elucidate one or other and in that circumstance to
give the jury the opportunity of amending its answer
to remedy manifest error or mistake. However this
discretion should be exercised sparingly and with care
: Mourini v. Jaldi Manufacturing Ptv. Ltd. (1983) 57
A.L.J.R. 825".
Mourini' s case involved an appeal after a trial before a Judge
and jury in New South Wales on a claim for damages for personal
injuries for negligence and breach of statutory duty. In that
case the trial Judge had found it necessary to ask certain
questions of the jury because the foreman had made a statement
that the appellant's injury was covered by the compensation
money he had been getting. The jury had been asked a series of
questions .and to the damages question had written "Nil". The
jury answered "No" to the question of common law negligence and
"Yes" to the question of statutory negligence. The Judge
instructed the jury in accordance with certain legislation that
they must put the compensation moneys out of their
consideration. There were two further retirements for
-- 63 of 97 --
23
consideration of its verdict and further directions from the
Judge after which the jury found verdicts for the respondent on
the common law count and for the appellant for $1,000.00 on a
statutory count. The High Court held that (inter alia) the
Judge had rightly taken the course he did in seeking elucidation
of the answer to the question on damages and giving the jury an
opportunity to amend its answer to remedy manifest error or
mistake. The High Court also held the Judge was also entitled
in the very unusual circumstances which had arisen to overcome
by further direction his omission in his summing up to give any
real direction in relation to the Workers' Compensation
payments. The High Court held that the discretion to seek such
elucidation as the Judge had done should be exercised sparingly
and with care. It is apparent that in Mourini ' s case the Judge
had questioned the jury before the jury was discharged. With
respect, I consider that Mourini ' s case does not apply to the
present case and that the learned trial Judge erred in deciding
that he had such a discretion. I say that because by the time
the motion by the plaintiffs had come on for hearing before the
learned trial Judge on 24th November, 1989 the jury had long
since been discharged after having given their special verdicts
and without giving any general verdict. The effect of the
discharge without any objection by counsel for either party
meant that the Judge's control over the jury had ended (see
McDonnell ' & East Ltd, v. McGregor ((1936) 56 C.L.R. 50 at
p. 56-57) and Edmond Weil Incorporated v. Russell ((1936) 56
C.L.R. 34 at pp . 46-47).
The learned trial Judge, having decided that he had the
discretion to which I have referred, then considered in some
detail Boston v. W.S. Bagshaw & Sons , and later said:-
-- 64 of 97 --
24
"It is also clear from the cases that giving these
principles due weight, nonetheless there are
circumstances in which the Court will act on the
unanimous assertion of the jurors that a mistake was
made ."
He referred to the South Australian Supreme Court decision of
The Queen v. Cefia (1979) 21 S.A.S.A.R. 171. I shall return to
Cefia shortly. His Honour then referred to other authorities
including Wigmore on Evidence vol . VIII, para. 2355, McCulloch
v. Ottawa Transportation Commission (1954) 2 D.L.R. 443,
Dardarian v. Schnieder (1956) 3 D.L.R. 292 and Davies v. Saumure
(1956) 3 D.L.R. 221. He then said:-
"The cases illustrate the contest between, on the one.
hand, the compelling policy considerations which
operate against permitting a jury to resile from its
verdict and, on the other, the interests of justice in
ensuring that the jury correctly communicates to the
court and to the community that which it has decided
in the jury room. The policy considerations can never
be so compelling however as to justify in all cases
what might otherwise be seen to be a gross miscarriage
of justice in a particular case. The resolution of
these competing considerations might be seen to be
reflected in the rule that if the answer of the jury
which is communicated to the court is different from
that agreed upon in the jury room, the policy
considerations should give way in favour of permitting
the jury to correct its answers. The source of the
error might be a mere clerical slip, or perhaps
inadvertence or perhaps error arising in some other
way. Objectively speaking it might with truth be said
that a person or a group of four or 12 persons cannot
be heard to say that when they said 'Not Guilty' they
meant 'Guilty' or that when they said 'Yes' they meant
'No'. However the rule seems to assume that such an
unlikely event may well occur with a jury and the
cases seem to acknowledge the reality of errors of
that kind. On the other hand the jury cannot be
allowed to seek to alter its answer correctly
communicated because it misunderstood in error the
consequences or the legal effect of what was found and
correctly communicated to the court."
His Honour then went on to consider the contents of the jurors'
affidavits. In the course of this he said:-
"... it is clear that the jurors all say unequivocally
that having considered question 1 and its three parts
they unanimously decided upon an affirmative answer
but answered 'No' in each case because of an error in
-- 65 of 97 --
25
understanding what was expected of them. Having been
unanimous that they should answer 'Yes' in each case
and that they had also agreed unanimously that the
letter was defamatory they refrained from answering
question 2 because of its form
His Honour considered the jurors' assertions to be credible and
later said:-
"I see no reason to doubt the credibility of what they
now assert. Of course they were not cross-examined
nor was application made to cross-examine. If such an
application were made it must of necessity have been
refused because any cross-examination would have
needed to delve into the matter of the jury's
deliberations in the room."
On the aspect of the jury having been discharged the learned
trial Judge said:-
"The mere fact that the jury has been discharged does
not operate to bar the application to correct the
answers given. There is no case which holds that this
is so. Rather the concern appears to focus on the
dispersal of the jury once it has been discharged. It
is clear from Cef ia that the trial Judge had
discharged the accused having regarded the jury's
verdict and some of the jurors had left the court room
but were still within the precincts of the court."
It is necessary to consider The Queen v, Cefia (1979) 21
S.A.S.R. 171 because of the apparent importance placed on it by
Carter J. The facts in that case as taken from the headnote
were :-
"The foreman of the jury, when called upon to give the
verdict of the jury said 'Not Guilty' . The trial
Judge discharged the jury and the prisoner and some of
the members of the jury left the court room but were
still in the court building. The Registrar was in the
process of adjourning the court and the Judge was
leaving the bench when an officer of the court who had
been informed by one of the jury called out that there
had been a mistake. The trial Judge recalled the jury
and upon questioning, the foreman and each member of
the jury stated that the verdict reached had been
'Guilty' and that the foreman had said 'Not Guilty' in
error. The Judge accepted the verdict of 'Guilty' and
sentenced the prisoner."
On appeal upon the ground that the verdict - as originally
announced should have remained the verdict, it was held that the
-- 66 of 97 --
26
jury were entitled to correct the error made by the foreman and
that the appeal should be dismissed.
The report of the case contains a transcript of what
occurred both when the verdict was first returned and after the
jury were reassembled. One notes that the trial Judge referred
to the verdict having been "simply a slip of the tongue".
Cefia's case, in my opinion, fell within the class of case
referred to in Wigmore (McNaughton Edition) at para. 2355. That
paragraph deals in part with a situation where the error at the
time of announcement of the verdict is a unanimous one by all
the jury. The authors of Wigmore say:-
"When the verdict as announced or delivered is
different - and all of the jurors agree that it is
different - from the verdict as assented to in the
jury room at the time of voting, the case is the same
as that of a deed which by mutual or common mistake
does not conform to the original agreement as avowedly
made by the parties to the deed. Just as such a deed
may be reformed in equity upon satisfactory proof of
error (para. 2417 infra), so such a verdict may be
corrected to represent the verdict actually agreed
upon by the jury as a whole"
King C.J. and Sangster J. in Cef ia decided the case was covered
by the principle that where a jury has in fact agreed upon its
verdict but by error has communicated not that verdict but
something else that jury - acting unanimously - may correct that
error and correctly communicate the verdict actually agreed upon
(see p. 173). Their Honours referred to the above para. 2355
and a number of other authorities which were examples of that
principle.' In my respectful view Cef ia is distinguishable from
the instant case. I do not consider that the fact that in
Celia's case the jury had been discharged but had not then left
the court precincts was of such moment that the learned trial
Judge should have followed it for that reason. In the view
which I take of the present matter, it is not one in which it is
-- 67 of 97 --
27
necessary to decide whether there is a time limit after which a
correction of a jury verdict may not be made.
With respect, I do not find the argument that because the
jury in Cef ia had been discharged, that that case should be
relied on to show that in the present case the learned trial
Judge should have power to correct the jury's special verdicts
after they had been discharged. I say that because, first of
all Cef ia was a case in which a slip of the tongue was corrected
by the jury acting unanimously when it correctly communicated
the verdict which they had actually agreed on in the jury room
and secondly because the present case is quite different because
here, the learned trial Judge frankly said that the jurors
answered all the parts of question 1 "No" through an error in
understanding. With respect, I fail to see that the present
case falls outside the principle recently restated in Lalchan
Nanan v. The State (supra). 1 have come to the conclusion that
in the present case the learned trial Judge erred in admitting
the affidavits of the jurors and in deciding that he could rely
on them to vacate the judgment he had already entered and
instead that he could give judgment for the plaintiffs. The
present case is one when, to use the words of Hope J.A. in
McCulloch v. Ottawa Transportation Commission [1954] 2 D.L.R.
443 at p. 445:-
"No evidence can be received by way of affidavit or
otherwise after delivery of the verdict to explain
some, error or mistake which occurred during the
deliberation of the members of the jury in the
jury-room before arriving at a verdict."
On this ground the appeal must succeed.
Mr. Chesterman however, argues that his clients, having
succeeded in obtaining judgment, are entitled to support the
correctness of the judgment appealed from. Although he did not
-- 68 of 97 --
28
quote any particular authority I understood him to be relying on
the well known decision of N.R.M.A. Insurance Limited v. B. & B.
Shipping and Marine Salvage Co. Ptv . (1947) 47 S.R. N.S.W. 273
at p. 282. I note that in Mallet v. Mallet (1984) 156 C.L.R.
605 Mason J. (as he then was) said (at p. 629):-
"it is well settled that the respondent to an appeal
is entitled to support the correctness of the judgment
appealed from by an argument not presented below, at
least when that argument does not depend on an issue
of fact not litigated in the lower courts : N.R.M.A.
Insurance Limited v. B. & B. Shipping & Marine Co.
((1947) 47 S.R. N.S.W. 273 at p. 292; Suttor v.
Gundowda Ptv. Ltd. (1950) 81 C.L.R. 418 at p. 438)."
It is to be noted that Mason J.'s view is qualified in that the
supporting argument must not depend on an issue of fact not
litigated in the lower court.
Mr. Chesterman argues that the letter, Ex. 6, is clearly
defamatory and that the jury as reasonable men would have
understood it of the plaintiffs and in the defamatory sense
(Halsburys Laws of England) 4th ed., vol . 28, para. 225). He
has argued that the jury properly directed could only have
answered question 2 "Yes" . In saying this I note from the above
para. 225 the author says:-
"The questionwhether the words complained of are
defamatory of the plaintiff is a question of fact for
the jury . . . the true test according to the
authorities is whether in the circumstances in which
the statement was published, reasonable men to whom
the publication was made would understand it of the
plaintiff and in a defamatory sense."
Authorities are cited for these propositions.
Mr. Chesterman relies on cases such as Baird v. Magripilis
(1925) 37 C.L.R. 321, Conrad v. The Chermside Hospitals Board
(1982) Q.R. 242 and Smith v. McKeough (1953) 89 C.L.R. 520 to
show the power in this court to set aside a jury's verdict
against a party carrying the burden of proof and to substitute
-- 69 of 97 --
29
an affirmative finding. These authorities show that it is a
power to be exercised with considerable caution. I shall
shortly return to Baird v. Maaripilis .
The course which Mr., Chesterman seeks to tread has a number
of obstacles for him.
First is the fact that the jury did not answer question 2
and there is therefore no finding that the letter complained of
was defamatory. There is then no finding for this Court to set
aside. How therefore can this Court substitute on that vital
issue - "Was Ex. 6 defamatory?" - a finding favourable to the
plaintiffs?
Second, what of the appellants' further ground of appeal
namely ground 9 that the learned trial Judge erred in law in
rejecting the defences of the defendants under s. 377(3) and
s. 377(5) of the Criminal Code. If this Court should conclude
that that ground is made out then, in the absence of any other
reason for allowing the appeal, there would be an order for a
new trial. The defendants however as appellants oppose an order
for a new trial and say that because the learned trial Judge
gave judgment in favour of the plaintiffs because of
inadmissible evidence from the jurors, that judgment should be
set aside and the earlier judgment pronounced in favour of the
defendants restored. In such event the defendants say it
matters not to the defendants whether a special verdict was
sought from the jury on one or both of the defences under
s. 377(3) and s. 377(5).
Third, and probably most important, is the principle stated
by Dixon J. in McDonnell East Ltd, v. McGregor (1936) 56 C.L.R.
50 at p . 54:-
-- 70 of 97 --
30
"If the court below takes a general verdict or
findings from a jury and if, after having done so, it
has no authority under the law governing its procedure
to interfere with the verdict or findings of the jury
or to disregard them but is required to give effect to
them, then this court stands in a like position and it
cannot go behind the verdict or findings."
And His Honour's statement at p. 56 of the same case:-
"When a jury answers specific questions and is
discharged without giving a general verdict, the jury
and the parties are, in the absence of express
objection, taken to have authorised the court to enter
such verdict and consequent judgment as flows in law
from. the answers which are given."
In the case now before this Court the jury did answer some
specific questions without giving a general verdict. The jury
did not answer probably the most important question - question
2. It appears a reasonable inference that plaintiffs' counsel
at the trial was not content to allow the specific question in
terms of question 2 to be left to the jury as the learned trial
Judge had suggested but required as well a question in terms of
question 1 to be submitted to the jury for its answer. The
jury's answers to question 1 led the plaintiffs' counsel at the
trial to say . to . the learned trial Judge (as appears from the
earlier quoted portion of the transcript) that although the
answers were inconsistent he could say nothing against His
Honour pronouncing judgment for the defendants. The position of
the learned trial Judge after the jury was discharged was set
out by Dixon J. in McDonnell & East v. McGregor (supra) at
p. 57:-
"No doubt until a general verdict is returned the
Judge has full control. But that is because the trial
has not concluded and the jury is there under his
direction to perform whatever duties are imposed by
law upon it. But after its discharge the position is
necessarily different. Henchman J. had no authority
to do other than he did and upon appeal from his
judgment this Court has no greater power to go behind
the findings or add to them".
-- 71 of 97 --
31
What Mr. Chesterman seeks from this Court is this -
assuming the appeal is allowed on the basis that the jurors'
affidavits were wrongly admitted into evidence then he says this
Court should permit the judgment given to stand, by in effect
correcting the answers to question 1 so that answers to all
those questions are "Yes" and by adding to the jury's findings
by answering question 2 in favour of the plaintiffs. It may be
thought, on the authority of McDonnell & East v. McGregor
(supra) that we have no power to do that. It may also be
thought that if this Court corrects the answers to
question 1 and answers question 2 "Yes" it is doing so in
circumstances where there has been no motion by the plaintiffs
who are the present respondents to set aside the jury's special
verdict in its answer to question 1 . True it is there has been
no appeal by the plaintiffs against His Honour's judgment in
their favour. It is also true that there has been no
application under 0. 70, r. 21 to set aside the verdict or
finding given in answer to question 1. Thus, Mr. Chesterman is
in effect asking this Court to set aside the findings in the
answers to question 1 and make an additional finding.
In Baird v. Magripilis (supra), this Court set aside a
finding of a jury taking the view that it was not a finding
which the jury, viewing the evidence reasonably, could properly
reach. In that case the jury had given a special verdict by
answering . "No" to a question which was later set aside and
answered "Yes". That is I think an essential difference between
that case and the present one in that here the jury did not
answer question 2. This Court's powers on appeal stem from
0. 70, r. 11. One cannot ignore 0. 70, r. 26. Rule 11
expressly refers to the powers of this Court "upon the hearing
-- 72 of 97 --
32
of an appeal" and Rule 26 expressly refers to powers of this
Court "upon the hearing of an application for a new trial or to
set aside the verdict or finding of a jury". Both rules refer
to the power of this Court to "draw inferences of fact not
inconsistent with the findings of the jury". In Baird v.
Magripilis when the case was in the High Court on appeal from
this Court, Starke J. said (at p. 338) - in a passage which was
quoted by Williams A.C.J. in giving the judgment of a later High
Court in Smith v. McKeough (1953) 89 C.L.R. 520 (at p. 526):-
"Under the Judicature Rules, an appellate Court, where
all the facts are before it, and it is satisfied that
the evidence is such that only one possible verdict
could reasonably be given, is not bound to order a new
trial, but has jurisdiction to give any judgment and
make any order which ought to have been made,
notwithstanding the verdict of a jury Millar v,
Toulmin ((1886) 17 Q.B.D. 603; Allcock v. Hall ((1891)
1 Q . B. 4 4 4; Skeate v. Slaters Ltd. ((1914) 2 K.B. 429,
at p .441; Winterbotham Gurney & Co. v. Sibthorp and
Cox ((1918) 1 K.B. 625); Clouston & Co. v. Corrv
((19 06) A . C . 122); Paguin Ltd, v. Beauclerk ((19 06)
A . C . 148; Everett v. Griffiths ((1921) 1 A.C. 631; and
cf. Toulmin v. Millar ((1887) 12 A.C. 746. The Rules
of the Supreme Court of Queensland are not precisely
the same as the Judicature Rules (cf. Order LXX.,
rr . 11 and 26). They allow 'any inferences of fact
not inconsistent with the findings of the jury, if
any'. It is not disputed that the Supreme Court has
always exerted the same power under its Rules as the
Court of Appeal has exerted under the Judicature Act .
And I think this practice can be supported as a matter
of law. The court clearly has jurisdiction to set
aside the verdict of a jury which is unreasonable or
perverse, and if a finding is set aside and no longer
exists, then it seems to me that the authority to draw
inferences of fact under the Rules may be exercised
(cf. United States v. Motor Trucks Ltd. (1924) A.C.
196). But that authority will only be exerted where
the evidence is such that only one possible verdict
could' reasonably be given upon the evidence: it is a
strong power and must be exercised with considerable
caution (1925) 37 C.L.R., at p. 334."
It seems to me that if the answer to each part of question 1
still stands, there having been no appeal brought against those
findings, if this Court did answer question 2 "Yes" it would be
making an additional finding and a finding quite inconsistent
-- 73 of 97 --
33
with the findings of the jury in answer to question 1 . In the
circumstances of this case it is unnecessary to decide whether
either rr. 11 or 26 gives this Court power to do that.
In the way in which this case has proceeded and the
arguments presented, this Court must first decide whether or not
the answers to any of the three parts of question 1 must be set
aside and any of those parts answered "Yes". I say that because
unless that is done, this Court, if it does decide that question
2 must now be answered and answered "Yes", will be giving an
answer inconsistent with the findings in the answers to each
part of question 1.
This Court has undoubted power to set aside the findings of
the jury in their answers to each part of question 1 . ( Baird v.
Magripilis (supra) and Conrad v. The Chermside Hospitals Board
(1982) Qd. R. 242. As I have said these cases also show that
that power is to be exercised with considerable caution.
Question 1 I have already set out. Each part was prefaced
by the words "Is the ordinary and natural meaning of Ex. 6
that: "
Thus, this Court is required to consider Ex. 6 and if it
reaches the conclusion that the only one possible answer which
could reasonably be given to any part of question 1 is "Yes"
then it must set aside the finding in such part and substitute
its own finding.
In Blashki v. Smith (1891) 17 V.L.R. 634 at p. 639
A'Beckett J. described the Court's task in that case with these
words :-
"To upset the verdict we should see no escape from a
libellous interpretation".
The jury answered question 1 as follows:-
-- 74 of 97 --
34
"1 . Is the ordinary and natural meaning of
Exhibit 6 that:
(a) the Plaintiffs' conduct in accepting
the appointment was unethical
Ans . No.
(b) that the Plaintiffs were acting
contrary to the ethical pronouncements
of the Australian Society of
Accountants?
Ans. No.
(c) the Plaintiffs should have on ethical
grounds refrained from accepting the
appointment?
Ans . No. "
In my view when one reads Ex. 6 only one possible answer can
reasonably be given to each part of that question and especially
parts (a) and (c) and there is no escape from that answer which
is "Yes".
I would therefore set aside the jury's findings in their
answers to each part of question 1 and substitute the answer
"Yes" to each part.
This leaves them the next matter and that is whether or not
this Court should now answer question 2 - a question which,
given the way in which question 1 was framed, the jury declined
to answer.
It may finally be said that given that this Court has
substituted answers to question 1, that the answer to question
2 should be given by a jury at a new trial, the jury at the
first trial having declined to answer that question because of
the way in which question 2 was drafted. Nevertheless, I think
that this Court should consider whether or not question 2 should
be answered, because the answer bears on whether the qualified
defences issue is alive or dead.
-- 75 of 97 --
35
I bear in mind the words of Lord Loreburn L.C. in Paquin
Ltd, v. Beauclerk (1906) A.C. 148 at p. 161 (quoted by Starke J.
in Baird v. Magripilis) -
"Obviously the Court of Appeal is not at liberty to
usurp the province of a jury; yet if the evidence be
such that only one conclusion can properly be drawn I
agree that the Court may enter judgment."
This present case is in a number of ways unigue and it may
be said that uniqueness justifies this Court answering
question 2. The matters giving the case its unique and I would
add exceptional quality are :-
1. On 17th November, 1989 the learned trial Judge gave
judgment for the defendants with plaintiffs' counsel not
arguing against that course.
2. On 24th November, 1989 the learned trial Judge vacated that
judgment and, for reasons already canvassed, gave judgment
for the plaintiffs for $95,000.00
3. We have no way of knowing whether, had the judgment not
been reversed, the plaintiffs would have applied to set
aside all or any of the findings of the jury in their
answers to question 1 . The time for such motion had not
expired by 24th November, 1989.
It is quite clear that if this Court, having decided that
any part of question 1 should be answered "Yes" then sends the
matter back for a new trial, leaving to the jury the question
"Was the letter Ex. 6 defamatory of the plaintiff" and if it be
correct that only one possible answer can reasonably be given to
that question namely "Yes" there is always a risk that the jury
may perversely answer the question "No". In such event, the
matter would once again appear in this Court which would be
asked to set aside that finding and answer the question "Yes".
-- 76 of 97 --
36
In my respectful view, this Court should in an appropriate
case avoid the possibility of such a state of affairs occurring,
if the course it takes brings to an end proceedings between the
parties. Such a step would be taken with considerable caution.
The focus then is on the answer to question 2. If this
Court concludes that there is no escape from answering that
question "Yes" and if that answer would bring to an end
proceedings between the parties then in my view it should do so.
As I have said the case is exceptional and, it may be said,
this Court is adding to the jury's findings if it answers
question 2 (cf. Dixon J. in McDonnell & East Ltd, v. McGregor
(1936) 56 C.L.R. 50 at p. 57). However, "public interest
demands that justice be provided as swiftly and as economically
as possible" (per Sir John Donaldson M.R. Naylor v. Preston Area
Health Authority (1987) 1 W.L.R. 958 at 967).
I have read the reasons of the Chief Justice and I agree
with his conclusion that in effect the only possible answer
which could reasonably be given to question 2 is "Yes". I agree
with his reasons for that conclusion.
The prefacing of the phrase "it is unethical ..." with the
words "we believe" do not, in my view, affect the meaning of the
statement "it is unethical".
Next there are the qualified defences under s. 377(3) and
(5) of The Criminal Code . I have read what the Chief Justice
has to say in his reasons on this aspect. I agree with his
reasons and the course he proposes as to a new trial save that
I do not agree that it should be limited so far as possible, to
consideration of the defences of qualified privilege and the
matter of damages. Nor would I allow the findings in the
answers to question 3 to stand. These are matters for a fresh
-- 77 of 97 --
37
jury at the new trial. Because there has to be a new trial, I
would not add to the jury's findings by answering question 2.
This is not an appropriate case for the Court to answer that
question.
How the learned trial Judge deals with the views expressed
by this Court as to the only answer which can reasonably be
given to the question "Was the letter of 29th November, 1984
defamatory of the plaintiff" will no doubt unfold at the trial.
I note that in Doyle v. McIntosh (1917) 17 S.R. N.S.W. 402 the
New South Wales Court of Appeal ordered a new trial in a libel
action on the ground that the words used were only capable of a
defamatory meaning and that the verdict was unreasonable. There
then followed a motion for leave to appeal to the Privy Council.
Pring J. in giving his reasons on that motion said (at p. 415):-
"Mr. James ... contends that on the second trial the
Judge would be bound to tell the jury that they must
find a verdict for the plaintiff. That proposition I
altogether deny. The Judge who presides at the next
trial must leave the question of libel or no libel to
the jury ."
The libel there was contained in a newspaper article. Here the
defamation is found in a letter.
In my opinion there should be a new trial and the jury
should be asked to decide (inter alia) whether or not the letter
of 29th November, 1 984 was defamatory of the plaintiffs.
I say this because there will be a new trial, the answer to
that question is a matter for the jury and not the Judge, the
parties are entitled to have the question answered by the jury
and the jury have also to consider the matter of publication
(see question 3), the qualified defences and the matter of
damages. There is no need for this Court to formally answer
-- 78 of 97 --
38
question 2 because such an answer will not bring to an end these
proceedings between the parties.
Before I conclude I should I think mention the old decision
of Hendle v. Qualtrough (1899) 9 Q.L.J. 218. In that case
Chubb J. held that the power to set aside or disregard the
findings of a jury was not confined to the Full Court but might
be exercised by a judge at first instance where it appeared on
the hearing after trial, either from some point of law or from
some fact not comprised in the questions of fact submitted to
the jury, that the ultimate decision ought in point of law to be
contrary to the finding. In reaching that conclusion His Honour
had regard to a number of authorities including Ex-Parte Morgan
(1876) 2 Ch.D. 72 and especially observations of James L.J. (at
p. 82) and Baggallay J. (at p.93) and Brett J. (at p. 96).
As I read Hendle v. Qualtrough it is really an example of
a judgment non obstante veredicto and an example of the
principle exemplified by Baird v. Magripilis . Chubb J. enquired
whether on the findings as they stood the plaintiff was entitled
to judgment or whether, notwithstanding the findings and
consistently with them, on undisputed facts, or in point of law,
the defendant was entitled to judgment. The result of his
enquiry was judgment for the defendants.
I do not think Hendle v. Qualtrough conflicts in any way
with the order which I propose in the present case. I would add
for the sake of historical completeness a reference to Savers v.
Perrin (No. 2) (1966) Qd.R. 74 where at pp. 85 and 86
Wanstall J. (as he then was) pointed out that Chubb J .' s
decision was affirmed by this Court in an unreported decision.
Wanstall J. obtained the old file on that case and in his
-- 79 of 97 --
39
reasons made certain comments based on the information on the
file.
In my opinion the appeal must be allowed. I would allow
the appeal, set aside the judgment of Carter J. pronounced in
favour of the plaintiffs against the defendants for $95,000.00
with costs to be taxed and order that there be a new trial. I
agree with the Chief Justice as to the order he proposes as to
the costs of the trial.
I would order that the respondents do pay the appellants
costs of the appeal to be taxed. The respondents sought an
indemnity certificate under s. 15 of The Appeal Costs Funds Act
1973 (as amended) on the basis that this appeal, if successful,
involved a question of law. The appeal has proceeded on
questions of law. The question arises - should a certificate be
awarded in a case such as the present where the respondents
actively sought the judgment which was, in my respectful view,
erroneously entered? Such considerations . were discussed in
Lauchlan v. Hartley (1980) Qd. R. 149 at 151 and Brisbane City
Council v. Ferro Enterprises Pty. Ltd. (1976) Qd. R. 332. The
reasons of Carter J. demonstrate that the respondents'
contentions were arguable. His Honour and the parties were
confronted with a very unusual situation and the respondents'
course is understandable. I would grant the respondents an
indemnity certificate under s. 15(1) of the Act.
-- 80 of 97 --
IN THE SUPREME COURT
OF QUEENSLAND
Appeal No. 77 of 1989
Before the Full Court
The Chief Justice
Mr. Justice Shepherdson
Mr. Justice de Jersey
BETWEEN :
ALLAN EDWARD EVANS and
ROSS ALEXANDER McLEAN
(Plaintiffs) Respondents
-and-
KENNETH H. DAVIES
(First Defendant) Appellant
-and-
TOWERS HART & DAVIES (a firm)
(Second Defendant) Appellant
JUDGMENT de JERSEY J.
Delivered the day of 990.
CATCHWORDS :
Civil jury trial - entry of judgment following announcement of
jury's findings - subsequent reception of affidavits by jurors
deposing to mistake - entry of contrary judgment in accordance
with views expressed in affidavits - whether correct to receive
affidavits - whether error deposed to such as to warrant vacating
judgment entered in accordance with findings - whether findings
open on evidence - whether findings inconsistent - qualified
protection
Counsel: Mr. I.D.F. Callinan Q.C. with him Mr. P.D.T.
Applegarth for appellants
Mr. R.N. Chesterman Q.C. with him Mr. S.S.W.
Couper for respondents
Solicitors Messrs Connolly Suthers for appellants
Messrs Riba Dent and Smith for respondents
Hearing dates: 27th, 28th, 29th March, 1990
-- 81 of 97 --
IN THE SUPREME COURT
OF QUEENSLAND
Appeal No. 77 of 1989
BETWEEN :
ALLAN EDWARD EVANS and
ROSS ALEXANDER McLEAN
(Plaintiffs) Respondents
-and-
KENNETH H. DAVIES
(First Defendant) Appellant
-and-
TOWERS HART & DAVIES (a firm)
(Second Defendant) Appellant
Delivered the
JUDGMENT - de JERSEY J.
day of y 1990
The respondents are members of a firm of public accountants
practising in Townsville. The appellants are another firm of
public accountants also practising in Townsville, and a partner
of that firm, Mr. Davies. From 1979 to April, 1984, the
respondents acted as accountants for an Aboriginal housing
co-operative society named A.B.I.S. Community Co-operative
Society Ltd. (A.B.I.S.). In April, 1984, A.B.I.S. terminated the
respondents' retainer, and engaged the firm of Schafferius and
Davies, which merged three months later with Towers and Hart,
hence the appellant named Towers Hart and Davies. The appellant
Mr. Davies took over responsibility for the affairs of A.B.I.S.
-- 82 of 97 --
2
These circumstances led to a defamation suit brought by the
respondents against the appellants. The respondents alleged that
the appellants defamed them by a letter dated 29th November,
1 984. The respondents' firm is the addressee of that letter, but
the respondents alleged that the appellants published the letter
to A.B.I.S. and two bodies which provide A.B.I.S. with funds, the
Aboriginal Development Commission and the Department of
Aboriginal Affairs. The terms of the relevant parts of the
letter follow:
"Whilst we will hand over all records in our
possession, to assist you, that is not to say that we
see no ethical reason to prevent your firm accepting
appointment as Accountant for the Society.
We believe that as we were appointed Accountants in
April, 1 984, that we should have been allowed to
complete the Financial Statements to the
30th September, 1984. The reasons for same are as
follows :-
1. At the 30th September, 1984, we were the
Accountants for the Society.
2. We have requested on a number of occasions since
that time that the books be presented to us for
preparation of the financial Statements for the
Society .
3. The decision taken by the Board in November seems
to be based on false information provided.
Therefore, whilst we believe it is unethical for your
firm to accept the appointment, we suggest that your
advice to the Board should have been along those
lines, nevertheless, taking account of the urgency of
the situation, we do not object to your acceptance of
the appointment."
By their amended statement of claim, the respondents
pleaded three "false innuendoes", in para. 9:
"By the said words the Defendant meant and were
understood to mean that:-
(i) The Plaintiffs' conduct in accepting the
appointment was unethical;
-- 83 of 97 --
3
(ii) That the Plaintiffs were acting contrary to
the ethical pronouncements of the Australian
Society of Accountants;
(iii) The Plaintiffs should have on ethical
grounds refrained from accepting the
appointment."
A Judge and jury tried the case in the Supreme Court at
Townsville. The letter dated 29th November, 1984 became Ex. 6
in the proceedings. The questions left to the jury, and its
answers, were these:
"1 . Is the ordinary and natural meaning of Exhibit 6
that :
(a) the Plaintiffs' conduct in accepting the
appointment was unethical? Ans . No.
(b) that the Plaintiffs were acting contrary to
the ethical pronouncements of the Australian
Society of Accountants? Ans. No.
(c) the Plaintiffs should have on ethical
grounds refrained from accepting the
appointment? Ans. No.
2. If you answer yes to any part of question 1 was
any such meaning defamatory of the
Plaintiffs? Ans. N/A .
3. Was Exhibit 6 published by the defendants to any
of the following bodies:
(a) the A.B.I.S. Community Co-operative Society
Limited? Ans. Yes.
(b) the Aboriginal Development Commission? Ans. No.
(c) the Department of Aboriginal Affairs? Ans. No.
4. If yes to any part of question 3, what damages?
Ans . $ 95,000
After the jury delivered those answers, which occurred in
Townsville on Friday 17th November, 1989, Counsel for the
appellants moved for judgment. Senior Counsel for the
respondents said that in view of the answer to question 1 , he
-- 84 of 97 --
4
did not think that he could move for judgment in favour of the
respondents, notwithstanding what he suggested was inconsistency-
in the answers. The learned trial Judge then gave judgment for
the appellants, with costs.
On Tuesday 21st November, 1989 Counsel for the parties
appeared before the learned Judge in his Chambers at Brisbane,
at his request. The Judge informed them that the Registrar of
the Court at Townsville had received a letter from the
solicitors for the respondents, which included these paragraphs:
"On Monday the 20th November, 1989, Mr Evans, one of
the Plaintiffs, was approached by one of the Jurors
who indicated his surprise at the article which
appeared in the Townsville Bulletin on Saturday the
18th November, 1989 indicating that the Plaintiffs had
been unsuccessful in the action and had been ordered
to pay costs. The Juror indicated that it had been
the intention of the Jury to award damages in
accordance with the finding made by them in the sum of
NINETY-FIVE THOUSAND DOLLARS ($95,000-00) to the
Plaintiffs and the Juror further indicated that it had
been the intention of the Jury to find that the words
published were defamatory of the Plaintiffs. It
appears, that there was some confusion by the Jury
with regard to the first question submitted to them
for their determination.
We understand, that an approach was made by another
Juror directly to the Registry of this Honourable
Court concerning the same matter.
It appears to us, that the verdict of the Jury as
conveyed to the Court did not properly represent the
findings of the Jury and in those circumstances, we
ask that His Honour Mr Justice Carter re-convene the
Court so that the verdict can be corrected. In this
regard we refer you to The Queen v. Cefia (1979 ) 21
S.A.S.R. 171
After some discussion, Counsel for the respondents indicated
that they would approach the jurors to obtain affidavits on the
matter. The Judge reserved the question of their admissibility
for . future argument.
-- 85 of 97 --
5
The solicitors for the respondents did approach the jurors,
and obtained affidavits from them. N swore an affidavit which
included these paragraphs:
"2. I believe that the verdict delivered was
incorrect because of a misunderstanding by the jury as
to question 1.
3. The Jurors (with unanimity from the outset
of our deliberations) were of the view that:
(a) The Plaintiffs' conduct in accepting the
appointment was not unethical ;
(b) That the Plaintiffs did not act contrary to
ethical pronouncements of the Australian
society of Accountants;
(c) That the Plaintiffs need not on ethical
grounds have refrained from accepting the
appointment .
We were also of the view that the ordinary
and natural meaning of Exhibit 6 was that:
(a) The Plaintiffs' conduct in accepting the
appointment was unethical;
(b) The Plaintiffs were acting contrary to the
ethical pronouncements of the Australian
Society of Accountants; and
(c) The Plaintiffs should on ethical grounds
have refrained from accepting the
appointment.
4. We interpreted question 1 as asking us to
answer, not in relation to what Exhibit 6 meant, but
rather in relation to the substance of the allegations
contained in Exhibit 6.
5. We concluded on the evidence that the
Plaintiffs had not acted improperly in any way, but
that Exhibit 6 meant that they had, and in accordance
with that conclusion our findings should have been
"Yes" in relation to paragraphs 1(a), 1(b) and 1(c).
It was only because we misunderstood the nature of the
question that we answered "No" in each case.
6. We did not answer question 2 because that
question was framed in such a way that it was only
necessary to answer it if we had answered "Yes" to any
part of question 1 . Had we correctly understood
question 1 , and answered "Yes" to each part of it, we
-- 86 of 97 --
6
would have gone on to find that Exhibit 6 was
defamatory of the Plaintiffs.
7. Our answers to questions 3 and 4 are
correct.
8. It was only because of our misunderstanding
of question 1 that the error arose. There was
complete unanimity in relation to our conclusions on
the evidence.
9. Thus, our findings on the evidence were
inadvertently mis-stated because of our
misunderstanding of the question. The true answer to
question 1(a), 1(b) and 1(c), was "Yes" in each case."
Each of the other jurors, B L and W, swore an affidavit in
which he said that he had read N's affidavit, and went on to
state:
"I am in full accord with the contents of that
Affidavit. The answers to questions 1(a), 1(b) and
1(c) should have been "Yes" in each case, and the
answer to question 2 should also have been "Yes"."
On Thursday 23rd November, the respondents filed a notice
of motion in which they sought an order vacating the judgment
entered at the conclusion of the trial and in lieu, judgment for
the respondents for $95,000.00 together with interest and costs.
In support of the notice of motion, the respondents relied on
the affidavits of the jurors to which I have referred. When the
motion came on for hearing on Friday 24th November, Counsel for
the appellants objected to the admission of those affidavits.
The learned Judge reserved his decision on that point. Ke gave
judgment on Tuesday 28th November, vacating the judgment entered
at the conclusion of the trial and giving judgment for the
respondents for $95,000.00 and costs.
In urging the learned Judge to receive the jurors'
affidavits and overturn the judgment, Counsel for the
-- 87 of 97 --
7
respondents relied principally on a decision of the South
Australian Full Court, R. v. Cefia (1979) 21 S.A.S.R. 171. His
Honour relied on that case, and some Canadian decisions, as
justifying his interference with the earlier judgment. He said
that he found the jurors' assertions credible, and accepted that
they had made a mistake. He said:
"After due consideration of the matter I am persuaded
that the jury having agreed in the jury room
unanimously that the ordinary and natural meaning of
ex. 6 was as set out in question 1 and that the letter
on account of it having such meanings was defamatory,
nevertheless wrote the answers "No" and "n/a" in error
and that therefore the answers do not accurately
record the result of the jury's deliberations as to
what they actually decided in the jury room in
relation to the substance of questions 1 and 2. It
follows that the case comes within the principles
applied in R. v. Cefia and in the Canadian cases."
The first question arising on the appeal is whether it was
right for the learned Judge to vacate the judgment given at the
trial and enter a contrary judgment, in reliance on the jurors'
affidavits .
There Is a well-established general principle that the
court will not receive evidence from members of a jury as to the
reasons for their verdict or findings, or as to what they
believe the effect of them to be. In Nanan v. The State ( 1 986)
1 A. C . 860, 870, the Privy Council endorsed this statement of
the principle taken from the Court of Appeal's decision in Ellis
v. Deheer (1922) 2 K.B. 113, 212 (Atkin L.J.):
"The Court does not admit evidence of a juryman as to
what took place in the jury room, either by way of
explanation of the grounds upon which the verdict was
given, or by way of statement as to what he believed
its effect to be."
-- 88 of 97 --
8
Lord Denning M.R. explained the reasons behind the rule in
Boston v. W.S. Baoshaw & Sons (1966) 1 W.L.R. 1135, 1136:
"The reasons are twofold: first, to secure the
finality of decisions arrived at by the jury;
secondly, to protect the jury themselves and to
prevent them being exposed to pressure or inducement
to explain or alter their views. If this were to be
permitted, where is it to stop? After a jury have
solemnly found a man "guilty" and he has been
sentenced, are they to be at liberty next day to
return and say they meant to find him "not guilty"?
It cannot be ."
R. v. Challinqer (1 989) 2 Qd.R. .352 provides a recent example of
the application of this principle.
In .cases of manifest error or mistake on the part of a
jury, a trial Judge may in court seek elucidation from the jury.
But even doing that is fraught with danger. It should only be
done sparingly and with care. A Judge should certainly not
thereby-seek to delve into the reasons behind the verdict. That
limited .capacity in a trial Judge to seek to elucidate a verdict
was confirmed in Mourani v. Jeldi Manufacturing Ptv. Ltd. (1983)
57 A.L.J.R. 825, 826. But once the jury has been discharged, it
will almost invariably be wrong to summon them back for
questioning about their verdict, as illustrated by Divan v.
Belfast Corporation (1969) N.I.L.R. 34.
That limited exception aside, the duty of the trial Judge,
upon announcement of a jury's findings, is to enter judgment in
accordance with those findings. That is the extent of his
.authority,. See McDonnell and East Ltd, v. McGregor (1936)
56 C.L.R. 50, 55 and Prestinenzi v. Steel Tank and Pipe
Consolidated Ptv. Ltd. (1981) V.R. 421, 440. Once the learned
Judge had done that in this case, he should not in my view have
-- 89 of 97 --
9
varied the judgment later on the basis of the affidavits of the
jurors. His doing that was contrary to the well-established
general principle to which I have referred.
R. v. Cefia , supra, upon which the Judge relied in support
of the course he took, was a very different case from this one.
The foreman of a jury had announced a "not guilty" verdict and
the Judge discharged the jury, which then left the court room.
A juror informed a court officer that there had been a mistake,
and the jurors, none of whom had left the court building,
immediately returned to the court. In answer to questions from
the Judge, the foreman and each juror said that the verdict was
indeed guilty. The Judge then accepted that verdict and
sentenced the prisoner. The South Australian Full Court
considered the case covered by the principle that
"where a jury has in fact agreed upon its verdict but
by error has communicated not that verdict but
something else, that jury - acting unanimously - may
correct that error and correctly communicate the
verdict actually agreed upon." (p. 173)
One notes that the error in communication which occurred in
Cefia emerged from answers to questions asked of the jurors
publicly in court, by the Judge, and before the jurors had left
its precincts, and that the Judge's questions did not probe the
deliberations which had occurred in the jury room. Quite apart
from the very different circumstances in which this alleged
error was presented to the learned Judge - after the jurors had
been discharged, after at least one of them had read a newspaper
report of the proceedings, after they had discussed the matter
with the solicitors for only one of the parties, and after they
had signed affidavits some days after the conclusion of the
-- 90 of 97 --
10
trial - there is no acceptable evidence that an error in
communication of that character occurred in this case.
Looking to the affidavits, one sees that they suggest that
the jurors did intend to give the answers recorded, although the
jurors may have misunderstood the first question. Correcting
the answers to record the responses they say they would have
made to the questions had they properly understood the
questions, does not seem to. me to involve merely correcting an
error in the communication of a previously agreed answer. The
procedure followed here did in truth involve an "explanation of
the grounds" upon which the answers were given, and an
examination of what the jurors believed the effect of those
answers to be, and the procedure therefore contravened the
well-established and soundly-based prohibition confirmed in
Ellis v. Deheer.
The Canadian cases to which the learned Judge was referred
included McCulloch v. Ottawa Transportation Commission (1954)
2 D.L.R. 443, where an appeal court received affidavits as to
the jurors' true verdict, and corrected what was on any view "a
clerical error . . . either in recording that verdict in the jury
room or by the jury in reporting it to the court ” (p. 445).
Other cases relied on before us by the respondents, such as
Cogan v. Ebden 96 E.R. 1 094 and Baker v. Miles 125 E.R. 961, are
similarly distinguishable.
The course followed in this case was fraught with risk.
The impetus for reconsideration was apparently a newspaper
report of the proceedings, which led to interviews between the
jurors and the solicitors for one of the parties. That produced
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N's affidavit, which was presumably drafted by a lawyer to
reflect that lawyer's interpretation of what N was saying. The
result is far from clear,, and as the learned Judge pointed out,
he was "not clear about the exact nature of the error in
understanding to which the jurors succumbed". Then the other
jurors read N's affidavit and adopted what N said. Finally, the
Judge concluded that the evidence was credible, notwithstanding
that that evidence had not been tested orally, not even by
questioning from the Judge, let alone cross-examination by the
appellants .
Owen J. usefully highlighted the problems inherent in this
sort of procedure in Hutchison v. Australian Newspaper Co.
(1899) 15 W.N. (N.S.W.) 318, 319:
"it is clear that these affidavits cannot be read. I
reject them on the broad principle that the Court
ought not to receive the evidence of jurymen, under
any circumstances, as to what took place in the jury
room. To admit evidence of that kind would be a
novel, and, in my opinion, a most dangerous practice.
The law requires the jury, while they are considering
their verdict, to be locked up so that they may be
kept away from all outside influence, and if anyone
were known to converse with the jury, during the
trial, on the matters which they had to determine, it
would be considered a very grave offence. If, when
the case is over and the jury are at large, they were
allowed to make affidavits as to what took place in
the jury room, the consequences might be most
disastrous. In this case it is impossible to suppose
that there can have been any unfair or underhand
dealing, or that the jurymen are not giving their
evidence perfectly truthfully and free from bias or
prejudice or pressure. But what I have to consider is
the general principle applicable to all cases, and I
lay it down broadly, as far as my judgment can go,
that under no circumstances whatsoever should the
Court receive the affidavits of jurymen as to what
took place in the jury room.
There are two of the cases cited which shew this very
clearly. The first is Owen v. Warburton. There it
was sought to read the affidavits of jurymen as to
what took place in the jury room.. Mansfield, C.J., in
-- 92 of 97 --
12
delivering the judgment of the Court, said: 'We have
conversed with the other Judges upon this subject, and
we are all of opinion that the affidavit of a juryman
cannot be received. It is singular, indeed, that
almost the only evidence of which the case admits
should be shut out; but, considering the arts which
might be used if a contrary rule were to prevail, we
think it necessary to exclude such evidence. 7 There
is the broad ground on which I base my judgment."
I acknowledge the learned Judge's disinclination to allow
cross-examination of the jurors upon their affidavits, with
which I would agree, but in my view the very reception of the
affidavits ran contrary to principle, and incidentally invaded
the deliberations within the jury room and denied the jurors the
anonymity to which they were entitled.
I therefore consider that the learned Judge should not, on
28th November, 1989, have vacated the judgment entered on
17th November, so that the judgment then entered in favour of
the appellants should be restored.
Counsel for the respondents raised an alternative
submission in support of the judgment subsequently entered in
favour of the respondents. It was that the jury's answers to
question 1 should be set aside, because a jury, viewing Ex. 6
reasonably, could not properly have answered "no" to that
question. Then, it was submitted, this court should uphold the
judgment in favour of the respondents, because on the evidence
that was "the only possible verdict (which) could reasonably be
given". The submission depended upon Baird v. Magripilis (1925)
37 C.L.R. .321, 334, from which those words are taken.
That case involved an appeal from a decision of the Supreme
Court of Queensland, and Starke J. provided this analysis:
"Consequently, in my opinion, the Supreme Court was
quite right in setting aside the finding of the jury:
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13
it was not a finding which the jury, viewing the
evidence reasonably, could properly reach. But though
the verdict of the jury must be set aside, was the
Supreme Court entitled itself to find a verdict and
enter judgment accordingly?
Under the Judicature Rules, an appellate court, where
all the facts are before it, and it is satisfied that
the evidence is such that only one possible verdict
could reasonably be given, is not bound to order a new
trial, but has jurisdiction to give any judgment and
make any order which ought to have been made,
notwithstanding the verdict of a jury . ..
The court clearly has jurisdiction to set aside the
verdict of a jury which is unreasonable or perverse,
and if a finding is set aside and no longer exists,
then it seems to me that the authority to draw
inferences of fact under the rules may be exercised
. . . but that authority will only be exerted where the
evidence is such that only one possible verdict could
reasonably be given upon the evidence: it is a strong
power and must be exercised with considerable
caution ."
The Full Court set aside a jury's finding, and entered judgment
in accordance with the contrary view, in Conrad v. Chermside
Hospitals Board (1982) Qd.R. 242. That was a case where only
one possible verdict could reasonably have been given on the
evidence. Connolly J. emphasised, as did Starke J., that it is
a strong power, to be exercised with great caution.
As to the existence of this power in the court on appeal,
I agree with the analysis of the learned Chief Justice, which I
have had the advantage of reading. I turn to the question
whether questions 1 and 2 could only reasonably have been
answered yes. In my opinion it was not open to the jury to
answer questions 1(a) and (c) in the negative; affirmative
answers to those questions were the only answers which could
reasonably have been made, for the reasons expressed by the Chief
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14
Justice. I also agree with him that we could now answer question
2 in the affirmative.
The respondents raised an alternative challenge, contending
that the answers to questions 1 and 4 were in any event
inconsistent, and that the initial judgment for the appellants
could therefore not have been sustained. I will express my views
on this matter, although not necessary to the result in light of
what I have said already.
The suggested inconsistency arose in this way. Having
answered question 1 , as to the meaning of the letter, in the
negative, the jury properly declined to answer question 2,. as to
whether the meaning was defamatory. That is because the need to
answer question 2 was expressed in question 2 as depending upon
an affirmative answer to question 1 . The jury then proceeded to
answer question 3, as to whether Ex. 6 was published. Their
doing that ran contrary to the learned Judge's direction that it
would be necessary to answer question 3 only if affirmative
answer were given to questions 1 and 2, but may be explained by
the absence from question 3 of any express statement that it
need be answered only if questions 1 and 2 were answered yes.
In that respect, question 3 differs from questions 2 and 4, the
need to answer each of which is expressed, in the question, to
depend upon an affirmative answer to a previous question. That
is absent in question 3, which may be regarded as poorly drafted.
Notwithstanding the Judge's firm oral directions, the jury may,
from the form of question 4, have discerned an obligation to
answer. Having answered yes to question 3(a), as to publication
to A.B.I.S., the jury proceeded to assess damages at $95,000.00.
-- 95 of 97 --
15
at $95,000.00. They recorded that assessment in answer to
question 4, which reads: "if yes to any part of question 3, what
damages?" It should have expressly been made to depend on
affirmative answers to 1, 2 and 3, and also may therefore be
regarded as poorly drafted. Counsel for the respondents
submitted that the answers to questions 1 and 4 are inconsistent
and cannot stand.
Obviously, since the jury found against the pleaded
allegedly defamatory meanings, it was, on the face of it,
pointless for the jury to go on to assess damages. Such an
assessment must have been artificial; was the jury assuming that
contrary to its finding, the words bore those meanings and were
defamatory? One could only speculate, and such speculation does
not really advance a determination of whether the answers are
inconsistent .
In my opinion, the answer to question 4 is not inconsistent
with the answer to question 1 , such as to warrant our setting
aside the answer to question 1 . That is simply because by
answering question 4, and doing so notwithstanding the learned
Judge's directions, the jury has merely done what the form of
question 4 apparently requires. The jury, conscientiously
attending to the form of the question, may have believed that it
was obliged to answer question 4. In short, although it was
unnecessary for the jury to answer the question, its having done
so is explicable. The respondents allowed poorly drafted
questions to go to the jury. In the end, the answer to
question 4 should be regarded as surplusage, and simply ignored.
Counsel for the respondents relied on O'Brien v. Daily News
-- 96 of 97 --
Ltd. (1926) 28 W.A.L.R. 1, a case of obvious inconsistency
between special findings that the words complained of were not
defamatory, and that, on the other hand, they were not fair
comment. The defendants in that case conceded the inconsistency
on appeal. There was there no complication such as arises here
from the form of question 4. I note in passing that in each of
Divan v, Belfast Corporation, supra, and Danis v. Saumure ,
supra, the jury found that there had been no negligence, yet
proceeded to assess damages, and that on appeal, the judgment in
favour of the defendant survived, or was reinstated.
Our substituting affirmative answers to questions 1(a) and
(c), and answering question 2 in the affirmative, does not
however conclude the matter. There would obviously have to be
an assessment of damages made properly in the context of those
answers. But before possibly reaching that point, the jury
would have to consider the issue of good faith with respect to
the pleas of qualified protection based on s. 377(3) and (5) of
the Criminal Code . In my opinion, the learned Judge erred in
ruling out those defences, and I agree with the reasons
expressed by the Chief Justice in that regard.
I agree with the orders proposed by the Chief Justice.
-- 97 of 97 --
Official source: https://www.sclqld.org.au/caselaw/QSCFC/1990/062