Calvert v Mayne Nickless Ltd [2005] QCA 263 [2006] 1 Qd R 106
SUPREME COURT OF QUEENSLAND
CITATION: Calvert v Mayne Nickless Ltd (No 1) [2005] QCA 263
PARTIES: CELIA CALVERT
(plaintiff/respondent)
v
MAYNE NICKLESS LIMITED ACN 004 073 410
(defendant/appellant)
FILE NO/S: Appeal No 11244 of 2004
SC No 154 of 2002
DIVISION: Court of Appeal
PROCEEDING: General Civil Appeal
ORIGINATING
COURT: Supreme Court at Brisbane
DELIVERED ON: 29 July 2005
DELIVERED AT: Brisbane
HEARING DATE: 27 May 2005
JUDGES: McPherson and Jerrard JJA and Atkinson J
Separate reasons for judgment of each member of the Court,
each concurring as to the orders made
ORDERS: 1. Appeal dismissed with the appellant to pay the
respondent’s costs of the appeal assessed on the
standard basis
2. Cross-appeal dismissed with the respondent to pay
the appellant’s costs of the cross-appeal assessed on
the standard basis
CATCHWORDS: APPEAL – GENERAL PRINCIPLES – INTERFERENCE
WITH JUDGE’S FINDINGS OF FACT – FUNCTIONS OF
APPELLATE COURT – WHERE CONFLICT OF
EVIDENCE – plaintiff respondent sued defendant appellant
for damages for personal injury allegedly sustained in the
course of her employment by the appellant – appellant denied
that any incident had occurred – appellant submitted that
even if it was found to have breached its duty to the
respondent this breach did not cause the injury – judge found
that an incident had occurred in the manner alleged by the
respondent and that the appellant’s breach of duty did cause
the injury – whether on the evidence it was open to the judge
to make findings consistent with an incident occurring –
whether a breach of statutory duty was proved which caused
the injury
APPEAL – GENERAL PRINCIPLES – EXCESSIVE OR
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INADEQUATE DAMAGES – GENERAL PRINCIPLES –
PERSONAL INJURY OR DEATH CASES – judge reduced
damages quantum for past economic loss by 25 per cent to
take contingencies into account – judge reduced damages
quantum for future economic loss by 20 per cent on the same
basis – whether the discounts applied were excessive –
whether judge erred in applying the relevant provisions of the
WorkCover Queensland Act 1996 (Qld) to future economic
loss and past Griffiths v Kerkemeyer damages
WorkCover Queensland Act 1996 (Qld), s 312, s 315, s 317
Workplace Health & Safety Act 1995 (Qld), s 24, s 26, s 28,
s 37
Brkovic v JO Clough & Son Pty Ltd (1983) 57 ALJR 834,
distinguished
Hosking v Pacific Partner Pty Ltd [1999] QCA 484; [2001] 1
Qd R 378, considered
Joynson v State of Queensland [2004] QSC 154; SC No 5850
of 2002, 3 June 2004, considered
Kingshott v Goodyear Tyre & Rubber Co Aust Ltd (No 2)
(1987) 8 NSWLR 707, considered
Nimmo v Alexander Cowan & Sons Ltd [1968] AC 107,
considered
Rogers v Brambles Australian Limited [1996] QCA 437;
[1998] 1 Qd R 212, considered
Schiliro v Peppercorn Child Care Centres Pty Ltd (No 2)
[2000] QCA 18; [2001] 1 Qd R 518, considered
Slivak v Lurgi (Australia) Pty Ltd (2001) 205 CLR 304,
considered
Transport Industries Insurance Co Ltd v Longmuir [1997] 1
VR 125, distinguished
COUNSEL: K N Wilson SC, with K Holyoak, for the appellant
G W Diehm, with A Luchich, for the respondent
SOLICITORS: Hopgood Ganim Lawyers for the appellant
Gall Standfield & Smith for the respondent
[1] McPHERSON JA: I have read and agree with the careful and very thorough
reasons of Jerrard JA for dismissing this appeal and the cross-appeal. The orders
should be in the form stated by his Honour.
[2] JERRARD JA: This is an appeal from a judgment given in this Court in
December 2004 for the respondent in the sum of $489,657.05 as damages for
personal injuries sustained in an incident in the course of her employment at the
John Flynn Hospital on the Gold Coast on 7 March 1998. The appellant operated
that hospital and was her employer. The respondent succeeded at trial on her case
that, as a result of the incident, which itself resulted from the appellant's negligence,
breach of contract and breach of statutory duty, she had sustained a serious back
injury at the L5-S1 level. The appellant challenged her evidence that any incident
had occurred at all, and whether, if it did, any injury had been suffered as a result of
that. It also challenged her case that if the incident occurred as she had described in
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evidence, it could be found liable to her for the consequences of any injury suffered.
The learned trial judge found for the respondent on all those issues, and the
appellant repeats those challenges on appeal.
[3] Mr Wilson SC made five principal arguments in his oral submissions for the
appellant:
• That the learned trial judge ought not to have found that an incident occurred as
Ms Calvert claimed;
• If that finding stands, the learned trial judge still ought not to have found that
Mayne Nickless was liable to Ms Calvert;
• That Ms Calvert did not prove any breach of statutory duty against Mayne
Nickless;
• That Ms Calvert did not establish that the injury for which the learned trial judge
compensated her was caused by the incident found to have happened, or by a
breach of duty owed to her;
• That the learned trial judge erred in calculating both the damages for future
economic loss and those for past care.
[4] Ms Calvert cross-appealed, claiming that the damages for past economic loss had
been excessively discounted when the learned judge reduced the amount awarded
by 25 per cent when taking contingencies into account; Mr Diehm, who led Mr
Luchich for the respondent, contended that the fact that the quantum assessed for
future economic loss had been reduced by 20 per cent demonstrated that 25 per cent
for past economic loss was unsupportable. Mr Diehm submitted further that the 20
per cent reduction of calculated damages for future economic loss was an excessive
discounting in any event.
Critical findings made by the learned judge
[5] It is convenient to set out the significant findings made by the learned trial judge in
the course of a lengthy judgment. These were that:
(as to the incident)
[6] The learned judge accepted the plaintiff’s evidence of how the incident occurred
[30].
(as to the injury)
[7] The incident caused a small right paracentral disc protrusion at L5-S1, impinging on
the anteromedial aspect of the emerging right S1 nerve root [34].
[8] Ms Calvert had pre-existing degeneration in her spine, quite common in persons of
her age but not necessarily symptomatic, and had been able to undertake activities
of daily living and her work as a registered nurse without being incapacitated or
seeking treatment for nearly three years until 7 March 1998 [25] and [31].
[9] Ms Calvert has been in constant pain in the lumbar region since 7 March 1998, and
tender at the lumbo-sacral junction, with pain radiating to her hips, calves and
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knees, with worse pain in her right leg and with a marked reduction of movement in
the spine. Her pain and discomfort are aggravated by prolonged standing or sitting,
bending, lifting and carrying [32].
[10] There was no evidence of any specific complaint of back pain or sciatica by Ms
Calvert between May 1995 and 7 March 1998, irrespective of whether she had
episodic back pain and sciatica before May 1995 [25].
[11] The progressive degeneration in Ms Calvert’s spine, which would have occurred
even if she had not sustained an injury to her lumbo-sacral spine on 7 March 1998,
has probably accelerated as a result of the lesion at L5-S1; her pain and disability
since the incident of 7 March 1998 are attributable in part to the effects of the injury
she sustained then and in part to the degenerative process [36].
[12] The plaintiff will never be able to return to general ward nursing of the type she was
doing on 7 March 1998, but may have some capacity to do light sedentary work;
there was a real risk that her degeneration would have progressed and become
symptomatic to the point where she had to cease general ward nursing at some
indeterminate time before the usual retirement of 60-65 years [38].
(as to the risk to her of injury)
[13] Ms Calvert was at particular risk of back injury because of the degenerative
condition of her spine, a matter of which the defendant was unaware [42].
[14] Mayne Nickless knew (it was hardly ignorant of the matter) that there is a relatively
high incidence of back injuries among nurses involved in moving patients [43].
(as to the risk of injury to a person of normal health)
[15] It was reasonably foreseeable by someone in the defendant’s position that if a nurse
with a spine without degenerative changes that were present in the plaintiff’s spine
was transferring a patient from a bed to a chair, and in the course of that transfer the
nurse’s lower spine were subjected to a sudden force imposing an unexpected load
on her spine, the nurse might sustain injury to the lower back [43].
(as to the ways of avoiding that injury)
[16] Ms Calvert had not nursed the patient before and had been on duty a few hours
when the incident occurred. She had seen in his chart that two people were required
to move him, and that instruction had been the product of a team approach
involving initial assessment by the admitting doctors and the admitting nurses, and
ongoing assessment as and when the patient’s needs changed. Ms Calvert had also
received a verbal handover report when she was told about the patient’s basic needs,
he being elderly with dementia and a suspected fracture of the left humerus [3] and
[45]; with his left arm in a collar and cuff sling and with very few verbal
communication skills [5].
[17] Provision of a mechanical lifting aid would have minimised the risk of Ms Calvert
sustaining injury in the way she did, with that patient being lifted and moved by two
people with that aid [50].
[18] A two sling device was available in the market at the time, and would provide a fair
degree of protection for nurses using it because they would not have to be close to
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the patient during the transfer of the patient from a bed to a chair, and the release of
the patient from the sling would take place only once he was in a stationary position
in a chair or bed [50].
(as to the defendant's liability in tort and in contract for the injury)
[19] The plaintiff relied on the defendant's failure to provide adequate manual assistance
and on the failure to provide lifting or transfer devices. That failure to provide
equipment was a breach of the defendant's obligation to provide safe plant for its
employees; Ms Calvert's claim was not exclusively a "system of work" case [53]. 1
[20] The actual and direct event giving rise to Ms Calvert's injury was Ms Calvert being
grabbed and pulled by the patient [55].
[21] Mayne Nickless, as an employer, had an obligation to plan for contingencies, to
devise and maintain a safe system of work, safe plant and a safe place of work. It
was, or should have been, aware of the Code of Practice for Manual Handling –
The Handling of People 1992 ("the Code"), which was approved by subordinate
legislation under the Workplace Health and Safety Act 1989, and adopted as an
advisory standard under the Workplace Health and Safety Act 1995 2 ("the 1995
Act") [56] and [66].
[22] That Code outlined practical ways of meeting the requirements of the 1995 Act with
respect to the identification, assessment and control of risks to the health and safety
of persons engaged in the handling of people in the workplace, and it applied to any
activity requiring the use of force by a person to lift, lower, push, pull, support,
carry, move, hold or restrain another person at a workplace, including transferring
or assisting people; for example, the care of patients, children, aged persons,
deceased persons or people with disabilities [66] (citing from cl 1.3 and cl 1.4 of the
Code).
[23] The Code provisions identify specific risks of injury to persons involved in the
manual handling of people such as the elderly dementia patient Ms Calvert was
moving, and ways of avoiding those risks, particularly in cl 4.1(2), cl 4.1(4), cl 4.3,
cl 4.4(4), and cl 4.8(1)(b) [56]. (I observe that the Code advises in cl 4.1(2)(b) and
(c) that people with disabilities may have sudden, uncontrolled movements, and that
non-cooperative persons require additional assistive or restraining forces to hold or
move them; in cl 4.1(4) that the need for an individual to lift another person without
assistance should always be questioned, and that the handling of people may also
include equipment and materials); in cl 4.4(4) that working postures and positions
which may lead to injuries to employees, when handling people, include
transferring a person from a bed to a chair (when requiring an employee to bend or
twist sideways); and in cl 4.8(1)(b) that a work organisation factor that may
influence risk includes the availability of mechanical equipment to assist lifts and
transfers of people, and a clear direction or policy on its use.)
1 The learned judge had cited from Glass, McHugh and Douglas The Liability of Employers in
Damages for Personal Injury, (2nd ed., 1979), Law Book, at p 4 thereof for the observation that an
employer's duty is usually subdivided into the obligations to provide safe plant, safe premises, and a
safe system of work; and the learned judge remarked that failure to provide equipment was really a
breach of the obligation to provide safe plant, although sometimes cast as a failure to provide a safe
system of work, referring to that text at pp 49 and 60
2 It was adopted as an advisory standard in the Workplace Health and Safety (Advisory Standards)
Notice 1998, SL No. 177 of 1998
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[24] The risk that this elderly, demented patient, who had a recent fracture, would grab
the plaintiff and pull her towards him as he was sat in the chair was a good deal
more than far-fetched or fanciful; it was, in the learned judge's assessment,
"reasonably readily foreseeable" [56].
(as to contributory negligence)
[25] Ms Calvert had no actual knowledge that the patient might grab and pull her.
Whether she had constructive knowledge turned on an objective assessment of the
likelihood or possibility of its occurring in the circumstances of the particular
transfer. She had not nursed that patient before that shift; she knew that he had
dementia and could become agitated; she had no evidence of his agitation being
accompanied by uncontrolled physical movements; there was no evidence of similar
behaviour recorded in his charts; and up to the point where he grabbed her, he had
been cooperative. She had described his action as totally unexpected, and the judge
was satisfied that the plaintiff had no reasonable means of knowing that the actual
and direct event giving rise to her injury might happen [57].
(as to breach of statutory duty)
[26] The objective of the 1995 Act, to prevent a person's death, injury or illness being
caused by a workplace, by workplace activities or by specified high risk plant
(s 7(1)), is achieved by preventing or minimising a person's exposure to such risk
(s 7(2)). The Act establishes a framework for doing so by imposing workplace
health and safety obligations on certain persons who may affect the health and
safety of others by their acts or omissions (s 7(3)(a)), and by establishing
benchmarks for industry through the making of regulations and advisory standards
(s 7(3)(b)) [61].
[27] Section 28(1) of that Act imposes on an employer an obligation to ensure the
workplace health and safety of each of the employer's workers at work. Breach of
that provision gives rise to a civil cause of action (Schiliro v Peppercorn Child Care
Centres Pty Ltd (No 2) [2001] 1 Qd R 518 at 533), and an employer sued under
s 28(1) may defend the claim by showing that the obligation was discharged under
s 26 or s 27, or by showing a defence under s 37. The employer bears the onus of
establishing the matters relied on [62] and [64].
[28] Mayne Nickless did not meet its onus of showing that it discharged its obligations
under s 26 or that it had a defence under s 37; and the learned judge found that it
had breached its duty pursuant to s 28(1) of ensuring the workplace health and
safety of the plaintiff at work [68].
(as to conclusions on liability)
[29] The plaintiff had established that Mayne Nickless breached its duty of care and its
contract with her, as well as that it breached its statutory duty under s 28(1), and
those breaches caused her damage, namely a disc protrusion at the L5-S1 level and
acceleration of degeneration of her spine [69].
[30] The basis of the finding of liability was the failure to provide a mechanical transfer
device, and accordingly it was unnecessary (for the judge) to consider the
availability of contributory negligence as a defence to reduce damages; the
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defendant had argued there should be such a finding if it were found liable based on
its failure to provide a third person to assist [70].
(as to the quantum)
[31] The plaintiff's continuous back and leg pain since 7 March 1998 had interfered with
most aspects of her life, and she had had to accept help with household chores and
shopping, and has not been able to return to work. She also had to give up pastimes
such as gardening, walking and travel [71].
(as to Griffiths v Kerkemeyer damages)
[32] After 7 March 1998, friends of hers helped the plaintiff with cleaning, cooking,
shopping and transport to medical appointments; then when she left her rented
residence in November 1998 and stayed with friends named Tomlinson, Mrs
Tomlinson did the daily chores, and the Tomlinsons helped Ms Calvert clean the
residence she had vacated. Then, when she lived for a period with a boyfriend, and
subsequently with her sister, the boyfriend and sister respectively provided Ms
Calvert with domestic assistance. When the plaintiff returned to live in a house she
owned at Helensvale in late March 1999, a friend visited regularly to give domestic
assistance and a neighbour provided gardening and mowing services. When her
father came to live with her in January 2002, he assisted with heavy cleaning and
gardening until his health deteriorated, and as at the date of the trial the plaintiff had
been receiving assistance through a government-funded home help service [72],
[73].
(as to past economic loss)
[33] There is a reasonable prospect the plaintiff might undertake some part-time,
sedentary work in the future, but this would not be easy to find [74]; the plaintiff
had a good work history and her past economic loss in the 6.75 years that had
passed since 7 March 1998 should be calculated at $600 net per week over the
whole of that period, and then discounted for contingencies by 25 per cent.
(as to future economic loss)
[34] Section 317 of the WorkCover Queensland Act 1996 (“the 1996 Act”) applied as
amended by s 39 of the WorkCover Queensland Amendment Act 1999, commencing
on 1 July 1999, and therefore as if the words "because of the percentage of WRI
resulting from the injury sustained" were omitted from it. The amendment deleting
that phrase was a technical one enacted to remove any confusion as to the evidence
to be considered by courts determining the likelihood of future economic loss, and
there were no applicable transitional provisions; the learned judge therefore agreed
with McGill DCJ in Nagel v Queensland Rail [2004] QDC 358 at [55]-[56] therein
[81].
[35] The plaintiff would have continued general ward nursing had it not been for the
injuries she sustained on 7 March 1998 but would probably have had to cease such
work at some time before the age of 60–65 because of the effects of degeneration in
her spine. Her future economic loss should be assessed on the basis of $450 per
week over 15 years, and then discounted from a present value of $249,750 to
$200,000 [83]-[84].
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[36] There was at least a 51 per cent likelihood that Ms Calvert would sustain loss of that
magnitude and accordingly the learned judge awarded damages for future economic
loss of $200,000 [85].
(as to past Griffiths v Kerkemeyer damages)
[37] The plaintiff could recover damages for the value of the services provided by the
neighbour who mowed the lawn and other services (household cleaning, cooking,
shopping, etc) provided by her friends – none of those service providers being
people with whom she then lived – because the services they had provided for the
plaintiff did not fall within the description in s 315(b) of the 1996 Act. That
description is of services "of any kind … that are services of a kind that have been,
or are to be, or ordinarily would be, provided to the worker by a member of the
worker's family or household". At the time those services were provided, the
plaintiff was living by herself; para (b) is concerned with services of a kind
provided, or that ordinarily would be provided, by a member of the worker's family
or household. Attention must be directed to the family or household arrangements
of the particular plaintiff at the time the services were provided, rather than to any
notional objective family or household model. It is also inappropriate to direct
attention to the usual arrangements prevailing in that particular plaintiff's household
or family prior to the injury; in that regard the learned trial judge respectfully
disagreed with the remarks of White J in Karanfilov v Inghams Enterprises Pty Ltd
[2004] 2 Qd R 139 at 151-152; at [52]; [92]- [93].
The appellant's arguments about the finding on how the incident occurred
Ms Calvert's version
[38] The account the judge accepted was that Ms Calvert was working the
afternoon/evening shift in the orthopaedic ward of the hospital, where one of the
patients was an 85 year old man admitted with a suspected fracture of the left
humerus. The Nursing Assessment on his admission noted that he had dementia
and could become agitated; he had previously had a hip replacement and other
surgical and medical treatment. The Care Plan on the day of his admission (4
March 1998) advised that he needed assistance with activities of daily living. On 5
March it was noted that two staff were necessary to assist him. On 7 March Ms
Calvert was assisting a wardsman to transfer the patient from his bed to a chair,
which happened after she had come on duty and received a verbal handover report
about the patient, and had read his nursing care plan and notes. He needed
assistance even to move within his bed and was totally reliant on nursing staff for
mobility.
[39] In the incident, he was being moved from his bed and placed in a seated position on
a chair, both to prevent his developing pressure sores and to let him take his meals.
Ms Calvert had telephoned for the assistance of two wardsmen, but had been told
only one was available. She had prepared the chair into which the patient would be
placed, prior to the wardsman's arrival, and when he arrived she instructed that
wardsman on how the patient would be moved. In accordance with those
instructions, the stage was reached at which she and the wardsman were standing on
either side of the patient, supporting the patient's weight, with the latter's back to the
chair into which Ms Calvert and the wardsman were endeavouring to lower him.
She was on the patient's left side and the wardsman on the other. When the back of
the patient's legs were touching the chair, Ms Calvert explained to him that they
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were going to lower him into the chair, and they began to do so. At that stage the
patient was being supported around his torso; Ms Calvert's evidence was that she
was endeavouring to keep her back as straight as possible, bending at her knees and
that when the patient was almost seated he suddenly became anxious and began
grasping or plucking at the air and taking short, sharp breaths. He grabbed at her
right upper arm and shoulder with, she thought, his left arm, pulling her down as he
was being seated completely in the chair. She felt a sharp pain in her lower back
and was stuck in that position for a couple of minutes, she was then able to
straighten up.
[40] The learned trial judge thought it unlikely that the patient had grabbed Ms Calvert
with his left arm, as she thought he had, because of the fractured left humerus and
because the arm was in a (soft) sling. Ms Calvert's evidence was that she was not
sure if the wardsman had hold of the patient's right arm, and said that the patient's
behaviour had been completely unexpected – she had not seen anything in his file to
indicate that he might reach out and grab her, and that until that point he had been
calm and cooperative. She said that although she was only pulled towards him by a
matter of inches, his weight was pulling her as he sat fully down. She described her
own movement as basically a rotation, almost on the spot.
What she did thereafter
[41] She continued working until the end of her shift without making any note of the
incident in the patient's chart or reporting it to any other staff member that evening,
or completing an incident report form. She returned to that patient several times
during the shift to administer medication and ensure he was taking fluids, and made
two notes in his chart about medication she administered. She described her back
becoming progressively sorer over the rest of the shift. She went home and after a
restless night with a still sore back returned to work for the next two days, in which
she was not required to do any particularly heavy work. On 9 March she kept an
appointment she had previously arranged with a gynaecologist, to whom she had
been referred the previous month for pain in her pelvic region. She did not tell that
doctor about the incident two days previously or the lower back pain.
[42] She had a rostered day off on 10 March and received acupuncture from her sister
and osteopathy from a friend's husband who was a doctor. On 12 March she
telephoned her employer and orally reported the incident, and she signed an incident
report form on 14 March. On 17 March she completed a WorkCover claim form
and supplied additional information to WorkCover on 5 April. She first consulted
her general practitioner about her back on Friday, 13 March, that being the first
appointment she could get. Thereafter she saw him (about her back) on 14, 15, 17,
18, 19 and 26 March, and on 9 and 24 April, and again on 1 May. He arranged an
x-ray and CT scan of her lumbo-sacral spine on 22 and 23 March. The x-ray
revealed a mild curvature concave to the left and mild degenerative changes; at the
L4-5 there was degenerative disc bulging and mild to moderate degenerative
changes affecting the interfacet joints, and degenerative disc bulging at the L5-S1
level with moderate degenerative changes affecting those interfacet joints.
A subsequent traffic accident
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[43] The plaintiff was involved in a traffic accident when driving home from her
appointment with Dr Keys on 1 May 1998, in which the right front corner of her
vehicle collided with the left rear corner of a stationary vehicle when she may have
been travelling at 30-40 kph. She was taken to the Gold Coast Hospital by
ambulance and told staff that she had sustained a work injury eight weeks
previously leading to a disc prolapse at the L4-5 and L5-S1 levels, which had been
slow to settle. She was given Panadol and sent home. She told Dr Keys about the
accident when she returned to him on 7 May 1998, and said that her back pain had
increased as a result, but was then settling, although it was still worse than when she
had last seen the doctor (before the accident). Her evidence was that a few days
after 7 May 1998 the pain subsided to where it had been before that date and that
since 7 March 1998 her back and (predominantly right) leg pain had been
continuous.
Earlier x-rays and motor vehicle accidents
[44] On 25 June 1990, Ms Calvert's chest, cervical spine and lumbar spine had been x-
rayed; the x-ray of the lumbar spine showed a mild scoliosis concave to the left and
a mild defect of the S1 neural arch. That was described as a common finding and of
no clinical significance. There was no evidence as to why those x-rays were taken.
On 17 April 1991, the plaintiff was involved in a motor car accident, and then
another on 27 June 1992. On each occasion she sustained a whiplash injury, and
some injury to her lower back. She was off work for a week after the first accident,
and complained at that time of pain in her neck and throughout her spine. Six
months later, she complained to an orthopaedic surgeon, Dr Dodd, of problems
principally with her neck, but also of occasional sciatica and pressure in her sacro-
iliac joints bilaterally. In May 1992, she was seen by another orthopaedic surgeon,
Dr John Pentis, and again her main complaints related to her neck; he also recorded
that she complained of having had past pain in the hip and some sciatic pain in the
legs.
[45] After the June 1992 accident, she was hospitalised for three days, and was
considered to have sustained a soft tissue injury and bruising only. Dr Pentis re-
examined her in August 1995, and his clinical findings with respect to the lumbar
spine were similar to his earlier ones – that was tenderness in the lower lumbar
region and tenderness over the sacro-iliac joints. He thought the second accident
had caused further soft tissue damage to the cervical and lumbo-sacral region and
aggravated whatever problems Ms Calvert had had from the first accident. He
judged then that she had a residual incapacity in the spine approximating a 10 per
cent loss of efficient function of the spine as a whole. A neurologist, Dr Maxwell,
who examined Ms Calvert in November 1993 and October 1994 principally in
relation to her neck, recorded on each occasion complaints of back pain. In his
second report, those were of complaints of occasional sciatica with low back pain
radiating into both buttocks, worse on the right.
Other evidence of earlier back pain
[46] In November 1993, Ms Calvert made a claim on an income protection policy, which
the judgment records was in respect of her cervical spine; in a questionnaire the
insurer required her to complete in January 1994, she responded to a question as to
the nature of the "back disorder" by describing it as "soft tissue injury (whiplash) to
cervical spine", but advised that it did not prevent her from working as usual and
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was usually limited to her neck. In that same month, when working in the labour
ward at the Gold Coast Hospital, she described experiencing a sprain or strain
causing her back, ribs, and hips to ache and be uncomfortable, and she had five days
off work. Between January and May of 1995, she consulted the West Burleigh
Chiropractic Clinic seven times, predominantly with respect to neck problems but
also for occasional right leg sciatica. Thereafter, the learned trial judge held, there
was no evidence of any specific complaints of either back pain or sciatica until 7
March 1998.
Grounds for challenging Ms Calvert's account of the incident
[47] The principal grounds attacking the learned judge's acceptance of Ms Calvert's
version were that:
• She had not recorded or reported the incident at the time, although making
entries on the patient's records that night, and although the incident was unusual
and had caused her concern, and also was relevant to general nursing of that
patient by other nurses.
• Her first written report (on 14 March 1998) did not mention the patient reaching
forward and grabbing her.
• Although in significant pain as a result of the incident, she made no mention of
it at her appointment with Dr Davidson on 9 March 1998, whereas she did tell
that doctor of the previous motor vehicle accidents in 1991 and 1992, and the
removal of her appendix at age nine. The learned trial judge described that
omission "as somewhat odd", but otherwise did not (in the appellant's
submission) adequately deal with it.
• It was unlikely the patient grabbed her with his injured left arm, and likely the
wardsman had hold of the patient's right arm.
• The records established that the patient had an in-dwelling catheter, but the
learned judge did not reconcile its presence with Ms Calvert's evidence, which
made no mention of the catheter.
• Her description of the event was difficult to follow.
• She did not tell doctors examining her for medico-legal purposes about the
subsequent motor vehicle accident of 1 May 1998, whereas all the doctors who
were asked agreed that that accident could have imposed significant forces on
her lumbar spine.
• She did not properly report the history of her previous lower back problems
from 1990 onwards, whereas both prior injuries were significant and had been
the subject of litigation.
• She had given a multiplicity of versions of the incident when speaking with
different doctors.
• The account the trial judge accepted did not describe the injury resulting from
her bearing the patient's weight in a lift, or because of resistance to movement,
-- 11 of 31 --
12
whereas that was the apparent understanding of some of the medical
practitioners who gave evidence.
• The only other person allegedly present – the wardsman – had provided a
statement some years later, in which he could not recall the incident occurring at
all.
[48] The learned trial judge dealt in some detail with each of the criticisms described,
other than the criticisms of the judge. The learned judge accepted that Ms Calvert
was certainly remiss in not noting the incident in the patient's chart and in failing to
report it to the sister in charge, but did not regard that omission as reflecting
adversely on Ms Calvert's credibility, because her evidence was that she thought in
the first couple of days that she had sustained no more than a muscular strain. It
was only over the ensuing days that her symptoms intensified. The judge also
thought that Ms Calvert's delay in reporting the incident was explicable on that
same basis, and accepted Ms Calvert's explanation in cross-examination for not
having recorded in writing that the patient had actually reached forward and
grabbed her. She had recorded only that the sharp pain in her lower back, which
took a while to permit her to "straighten up", had happened after being caught off
balance when lowering the patient to the chair.
[49] The judge considered it of little weight that the wardsman, who gave a statement to
the appellant's solicitors in February 2001, could not recall Ms Calvert being injured
on 7 March 1998 when he was assisting her to move a patient from a bed to a chair.
At that time, there were 225 beds in the hospital, and the wardsman had to respond
to calls for assistance from nursing staff all over the hospital, and the plaintiff's
description of the incident at trial was such that it may have made no impression on
the wardsman at all. The plaintiff said that her back locked, but only for a short
time, and that she did not cry out; and she finished her shift. She had named that
wardsman as a witness in the incident report dated 14 March 1998, and in her
application for compensation dated 17 March 1998.3
[50] The judge did think it odd that no mention was made of the incident to the
gynaecologist on 9 March 1998, but observed that while the symptomatology in the
plaintiff's back was intensifying it had not reached the point where she had tried to
contact Dr Keys, her general practitioner, about it. She had been referred by him to
the gynaecologist the previous month and by the time she saw that doctor, the
particular problem had resolved; the learned judge detected a certain shyness or
reserve in the plaintiff's manner when questioned about that problem.
[51] The learned judge recorded that the appellant's counsel "made much" of Ms
Calvert's failure to tell the numerous doctors who examined her between the
incident on 7 March 1998 and the trial about her pre-existing back problem, but the
judge was prepared to accept Ms Calvert's explanation that she did not do so
because her back symptoms after those two accidents were very generalised and
short term; and the judge considered the collateral evidence was that Ms Calvert's
principal injuries and her main ongoing problems from those prior vehicle accidents
related to her neck. In contrast, Ms Calvert described what she had experienced
since 7 March 1998 as being of a quite different nature from anything she had
3 Those documents are at AR 674 and 697
-- 12 of 31 --
13
experienced before, namely persistent and unrelenting back pain primarily focussed
in the central lumbar region.
[52] The learned judge likewise accepted that Ms Calvert told only Dr Keys on 7 May
1998 about the accident on 1 May 1998, and did not tell any other doctors who
examined her subsequently about it. The judge considered that clearly Ms Calvert
ought to have done so, but accepted her explanation that she thought the subsequent
accident was insignificant, because although immediately following it her back pain
had increased, it had settled within a couple of days to the level it had been prior to
1 May 1998.
[53] Regarding the criticism that the plaintiff's account of the incident was itself difficult
to accept, the judge described it as quite plausible in all respects bar that the patient
had grabbed her with his left arm, which seemed unlikely. However, Ms Calvert
was not dogmatic that it was the left arm, and there was no clear evidence that the
wardsman had hold of the right. Regarding the submission that Ms Calvert had
given multiple versions, with variations within each, of the precise circumstances of
the incident, particularly to each of the many medical practitioners who had
assessed her over time, the learned judge described in separate paragraphs the
accounts Ms Calvert had given to each of Dr Keys, Dr Scott-Young (orthopaedic
surgeon), Dr Parkington (orthopaedic surgeon), Dr John Corbett (neurologist), Dr
John Wainwright (psychiatrist), Dr G M Boyce (neurologist), Dr Noel Langley
(orthopaedic surgeon), Dr Peter Boys (orthopaedic surgeon), Dr Andrew Byth
(psychiatrist), Dr John Pentis (orthopaedic surgeon) and Dr Johnn Olsen (consultant
physician). Those accounts had been given on dates from 13 March 1998 (to Dr
Keys) through to 12 September 2003 (to Dr Olsen). Dr Keys had seen her at least
10 times by 7 May 1998, and Dr Wainwright saw Ms Calvert on at least six
occasions between 15 October 1998 and 3 February 1999.
[54] The trial judge examined each account, and the extent of their dissimilarity or
consistency with Ms Calvert's version in oral evidence. In summary, the learned
judge either considered that consistency had been demonstrated, or that any
inconsistency was of little moment, for reasons explained by the judge. For
example, Dr Corbett recorded only that Ms Calvert had developed acute low back
pain while lifting a patient, but the whole transfer was not described in the detail the
plaintiff gave in evidence. Dr Parkington had recorded that after the plaintiff had
been bent over lifting the patient, she experienced right side low back pain when she
attempted to straighten up; that witness gave evidence by telephone, the judge
described his answers as terse, and remarked that the doctor's somewhat irritable
tone did not leave the judge with confidence that the doctor had necessarily
questioned Ms Calvert closely about her history, or the precise mechanism of her
injury. The judge noted that Dr Parkington in his first report described Ms Calvert
attending his rooms with her husband, whereas Ms Calvert had never married, and
the doctor had assumed that she was married to the man accompanying her.
[55] It should be clear by now that the learned judge considered in detail each of the
submissions advanced which challenged Ms Calvert's credibility and account of the
incident, and rejected most of the arguments. The judge primarily did so after
accepting the plaintiff's evidence that she had at first thought she sustained no more
than a muscular strain, but that her symptoms had intensified in the ensuing days
and weeks, and remained thereafter. The judge summed up this part of the case in
the following three paragraphs which I quote in full:
-- 13 of 31 --
14
"Conclusion on credibility
[27] I observed the plaintiff in the witness box over 3 days. She was
an honest witness, who did not dissemble, and who made genuine
endeavours to answer all the questions put to her to the best of her
recollection. Sitting in the witness box for extended periods clearly
caused her pain and discomfort; there were times when she needed to
stand up and move about, and on occasions the Court adjourned
briefly to accommodate her.
[28] The pre-existing degeneration in her spine is quite common in
persons of her age, but not necessarily symptomatic. It can become
so because of trauma or for no obvious reason. While she minimised
and sometimes did not mention the back pain and sciatica she had
experienced before 7 March 1998, this should be seen in the context
of her having had 2 compensable whiplash injures before that date
and her having been able to get on with her daily life and work as a
nurse in the meantime, and in the context of the pain she experienced
after 7 September 1998 [sic] being of far greater intensity and
persistence than any she had previously experienced. I do not accept
that she deliberately minimised or failed to mention her previous
back pain and sciatica in order to enhance her prospects in the
present litigation, or that her doing so detracts from her credibility to
any significant extent.
[29] The plaintiff’s version of intensifying symptomatology in the
days and weeks following the incident is consistent with a well
known pattern of injuries to the lower back. Her preoccupation was
with her symptoms and trying to get relief from them. The
meticulous recall of events expected in litigation is at odds with her
preoccupation when she filled in forms and consulted the various
doctors. And the doctors often did not condescend to that degree of
detail when questioning her about the incident or recording what she
told them about it. In my view the criticism by counsel for the
defendant that she has given multiple versions, with variations within
those versions, of the precise circumstances of the incident is unduly
harsh and not substantiated."
[56] The learned judge then made the finding that the plaintiff's evidence was credible
and that the judge accepted her account of the incident. The appellant's senior
counsel submitted that the learned judge had adopted a process of reasoning which
treated the appellant's arguments as a checklist, against which the learned judge had
determined for each submission whether there was an explanation for what the
appellant submitted was the relevant deficiency in the plaintiff's evidence. Mr
Wilson SC submitted that what the judge had done was deal with each submission
on its own merits and separately, without considering the cumulative effect of the
complaints the appellant made on Ms Calvert's credibility. Mr Wilson SC referred
the Court to Transport Industries Insurance Co Ltd v Longmuir [1997] 1 VR 125, in
which Winneke P wrote (at 127) that the learned trial judge in that case had engaged
in a false process of reasoning by treating each of the individual evidentiary facts in
a circumstantial case as if it were the ultimate factum probandum, rather than
considering what inferences flowed from the combination of evidentiary facts which
were not in contest. As Winneke P remarked at VR 128, in cases of circumstantial
evidence each proven fact may gain support from the others and, although each,
considered in isolation, might not provide a sound basis for inferring the ultimate
-- 14 of 31 --
15
fact to be proved, a combination of all facts might provide a compelling basis from
which to draw that inference.
[57] Despite Mr Wilson SC's submissions, the learned trial judge in this case did not fall
into anything remotely resembling the error demonstrated in Longmuir. The judge
engaged in a careful analysis of the evidence and the submissions made on it, and
the conclusions in the paragraphs [28] and [29] quoted from the judgment are the
opposite of a failure to reach a conclusion about credibility for which the evidence
provides a compelling basis. A different and logical conclusion was available,
reached by the learned judge; Mr Wilson SC submitted that the judge had misused
the advantage as a trial judge in accepting the plaintiff as credible because of the
incontrovertibly established facts – such as failing to record any note or tell anyone
about the incident that day, failing to tell medical practitioners of her earlier car
accidents, and failing to tell them of her subsequent one – that could not be
explained. Mr Wilson SC also argued that her account of events was improbable, a
matter not resolved by describing her as credible.
[58] The incontrovertibly established facts upon which the appellant relied were the ones
considered by the learned judge and which did not compel a conclusion on
credibility against Ms Calvert, once the judge accepted that she at first thought her
injury was minor and a muscle sprain, but which progressively got worse. Once
those findings were made, the incontrovertibly established facts were explained.
The explanation was that the plaintiff was at first untroubled about the prospects of
any significant or long term injury, and was not a sufficiently conscientious nurse to
report the incident. By mid-March 1998 she considered it had caused her a different
injury from anything she had previously suffered.
[59] The appellant did not complain about the conclusions drawn in paragraphs [28] and
[29] quoted above or the factual summaries in those, and I respectfully consider that
had paragraph [27] not appeared in the reasons for judgment, the appellant would
have had no ground at all for its complaint of error in the learned judge's reasoning
process, or to complain about any misuse of findings on credibility. The findings in
[27] were not used to explain away incontrovertible facts leading to a different
conclusion. The learned judge's conclusions on the credibility of Ms Calvert's
evidence could comfortably stand without the observations in [27], and while those
observations support the judge's reasoning summarised in [28] and [29], the latter
reasoning does not depend on the learned judge's personal observations on the
plaintiff's apparent creditworthiness. I do not consider the learned judge relied on
the observations in [27] to reach those in [28] and [29], and it would have been
wrong for the judge, having concluded as described in [27], not to record those
observations which assisted Ms Calvert and supported the judge's reasoning.
Nothing in Fox v Percy (2003) 214 CLR 118, or other recent decisions of the High
Court, requires that a judge refrain from expressing an opinion the judge has formed
about the apparent honesty of a witness.
[60] Mr Wilson SC also briefly submitted that Ms Calvert's account of the incident itself
was improbable, in that it was unlikely the patient could have pulled her with either
his right or left arm, the right being held by the wardsman and the left being broken.
But that depends on the assumption that the wardsman was holding the right arm
tightly, an assumption simply not established in evidence. The grounds of appeal
2(a), (b) and (c) condemning the finding accepting that the plaintiff was injured in
the circumstances which she described, should be dismissed.
-- 15 of 31 --
16
The appellant's submissions on the liability finding
[61] Mr Wilson SC accepted he could not challenge the finding that there is a relatively
high incidence of back injuries among nurses involved in moving patients, and that
Mayne Nickless knew that. When making that finding, the learned trial judge
quoted from Fleming, The Law of Torts (9th ed., 1998) at 120 to the effect that
perception of risk is the correlation of past experience with the specific facts in a
situation, which depends to a large extent on knowledge as the basis for judging the
harmful potentialities of contemplated conduct; and that if a defendant, otherwise
credited with such perception of the surrounding circumstances and knowledge as a
reasonable person would possess, has more extensive knowledge, then the propriety
of the defendant's judgment as to the risk involved is determined by what a person
with such knowledge would regard as probable.4 Accordingly, an employer with
greater than average experience of a particular risk might have to respond with more
than average precautions.
Would a worker with normal health have been endangered?
[62] Mr Wilson SC submitted that Ms Calvert had not established breach of the common
law duty of care to her because she had not shown by evidence that the particular
event to which she was exposed would have put at risk a worker with the normal
range of health and strength. Mr Wilson SC reminded this Court that the plaintiff
had said she was pulled forward a matter of inches only, and contended there was
no evidence that in such circumstances a worker without Ms Calvert's susceptibility
to injury to her back with its degenerative condition would have been exposed to a
risk of injury. That argument had been rejected by the learned trial judge.
[63] Mr Wilson SC's submission had force, and he referred the Court to Brkovic v JO
Clough & Son Pty Ltd (1983) 57 ALJR 834 at 835. Gibbs CJ, giving the judgment
of the court in that case, wrote that:
"There is no evidence that a worker, within the normal range of
health and strength, would have been put at risk by the system
adopted by the respondent. All that the appellant had to do was to
bend down and tug on a pipe. The fact that the pipe might jam
would not have been likely to endanger a normal employee."
[64] Mr Wilson SC submitted that a normal employee was a person without the
susceptibility that the learned judge had found Ms Calvert had. Mr Wilson SC did
not challenge the finding by the learned judge that the pre-existing degeneration in
Ms Calvert's spine was quite common in persons of her age (32 years 4.5 months as
at 7 March 1998), and I consider that finding does not take Ms Calvert out of the
class of people within the normal range of health and strength, referred to by Gibbs
CJ in Brkovic. In that case, that appellant had injured his back on two prior
occasions, and those earlier injuries had rendered that appellant susceptible to a
back injury; the report of the case does not suggest that the appellant's susceptibility
from earlier injury was within the normal range of health and strength, or that that
appellant's susceptibility to injury was no greater than as a result of degenerative
changes quite commonly seen in a person of that appellant's age.
4 Applying the principles declared by Asquith LJ in Victoria Laundry (Windsor) Ltd v Newman
Industries Ltd [1949] 2 KB 528 at 539-540, applicable to assessing damages for breach of contract
-- 16 of 31 --
17
[65] The learned trial judge found it unnecessary to determine whether the degenerative
changes in Ms Calvert's spine still left her within that normal range, and the judge's
findings in para [43] of the reasons for judgment described a foreseeable risk to a
nurse with a spine without those degenerative changes. Mr Wilson SC's written
submission criticised that conclusion, on the ground that there was no evidence led
as to the forces imposed on the spine by the event which the trial judge accepted had
occurred, and he submitted that Dr Olsen, Ms Calvert's expert witness in that regard,
had provided an opinion on a different mechanism of injury. Accordingly, Dr
Olsen's evidence could not assist Ms Calvert. After reading the relevant report,5 I
do not agree that Dr Olsen described a significantly different mechanism of injury.
His report included repeating Ms Calvert's account to him that "The patient
evidently still had a degree of anxiety and as this patient was lowered towards the
armchair, the patient began to resist, Ms Calvert felt a jarring to her spine and
immediate onset of low back pain." He agreed in cross-examination that he was not
told the patient had grabbed at Ms Calvert and pulled her forward a couple of
inches,6 and he agreed that all he understood was that the patient somehow resisted
movement. The cross-examination of Dr Olsen7 therefore did show that Dr Olsen
had visualised or understood the incident differently from Ms Calvert's account
accepted by the judge, but his understanding of it still included the concept that Ms
Calvert and the wardsman were lowering a resistant patient to a chair. That
understanding had her supporting the patient’s weight, as the patient struggled. The
precise mechanism of the injury seemed unimportant to Dr Olsen’s opinions.
[66] Dr Olsen's second report (ex 48) 8 included the observations – not challenged in
cross-examination – that there could be no doubt that the Compendium of Workers
Injuries had pinpointed the health industry as a problem area, that therefore there
should have been very clear attention to the problem of lifting, carrying or moving
residents and patients, and that the nursing profession had been shown to be
particularly at risk; and the further (unchallenged) observation that there was ample
lifting equipment available in 1998 to enable the complete abandonment of the
hazardous practice of lifting or handling people, particularly when such persons had
personal attributes such as dementia or unstable fractures with impairment, such that
they could not cooperate in the transfer. 9 In cross-examination, he described a
lifting device as providing "a fair bit of protection for the nurses when they use a
lifting device because during the actual transfer they don't have to be close to the
patient",10 and as Mr Diehm submitted to this Court, a nurse installing or removing
a lifting device – at whom an agitated elderly patient could grab – would not be
bearing or supporting the patient's weight at that time.
[67] I conclude that the learned trial judge's finding in [43] of the reasons for judgment,
as to the reasonable foreseeability of injury to the spine of a nurse (without
degenerative changes in that spine) who was transferring a patient from a bed to a
chair when subjected to a sudden force imposing an unexpected load, was open on
the evidence. This was a quite different case from Brkovic; Ms Calvert was put at
risk of a foreseeable injury to her back, she being of a class known by Mayne
Nickless to be at risk of those injuries, who was performing an operation described
5 Dated 17 September 2003, at AR 599
6 At AR 289
7 At AR 270 and 289
8 Dated 29 July 2004, reproduced at AR 712 et seq
9 At AR 732
10 At AR 292
-- 17 of 31 --
18
by Dr Olsen in his expert opinion as hazardous, 11 and that opinion too was left
unchallenged. I would reject that part of the appellant's attack on the finding of
liability.
Appellant's submissions on the WorkCover Queensland Act 1996
Section 312(1)(b) and (c)
[68] The next ground on which Mayne Nickless challenged the finding of liability relied
on the provisions of s 312 of the 1996 Act. It is necessary to quote it in full; it
reads:
"Liability of employers and workers
312.(1) In deciding whether a claimant is entitled to recover damages
not reduced on account of contributory negligence, or at all, all
courts must have regard to whether the claimant has proved such of
the following matters as are relevant to the claim—
(a) that the employer had made no genuine and reasonable
attempt to put in place an appropriate system of work to
guard the worker against injury arising out of events that
were reasonably readily foreseeable;
(b) that the actual and direct event giving rise to the worker's
injury was actually foreseen or reasonably readily
foreseeable by the employer;
(c) that the worker did not know and had no reasonable means
of knowing that the actual and direct event giving rise to the
injury might happen;
(d) that the injury sustained by the worker did not arise out of a
relevant failure of the worker to inform the employer of the
possibility of the event giving rise to the injury happening, in
circumstances in which the employer neither knew nor reasonably
had the means of knowing of the possibility;
(e) that the worker did everything reasonably possible to avoid
sustaining the injury;
(f) that the event giving rise to the worker’s injury was not
solely as a result of inattention, momentary or otherwise, on
the worker's part;
(g) that the injury sustained by the worker did not arise out of a
relevant failure of the worker to use all the protective
clothing and equipment provided, or provided for, by the
employer and in the way instructed by the employer;
(h) that the worker did not relevantly fail to inform the
employer of any unsafe plant or equipment as soon as
practicable after the worker's discovery and relevant
knowledge of the unsafe nature of the plant or equipment;
(i) that the worker did not inappropriately interfere with or
misuse or fail to use anything provided that was designed to
reduce the worker's exposure to risk of injury.
(2) If the claimant relies exclusively on a failure by the employer to
provide a safe system of work and fails to prove the matter
mentioned in subsection (1)(a), the court must dismiss the claim.
11 At AR 732
-- 18 of 31 --
19
(3) If the claimant fails to prove the matter mentioned in subsection
(1)(b), the court must dismiss the claim.
(4) If the claimant fails to prove any of the matters mentioned in
subsection (1)(c) to (i), the court must—
(a) dismiss the claim; or
(b) reduce the claimant's damages on the basis that the worker
substantially contributed to the worker's injury.
(5) In deciding whether a worker has been guilty of completely
causative or contributory negligence, the court is not confined to a
consideration of and reliance on the matters mentioned in subsection
(1)(c) to (i)."
[69] Mayne Nickless did not challenge the learned judge's finding, recorded in [19]
herein, that Ms Calvert's claim against it did not rely exclusively on an alleged
failure by Mayne Nickless to provide a safe system of work for her. That
unchallenged finding means s 312(2) did not require the learned trial judge to
dismiss Ms Calvert's claim if she failed to prove the matter mentioned in
s 312(1)(a), and the judge made no express finding on the point. Mayne Nickless
does not complain about that. Its submissions focussed on the finding described in
[24] herein, that Ms Calvert had proved the matter in s 312(1)(b) and likewise the
finding repeated in [25] herein, that Ms Calvert had also established the matter in
s 312(1)(c). Mr Wilson SC's written and oral submissions argued that the two
findings were inconsistent, and that the learned trial judge could not have found
Mayne Nickless could reasonably readily foresee the actual and direct event giving
rise to Ms Calvert's injury, and also find that Ms Calvert had no reasonable means
of knowing that that actual and direct event might happen.
[70] Mr Wilson SC also argued that finding the event was reasonably readily foreseeable
was not open anyway, because of the finding that the patient's action was totally
unexpected. He repeated in this context the argument that the evidence was
insufficient to establish that the actual and direct event giving rise to Ms Calvert's
injury found by the judge, namely her being grabbed and pulled by the patient, was
an event which would place a person who had a spine without degenerative changes
at risk. Mr Wilson SC submitted that the facts relied on by the learned trial judge
for the finding that Ms Calvert had proved she did not know or have reasonable
means of knowing that the patient would grab her and pull her forward as he was
being placed in his chair, repeated in [25] herein, described knowledge by her which
was actually the same as the knowledge Mayne Nickless had of the risk. That is,
Mayne Nickless had no greater knowledge than Ms Calvert did of the relevant facts
either making that actual and direct event being readily foreseeable, or giving
reasonable means of knowing that it might happen. Such knowledge of the patient
as the appellant's other employees had gained in the three days in which he was in
the appellant's hospital was relevantly recorded in the documents Ms Calvert had
read, and communicated by the handover report given to her when she came on
duty; and there were no other relevant facts. She was an experienced nurse, and she
had given the instructions to the wardsman as to how the patient would be
transferred from bed to chair.
[71] Those submissions are sound, but Mr Wilson SC’s argument that they necessarily
led to other findings on s 312(1)(b) and (c) was rejected by the learned trial judge,
and unless the proper construction of the two subsections excluded the trial judge
from making both the described findings, then I consider they should stand. The
-- 19 of 31 --
20
facts described in [25] herein, not challenged in any way, support the conclusion
that Ms Calvert had no reasonable means of knowing that the patient might grab her
and pull her forward. She only had reasonable means of knowing that when the
patient became anxious and began plucking at the air.
[72] The matter the worker must prove in s 312(1)(c) is relevantly different from the
matter the worker must prove in s 312(1)(b), in that the latter focuses on
foreseeability of the event, not knowledge it might happen. Reasonable means of
knowing an event might happen focuses attention on the predictability of the event
in the circumstances immediately before it did happen, and the worker's knowledge
of those. Unsurprisingly, that matter is tied by the Act to the matter of substantial
contribution by the worker to the injury; s 312(1)(c) describes the worker's
knowledge of the risk of the event happening.
[73] The matter the worker must prove about the employer in s 312(1)(b) is different in
that an event causing injury to an employee, and reasonably readily foreseen by the
employer, is a risk of injury from which the employer is obliged to guard the worker
by steps reasonably open to the employer, including an appropriate system of work.
Reasonably readily foreseeable events include events which are expected to happen,
and events which are not expected, but foreseeable as possible events. I respectfully
agree with the learned trial judge that as an employer, Mayne Nickless had an
obligation to plan for contingencies, to devise and maintain a safe system of work,
safe plant, and a safe place of work. An employer will often have far greater
knowledge than an individual worker does of the variety of ways in which a worker
can be guarded against the variety of events in which an employee can be injured in
a work place. This employer should have been aware of the Code. The information
contained in that advisory standard specifically alerted employers to the risks
involved, when transferring aged persons, to others lifting or lowering those aged
patients who might have sudden, uncontrolled movements. I consider the learned
trial judge correct in holding that it was reasonably readily foreseeable that this
injured, demented, and aged patient would become agitated, and when manually
moved from a bed to a chair, would grab (and pull forward) a nurse helping to
transfer the patient. Accordingly, despite the inconsistency at first apparent
between the learned judge's critical findings, each resulted from the correct
application of a different test and correct consideration of different matters, and
each was open to the learned judge. That ground of appeal should be dismissed.
The appellant’s submission on onus of proof
[74] Mr Wilson SC’s next submissions attacked the finding that Ms Calvert had
established a breach of the appellant’s statutory duty to her, that duty being declared
in these terms in s 28 of the 1995 Act. It read:
“An employer has an obligation to ensure the workplace health and
safety of each of the employer’s workers at work.”
Section 26(3) of the 1995 Act relevantly provides:
“If an advisory standard or industry code of practice states a way of
managing exposure to a risk, a person discharges the person’s
workplace health and safety obligation only by –
(a) adopting and following a stated way that manages exposure
to the risk; or
-- 20 of 31 --
21
(b) adopting and following another way that gives the same
level of protection against the risk.”
[75] Section 24(1) provides that a person on whom a workplace health and safety
obligation is imposed must discharge the obligation, and for fines or imprisonment
for a breach of it. Section 37(1) provides that it is a defence in a proceeding against
a person for a contravention of an obligation imposed on the person under
(relevantly, s 28) for the person to prove:
“(b) if an advisory standard or industry code of practice has been
made stating a way or ways to manage exposure to a risk –
(i) that the person adopted and followed a stated way to
prevent the contravention; or
(ii) that the person adopted and followed another way
that managed exposure to the risk and took
reasonable precautions and exercised proper
diligence to prevent the contravention;”
and s 37(2) provided:
“Also, it is a defence in a proceeding against a person for an offence
against [relevantly s 28] for the person to prove that the commission
of the offence was due to causes over which the person had no
control.”
[76] Mr Wilson SC submitted that the learned trial judge had erred in holding that
Mayne Nickless bore the onus of showing that it had discharged its obligations
under s 26 or that it had a defence under s 37. Mr Wilson SC did not contend that
the defendant had satisfied that onus, and did not otherwise challenge the finding
that Mayne Nickless had breached its duty pursuant to s 28(1) to ensure the
workplace health and safety of Ms Calvert at work; this part of his attack was on the
proposition that Mayne Nickless bore the relevant onus of proof.
[77] The learned trial judge’s ruling that an employer sued under s 28(1) may defend the
claim by showing that the obligation was discharged under s 26 (or s 27, irrelevant
to this matter), or by showing a defence under s 37, has the authoritative support of
the joint judgment of a five member court in Schiliro v Peppercorn Child Care
Centres Pty Ltd (No 2) [2001] 1 Qd R 518 at 530. That court wrote that:
“Although the language of ‘contravention of an obligation’ in s 37
may be more appropriate to a proceeding for an offence, a reading of
Part 3 as a whole (ie s 23 to s 37) suggests that an employer who is
sued civilly or charged with an offence of failing to discharge an
obligation may resist the allegation either by showing under s 26 or
s 27 that the obligation has been discharged, or by showing a defence
under s 37. In either case the onus is on the employer to prove the
basis upon which it relies.”
[78] Mr Wilson SC submitted to this Court, as he had to the learned trial judge, that the
decision in the High Court in Slivak v Lurgi (Australia) Pty Ltd (2001) 205 CLR
304 effectively worked an overturning of that part of the decision in Schiliro, in
which this Court also held that s 28 of the 1995 Act created a civil cause of action,
just as had s 9 of the previous Act, the Workplace Health and Safety Act 1989 (“the
1989 Act”). Mr Wilson SC did not challenge the conclusion that s 28 gave rise to a
civil cause of action, only the conclusion in Schiliro that an employer sued civilly
-- 21 of 31 --
22
had the onus of proving discharge of the obligation under s 26 or a defence under
s 37. Mr Wilson SC submitted that the reasoning in Schiliro was flawed, by that
conclusion as to onus having flowed on from the court’s earlier decision in Rogers v
Brambles Australia Ltd [1998] 1 Qd R 212 at 217-219, where this Court held that s
9 of the 1989 Act gave a civil action at the suit of a person injured as a result of
breach of it. That section read:
“An employer who fails to ensure the health and safety at work of all
his employees, save where it is not practicable for him to do so,
commits an offence against this Act.”
This Court then held by majority in Rogers (Pincus and McPherson JJA) that the
onus of proving impracticability of a suggested remedial measure lay upon a
defendant employer. That conclusion in turn followed and relied upon the majority
decision of Kirby P (as His Honour then was) and Priestley JA in Kingshott v
Goodyear Tyre & Rubber Co Aust Ltd (No 2) (1987) 8 NSWLR 707, which in turn
followed a decision of the House of Lords in Nimmo v Alexander Cowan & Sons
Ltd [1968] AC 107. Those two decisions had been distinguished by the High Court
in Chugg v Pacific Dunlop Limited (1990) 170 CLR 249, but the majority decision
in Rogers v Brambles Australia Ltd remarked (at 218) that the principal judgment in
Chugg v Pacific Dunlop Limited discussed the decisions in Kingshott and in Nimmo,
but had not questioned their correctness.
[79] That last proposition no longer holds good, because in Slivak v Lurgi the judgments
in the High Court unanimously agreed12 with Callinan J that the majority reasoning
in Nimmo had been effectively overruled by the High Court in Chugg v Pacific
Dunlop Ltd. Callinan J cited with approval what Brennan J (as His Honour then
was) had said in Chugg, namely that the measure of a duty imposed on a person
does not change with the character of the proceedings taken to enforce it; and that if,
on a prosecution, proof which excluded a qualification of a duty was necessary to
establish the offence, then in a civil claim proof which did not exclude the
qualification would fail to prove a breach of the duty. Callinan J also described as
persuasive the consideration that if legislatures intended to impose a burden of proof
on defendants, all doubt might be resolved by using unambiguous expression to that
effect.
[80] The conclusion necessarily drawn from Slivak v Lurgi is that the reasoning of the
majority judgments in Nimmo and Kingshott has been disapproved by the High
Court. In Slivak v Lurgi, where the statute under consideration imposed a duty in
much the same terms as the duty imposed by s 9 of the 1989 Act (in Slivak, namely
that a person who designed a structure must ensure “so far as is reasonably
practicable” that the structure was designed so that the persons who were required
to erect it were, in doing so, safe from injury and risks to health) the person injured
was held to carry the onus of proof. In that case, that was proof that the designer
had not done that which was reasonably practicable.
[81] If this Court’s reasoning on the onus of proof in Schiliro had relied on the
judgments in Nimmo and Kingshott, then Mr Wilson SC would have had a very
good argument exposing an error. His submission must be correct that the
reasoning as to the onus of proof in Rogers v Brambles Australia Ltd wrongly relied
on Nimmo and Kingshott; but the reasoning as to the onus of proof in Schiliro did
12 At 319[39] and 324[58].
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23
not rely at all on those two cases, and relied instead, and only, on the language of s
37 of the 1995 Act. In that sense that reasoning, in Schiliro, has the support of
Callinan J and the other judgments in the High Court in Slivak v Lurgi, because s 37
does unambiguously impose the burden of proof on the defendants. Accordingly,
that criticism of the learned trial judge must be rejected.
The risks against which an employer must guard
[82] Mr Wilson SC developed a submission that s 312 of the 1996 Act operated on the
1995 Act, and specifically s 28 thereof, so that the obligation Mayne Nickless had
under s 28 was to ensure that Ms Calvert was not exposed to the risk that the actual
and direct event giving rise to her injury was reasonably readily foreseeable by
Mayne Nickless. That argument became critical, to the finding on her behalf that
Mayne Nickless had breached that statutory obligation, if this Court accepted the
submission that the finding was not open under s 312(1)(b) that Ms Calvert had
proved that the actual and direct event giving rise to her injury was actually foreseen
or reasonably readily foreseeable by Mayne Nickless.
[83] I have concluded that finding was open, and that makes it strictly unnecessary to
rule on the argument. However, it is an important matter, which did not fall for
decision in Schiliro. In Schiliro the joint judgment made clear that s 28 of the 1995
Act did not create an offence, or provide a right of civil action, when an employer
failed to formally identify and manage, or assess, trivial risks.13 That conclusion
could be rephrased by saying an employer is not obliged to ensure the employer’s
workers are not exposed to trivial risks, or by saying the employer is obliged to
ensure that the employer’s workers are not exposed to risks that are more than
trivial. That would be a construction of s 28 beneficial to workers. The joint
judgment in Schiliro noted the removal of the limitation of “as far as practicable”
from the duty of care statement in the 1995 Act, but quoted the Second Reading
speech in the Parliament, which described that removal as allowing the issue of
practicality to become a defence to an allegation of breach of s 28.14 The view of s
28 in Schiliro is consistent with the obligation actually imposed by it approximating
a non-delegable duty of care in respect of other than trivial risks to health and
safety. That beneficial construction actually accords with the remarks in the joint
judgment in Slivak v Lurgi at 318[36], where that joint judgment held that the
requirement of ensuring safety from injury “so far as is reasonably practicable” was
not, (only) because of those words, some form of non-delegable duty of care.
[84] Section 22 of the 1995 Act describes how workplace health and safety is ensured. It
provides:
“(1) Workplace health and safety is ensured when persons are free
from –
(a) death, injury or illness caused by any workplace,
workplac activities or specified high risk plant; and
(b) risk of death, injury or illness created by any
workplace, workplace activities or specified high
risk plant.”
The section goes on to describe in general terms the management of workplace
health and safety, namely by identifying hazards, assessing risks that may result
13 This can be seen at [46] and [69]-[72] in Schiliro
14 In 532[47] of Schiliro
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24
because of those, deciding on control measures to prevent or minimise the level of
the risks, implementing control measures, and monitoring or reviewing the
effectiveness of the measures.
[85] Mr Wilson SC submitted that this Court’s decision in Hosking v Pacific Partner Pty
Ltd [2001] 1 Qd R 378 should lead to the conclusion that an employer was only
obliged by s 28 of the 1995 Act to ensure that employer’s workers were not exposed
to reasonably foreseeable risks of injury. That decision actually construed s 9 of the
1989 Act, and I consider that an important part of the reasoning of each of the
judgments in that case relied on the provisions in s 9(1) penalising an employer who
failed to ensure the health and safety at work of the employer’s employees “except
where it is not practicable for the employer to do so”. Jones J, with whom de Jersey
CJ specifically agreed, wrote that it was not practicable for an employer to have
done things, the need for which was not known or required to be known by the
employer. In Joynson v State of Queensland [2004] QSC 154, Mullins J, referring
to remarks in Schiliro, considered that it made sense to imply the concept of
foreseeability of risk of injury in the obligation under s 28(1), and reached that
conclusion because of the difficulty in applying s 27 – dealing with appropriate
ways to discharge an employer’s s 28 obligation when there was no regulation,
ministerial notice, or code of practice respectively prescribing or stating ways to
prevent or minimise exposure to a risk or manage the risk – if the exposure to the
risk was such that no action was required i.e. where there was no foreseeable risk of
injury.
[86] I respectfully observe that reasoning is sound, but that was not the way this Court
dealt with that situation in Schiliro v Peppercorn Child Care Centres. The joint
judgment held there 15 that in the absence of a reasonably foreseeable risk, an
employer was entitled to rely on, for example, s 26(3) and s 37(1)(b)(ii) of the 1995
Act, by establishing that the employer had adopted and followed “another way” of
managing exposure to risks that were not reasonably foreseeable. In that particular
case that “other way” was quite informal; it consisted of being willing to listen to
any employee who did not wish to undertake the relevant task, which in that case
was straightforward, ordinary and physically undemanding and which required only
the removal of a small quantity of sand over a short distance, and for which task a
suitable shovel and small wheelbarrow were provided. The employer had placed no
pressure on the employee to hurry or accomplish the task within a particular time.
This Court held that in those circumstances the employer followed “another way”
that gave the same level of protection to that low risk manual task, (which task was
not susceptible to further consultations, inquiries or investigations), as would have
been given by managerial practices recommended in the relevant advisory code for
those tasks.
[87] I consider that once Ms Calvert proved that she was not free from a trivial risk of
injury created by her workplace or work activities, as she did, she established the
prima facie conclusion that Mayne Nickless had breached its obligation to ensure
her workplace health and safety. The onus then lay on Mayne Nickless to establish
either of the matters specified in s 26(3), and that it had accordingly discharged its
workplace health and safety obligation, or to establish the defence provided by
s 37(1)(b) of that Act. Mayne Nickless did not discharge either onus, and the trial
judge correctly concluded that Ms Calvert had established it had breached its duty
15 At [70] and [71]
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25
pursuant to s 28(1). Proof by that means (a defendant’s failure to satisfy an onus) of
a breach of that statutory duty could be sufficient proof of the matters a worker must
establish under s 312(1)(a), depending on the evidence, but proof that the worker’s
injury arose out of events that were reasonably readily foreseeable is not mandated
by s 28 or any other section of the 1995 Act.
[88] Enforcement of the cause of action given by s 28 of the 1995 Act would still be
subject to the conditions imposed on claimants generally by the 1996 Act,
particularly in s 312. 16 Nevertheless it would be inconsistent with justice if an
employer criminally responsible for a breach of s 28 which resulted in injury to an
employee could easily avoid civil liability to that employee; accordingly a court still
required to apply the provisions of the 1996 Act 17 would be appropriately slow in
concluding that an event causing injury, which was a risk to which an employer was
obliged to ensure that employer’s workers were not exposed, was not a reasonably
readily foreseeable event.
[89] For those reasons I do not accept Mr Wilson SC’s submissions on the manner in
which the 1996 Act impacted upon the 1995 Act, and the submission that the
learned trial judge accordingly misconstrued s 28. I would dismiss that ground of
appeal.
Appellant’s arguments on causation
The negative submission
[90] Mr Wilson SC attacked the finding that the appellant’s negligence, breach of
contract, and breach of its statutory obligations had caused injury to Ms Calvert,
assuming or accepting that liability was otherwise established. He submitted that
Ms Calvert had not established that it was probable that provision of a lifting device
would have made a difference, having regard to the actual and direct events which
happened. He contended that there was no evidence that the incident would still
have not have occurred, had Ms Calvert and the wardsman been using the lifting
device, and that all Ms Calvert had shown was that, at most, Mayne Nickless had
exposed her to an increased risk of injury.18 He argued that, had there been a lifting
device, there would still have been a need for Ms Calvert or the wardsman to be in
physical proximity to the patient, both when putting him into and when removing
him from that device (the specific device which his submissions assumed was one
which had two canvas straps, supporting the patient underneath and on the patient’s
back). The evidence showed that the elderly patient could easily have become
agitated when being moved by that device, or placed in or taken out of it. His
submission stressed that this was not a case in which Ms Calvert had been injured
when actually lifting the patient, and accordingly he contended there would be little
or no avoidance of the risk of the patient becoming agitated and grabbing a staff
member by the provision of that lifting device; because the staff member had to be
in proximity to the patient when loading or taking him out of it.
16 I consider that conclusion to be unavoidable, given the judgment in Tanks v WorkCover Queensland
[2001] QCA 103, and Bonser v Melnacis [2002] 1 Qd R 1
17 The 1996 Act was repealed by s 588 of the Workers’ Compensation and Rehabilitation Act 2003, in
force from 1 July 2003
18 His submissions referred to Bendix Mintex Pty Ltd v Barnes (1997) 42 NSWLR 307 at 316, and to
Wallaby Grip (BAE) Pty Ltd v Macleay Area Health Service (1998) 17 NSWCCR 355.
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26
[91] Those arguments are all quite valid, but I respectfully consider they deftly avoid the
point that use of a lifting device would have meant it was unlikely Ms Calvert was
bearing the patient’s weight at any time when he became agitated. Dr Olsen’s
report19 was to that effect; he wrote that there “is good published work suggesting
that the most effective by far is to engineer out the problem of lifting in certain
situations. In the case of handling people that in fact in my opinion is a very
sensible and realistic option”. The learned judge was entitled to accept that opinion,
and the submissions by Mr Diehm about the importance of Ms Calvert not being
obliged to carry any part of the patient’s weight if and when grabbed by the patient.
I agree with Mr Diehm’s argument that a nurse being grabbed when a lifting device
was being used would only be at the same risk of injury as a nurse grabbed when
giving a patient a glass of water. The point is that the nurse would only be
supporting the nurse’s weight. I consider that part of the challenge to the finding of
causation should fail.
The positive submissions
[92] Mr Wilson SC made a strong submission on what he termed the positive aspect of
causation, namely that the learned judge erred in being satisfied that the incident
found to have happened had actually caused the L5-S1 disc protrusion, or that the
respondent’s condition after the incident was a result of it. The CT scan taken on 22
March 1998 did not show that disc protrusion, and the medical evidence was
divided as to whether or not that scan would be in sufficient detail to show that
protrusion, which was picked up on the MRI scan in June of 1998. The x-rays and
CT scan taken in March 1998 after the incident, and before the motor vehicle
accident on 1 May 1998, revealed only degenerative changes. Mr Wilson SC
submitted that a number of doctors had formulated their opinions based on different
mechanisms of injury, including lifting; and that independently of that submission,
it was very difficult to conclude that the disc prolapse could not have been present
before 7 March 1998 or caused after that date, for example, on 1 May 1998. Mr
Wilson SC submitted that Ms Calvert had created a particular and insoluble problem
for herself by her failure to mention the latter incident, or her earlier motor vehicle
accidents, to medical practitioners examining her, and whose opinions were
necessarily based on assumed facts which were significantly wrong. Further, there
had been ongoing complaints over four years of back pain and sciatica in the same
distribution as that about which Ms Calvert complained after 7 March 1998. Mr
Wilson SC described the evidence as establishing that the nerve at L5-S1 runs down
the lower half of the leg and causes pins and needles and pain, of which Ms Calvert
had complained after those earlier incidents.
[93] Mr Wilson SC’s supplementary written submissions described with care the
information not provided, or the incorrect information provided, to three doctors,
namely Drs Scott-Young, Langley, and Olsen, upon whose opinions Ms Calvert
particularly relied. The fourth doctor upon whom she relied was a Dr Pentis, who
as it happened had examined her in 1995, for the purpose of providing opinions as
to the effect on her of the first two motor vehicle accidents which she had suffered,
and accordingly that doctor was well versed in that history before March 1998.
Returning to the other three doctors, Dr Scott-Young, who first saw Ms Calvert on
11 June 1998, was not given any previous history of back problems, not told of the
motor vehicle accident on 1 May 1998, and not given a history of episodic sciatica
19 At AR 732
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27
being suffered 1991 and 1995, which history the evidence otherwise established.
Further, he was told that prior to the incident on 7 March 1998 Ms Calvert had no
symptoms in relation to her back and lower legs.
[94] Dr Langley was given a history of a car accident causing whiplash injury which had
settled within three months, was not told of any ongoing pain in the neck or lower
back after either the 1991 or 1992 accidents, not told of symptoms of low back pain
and sciatica from 1992 to August 1995, and not told about the 1 May 1998 accident.
Dr Olsen was told by Ms Calvert that she had no prior history of low back pain; she
gave him a history of no neck pain, and told him nothing about the 1 May 1998
accident.
[95] Formidable as those omissions were, Mr Diehm did conduct some lengthy re-
examinations of the relevant witnesses, putting to them Ms Calvert’s description of
her symptoms of before and after the 1 May 1998 accident. All up, she did have
medical evidence supporting the proposition that the 7 March 1998 event had had a
significant and disruptive effect on her back. Dr Pentis, who knew of the earlier
motor vehicle accidents and who was informed in lengthy questions in re-
examination of the plaintiff’s account of the effect of the 1 May 1998 incident, said
that, based on the history of pain described by Ms Calvert, the latter car accident
was not important. He had expressed in his written reports the opinion that Ms
Calvert has sustained injury to her spine on 7 March 1998, consisting of a
derangement to her lower discs.
[96] Dr Langley was asked in evidence-in-chief about the 1 May 1998 incident, and, like
Dr Pentis, expressed the opinion that, accepting Ms Calvert’s account of her history
of pain before and after that event, it had not much effect at all. His report had
advised that he considered that a disc injury, and aggravation of her degeneration to
her spine, had happened at her work on 7 March 1998, as described by her. In re-
examination he expressed the view that the 1 May 1998 incident did not cause the
disc lesion at L5-S1. His answers in re-examination revealed that he had been
provided with reports from Drs Pentis, Maxwell, and Dodd, detailing the history of
Ms Calvert’s symptoms with respect to her neck and her back through until August
1995. He had taken that history of symptoms into account in expressing his
opinion.
[97] One of Dr Olsen’s two written reports revealed that he had reviewed the opinions of
at least 14 other named doctors, and had been referred by a firm of solicitors to
information about the two prior motor vehicle accidents. His written report
expressed opinions agreeing with ones he attributed to Dr Scott-Young, namely that
the two prior motor accidents had caused only minor disturbance (presumably to Ms
Calvert’s back) from which she had subsequently recovered, and that Dr Olsen
agreed with Dr Scott-Young’s opinion that the 7 March 1998 incident more than
likely resulted for Ms Calvert in internal disc disruption in her back. Dr Olsen also
expressed agreement with what he described as Dr Scott-Young’s opinion, that Ms
Calvert had had asymptomatic degenerative disc disease before 7 March 1998, and
that that incident had caused further disruption, and that she had been symptomatic
since that event. Dr Olsen’s own firm opinion was that her present pain was a
consequence only of the incident of 7 March 1998. He was informed in re-
examination of the incident of 1 May 1998, and expressed the view that, based on
the pattern of attendance on her general practitioner before and after it, that incident
did not seem to have made a great contribution to her problem. He also opined that
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28
what was more reliable was the contemporaneous history of what had happened and
what symptoms a patient had.
[98] Dr Scott-Young did express the views attributed to him by Dr Olsen, and Dr Scott-
Young likewise reviewed a number of reports by other practitioners, (on my count
of at least 16 other health professionals, mostly doctors). His written report
described the two prior motor vehicle accidents, and he was asked in re-examination
about the 1 May 1998 incident, and supplied with Ms Calvert’s description of her
symptoms before and after. His opinion was that the 7 March 1998 incident was a
significant contributing factor to her deterioration, and the while the motor vehicle
accident on 1 May 1998 had to be taken into consideration in some way, shape or
form, the 7 March 1998 event was the turning point from a historical, clinical basis
of assessment.
[99] That was a substantial body of opinion evidence appropriately informed about her
medical history and supporting her claim of an event on 7 March 1998 which had
significantly contributed to her disc lesion and ongoing pain since then. That
evidence did rely on accepting her description of pain experienced from mid-1995
to 7 March 1998 and thereafter, and Mr Wilson SC submitted that, assuming in Ms
Calvert’s favour that she did experience actual back pain as described by her on and
from the occasion of her first visit to Dr Keys on 13 March 1998, that may have
resulted from some event happening on either 10, 11, or 12 March 1998. But with
respect, on the evidence that submission was really speculation, and the conclusion
drawn by the learned trial judge was open on the evidence, namely that on the
balance of probabilities her problems which emanated from the L5-S1 level
protrusion had occurred in the incident on 7 March.
Future economic loss
[100] Mr Wilson SC submitted that the trial judge erred in not applying s 317 of the 1996
Act in its unamended form, that is as at 7 March 1998. On that date it read:
Future economic loss
317. A court may award damages for future economic loss or
damages for diminution of future earning capacity only if the
claimant satisfies the court that, because of the percentage of WRI
resulting from the injury sustained, there is at least a 51% likelihood
that the claimant will sustain the future economic loss or diminution
of future earning capacity.”
[101] As described by the learned trial judge, that provision was amended by s 39 of the
WorkCover Queensland Amendment Act 1999 commencing on 1 July 1999, which
removed the words “because of the percentage of WRI resulting from the injury
sustained”. The trial judge held that the Act in its amended form applied to a claim
such as this one, not yet finalised when the amendment came into force, because it
was a technical amendment apparently introduced to remove any confusion as to the
necessary evidence when determining the likelihood economic loss would continue
to be suffered. I agree; the section concerns the proof necessary to establish a
claimed right to a particular head of damage. The assessed percentage of WRI
(which means Work Related Impairment, as calculated by WorkCover in
accordance with s 41, s 196, s 197, s 198 and s 201 of the 1996 Act) issued by
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29
WorkCover on 9 November 199820 described Ms Calvert as having a five per cent
degree of permanent impairment to her “musculo-skeletal system lumbosacral
spine.” Mr Wilson SC’s submission was that the trial judge had to be satisfied to a
51 per cent degree of likelihood that because of that five per cent injury, the plaintiff
would suffer future economic loss or diminution of her future earning capacity.
That point was important in this case, he submitted, because the learned judge had
referred to evidence from Dr Pentis describing Ms Calvert as having a 25 per cent
loss of function of the spine, of which 10 per cent was due to the incident on 7
March 1998 and 15 per cent due to pre-existing factors, and a Dr Boys had opined
Ms Calvert had a 15 per cent impairment of bodily function referable to the lower
back, of which half was apportioned to the effects of the March 1998 incident and
half to the effects of the pre-existing degenerative change. Mr Wilson SC submitted
that s 317 in its then form bound the judge to consider only the WorkCover WRI
calculation, and not the opinions of the two doctors, which both described
impairment from other and independent factors, and disagreed with WorkCover’s in
any event. I respectfully agree with Mr Wilson SC’s submission that that was the
effect of s 317 as it stood, but respectfully disagree that it continued to apply as if
unamended after 1 July 1999; its provisions were procedural and not substantive.
[102] I agree with Mr Wilson SC’s submissions that the award was generous to Ms
Calvert in assessing future economic loss on the basis that she would have worked,
absent the incident on 7 March 1998, for another 15 years, that is up to age 54. Dr
Boys thought that degree of degeneration meant Ms Calvert would have been
unable to do general ward nursing by the time of the trial in any event. The learned
judge did not accept that evidence, and was not satisfied that absent the 7 March
1998 injury Ms Calvert would have reached her present level of disability by any
particular age, but expressed satisfaction that Ms Calvert would have had to cease
general ward nursing at some indeterminate time before aged 60. I agree with Mr
Wilson SC that that conclusion may be inconsistent with the subsequent finding the
learned judge made that there was a 51 per cent likelihood that Ms Calvert would
sustain economic loss in the magnitude of $450 per week for another 15 years. The
evidence had included evidence that the plaintiff’s back was susceptible to injury
from common enough events such as bending over to pick up an object from the
floor, or sneezing, 21 and a more reduced period of anticipated future earning
capacity might have been found. But the difficulty with overturning the learned
trial judge’s calculations of future economic loss is the absence of any solid basis
for any other finite conclusion. The judge discounted the potential earning capacity
from around $600 per week net earned as a general ward nurse, to $450 per week,
taking into account a residual capacity to do some part time sedentary work; and
discounted the resulting figure by a further 20 per cent. The Court was not referred
to any evidence contradicting the learned judge’s findings other than that of Dr
Boys, which the judge did not accept. I would not disturb the future economic loss
award.
Past Griffiths v Kerkemeyer Damages
[103] Mr Wilson SC submitted that the modest sums of $5,473 awarded under this head
were unjustified, because excluded by s 315 of the 1996 Act. It provided:
“Gratuitous services
20 At AR 10007
21 AR 204 and 217
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30
315. A court cannot award damages for the value of services of any
kind –
(a) that have been, or are to be, provided by another
person to a worker;
(b) that are services of a kind that have been, or are to
be, or ordinarily would be, provided to the worker by
a member of the worker’s family or household; and
(c ) for which the worker is not, and would ordinarily not
be, liable to pay.”
He submitted that the reference to a member of the worker’s family or household
was a description of the kind of services for the provision of which damages have
been abolished, and submitted although the actual claim was for gratuitous care in
fact provided by friends, it was the “kind” of services specifically excluded, because
those answer the description of services of a kind which would have been provided
to Ms Calvert by a member of her family. It was immaterial that she in fact lived
alone.
[104] I consider the submission focuses too heavily upon the description in s 315(b) of
services of a kind that “ordinarily would be” provided to the worker by a family or
household member, and the submission tends to place to one side the description in
that same subsection of those services as being of a kind “that have been, or are to
be” provided by a family or household member. The latter is a description of actual
services; Mr Wilson SC’s response that those words were included to cover a
situation where there was a particular type of service performed by one member of a
household for another of a type not ordinarily provided was thoughtful, but did not
respond to the textual significance of the expression “the” worker to whom those
services have been, are to be, or ordinarily would be provided by a family or
household member. For Ms Calvert, who lived alone, the services for which
damages were awarded did not answer any of those descriptions. Accordingly,
s 315 did not exclude her from claiming the cost of those services provided by her
non-family or non-household members. I would dismiss that ground of appeal.
[105] Those were the grounds upon which the appellant made written and oral
submissions, and those relevantly encompass all of the grounds in the amended
notice of appeal. That is, if Mayne Nickless had succeeded on any of the grounds it
argued, it would have succeeded as well on any other grounds of appeal in its
amended notice of appeal and about which no submissions had been made. It
follows that its appeal should be dismissed.
Cross-appeal
[106] Ms Calvert cross-appealed on the quantum of her economic loss, particularly
complaining about the 25 per cent discount for contingencies on past economic loss.
The Court was referred to observations by Luntz in Assessment of Damages for
Personal Injury and Death, (4th ed, 2002), Butterworths, at para. 5.2.8, as authority
for the proposition that ordinarily there should be no discounting of past economic
loss for contingencies. The essential proposition was that the vicissitudes of life
which did happen were known by the date of trial, and counterbalanced by the
possibly favourable contingencies in that same period. Likewise there was
complaint about the 20 per cent discount for calculated future economic loss. Mr
Diehm made the argument respectable, and apparently better than simply a
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31
negotiating point with his opponent, but I respectfully consider that calculation of
Ms Calvert’s damages, past and future, was very much a matter of swings and
roundabouts, and that she had no grounds at all for complaint about the result. I
would dismiss the cross-appeal.
Astley v Austrust Ltd point
[107] Mr Diehm’s further written submissions, which each party was requested to provide
regarding the medical evidence, included the new submission that the finding of
liability in Ms Calvert’s favour was founded amongst other things on a breach of
contract as well as on negligence, and that in accordance with the decision in Astley
v Austrust Ltd, 22 and the reasoning of Atkinson J in Karanfilov v Inghams
Enterprises [2002] QSC 141 at paragraphs [91] to [104], there was no basis for any
reduction of her damages for contributory negligence, should that be found. Mr
Wilson SC’s supplementary submissions directed the Court to a clear division of
authority23 in this Court as to whether s 312 of the 1996 Act applied to a claimant’s
claim in contract, having regard to that decision and to the amendments to the Law
Reform Act 1995 effected by s 5 of the Law Reform (Contributory Negligence)
Amendment Act 2001, in force from 7 August 2001. It is unnecessary to pass
opinion on the point raised so late by Mr Diehm, because on the trial judge’s finding
which I would uphold, the question of contributory negligence did not arise.
[108] I would order:
1. The appeal be dismissed and the appellant pay the respondent’s costs of the
appeal assessed on the standard basis;
2. The cross-appeal be dismissed, and the respondent pay the appellant’s costs
of the cross-appeal assessed on the standard basis.
[109] ATKINSON J: I agree with the reasons for judgment of Jerrard JA and the orders
proposed.
22 (1999) 197 CLR 1
23 Appleyard v Maryborough City Council [2004] QSC 429 at [51]-[52]; Campbell v CSR Limited
[2002] QSC 266 at [40]-[44]; Constantinou v Ansett Australia Limited [2004] QSC 409; and
Karanfilov v Inghams Enterprises Ltd [2002] QSC 141 at [91]-[104]
-- 31 of 31 --
Official source: https://www.sclqld.org.au/caselaw/QCA/2005/263