Bowman v Brown [2004] QDC 6 [2004]3 QPELR 416
DISTRICT COURT OF QUEENSLAND
CITATION: Bowman v Brown [2004] QDC 006
PARTIES: JOHN ALEXANDER BOWMAN
Appellant
v
MERVYN JOHN BROWN
Respondent
FILE NO/S: Appeal No 2288 of 2002
Appeal No 1888 of 2002
DIVISION:
PROCEEDING: Appeal
ORIGINATING
COURT:
Magistrates Court, Brisbane
DELIVERED ON: 30 January 2004
DELIVERED AT: Brisbane
HEARING DATE: 24 February 2003
JUDGE: McGill DCJ
ORDER: Appeal allowed in part; conviction on count 1 set aside,
and in lieu count 1 dismissed; vary the penalty imposed
to substitute a fine of $10,000, in default imprisonment for
four months, for the fine of $15,000, in default
imprisonment for six months; vary the costs order to
substitute an order that the appellant pay costs in the sum
of $14,120.41, in default imprisonment for three months;
appeal otherwise dismissed. Appeal No 1888 of 2002
struck out. Appellant to pay half respondent’s costs of
the appeal, to be assessed.
CATCHWORDS: APPEAL AND NEW TRIAL – Points and objections not
taken below – absence of consent to prosecution – not
available on appeal.
BUILDING CONTROL AND TOWN PLANNING-
Regulation of construction – offences – starting work without
a permit – whether offence proved – procedural
considerations.
JUSTICES – Procedure – complaint and summons – identity
of complainant – consequences – whether complainant
brought proceeding in a representative capacity.
LOCAL GOVERNMENT – Legal Proceedings – prosecution
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for planning offences – procedural considerations.
LOCAL GOVERNMENT – Offences – proceedings for in
Magistrates Court – procedural considerations – whether
consent of council must be proved.
INFERIOR COURTS – Magistrates Court – Summary
offences – complaint on behalf of local authority – procedural
considerations – whether consent needs to be proved.
Integrated Planning Act 1997 ss 4.3.1, 4.3.5, 4.3.18, 4.3.19,
4.3.20.
Justices Act 1886 ss 42, 142A, 158A.
Barcaldine Shire Council v Spence [1944] St R Qd 18 –
applied.
Cody v Joseph Pease Pty Ltd; ex parte Joseph Pease Pty Ltd
[1945] St R Qd 81 – followed.
Cramond v Greig (1908) 8 SR (NSW) 143 – distinguished.
Crothers v Sheil (1933) 49 CLR 399 – applied.
Dever v Creevey; ex parte Creevey [1993] 1 Qd R 232 –
followed.
R v Latham; ex parte Issell [1988] 1 Qd R 167 – applied.
COUNSEL: J Cremin for the appellant
A N S Skoien for the respondent
SOLICITORS: John K Harris for the appellant
Brisbane City Legal Practice for the respondent
[1] This is an appeal from a decision of a magistrate at Brisbane who on 17 April 2002
convicted the appellant of three offences under the Integrated Planning Act 1997
(“the Act”). The following day the magistrate imposed one penalty in respect of the
three charges, a fine in the sum of $15,000, ordered that in default of payment the
appellant be imprisoned for six months, made an order under s 4.3.20 of the Act,
ordered that the appellant pay costs in the sum of $28,240.83, and ordered that in
default of this payment he be imprisoned for six months. Convictions were
recorded. The appellant was allowed 12 months to make those payments. The
appellant appeals against the convictions, the costs order and the order made under
the Act.
[2] There were actually two notices of appeal filed, one in this court on 16 May 2002,
and one in the Magistrates Court on the same day. The proceedings in the
Magistrates Court were by complaint and summons under the Justices Act 1886
(“the Justices Act”) and accordingly the appropriate mechanism for appeal to this
court from the decision of the Magistrates Court was that provided by Division 1 of
Part 9 of the Justices Act. Section 222(2)(a)(i) of that Act required that the notice of
appeal be served on the clerk of the court at the place where the decision was given.
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In practice that was achieved by filing the notice in the registry of that court, in the
present case the Magistrates Court registry in Brisbane. The registrar then
forwarded the notice of appeal and the Magistrates Court file to the District Court
where the matter was allocated a file number in this court, and subsequent steps
were taken by filing documents in this court.
[3] That was what was done in the present case with the notice of appeal filed in the
Magistrates Court, which commenced an appeal under the Justices Act now pending
in this court and having file number appeal 2288 of 2002. The notice of appeal
which was filed in this court, in a form appropriate to a civil appeal, was given file
number appeal 1888 of 2002. It was not effective to activate the appellate
jurisdiction of this court under the Justices Act, and indeed did not in my opinion
effectively invoke any jurisdiction of this court. That appeal should accordingly be
struck out for want of jurisdiction. On the hearing of the appeal the appellant did
not oppose the striking out of whichever appeal was inappropriate; the submission
was made that two notices had been filed out of an abundance of caution.
[4] The charges which proceeded against the appellant in the Magistrates Court were as
follows:
1. in the period between 24 January 2001 and 25 May 2001 inclusive one
JOHN ALEXANDER BOWMAN did breach Section 4.3.1 of the Integrated
Planning Act 1997 in that he did, at premises situate at 79 Millar Road, Bald
Hills, in the Magistrates Court District constituted by the Sandgate Division
of the Brisbane District appointed under, and for the purposes of, the
Justices Act 1886 and within the area of the City of Brisbane, as constituted
by the City of Brisbane Act 1924, start Assessable Development, being
Operational Work for Filling or Excavation within the meaning of the
Integrated Planning Act 1997 and City Plan 2000, without a Development
Permit, within the meaning of the Integrated Planning Act 1997, for such
Assessable Development; and
2. in the period between 24 January 2001 and 25 May 2001 inclusive one
JOHN ALEXANDER BOWMAN did breach section 4.3.5 of the Integrated
Planning Act 1997 in that he did use premises situate at 79 Millar Road,
Bald Hills, in the Magistrates Court District constituted by the Sandgate
Division of the Brisbane District appointed under, and for the purposes of,
the Justices Act 1886 and within the area of the City of Brisbane, as
constituted by the City of Brisbane Act 1924, for the purpose of Extractive
Industry within the meaning of City Plan 2000 (by the dredging of gravel,
rock, soil and/or sand), when such use was not a Lawful Use within the
meaning of the Integrated Planning Act 1997; and
3. in the period between 24 January 2001 and 25 May 2001 inclusive one
JOHN ALEXANDER BOWMAN did breach section 4.3.5 of the Integrated
Planning Act 1997 in that he did use premises situate at 79 Millar Road,
Bald Hills, in the Magistrates Court District constituted by the Sandgate
Division of the Brisbane District appointed under, and for the purposes of,
the Justices Act 1886 and within the area of the City of Brisbane, as
constituted by the City of Brisbane Act 1924, for the purpose of Industry
within the meaning of City Plan 2000 (by the screening and/or washing of
material extracted from the earth), when such use was not a Lawful Use
within the meaning of the Integrated Planning Act 1997.
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Ground 1 – absence of standing
[5] The first ground of appeal was that the magistrate erred in law in not requiring the
complainant to state the jurisdiction the magistrate had to hear the prosecution.
There is however no requirement that a magistrate interrogate the complainant in
such a way, however useful it may be for any court always to consider (however
briefly) whether it has jurisdiction to deal with the matter it is asked to hear. The
outline of argument however made it clear that in substance what the appellant is
seeking to argue is that the magistrate in fact did not have jurisdiction in the present
matter, because the complainant did not have standing to prosecute these charges
under the Act.
[6] As a general proposition any person may institute proceedings for the imposition of
a penalty under any Act: Acts Interpretation Act 1954 s 42. This provision merely
codifies the common law: Bedingfeld v Keogh (1912) 13 CLR 601 at 604; Potts v
Brooks, ex parte Potts [1983] 2 Qd R 48 at 50. In a particular case legislation may,
expressly or by implication, limit the category of person who may prosecute for
particular offences, or for offences under a particular Act.1 Ultimately the question
of whether such a limitation exists is a matter of construction of the Act, but it is not
uncommon for some limitation to exist,2 and it is therefore not uncommon for a
situation to arise where there can be a question of standing to prosecute. In such
circumstances, whether the complainant was a person entitled to prosecute for the
particular offence can be a matter of some importance, and, when considering
decisions dealing with the question of whether or not some person was entitled to
prosecute, it is important to bear in mind that some such limitation is likely to have
existed. In the present case however there is in general no limitation.
[7] The question of standing is dealt with in s 4.3.18 of the Act, headed “Proceedings
for Offences,” in the following terms:
(1) A person may bring a proceeding in a Magistrates Court on a
complaint to prosecute another person for an offence against this
part.
(2) The person may bring the proceeding whether or not any right of
the person has been, or may be, infringed by, or because of, the
commission of the offence.
(3) However, proceedings may only be brought by the assessing
authority for an offence under –
(a) section 4.3.1, 4.3.2 or 4.3.3 about the Standard Building
Regulation; or
(b) section 4.3.2A, 4.3.7, 4.3.15 or 4.3.16.
[8] The first two subsections are clear enough: the prima facie position is that anybody
has standing to prosecute another person for an offence against Part 3 of the Act.3
1 Re Norris, ex parte Edwards (1932) 49 WN(NSW) 5.
2 Kennedy Allen, “The Justices Act” (3rd Ed 1956) gives three pages of examples from p.104.
3 Sections 4.3.1 and 4.3.5 are both in Part 3 of the Act.
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Subsection (3) however cuts that down, but there was argument before me as to the
way in which it did so. The appellant submitted that the effect of the section was
that the “assessing authority” could only bring proceedings for an offence under one
of the nominated sections, and that, as the offences did not fall within those listed in
subsection (3), the complainant had no standing to prosecute these charges. The
respondent however submitted that the subsection cut down the general conferral of
standing on anyone, so that, in respect of offences which fell within the scope of
subsection (3), only the assessing authority could bring proceedings.
[9] In effect the appellant’s argument was that the section overall permitted the
assessing authority to bring proceedings for offences within the scope of
subsection (3), but anyone else to bring proceedings for any offences. The
respondent on the other hand submitted that the effect of the section overall was that
proceedings for offences within subsection (3) could be brought only by the
assessing authority, but proceedings for any other offences could be brought by
anyone. The issue is whether subsection (3) should be read as if it said that
proceedings may be brought by the assessing authority only for an offence under the
nominated sections, or as if it said “proceedings for an offence under [the nominated
sections] may be brought only by the assessing authority”.
[10] I prefer the construction of this subsection contended for by the respondent. There
are three reasons for this. The first is that, although the expression of subsection (3)
and the position of the word “only” are in my view to some extent ambiguous, and
not really consistent with clear English expression, the ordinary or natural
interpretation of what has been said there is the version contended for by the
respondent. Second, the extraneous material supports the respondent’s version; the
explanatory memorandum for the bill4 which became the Act which included this
section described this section as providing “open standing for any person in the
community to prosecute for a development offence. This carries forward the open
standing provisions of the current Act. … Open standing for third party
enforcement is now available on a wider range of matters because of the integration
effects of IDAS. Subclause (3) prevents the open standing from applying to
offences brought under provisions of the Standard Building Law as these offences
deal with matters of detailed technical compliance with building standards.” That is
in my opinion more consistent with the outcome which would be produced by the
construction supported by the respondent. The third reason is that I cannot see any
logical reason why the assessing authority should be the only person not capable of
bringing a proceeding to prosecute for an offence under the part, other than under
the sections nominated in subsection (3). If the section did have the construction
intended for by the appellant, the restriction in subsection (3) would serve no useful,
or indeed rational, purpose.
[11] It was submitted by the appellant that the logic of such a restriction arose from the
fact that an assessing authority was entitled to give an enforcement notice under
Division 3, which must be preceded by a show cause notice under Division 2.
There is however no provision in the Act which makes either of these steps a
prerequisite to prosecution for an offence, although non-compliance with an
enforcement notice is made an offence under s 4.3.15. No doubt it is convenient for
the assessing authority to have a range of remedies available to it, but, in
4 Integrated Planning Bill 1997.
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circumstances where the Act does not provide that prosecution for an offence is a
remedy of last resort, or impose any particular prerequisites to a prosecution for an
offence, in my opinion there is no barrier to prosecution without a prior show cause
notice or enforcement notice. There is also the consideration that it would still seem
odd if the Act on its true construction meant that anyone except the assessing
authority could prosecute for an offence directly, but the assessing authority was
required first to give an enforcement notice, preceded by a show cause notice.
[12] However, it appears to me that there is a more fundamental reason why this
argument on behalf of the appellant is not correct. The proposition that
subsection (3) deprived the complainant of standing depended on the complainant’s
being “the assessing authority”. That expression is defined in the dictionary in
Schedule 10 as follows:
“(a) for development under a development permit other than
development to which paragraph (c) applies – the assessment
manager giving the permit or any concurrence agency for the
application, each for the matters within their respective
jurisdictions; or
(b) for assessable development not covered by a development permit –
an entity that would have been the assessment manager or a
concurrence agency for the permit if a development application had
been made, each for the matters that would have been within their
respective jurisdictions; or
(c) for assessable development for which a private certifier has been
engaged to perform the functions of a private certifier under Chapter
5 Part 3 – the private certifier or the local government; or
(d) for self assessable development other than building or plumbing
work – the local government or the entity responsible for
administering the code for the development; or
(e) for building or plumbing work carried out by or on behalf of a
public sector entity – the chief executive (however described) of the
entity; or
(f) for any other matter – the local government.”
[13] It appeared to be common ground during the hearing of the appeal that, relevantly
for present purposes, the “assessing authority” was the applicable local government,
that is, the Brisbane City Council.
Who was the complainant?
[14] In the present case however the Brisbane City Council was not the person who
brought the proceeding to prosecute for the offence. The proceeding in the present
case was brought, in accordance with s 42 of the Justices Act, by a complaint in
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writing made by the complainant in person.5 The complainant in the present case
had the usual heading under the Justices Act, and continued:
“The complaint of Mervyn John Brown of Brisbane in the State of
Queensland a “public officer” as defined in the Justices Act 1886 as
amended and being the Team Leader, Licensing and Compliance West,
Development and Regulatory Services, Customer and Community Services
Division, Brisbane City Council, made this 26th day of June 2001 for and
on behalf of the said Council before the undersigned, a Justice of the Peace
for the said State, who says alleges and avers that he is an officer of the
said Council and that:”
[15] The complaint went on to recite the charges as quoted earlier in this judgement, said
that the complainant sought an order pursuant to s 4.3.20 of the Act, and concluded
in accordance with the usual form:
“Whereupon the said Mervyn John Brown prays that I, the said Justice, will
proceed in the premises according to law.”
[16] The form was apparently signed by Mr Brown over the inscription “(Signature of
Complainant)”. This is followed by the signature of the Justice of the Peace
confirming that the complaint was made before the Justice on the date stated, and
the Justice then on the next page signed the summons.
[17] In my opinion, that was a complaint by Mr Brown, and he was the complainant. He
made the complaint in his capacity as a public officer as defined in the Justices Act,
and made it for and on behalf of the Brisbane City Council, but it was not a
complaint in the name of the Brisbane City Council. The Council was not the
complainant, Mr Brown was. The Justices Act in s 42(1) permits a complaint to be
made “by the complainant in person or by the complainant’s counsel or solicitor or
other person authorised in that behalf.” That would readily accommodate a
situation where the complainant was a corporation, including a local authority,6
rather than a natural person.
[18] The authorities distinguish between a situation where a complaint is made by an
agent in the name of the principal under this provision, and one where a complaint
is made by the agent in his own name. In Crothers v Sheil (1933) 49 CLR 399 the
complainant had authority to prosecute on behalf of the Milk Board, but under the
relevant act the prosecution had to be in the name of the Board, and the High Court
held that in these circumstances a complaint by the agent in his own name was
defective, although the defect could be cured by amendment7. It follows from this
decision that a complaint made “by the complainant’s counsel or solicitor or other
person authorised in that behalf” is one in the name of the complainant (ie the
5 By s 4.4.1 of the Act a proceeding for an offence against the Act may be instituted in a summary way
under the Justices Act.
6 A local authority is a corporation: Local Government Act 1993 s 35(a), City of Brisbane Act 1924
s 6(a). It may sue in its own name: s 35(c), s 6(c).
7 Contrast Christie v Permewan, Wright & Co Ltd (1904) 1 CLR 693 at 701, where it was held to be a
fatal defect for the inspector to lay the complaint in his own name.
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principal) but signed for the principal by the agent. Hence in this case the
complainant was Mr Brown.
[19] There is some restriction in s 51 of the Justices Act which provides that the
complaint in writing must be on oath, which oath may be made by the complainant,
when it is intended to issue a warrant in the first instance against the party charged,
but even there the oath is not required to be made by the complainant personally,
and no oath is required where it is intended to issue a summons in the first instance,
as occurred here.8
[20] There is authority that a corporation, indeed a local authority, can be a complainant
in its own name under the Justices Act: Barcaldine Shire Council v Spence [1944]
St R Qd 18. In that case the complaint was brought by the Council as an electricity
authority alleging a breach of the Electric Light & Power Act 1896. The complaint
was laid in the name of the Council and signed in its name by a person admitted to
be its solicitor: p.22. Philp J delivering the judgement of the court noted that under
the Local Government Act 1936 the Council was a body corporate capable of suing
and doing such other acts as body corporates may do. His Honour said at p.23:
“We see no reason to suppose the legislature intended to define the word
‘complainant’ to natural persons. The Council is given express statutory
authority to sue in its own name and so prima facie may become a
complainant. Section 42 permits a complaint to be laid ‘in person’ – a
thing which a corporation cannot do – but it also permits a complainant to
lay it by ‘his solicitor’. It seems to us that the legislature must have
intended the word ‘his’ to include the word ‘its’ when the complainant is a
corporation. … In our view, then, generally speaking, a corporation may
make and lay a complaint under the Justices Act by its solicitor.”
[21] As far as I am aware that decision has never been overruled. If anything it has been
confirmed by the later substitution of “the complaint an” for “his”. The decision
was distinguished by the Full Court in R v Latham; ex parte Issell [1988] 1 Qd R
167. There is however nothing in the reasons in that case to cast any doubt on the
earlier decision. Matthews J at p.169 said:
“During the course of argument I referred to a practice that was common
when I was at the Bar, and I think it was a perfectly proper practice, that
local authorities often laid complaints in their own names but by their
clerks.”
[22] Thomas J said on the same page:
“Whilst it is good practice for a complaint to be laid in the name of the
Council by its clerk, it is equally lawful for the clerk in his own name to
bring the litigation as he has done in the present case.”
8 R v Peacock, ex parte Whelan [1971] Qd R 471 at 478. In that case the complainant was the local
authority, and the complaint was validly signed by its solicitors.
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[23] Reference was made in that decision to s 52(7) of the Local Government Act 1936-
1955 which provided:
(i) The local authority may appear before any court or in any legal
proceedings by its clerk or by any officer authorised generally or in
respect of any special proceeding by writing under the hand of the
chairman; and the clerk or any officer so authorised may institute
and carry on any proceeding which the local authority is authorised
to institute or carry on under this Act.
(ii) The clerk or other officer authorised as last aforesaid shall be
reimbursed all damages, costs, charges, and expenses to which he
may be put or with which he may become chargeable.”
[24] In that case the Full Court was considering a proceeding in the Magistrates Court
instituted by a complaint “of Robert Henry Brown, Town Clerk of the Council of
the City of the Gold Coast, a local authority having its principal office at … being a
person duly authorised by the Gold Coast City Council ….” The point was taken
that no authorisation of the agent by the Council was in evidence, a point also
sought to be taken by counsel for the appellant before me in respect of Mr Brown’s
authorisation by the Brisbane City Council. That argument failed in that case on the
basis of earlier authority, Lawrence v Martin [1928] 2 KB 454,9 that the town clerk
was authorised by virtue of his office and no special authority needed to be given or
proved. Thomas J said that the words in the complaint “duly authorised” were
superfluous. For present purposes however, the significance of that decision is that
it distinguished between a complaint in the name of the council and a complaint in
the name of the clerk, although it was said that the effect of s 52 of the Local
Government Act 1936 was that the council could take a proceeding in either way.
[25] The current wording of the equivalent provision, s 1111 of the Local Government
Act 1993, is perhaps in more restrictive terms:
“(1) In a legal proceeding, the chief executive officer of a local
government or other employee authorised in writing by the local
government –
(a) may give instructions and act as authorised agent for the local
government; and
(b) may sign all documents for the local government;
(2) A local government must pay the costs incurred by the chief
executive officer or other employee of the local government in a
legal proceeding.”
[26] That empowers the chief executive officer of the local government, by virtue of that
office, or other authorised employee to give instructions, sign documents and act as
authorised agent “for the local government”, but I think it is more difficult to spell
out from the wording of that section a power in someone to take proceedings in his
own name on behalf of the local government. Of course the present respondent was
not the chief executive officer, and the appellant’s point is that it was necessary for
him to be authorised in writing by the local government, which had not been
proved.
9 Reported also at [1928] WN 142.
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[27] But that does not go to the question of standing, if Mr Brown has standing under the
Act. The submission on behalf of the appellant assumes that a proceeding brought
on behalf of a local authority, whether under the authority of s 1111 of the Local
Government Act or otherwise, is a proceeding brought by the local authority for the
purpose of s 4.3.18. I do not think that is the case. The authorities to which I have
referred clearly distinguish between a complaint brought by the local authority in its
own name and a complaint brought by a clerk, or another authorised person, on
behalf of the local authority. In general therefore a local authority can lay a
complaint in its own name (by a lawyer or authorised person) or an appropriate
employee can lay the complaint in his or her name but on its behalf. In the
alternative, the employee can lay the complaint on his or her own behalf. When the
complaint is under a particular Act, it will be necessary to see if there is any
restriction in that Act as to who may lay a complaint, but in the absence of any
restriction, any of those methods may be used, and it is unnecessary for an
employee who is the complainant to prove the existence of any authority from the
local authority, in order to show standing to prosecute.10
[28] On the other hand, commonly in the situation referred to in the authorities only the
local authority or a person authorised by it had standing to bring a complaint,
because of the provisions of the applicable Act. Where there is a specific provision
in an Act imposing a restriction on who has standing to bring a proceeding in a
Magistrates Court to prosecute a person for an offence under that Act, that specific
provision must be complied with, and it is necessary to prove that it has been
complied with, unless that is self-evident.11 There may however be an evidentiary
provision, such as the provisions of the Brisbane City Council Ordinances
considered below, which modifies this requirement.
[29] That is not the situation in relation to any offence under Part 3 of the Act, other than
offences within the scope of subsection (3), because any person may bring a
proceeding in respect of those offences, and that obviously includes any officer of a
local authority. In such a situation the question of authorisation may be relevant for
other purposes, on one of which I will touch shortly, but is irrelevant to the question
of standing to bring the proceeding under the Act. There was therefore no need to
prove any such authorisation for that purpose.
[30] If the complaint alleged an offence within subsection (3), that subsection as I
construe it means that the proceeding may be brought only by the assessing
authority, that is, relevantly, the local authority. It seems to me that this specific
provision overrides the general provision in the Local Government Act, and
therefore, where subsection (3) applies and the local authority is the assessing
authority, the proceedings must be brought in its name. If the local government is
the complainant, the complaint may be signed “for the local government” by the
chief executive officer or the employee authorised in writing, or by a lawyer, so as
to satisfy the requirements of s 42 of the Justices Act: s 1111.
[31] That construction would be consistent with the provisions of s 4.4.4 of the Act,
which provides:
10 Burns v Evans; ex parte Evans [1927] St R Qd 207 at 212: This is so even if the existence of
authority is alleged in the complaint: R v Latham; ex parte Issell [1988] 1 Qd R 167.
11 Burns v Evans; ex parte Evans [1927] St R Qd 207 at 212.
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“(1) This section applies if –
(a) the assessing authority by which the administration and
enforcement of a matter is carried out is a local
government; and
(b) a proceeding for an offence about the matter is taken by the
local government; and
(c) a court imposes a fine for the offence.
(2) The fine must be paid to the local government.”
[32] That would apply to a proceeding brought by a local government for an offence
within the scope of s 4.3.18(3), or indeed a proceeding brought by a local
government for any other offence against Part 3 of the Act. But it seems to me that
the proceeding has to be “taken by the local government”. Since the local
government can take a proceeding, that is, be the complainant in the proceeding in
its own name, as established by the authorities referred to earlier, it seems to follow
that that is the situation in which the section applies. On the other hand it is not
obvious that it applies to the proceeding taken in the present case, which was not
taken by the local authority, but taken by Mr Brown, albeit in his capacity as an
officer of the local authority. The section does not say “by or on behalf of” the local
government.
A complaint by a public officer
[33] There are practical reasons why a complaint would be brought by an officer of the
local authority rather than the local authority itself, notwithstanding any difficulty
that might cause with provisions such as s 4.4.4. The Justices Act contains in s
142A a mechanism by which, if a defendant does not appear in response to a
summons, the court may act on the basis of the allegations in the complaint without
requiring evidence on oath to establish those allegations, but only if the complaint is
of a simple offence or breach of duty made by a public officer or a police officer. A
“public officer” for the purposes of this section includes “an officer or employee of
a local government”: s 4. This avoids the necessity otherwise imposed by s 142 for
the court to hear and determine the case as if the defendant had appeared. In other
words, where s 142A does not apply the complainant must call evidence to prove
the charge alleged in the complaint. Curiously, and perhaps anomalously, a
complaint by an officer of a local authority can take advantage of the convenient
mechanism provided in s 142A, but a complaint by a local authority in its own name
cannot.
[34] In addition, where the complaint is made by an officer of the local authority the
complainant has the benefit of the protection afforded by s 158A in relation to any
order for costs against the complainant, a provision which is obviously intended to
restrict or discourage the making of an order for costs against the complainant if the
complaint is dismissed. Again, perhaps anomalously, s 158A applies where the
complainant is an officer of the local authority, but not if the proceeding is taken in
the name of the local authority itself.
[35] The existence of these provisions and the advantage they confer explain why the
complainant in the present case would go to the trouble of expressly alleging that he
was an employee of the Brisbane City Council, and was a public officer for the
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purposes of the Justices Act. These allegations are not to establish standing for the
purposes of the Act, or to allege any reliance on the mechanism in s 1111 of the
Local Government Act, but are there in order to activate the provisions of the
Justices Act which apply to complaints by a public officer.
[36] The respondent relied on certain provisions of the City of Brisbane Ordinances.
Ordinance 2 of Chapter 2 of Part 4 provides as follows: “Summary proceedings for
the recovery of any penalties or money payable in respect of any offence against …
[any Act] … may be instituted by the council under the Justices Act 1886-1980 by
the complaints of the town clerk or any officer of the council authorised generally or
in respect of any special proceeding by writing under the hand of the mayor.” That
would appear to be consistent with the terms of the former s 52(7) of the Local
Government Act 1936 referred to earlier, and the interpretation of that provision in
the authorities to which I have referred. It is also consistent with the scheme of the
Justices Act, by which a complaint may be made by the complainant by an
authorised agent. This provision could be seen as authorising the town clerk or any
other duly authorised officer of the council to be the authorised agent for the
purpose of taking a proceeding instituted by the council under the Justices Act.
Alternatively, it may be seen as a source of authority (if it is needed, and in the
present case in my opinion it is not) for such a person to be the complainant in his or
her own name, as contemplated in R v Latham (supra).
[37] In my opinion however this provision does not have the effect of converting a
complaint in the name of an officer of the council into a complaint in the name of
the council for the purposes of the Justices Act, or other legislation. The question of
who is the complainant for the purposes of a proceeding under the Justices Act will
ordinarily be a matter to be determined by reference to the construction of the
Justices Act, and that is not something which can be modified by the operation of
subordinate legislation, such as the Brisbane City Council Ordinances. Any
restriction on the identity of who may bring proceedings imposed by s 4.3.18 of the
Act cannot be modified in its operation by the terms of the ordinances, nor are they
relevant matters to consider in the interpretation of that section of the Act.12 This
provision cannot convert a complaint in the name of an officer of the council into a
complaint in the name of the council for the purposes of either the Act or the
Justices Act.
[38] The respondent submitted that a complaint brought in the name of the council
officer “for and on behalf of” the council could be seen as a proceeding “brought by
the assessing authority” for the purposes of s 4.3.18(3). That, it seems to me, is not
consistent with the distinction drawn in the authorities between a proceeding
brought by (ie in the name of) the local authority and a proceeding brought by (in
the name of) some authorised officer. The matter is complicated because the
Justices Act speaks of a complaint being brought by an authorised agent, and the
authorities show that this refers to a situation where the complaint is brought by the
agent but in the name of the principal, not a complaint in the name of the agent.13
Ultimately however, for reasons I shall give shortly, it is not necessary for me to
12 Great Fingall Consolidated Ltd v Sheehan (1905) 3 CLR 176 at 184; Webster v McIntosh (1980) 32
ALR 603 at 606.
13 This follows from the analysis in Barcaldine Shire Council v Spence (supra), and in Crothers v Sheil
(supra). See also Lawrence v Martin [1928] 2 KB 454.
-- 12 of 32 --
13
decide whether that is the case, because in my opinion none of these complaints
were for an offence which fell within s 4.3.18(3) of the Act.
Were these offences within s 4.3.18(3)?
[39] If the true construction of subsection (3) is that proceedings for the offences under
the sections nominated can be brought only by the assessing authority, it is
sufficient for the respondent to show that this was not a proceeding for an offence
within ss (3). In the case of counts 2 and 3 which alleged breaches of s 4.3.5, there
is no difficulty. But count 1 alleged an offence under s 4.3.1. However, the
respondent submitted that the words “about the Standard Building Regulation” in
paragraph (a) applied to all three of the sections referred to in that paragraph, not
just the third mentioned, and that the particular breach of s 4.3.1 alleged was not one
“about the Standard Building Regulation” and therefore subsection (3) did not
apply.
[40] It is not immediately obvious, from any of those three sections, how there could be
an offence under any of them which might be described as “about the Standard
Building Regulation”. That expression is quite vague, but it could I suppose mean
an offence constituted by a breach of that section where the offending conduct relied
on was a failure to comply with some requirement of the Standard Building
Regulation. It is not obvious to me that this would be possible in respect of any or
all of these sections, but counsel for the respondent assured me that it was and that
there was no difference between the sections in this respect. The contrary was not
argued specifically on behalf of the appellant. Such interpretation would be
consistent with ordinary principles of statutory construction and the intended
purpose of the subsection as identified in the explanatory memorandum quoted
earlier. I therefore consider that on the true construction of paragraph (a) the words
“about the Standard Building Regulation” apply to each of the sections listed.
[41] It was submitted on behalf of the respondent, and not disputed on behalf of the
appellant, that none of the charges in the present complaint were about the Standard
Building Regulation, and certainly I cannot see how the Standard Building
Regulation has anything to do with any of them. It follows that the breach of s 4.3.1
alleged against the appellant in the complaint was not one which alleged an offence
under that section “about the Standard Building Regulation” and therefore was not
an offence proceedings for which might be brought only by the assessing authority,
that is the local government. The subsection therefore did not deprive Mr Brown of
standing to prosecute count 1. Mr Brown had standing under s 4.3.18(1) and it was
not necessary in order to prove the offence charged for him to prove either that he
was an employee of the Brisbane City Council or that he was authorised by it to
bring the proceeding or that he was acting on its behalf. It follows that there would
be no point in allowing the appellant to add the ground sought to be raised on the
hearing of the appeal, that such proof was lacking. It also follows that grounds 1
and 2 in the notice of appeal are not made out.
Consent under s 4.3.19
[42] The appellant submitted that a matter crucial to the legality of the prosecution was
s 4.3.19(2) of the Act. Section 4.3.19 provides:
-- 13 of 32 --
14
“(1) A proceeding under s 4.3.18 may be brought by the person on their
own behalf or in a representative capacity.
(2) However, if the proceeding is brought in a representative capacity,
one of the following consents must be obtained –
(a) if the proceeding is brought on behalf of a body of persons or
a corporation – the members of the governing body;
(b) if the proceeding is brought on behalf of an individual – the
individual.”
[43] It was submitted that this was a proceeding brought on behalf of a corporation,
namely the Brisbane City Council,14 and therefore it was necessary for the
prosecution to have the consent of the members of the governing body. The
complaint alleged that it was brought “for and on behalf of the [Brisbane City]
Council.” If that means that it was brought in a representative capacity for the
purposes of this section, it follows that it was mandatory to obtain, and therefore the
appellant submits to prove, the consent of the members of the governing body of the
Council. It is not unusual for a prosecution to require the consent of someone
specified in the Act constituting the offence.15 The consent must be given prior to
the commencement of the proceeding, that is, before the complaint is laid before the
justice.16 It is commonly endorsed on the complaint form, and it is sufficient to
express consent to the prosecution of that complaint, although that would not
amount to consent of any variation of the complaint which introduced any
substantial difference.17
[44] Ordinance 2 Part 8 Chapter 4 provides: “In any proceedings by or on behalf of the
council for a breach of the town plan or an ordinance, by-law, regulation, or statute,
the due appointment of all officers of the council, and the authority of any officer to
do any act or to institute the proceedings, shall be presumed until the contrary is
proved.” That would have the effect that it would be presumed in the proceeding
that the respondent was duly appointed as an officer of the council, and that the
respondent had authority to institute the proceeding. Of course the authority
referred to there is the authority of the Council. If the Act required relevantly that
the prosecution be by a person authorised by the council to bring such prosecution,
this section would have the effect that such authorisation was presumed unless the
contrary were proved. It may remove the need to lead evidence that the
complainant has standing to bring a particular proceeding, if that is the subject of
any restriction, but here it is not. But for present purposes, it does not go far
enough, because the requirement of s 4.3.19(2) is that a consent must be obtained
14 Which is a body corporate: City of Brisbane Act 1924 s 6(a).
15 See for example s 442M of the Criminal Code, requiring the consent of a Crown Law Officer to a
prosecution for an offence under Chapter 42A of the Code. See also the discussion in Dever v
Creevey; ex parte Creevey [1993] 1 Qd R 232 at 235, and the summary by Thomas J at p.247.
16 McDonnell v Smith (1918) 24 CLR 409.
17 R v Bacon [1973] 1 NSWLR 87 at 96-7; Traveland Pty Ltd v Doherty (1982) 63 FLR 41 at 46-7,
showing that the consent can be given in wider terms.
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15
for the proceeding, and this provision does not provide any presumption of consent.
There is a significant difference between authority and consent.18
[45] Ordinance 6 in the same part was also relied on. This provides: “In any
prosecution for a breach of the provisions of any ordinance or of the town plan
every allegation or averment contained in the complaint shall be prima facie
evidence of the matter so alleged or averred” Assuming that the present offences
are breaches of the provisions of the town plan, the difficulty with relying on that
provision is that there is no averment or allegation in the complaint that the council
has consented to the proceeding being brought.
[46] On the face of it therefore, if the present proceeding was one brought in a
representative capacity for the purposes of s 4.3.19, it was necessary to obtain the
consent of members of the governing body of the Brisbane City Council to the
prosecution. Was this a prosecution brought in a representative capacity? It was a
complaint by Mr Bowman, in his own capacity as an officer of the council but
expressly “for and on behalf of” the Brisbane City Council. He had standing
himself to bring the complaint because of s 4.3.18(1). He had, or at least is
presumed to have had in the absence of evidence to the contrary, the authority of the
council to take the proceeding, and he was taking the proceeding in his capacity as a
public officer of the council, no doubt for the reasons already indicated. But that
does not necessarily mean that he was not taking the proceeding in a representative
capacity in the sense in which I think that expression is used in s 4.3.18.
[47] The crucial question therefore is, what is meant by “in a representative capacity” in
s 4.3.19(1) of the Act? It is difficult to know what, if anything, the legislature had
in mind when enacting this section. The explanatory note is, typically, entirely
unhelpful. Section 4.4.1 of the Act provides for the offence to be prosecuted in a
summary way under the Justices Act 1886, and that Act contains no reference to a
proceeding in a representative capacity. That would not prevent this Act from
grafting such a mechanism onto the procedure in the Justices Act, but it does mean
there is no established meaning for this concept in that context. In some other
contexts, particular meanings are established. When a civil proceeding is taken by a
party, or is brought against the party, in a representative capacity, that must be
stated on the originating process: UCPR r.18. That can apply to a person suing as
the representative of an estate of a deceased person, that is as an executor or
administrator.19 Plainly however s 4.3.19 does not use the expression in this sense;
it would be absurd to require the consent of the person represented in that situation,
because the person represented is dead.
[48] Another sense in which it is used in civil proceedings is where there are numerous
persons suing or being sued, and one person sues or is sued on behalf of them all:
UCPR r 75. The position here is different from the position of a representative
party in civil proceedings where that party and other persons represented have the
same interest.20 That is not I think the situation contemplated here. A person who
18 Dever v Creevey, ex parte Creevey [1993] 1 Qd R 232 at 241.
19 Fearnley v Berry [1924] St R Qd 280; Bowler v John Mowlem & Co [1954] 1 WLR 1445; Turley v
Kassulke [1970] QWN 24.
20 Cairns “Australian Civil Procedure” (5th Ed 2002) pp.251-2.
-- 15 of 32 --
16
is bringing proceedings as a trustee,21 or a liquidator, or a receiver or manager,22 and
is pursuing a cause of action vested in him in that capacity, may be said to be
bringing proceedings in a representative capacity, but again there is commonly no
person or corporation represented who could be responsible for giving consent, so
again presumably that is not what was intended here. Civil proceedings may be
conducted or defended by a litigation guardian on behalf of a person under a legal
incapacity under UCPR r 93. Again, presumably the section is not intended to
apply in that sort of situation, because commonly a person under a legal incapacity
would not be able to give consent, or at least give effective consent, as required by
the section.
[49] It can hardly have been the intention that the section apply in circumstances where a
proceeding is commenced by a lawyer on behalf of a client who is the complainant;
in that situation a proceeding is brought by the complainant, acting through the
lawyer, and it could not have been intended that this section would interfere with
the ordinary rules governing the conduct of proceedings by a lawyer on behalf of a
client, and impose a specific additional requirement for written consent of the client.
I do not think that that is the situation covered by the section.
[50] It is therefore easy enough to say that there are a number of situations where the
section does not apply. It is not easy however to detect any particular situation in
which the section is apt. The matter is not made any easier by the existence of a
section in essentially identical terms in relation to a proceeding in the Planning and
Environment Court for an enforcement order under s 4.3.22: see s 4.3.23. The
whole thing is a mystery, and it seems to me frankly that the most plausible
explanation for the presence of this section in the statute is that it was a mistake by
whoever was responsible for drafting it. Unfortunately, that does not mean that it is
not part of the law. It may well encourage a narrow or limited construction of the
section, but I cannot simply ignore it or proceed on the basis that, whatever it
means, it does not mean something which is relevant in the present case.
[51] If the appellant’s argument is correct and s 4.3.19 is to be construed so that any
complaint by a public officer of a local authority on behalf of the local authority is
treated as being a proceeding in a representative capacity, it would mean that there
would have to be a consent for every such prosecution by the members of the
council (presumably by majority). It is certainly difficult to believe that the
legislature intended that, on every occasion when there was a prosecution for an
offence under Part 3 of Chapter 4 of the Act by a public officer on behalf of a local
authority, it would be necessary for the members of the local authority to consent to
the bringing of the proceeding. That is obviously an inconvenient situation,
particularly in the light of the common and well established practice for many years
prior to 1997 for proceedings to be brought in respect of offences by officers of
local authorities “on behalf of” the local authority.23 Such a requirement would not
appear to serve any useful purpose, bearing in mind that the appropriate officer can
take the proceeding in the name of the council without any such consent, and that he
or she can also bring any such proceeding as an individual without such consent.
21 Suncorp Insurance and Finance v Commissioner of Stamp Duties [1998] 2 Qd R 285 at 289.
22 Re Starkey [1994] 1 Qd R 142 at 150. See also, as to fiduciary relationships generally, Breen v
Williams (1996) 186 CLR 71 at 92-3 per Dawson and Toohey JJ.
23 See for example Dore v Gormley; ex parte Dore [1963] QWN 38.
-- 16 of 32 --
17
[52] Reluctantly, however, I find it unavoidable that where a person makes a complaint
“for and on behalf of” a local authority, that person is bringing the proceeding in a
representative capacity, in accordance with the ordinary meaning of that expression.
The only meaning I can attribute to that expression is that it is intended to deal with
the situation where the proceeding is brought in form in the name of the
representative, but in substance by the person or persons represented. Perhaps the
most plausible competing meaning would be if one complainant was taking
proceedings as a representative of a larger body of persons, but the section is
expressed to include “an individual” or “a corporation”, and although the singular
would include the plural, it would not be a reasonable construction of the section to
interpret it as excluding the singular. On the face of it the section assumes that
person A can bring the proceeding simply as a representative of person (individual
or corporation) B. Reluctantly I feel I am unable to attribute to the section any
meaning other than that it applies in circumstances where the complainant makes
the complaint on behalf of someone else, including a local authority, and it follows
that in the present case the complainant, Mr Brown, who alleged expressly in the
complaint that that was what he was doing, made the complaint “in a representative
capacity” for the purposes of s 4.3.19 of the Act.
[53] It follows that the consent of the members of the governing body of the Brisbane
City Council, that is the councillors, had to be obtained to commence the
proceeding. Subsection (2) uses the word “must” and is therefore mandatory. In
the present case the consent of the Brisbane City Council was not proved. It does
not, however, follow that it was doomed to fail because of the failure to comply
with the section, had the point been taken before the magistrate. In the first place, if
the point had been taken before the magistrate, the complaint would not have been
dismissed. Assuming that the complainant was not in a position to prove the
consent of the Brisbane City Council, he could have easily overcome the objection
by choosing to proceed on his own behalf, in which case this part of the complaint
would have become mere surplusage and irrelevant: Bergin v Holzaphel; ex parte
Holzaphel [1953] St R Qd 167 at 177.24
[54] Apart from this, there is authority binding on me that the existence of consent to a
prosecution does not have to be proved as part of the prosecution case, at least
unless the matter is put in issue, and will be presumed in the absence of evidence to
the contrary: Cody v Joseph Pease Pty Ltd; ex parte Joseph Pease Pty Ltd [1945]
St R Qd 81 at 91. The English position to this effect was confirmed in Price v
Humphries [1958] 2 QB 353, and although the position is different in New South
Wales,25 the approach in Cody was confirmed by the Full Court in Dever v Creevey;
ex parte Creevey [1993] 1 Qd R 232, and remains the law in Queensland. Because
the consent is not an element of the offence, it need not be proved unless the issue is
raised by the defence, although if the issue is raised it must be proved. If the point
24 In that case that choice would not have availed that complainant, because had he made it he had
other difficulties, because there would then have been no evidence in support of an essential element
of the offence. But that would not have been a problem for Mr Brown in the present case; all of the
elements of the offence were proved before the magistrate had the complaint been pursued by the
complainant on his own behalf.
25 R v Bacon [1973] 1 NSWLR 87 at 96.
-- 17 of 32 --
18
is raised after the close of the prosecution case, leave will ordinarily be given to
reopen to allow proof of the consent.26
[55] Accordingly the point is one which, had it been taken at the trial, could easily have
been overcome by the respondent, either by proof of the requisite consent or by
electing to proceed on his own behalf. But the point was not taken at the trial. It is
well established that the appellant is not entitled to take the point for the first time
on appeal.27 It follows that the appeal cannot succeed on this ground.
Ground 3 and Ground 8
[56] Ground 3 is that the respondent failed to prove beyond reasonable doubt that the
work undertaken by the appellant was not an unlawful act. I take it that this is
intended to allege that the evidence before the magistrate was not capable of
sustaining a conviction in respect of the charges, and in that respect is similar to the
ground relied on in count 8, that the conviction was against the evidence and the
weight of the evidence and it would be unsafe to allow the conviction to stand.
These grounds essentially raise the question of whether on the whole of the
evidence it was open to the magistrate to be satisfied beyond reasonable doubt of
the guilt of the appellant: M v R (1994) 181 CLR 487. The matter relied on by the
appellant was that the digging of a farm dam regardless of size did not amount to an
unlawful act. It was submitted that if prior to the commencement of City Plan 2000
the use of the premises in this way was a lawful use, and there had been no material
change of use since the commencement of that plan, it was not unlawful for the use
in this way to continue. The appellant submitted that the use of the land was a
lawful use at that time, apparently on the basis that it was a use ancillary to the rural
use of grazing livestock on the land.
[57] Count 1 in the complaint alleged a breach of s 4.3.1, which provides that, “a person
must not start assessable development without a development permit for the
development.” The “assessable development” was alleged to be “operational
work”, namely excavation and filling. By s 1.3.5, “operational work” is defined to
mean, inter alia, “excavation or filling that materially effects premises or their use”.
Starting this operational work was alleged to involve starting an assessable
development. The issue here therefore was whether the appellant was engaged in
excavating or filling the land which materially affected the land.
[58] Although the appellant argued before the magistrate, and indeed before me, that
relevantly all he was doing was constructing or maintaining a farm dam, which was
a lawful use given the zoning of the land, there was no evidence given by the
appellant or any witnesses in support of this proposition at the trial. The appellant
had however previously made this claim to at least one of the council officers who
was called as a witness, so there was evidence before the magistrate that the
appellant was claiming that his activities were lawful in this way. Essentially
however the issue was whether the respondent had proved that the premises were
26 Dever (supra) at pp.236, 242, 247; the existence of consent is a matter of law, for a judge rather than
a jury in a case tried with a jury: R v Harkins [1958] VR 543.
27 Hall v Larsen; ex parte Larsen [1943] St R Qd 206 at 215; Dever (supra) at 242; Hampton Court
Ltd v Crooks (1957) 97 CLR 367 at 377; University of Wollongong v Metwally (No 2) (1985) 59
ALJR 481 at 483.
-- 18 of 32 --
19
being used in the way alleged by the complainant during the relevant period, which
necessarily involved rejecting as incorrect the characterisation alleged by the
appellant.
[59] The magistrate accepted the evidence of the respondent’s witnesses. Generally that
assessment was not challenged on appeal, but in respect of one of the witnesses, Mr
Lee, it was submitted that the effect of the cross-examination was such that he had
ceased to be a credible witness, that is, any acceptance of his evidence as reliable
was unjustified and contrary to the weight of the evidence.28 It was also submitted
that some evidence had been improperly admitted, when in truth it was irrelevant to
the matters before the court. It is therefore necessary for me to consider just what
evidence there was before the magistrate that was relevant and capable of being
accepted, and whether in the light of the evidence he was justified in accepting the
evidence of Mr Lee.
Summary of the evidence
[60] The principal evidence on behalf of the respondent was given by Mr Kenny, a
development compliance officer: p.71. He said he had been to the land on a
number of occasions since October 1989, and on the earlier visits he went on to the
land, and a large number of photographs taken by him at different times were put in
evidence. He also referred to an aerial photograph of the site, Exhibit 19, and
observations he had made on the site when he had been there earlier, from October
1989. He said that at that time there were two dams on the site, which were
adjacent; the appellant had claimed to be de-silting one and digging the other:
p.79. There were piles of material there at that time as well. At that time there were
a couple of draglines there and other machines: p.82. In July 2000 he had visited
the site and seen trucks loading there; he had followed one and it unloaded onto the
floor of the Brisbane Entertainment Centre: p.89. He took some photographs,
Exhibit 10: p.90.
[61] In relation to the period the subject of the charge, he said that on 4 January 2001 he
had visited the site and taken the photographs in Exhibit 12: pp.91-2. He said that
at that time there was a screening machine on site. He said that over a week in
March 2001 he had made a number of observations of the property. On 16 March
2001 at 8.45am there were three draglines there, together with a screening machine,
a small dumpy, an end loader, and a grader end loader: p.103. The two draglines
were working. Later in that morning there was a dragline working, an end loader
feeding the screening machine, and a truck which was loaded and driven off, and
followed to the premises of East Coast Gravel: p.105. The truck subsequently
returned to the land. A number of photographs taken during this period became
Exhibit 16.
[62] On 19 March there was an end loader shifting material on the site, and a number of
trucks there; one which was loaded on the site was followed to East Coast Gravel:
p.106. On 20 March there were a number of trucks and other machinery there, a
dragline was working, and he followed a truck which had been loaded to East Coast
Gravel: p.107. Similar things occurred on 21 March. He was there as well in the
28 Ground 6 of the Notice of Appeal. This ground is dealt with separately below.
-- 19 of 32 --
20
period 4 to 17 April, and took a number of photographs, Exhibit 18: p.110. He said
that during the period from March to May 2001 the various mounds of material on
the site as shown in the photographs were sometimes larger and sometimes smaller:
p.116. He identified the material in the mounds as being sand and gravel rather than
just dirt: p.128. There were always stockpiles of material there: p.111.
[63] A number of transcripts of conversations with the appellant also went into evidence:
Exhibit 13, a conversation in December 1998: pp.94-5; Exhibit 14, a conversation
in October 2000: pp.95-6; Exhibit 17, a telephone conversation with the appellant
on 21 March 2001: pp.107-8. In these conversations the appellant had consistently
claimed that he was only building and maintaining farm dams on the property.
[64] There was also evidence from Mr Kenny that he had seen animals on the property,
but that he had never seen more than 40 there, apart from any which had been
penned up which he had not seen: p.76. He had been told that there were also
animals kept in pens: p.78.
[65] There was evidence from a director of East Coast Gravel that he had from time to
time obtained material from the appellant: p.27. He produced four invoices for
material supplied between the end of February 2001 and May 2001: p.28. He said
that he had also sold him some material on occasions: p.30. Under cross-
examination, he described the appellant’s land as “just a big gravel pit”, and later
referred to there being sand on the property: pp.36-7. Mr Leary, a Brisbane City
Council town planner, gave evidence of a development application made in 1985
which was refused in January 1986: Exhibit 4, pp.51-3. There was a further
application in January 2001 concerning extracting river sand: Exhibit 5. This was
an application which should have been made to the Environmental Protection
Authority. An officer from that authority, Ms Halliday, gave evidence that the
appellant had obtained in 1998 a licence for dredging, which was still current:
Exhibit 6, pp.67-9.
[66] The other evidence was that of Mr Lee, who described himself as an environmental
manager: p.146. He had seen the site from the outside, and seen photographs of it.
He had had some experience in relation to the design and construction of dams, and
other water bodies, including in particular dams used in conjunction with
environmental protection work. He expressed the opinion that the dams on this
property were far larger than would be usual for a farm dam for a property of that
size: p.153. He also said that ordinarily a dam of that size would take about four to
six weeks to construct, and would need a couple of days maintenance for de-silting
about every five to twenty years: p.157. The dams in his opinion were in the wrong
place on the property for farm dams; they were in a flood prone area, and because
they were close to the river the water would be relatively salty: p.148. In addition
they were constructed in gravely soil, which was unsuitable: p.150. The banks of
the dam that he saw on the site appeared to be quite unstable: p.168.
[67] In 1994 he had been involved with the drilling of a number of boreholes on the site
including on the floodplain, and the water in the boreholes in the floodplain was too
saline for irrigation: pp.189-91. He said that because of the proximity of the river,
and the location of the dam within the floodplain, and because the water table there
was relatively high, groundwater would tend to run into the dam rather than water
-- 20 of 32 --
21
tend to leak out of the dam: p.211. The effect of his evidence was that the hole
would contain relatively saline groundwater rather than fresh water suitable for
stock to drink.
[68] None of Mr Lee’s evidence itself was conclusive of the proposition that what was
constructed here was essentially an exercise in extractive industry rather than an
attempt, perhaps misguided or incompetent, to construct dams for use to obtain a
water supply for irrigation or watering stock. The land is currently zoned rural, and
therefore constructing and maintaining a dam to irrigate the property and to water
stock would be a lawful use. In order to show the offences had been committed, it
was necessary for the complainant to prove that the appellant was doing the various
things alleged in the complaint, rather than building and maintaining farm dams for
those purposes.
[69] The evidence of Mr Lee was really directed to the proposition that what had been
constructed here was implausible as a farm dam. That would not in itself have been
sufficient to exclude as an alternative hypothesis that it was a misguided and
incompetently constructed farm dam,29 but it was suggestive, and was in my opinion
of some appropriate value when taken in conjunction with the other evidence,
particularly the evidence of Mr Kenny of his observations of activity on the site, and
photographs tendered through him, which shows something which looks far more
like a sand and gravel processing depot than a dam on a farm.
Intention of the appellant
[70] It was not disputed by the respondent that the property, being rural property, could
be lawfully used to keep livestock, and that any use incidental and necessarily
associated with the use of the premises for that purpose was also a lawful use in
view of the definition of “use” in Schedule 10.30 Hence the provision of a farm dam
for the watering of livestock was conceded to be a lawful use: p.217. However, it
was submitted that what the appellant was doing on the land went further than this,
and involved the excavation of the land in a way that amounted to the operation of
extractive industry, and in addition the excavation and filling of the land in a way
which was preparatory to the use of the land as an aquatic park, and which
materially affected the land.
[71] The respondent submitted, in my opinion correctly, that there could be more than
one use of land at any particular time, and that what the evidence showed was that
the appellant was during the relevant period using the land in three ways: p.225.
These included the presence of a rural dam on the site which was a lawful activity,
but in addition the appellant was using the premises for an extractive industry as
demonstrated by the scale and duration of the work on the land, and was doing
preparatory works for an aquatic park which he intended to construct on the land.
For this purpose, the respondent relied on evidence of an earlier development
application which had been made by the appellant in 1985 (Exhibit 4) which had
been rejected in January 1986: p.53. The respondent also relied on statements
29 See Pine Rivers Shire Council v Intercontinental Shelf No 108 Pty Ltd (writ 3739/82, Thomas J,
20.12.83, unreported) at p.4.
30 Schedule 10: “use”, in relation to premises, includes any use incidental to and necessarily associated
with the use of the premises.
-- 21 of 32 --
22
made in the course of the interviews by the appellant that he was still intending to
use the land for that purpose and, significantly, was doing work on the land, in
particular construction of the levee bank, with a view to the implementation of that
plan.
[72] In December 1998 Mr Kenny had been on the site and had a conversation with the
appellant: pp.94-5. He made notes of the conversation at the time, and produced at
the trial a typed transcript of those notes: Exhibit 13. Early in the conversation Mr
Kenny confirmed that he had permission to come onto the property and warned the
appellant that information obtained might be used in court. The appellant had
claimed that he could defend what he was doing on the land. On the occasion of
this visit there were two draglines near the dams, one of which was operating, as
well as two excavators, one of which was operating. There were various large
mounds of material on the site, including mounds of sand and gravel. A dragline
was excavating material from one of the dams and dumping it on the northern bank.
In the course of their conversation the appellant claimed that the dam was in the
same area that it had been previously.
[73] The appellant referred to the permit applied for in the mid 1980s and said: “I am
still going to do it. That’s my intention.” He said he was going to apply for an
extractive permit from the council if he came out of the existing dam area to build
the aquatic park, but he hadn’t come out of the original boundaries of the dam yet so
he did not have to. He also claimed to be “reclaiming” levee banks that had been
previously lost, using clay for the walls. Truckloads of material were coming onto
the site, evidently in large quantities. It was put to the appellant that there were
25,000 cubic metres of material from a particular building site, and his response was
that he “didn’t get all of that”. He said that activity started eight months ago. When
asked whether the walls and levee banks were to protect or were part of the
proposed aquatic park he said “yes”. Mr Kenny referred to sand and gravel having
been taken out and material being brought in to build levee banks etc, and the
response was: “ I used the good clay for that. I’ll stay within the dam area but the
moment I do come out I will be applying for a permit on those grounds. When I
apply for that permit I am going to have all this ready to say this is what I’ve done.”
At one stage he agreed with the proposition that the material being introduced was
not to fill up the water bodies but to fill up the levee bank and to prepare the water
bodies by walls and battering for the aquatic park. When asked what his timelines
were he said it would take six years, that he owned all the gear and that he would be
doing it himself.
[74] Mr Kenny had a further conversation with the appellant in October 2000; a
transcript of his notes became Exhibit 14: pp.95-6.31 In the course of this
conversation Mr Kenny put to the appellant that in December 1998 he had advised
Mr Kenny that he was preparing the area for an aquatic park proposal and that the
excavation that he was doing was still within the confines of the dam, and the
appellant expressed his agreement with that position. He subsequently said: “I am
going ahead with the aquatic park to include the cable skis, the golf driving range
over water, the railway line but I am also still digging my dam.” The clear
inference from this is that the appellant was at the time continuing to do work in
order to implement the construction of the proposed aquatic park, but believed that
31 Most of the contents of the first page of this exhibit were excluded by agreement at the trial: p.97.
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23
so long as he did not expand the area of the dam he was entitled to continue to do
that without further approval from the Brisbane City Council.
[75] The respondent also relied on a statement in an application made in January 2001,
Exhibit 5, which was referred to the Environmental Protection Authority: p.54.
Exhibit 5 included a page where the appellant, who made the application, stated: “I
am extracting sand and gravel to contribute towards making the park as shown on
the concept plan. At present this involves enlarging the dam and cleaning it out to
also provide water for our stock. The extracted materials are being screened to
provide suitable materials for improving this property and another rural property I
have at Rathdowney (which in part contains a licensed abattoir). Any available
topsoil is being used to improve the landscaping, and also towards planting trees,
improving grasses etc.” The concept plan referred to, a copy of which was attached
to Exhibit 5, is a concept plan for a proposed theme park, which is obviously not a
rural use of the land; it involves extensive recreational facilities.
[76] On the basis of this evidence it was submitted on behalf of the respondent that what
was actually occurring was that the appellant was, under cover of the proposition
that he was constructing and maintaining rural farm dams, actually engaged in
altering the area and doing preparatory works for the construction of the aquatic
park, which amounted to operational works for the purposes of the Act.32 That may
be accepted, and it may well be that the evidence from Mr Kenny, and from the
photographs, as to what was occurring on the premises during the relevant periods
was sufficient to justify an inference that the position had not changed, and that
during that period the work being carried out on the relevant land came within the
definition of assessable development, and was operational work of filling and
excavation within the meaning of the Act. So much was found by the magistrate.
Did the appellant “start” development within the period alleged?
[77] However, s 4.3.1(1) does not make it an offence to carry on assessable development
without a permit, but rather to start assessable development. No doubt the fact that
assessable development is being carried on means that it must have been started at
some time, but the complaint charges the appellant with starting it “in the period
between 24 January 2001 and 25 May 2001.” There was no finding to that effect,
and indeed it would have been impossible on this evidence to make such a finding,
because there was clear evidence that what the appellant was doing by way of
assessable development on this land was in progress prior to January 2001. Indeed
the evidence suggests that it had begun by 1998 at the latest. There was no finding
as far as I can see that the appellant started that work during the relevant period.
Unless there is some special meaning of the word “start” in this section, it follows
that no offence under this section was committed during the relevant period, and the
first charge in the complaint ought to have been dismissed.
[78] The respondent submitted however that this difficulty could be overcome on either
of two bases:
32 It was operational work if there was excavation or filling which material affected the land, whatever
the purpose: the Act s 1.3.5(c).
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24
(a) The word “start” in s 4.3.1 on its true construction means “set up and
carry on”, so that it was not something which occurred once for all at
the point when the person commenced assessable development, but
was something which continued thereafter, presumably as long as the
assessable development was being carried out.
(b) Each particular activity within the overall process of assessable
development was itself a matter of assessable development, so that a
person would “start assessable development” each time any
particular activity in the course of the overall development was
commenced. This argument was taken so far as to suggest that the
commencement of work on any given day would itself constitute a
“start” of assessable development for the purposes of the Act,
although the work formed part of a large project which was already
in progress.
[79] With regard to the former, reference was made to the section heading “carrying out
assessable development without permit” which is part of the Act.33 Section 3.1.4 of
the Act makes a development permit necessary for assessable development, and
s 3.1.5(3) authorises assessable development to occur. Section 3.5.20(1) provides:
“Development may start when a development permit for the development takes
effect.” Section 3.5.19 indicates when approval takes effect, so that if there is a
development permit it would be possible to determine from the Act in the events
that have occurred when development may start. Section 4.3.20, referred to
elsewhere, lists various orders which may be made under that section, including one
that the defendant “stop development,” and under s 4.3.26 an enforcement order
made in the Planning and Environment Court may direct the respondent “to stop an
activity that constitutes, or will constitute, a development offence” or “not to start
an activity that will constitute a development offence”.
[80] Reference was also made to the decision in Cramond v Greig (1908) 8 SR (NSW)
143. In that case it was said by Street J that the word “start” used in a partnership
agreement was synonymous with “set up and carry on.” The case however was a
little unusual. There was a partnership agreement between two real estate agents to
carry on business at a particular place, which contained a covenant in restraint of
trade, that the defendant would not start the business of house, land and estate
agency in Petersham or within a radius of two miles round. After the partnership
had been dissolved the defendant set up as a real estate agent outside the prohibited
area, but in the course of that business dealt with property which was within the
prohibited area. It was held that this was a breach of the covenant.
[81] There were really two points in that case: whether the covenant was in respect of
the location where the defendant could carry on business, or whether it related to the
land in respect of which he could carry on business. Counsel for the plaintiff had
submitted that the intention was that the defendant should not enter into competition
with the plaintiff’s business within the prohibited area. Counsel for the defendant
however submitted the covenant restrained the defendant from setting up an office
and initiating business but did not include carrying on the business, so that any
breach of the covenant had already occurred once and for all when the business was
started. If that argument were right, there was no continuing breach of the covenant
33 Acts Interpretation Act 1954, s 14(2).
-- 24 of 32 --
25
and nothing from which the defendant could be restrained by an injunction, which
was the remedy sought by the plaintiff.
[82] The reasons which were brief concentrated on the former point, and accepted that
the object of the agreement was to secure the plaintiff from interference in his
business within the named area, “such area to be a closed preserve for the plaintiff
so far as the defendant was concerned” (p.144). This decision strikes me as a
generous interpretation of a restraint of trade clause, but in terms it is an exercise in
giving business efficacy to a document drawn up by a layman without the advantage
of legal advice. It can I think throw little light on the construction of a term in an
act of parliament. I do not regard that approach as applicable here.
[83] In my opinion it is clear enough from the context in which the word appears in
s 4.3.1 that the word “start” was intended to have its ordinary meaning, to begin,
originate or set going. It involves making a change from a situation where
something is not occurring to a situation where something is occurring. It was
submitted that such construction would lead to the conclusion that once the
commencement of the development had occurred any subsequent acts which
amounted to a continuation or carrying out of the development could be engaged in
with impunity. But that is plainly not correct. If development is being carried out,
it follows that it has been started.34 Making the starting of assessable development
the offence means that the defendant can be prosecuted whether or not the offence is
continuing, but if it is continuing on conviction an order can be made under s 4.3.20
that the defendant “stop” development: subsection (3)(a). In the alternative, an
application can be made to the Planning and Environment Court for an enforcement
order to “stop” the relevant activity, or if there is concern that the person concerned
is going to start an assessable development without development permit, an order
“not to start an activity that will constitute a development offence”. Indeed, making
the starting of assessable development the event which constitutes the offence
means that it would be an offence to start the development prior to the time when
the development permit took effect, and that is consistent with s 3.5.20(1). It seems
to me that there is no difficulty caused by this interpretation of s 4.3.1, and that it is
entirely consistent with the various sections of the Act which the respondent has
referred. The only indication to the contrary is that the heading to the section uses
the expression “carrying out assessable development” rather than “starting
assessable development.”
[84] Furthermore, s 4.3.2A refers to a person “carrying out assessable development” in
an appropriate context, indicating that the legislature was quite capable of using that
expression in contrast to the form of words in s 4.3.1. Accordingly it seems to me
that there is no difficulty created by giving the word “start” its ordinary meaning. In
the present case of course the difficulty is that the respondent has charged the
appellant with starting assessable development within a nominated period when the
evidence in the respondent’s case plainly indicated that the assessable development
had been started well before that period. But if the appellant is carrying on
assessable development there must have been some point at which he started doing
it, and it therefore would have been open to the respondent (at least at some stage)
to prosecute the appellant for that starting, alleging that it had occurred at the correct
34 Apart from this, the defendant may be committing another offence (as here) which can be charged
and proved.
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26
time, or within the relevant period. In the present case the respondent has alleged
that the appellant started some development within a particular period, but proved
that he started that development prior to the commencement of that period. He has
therefore failed to prove the offence alleged.
[85] With regard to the second argument, that in my opinion would be a highly artificial
interpretation of the section which gains no support whatever from the context or
the surrounding sections, including the sections referred to earlier. It is an
interpretation which it seems to me is inconsistent with the terms of s 4.3.6, dealing
with development in an emergency. If the respondent’s interpretation were correct,
it would be necessary in order to comply with s 4.3.6(1)(b) for the person to give a
whole stream of notices in respect of each part of the work being undertaken,
perhaps indeed each day on which work was undertaken. That in my opinion
would be an absurd construction of the section.
[86] There is also the consideration that if one breaks up the development work into
small enough parcels it is difficult to see how what was done in any particular bit of
the work involves “assessable development” as defined. The part of the definition
which is relevant in the present case was that the appellant was undertaking
excavating and/or filling which materially affected the subject land, No doubt the
whole of the work undertaken by the appellant on this land materially affected it,
and indeed the contrary was not submitted on behalf of the appellant. But if the
work is broken down into small enough parcels, such as the work done on any
particular day, it is difficult to see how anything done on any particular day could
materially affect the subject land given the state that it was in as a result of
everything that had been done up to the end of the previous day. It may be that not
very much needs to be done to pristine land by way of excavation or filling in order
materially to affect it. But whatever may be the test of “materially affecting” for the
purposes of that definition, I have difficulty in seeing how land which has been used
effectively as a sand and gravel depot for some months, or indeed years, is
materially affected by the ordinary activities of a sand and gravel depot carried on
there on any particular day.
[87] The argument is also entirely inconsistent with the way in which the respondent ran
its case. There was not attempt to demonstrate that there was any particular day or
days upon which the appellant “started”, or that in respect of any (or perhaps every)
day within the period what had been done had “materially affected” the land. The
whole concentration of the respondent’s case at the trial was on the work as a
whole. That was appropriate, and is consistent with the correct interpretation of the
concept of starting assessable development for the purposes of s 4.3.1. I do not
accept this argument, that the appellant was repeatedly “starting assessable
development” within the relevant period. That in my opinion involves an artificial
and unrealistic interpretation of the section, which I reject.
[88] It follows that I am not persuaded that the section should be construed other than in
accordance with its ordinary meaning. Construing it in that way, the appellant
failed to prove the offence alleged, and the first charge in the complaint ought to
have been dismissed. Although this point was not taken at the trial, I cannot see
how the respondent could have met it if it had been taken there. The appeal must be
allowed in respect of that count.
-- 26 of 32 --
27
[89] Count 2 alleged a breach of s 4.3.5, which makes it an offence to use premises if the
use is not a lawful use. The unlawful use alleged in count 2 was the purpose of
extractive industry, by the dredging of gravel for rock, soil and/or sand. It was not
disputed that use of the land for the purpose of extractive industry was unlawful at
the material time, the issues being what the appellant did, and whether it was done
for the alleged unlawful use, or in the course of and for the purpose of a lawful use
of the land. The land was at the relevant time zoned “rural”, and could therefore be
lawfully used for, relevantly, grazing cattle. The appellant’s argument was that
what he was doing was building or maintaining a dam on part of the premises,
which was to function as a water supply source for cattle or horses which were on
the property.
[90] In relation to this count, the crucial issue was whether the respondent had shown
beyond reasonable doubt that what the appellant was doing amounted to extractive
industry, by the dredging of gravel rock soil and/or sand, rather than the mere
construction and maintenance of a farm dam. The magistrate found that it did, and
in my opinion on the evidence he was amply justified in that conclusion. In relation
to this offence, it is the use of the premises during that period in this way which is
made an offence. It is irrelevant whether the premises were used in the same way
prior to the period alleged, except insofar as that may touch on the issue of whether
the use in question was a lawful use. It was not argued either in the Magistrates
Court or before me that the use by the appellant of the land for extractive industry
was a lawful use; rather the defence argument was that the land was being used at
the relevant time for a different lawful use, a rural use. Accordingly the contentious
matter at the hearing was as to whether the prosecution had proved that the property
was being used for extractive industry. That conclusion was plainly open and this
part of the appeal fails.
[91] Count 3 alleged another breach of s 4.3.5, in using the premises for the purpose of
industry, constituted by the screening or washing of material extracted from the
earth. Again the issues were just what the appellant had done during the relevant
period by way of screening and/or washing the extracted material, and whether that
was a use of the land for the purpose of industry, or whether this was merely an
activity incidental to the permissible rural use of the property, for grazing cattle and
horses.
[92] The question here was whether the prosecutor had proved that during the relevant
period the appellant was actually screening or washing material extracted from the
earth on the site. There was no direct evidence of this, but there was evidence from
which it was open to the magistrate to draw the inference beyond reasonable doubt
that that was what had been done during the relevant period, given the presence of a
screening machine on the site and the evidence of the various activities associated
with screening material. On 16 March 2001 for example Mr Kenny saw an end
loader feeding material into the screening machine (p.105) and although he was
observing from outside the land and would not have been able to see whether the
machine was operating, the magistrate was certainly entitled to draw the inference,
as the only reasonable inference open from the evidence, that it was operating
during the relevant period.
-- 27 of 32 --
28
[93] The appellant’s argument in relation to this charge appeared to be the same as in
relation to the other charges, namely that he was simply building and maintaining a
farm dam, but it is not by any means apparent that screening material in this way is
something which may be justified as incidental to and necessarily associated with
the use of the premises for grazing livestock.35 In any case, once the magistrate was
satisfied that the property was in fact being used for extractive industry during the
relevant period, the inference was irresistible that the screening was associated with
that use rather than any concurrent rural use.
[94] In my opinion the evidence before the magistrate was capable of supporting the
findings that the magistrate made as to the true nature of the activity being carried
on on the land by the appellant. In my opinion those findings were open on the
evidence before the magistrate.
Ground 4
[95] It was submitted that the magistrate failed to give weight to the defence that all the
appellant was doing was digging a farm dam. The magistrate in my opinion was
entitled to take the view that, in view of the duration and extent of the work being
undertaken on this dam, what was being done was far more than just digging and
maintaining a farm dam, however incompetently, and that the reason for the
duration and extent of the work was that the appellant was in truth extracting,
processing and selling sand and gravel from the site. In my opinion it was open to
the magistrate to draw that conclusion and to convict the appellant on the evidence
before him.
Ground 5
[96] The appellant sought to rely on s 1.4.1 of the Act on the basis that the use he made
of the land was a lawful use prior to the commencement of City Plan 2000, and
there had been no material change in the use since its commencement. However,
the evidence was that the land was and had been at all material times rural land, and
there was no evidence that either extractive industry or industry in the form of
screening and/or washing of material extracted from the earth had ever been a
lawful use on that land.36 The defence run at the trial was not that either of these
had been lawful uses prior to the commencement of City Plan 2000; what was
contended at the trial was that the appellant was using the land only for permissible
rural use. Had the issue as to some other pre-existing lawful use been raised at the
trial, the matter might have been the subject of further evidence on behalf of the
respondent; therefore, this is not an issue which the appellant may raise for the first
time on appeal.
35 As to the application of the definition of “use”, see Brisbane City Council v Bemcove Pty Ltd [1998]
QCA 278.
36 There was no attempt by the appellant to show that either of these uses had been continued from
prior to the time when the land first became subject to town planning control as rural land.
-- 28 of 32 --
29
Ground 6
[97] It was submitted that the magistrate was not entitled to accept the evidence of Mr
Lee on the basis that he was completely discredited by cross-examination, and did
not have any qualifications as to the construction of a farm dam, nor had he done
any quantitative or other scientific tests to support his opinion. In my opinion the
magistrate was entitled to find that he was qualified to give expert evidence, which
was relevant to the question of what was involved in the construction and
maintenance of a dam including a farm dam, even in the absence of experience of
construction specifically of farm dams. Whether any particular aspect of his
evidence had or had not been supported by specific testing was a matter which went
to weight in his evidence, but it is not apparent that there was any such reliance by
the magistrate on his evidence that any such testing would have been of any great
significance.
[98] In my opinion the evidence of Mr Lee was admissible, and was not significantly
shaken in cross-examination. I have read the cross-examination, although much of
it is difficult to follow, and parts of the transcript read as though counsel for the
appellant was adopting an aggressive style of cross-examination,37 which in my
opinion is not appropriate when cross-examining an expert witness. I do not
consider that there was anything in the cross-examination which would have
prevented the magistrate from accepting the evidence of Mr Lee, in relation to the
matters to which I have referred. Whether or not he did so was a matter for him.
He was in a better position to assess what effect the cross-examination had than I
am; all I can say is that there is nothing to show that the magistrate’s apparent
acceptance of Mr Lee’s evidence at paras 8-9 of his reasons was unjustified.
Ground 7
[99] It was submitted that the magistrate had erred in admitting evidence of events which
occurred outside the relevant time period, which was prejudicial to the appellant and
of no probative value. The charge alleged certain conduct within a particular time
period, and it was relevant for the magistrate to focus ultimately on whether that
conduct had been proved within that particular period. However, it is often relevant
to lead evidence as to what has occurred before (and sometime after) the period the
subject of the charge, by way of background, and to show the significance of what
is observed during the relevant period. In the present case in my opinion the
proposition that there had been extensive work on these dams for some years prior
to January 2001 was relevant to considering the argument advanced on behalf of the
appellant, that all he was doing was constructing and maintaining farm dams. The
extent of the work done suggested strongly that that was not all that he was doing,
and it was relevant to prove that that work had been continuing on a large scale over
a period of years as part of the process of showing that the appellant was, during the
whole of that period, doing more than just constructing and maintaining farm dams.
That was in my opinion relevant and admissible in relation to the issue of whether
he was, during the relevant period, doing the particular things alleged against him in
these charges.
37 The magistrate said Mr Lee was cross-examined “quite robustly”: reasons p.8.
-- 29 of 32 --
30
[100] Apart from this, evidence of statements of intention made prior to the relevant
period, orally or in writing, was admissible as evidence of his intention at that time,
which supported an inference that his intention had not thereafter changed if
subsequent activities on the land were consistent with activities seen to be carried
out on the land at a time when he was expressing that intention. Insofar as that
intention threw light on the nature of what he was doing on the land, it was in my
opinion relevant and admissible. In my opinion there is no substance to this ground
in the appeal.
Ground 9
[101] It was submitted that the orders the magistrate made were not within his jurisdiction
pursuant to s 4.3.20 of the Act. That section is very wide, and the orders made may
be in addition to any penalty that the court may otherwise impose: subsection (2).
There is an express power to make an order to restore premises to the condition the
premises were in immediately before development or use of the premises started:
subsection (3)(c). In my opinion the power to make an order under s 4.3.20 was
activated in the present case by the conviction on counts 2 and 3, and none of the
orders made by the magistrate on 18 April 2002 were shown to have been outside
the power conferred by that section. The appellant did not address any argument as
to how the terms of subsection (1), which on their face are extremely wide, are to be
read down. Presumably only such an order can be made as is reasonably required
for the achievement of the purposes of the Act. But no argument was advanced in
relation to this point, or as to how any reading down would have prevented some or
all of these orders from being made, and it is therefore unnecessary for me to say
anything about that.
Ground 10
[102] The other issue raised was the question of costs. The costs awarded went beyond
the scale of costs laid down in the Justices Regulation 1993, however the magistrate
was entitled under s 157 and s 158B of the Justices Act to allow a larger amount of
costs in his discretion. There was certainly some complexity about the matter. The
magistrate said in relation to that simply that the costs in the schedule handed up on
behalf of the respondent seemed reasonable to him, but his attention had been drawn
to s 158B. The costs total $28,340.83. Some of the amounts claimed by way of
costs seem large to me, but this is an appeal from an exercise of discretion, and the
question is not whether I would allow costs in that amount, but whether the
discretion of the magistrate in doing so has been shown to have miscarried. I am
not persuaded that it has. Nevertheless, the issue of costs has to be reconsidered
because the conviction on count 1 has been set aside.
Conclusion
[103] The magistrate imposed one fine in respect of the three counts. Since I am setting
aside the conviction in relation to count 1, it is necessary for me to re-sentence. The
magistrate gave no reasons as to how the quantum of the fine was arrived at, or as to
the relative seriousness of count 1 as against the other counts. The maximum
penalty imposed by s 4.3.1 and s 4.3.5 is the same, so I suppose I should not
distinguish between the seriousness of the offences, although otherwise I might
-- 30 of 32 --
31
have been tempted to regard the breach of s 4.3.1 as less serious than a breach of
s 4.3.5. In the present case it seems to have been in a broad sense essentially the
same conduct aspects of which were regarded as constituting the three offences,
which is I suspect why the magistrate imposed only one penalty.
[104] It was submitted before the magistrate that this was a serious breach of the town
planning regime, an unauthorised use of land which by its very nature was likely to
cause some sort of disturbance or disruption to the lives of people in a rural area.
The latter point appears to be directed more to counts 2 and 3 than count 1, although
there was then reference to visual disturbance which may well have been more
directed to count 1. Reference was made to what was said to be two comparable
decisions, neither of which strikes me as being particularly similar to the
circumstances in the present case, although no doubt it is difficult to obtain other
decisions which are really comparable. It does not appear that any previous
offences were alleged against the appellant. At one point counsel for the respondent
suggested to the magistrate that the usual sort of fine for unlawful use prosecutions
was of the order of $4,000 to $7,000.
[105] It seems to me that the magistrate treated this as a fairly serious example of
unlawful use offending. Bearing that in mind and taking into account the various
submissions made before the magistrate in relation to the question of penalty, I
would substitute a fine of $10,000, in default imprisonment for four months, for the
fine imposed by the magistrate. That is one penalty in respect of the two counts
which remain.
[106] An order under s 4.3.20 can be made in respect of any offence under Part 3, and so
is available even if the conviction for breach of s 4.3.1 is set aside. The order is
essentially directed to the rehabilitation of the land, and to preventing further
unlawful use, and is I consider justified by the circumstances and would have been
made even if the magistrate had properly dismissed the complaint in respect of
count 1, and convicted only on counts 2 and 3. I will not interfere with the order
which was made under s 4.3.20.
[107] With regard to the question of costs, I will not interfere with the magistrate’s
discretion in relation to the quantification of the respondent’s costs of the
prosecution. But in my opinion the order in relation to costs ought to reflect the fact
that the prosecution was not entirely successful. Although the matter is not always
straightforward in relation to prosecutions for summary offences, broadly speaking
if a prosecution is successful the complainant receives an order for costs, and if the
prosecution is unsuccessful an order for costs will be made in favour of the
successful defendant. Where the prosecution succeeds in part and fails in part, in
my opinion the costs order should reflect this mixed outcome, at least to some
extent. It is not obvious how any particular part of the costs can be said to be
referable either specifically to count 1, or specifically to counts 2 and 3. It appears
that the whole of the respondent’s costs were incurred in prosecuting the three
counts, which prosecution ought to have been only partially successful.
[108] In these circumstances, in my opinion it is not appropriate to order that the appellant
pay the respondent the whole of the costs of the prosecution. On the other hand, the
respondent was more successful than the appellant before the magistrate, so no costs
-- 31 of 32 --
32
should be ordered in favour of the appellant, and the appellant ought to be paying
part of the respondent’s costs. In all the circumstances, I consider an order that the
appellant pay half the respondent’s costs of the proceedings before the magistrate
appropriate, and substitute an order that the appellant pay costs in the sum of
$14,120.41 in default imprisonment for three months. I am conscious of the fact
that that will leave the appellant to bear the whole of his own costs of the
proceeding before the magistrate. In other respects the appeal is dismissed.
[109] With regard to the costs of the appeal, it has been successful in part, but on a point
which was not raised by counsel for the appellant, and a number of points which
were raised and were unsuccessful would have caused the respondent to incur costs.
Accordingly the respondent should not have to pay any part of the appellant’s costs,
but because the appeal was ultimately successful to some extent I do not consider it
would be just to order the appellant to pay the whole of the respondent’s costs. In
all the circumstances, I will order the appellant to pay half of the respondent’s costs
of the appeal, to be assessed.
-- 32 of 32 --
Official source: https://www.sclqld.org.au/caselaw/QDC/2004/006