DANIELLA LALEZARI (by her Next Friend DIANA LALEZARI) -v- NORTH METROPOLITAN HEALTH SERVICE [2026] WADC 68
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JURISDICTION : DISTRICT COURT OF WESTERN AUSTRALIA
IN CIVIL
LOCATION : PERTH
CITATION : DANIELLA LALEZARI (by her Next Friend DIANA
LALEZARI) -v- NORTH METROPOLITAN
HEALTH SERVICE [2026] WADC 68
CORAM : ASTILL DCJ
HEARD : 9-23 JUNE & 20-21 AUGUST 2025
DELIVERED : 31 JULY 2026
FILE NO/S : CIV 3019 of 2021
BETWEEN : DANIELLA LALEZARI (by her Next Friend DIANA
LALEZARI)
Plaintiff
AND
NORTH METROPOLITAN HEALTH SERVICE
Defendant
Catchwords:
Tort - Medical negligence - Breach and scope of duty - Finding that defendant
breached duty owed - Causation - Whether breach caused plaintiff's injury -
Whether factual causation proven on the balance of probabilities - Use of
inferential reasoning - Relevance of counterfactual reasoning where breach by
omission is alleged - Relevance of evidence of possibilities - Circumstantial case
- Inference of factual causation
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Legislation:
Civil Liability Act 2002 (WA)
Health Services Act 2016 (WA)
Result:
Claim dismissed
Representation:
Counsel:
Plaintiff : Mr G Droppert SC & Ms B Rogers
Defendant : Ms R Young SC
Solicitors:
Plaintiff : Vertannes Georgiou
Defendant : Panetta McGrath
Case(s) referred to in decision(s):
Adeels Palace Pty Ltd v Moubarak [2009] HCA 48; (2009) 239 CLR 420
Banque Commerciale SA (in liq) v Akhil Holdings Ltd [1990] HCA 11; (1990)
169 CLR 279
Bennett v Minister of Community Welfare [1992] HCA 27; (1992) 176 CLR
408
Blacket v Barnett [2017] NSWSC 1032
Burke v Corruption and Crime Commission [2012] WASCA 49
Carusi v St Mary's Anglican Girls School Inc [2024] WASCA 137
Chester v WA Country Health Service [2022] WASCA 57
Child and Adolescent Health Service v Sunday John Mabior by next friend
Mary Kelei [2019] WASCA 151
Davie v Manuel [2024] WASCA 21
East Metropolitan Health Service v Ellis (by his next friend Christopher Graham
Ellis) [2020] WASCA 147
Graham Barclay Oysters Pty Ltd v Ryan [2002] HCA 54; (2002) 211 CLR 540
Gunn v Meiners [2022] WASCA 95
Kocis v S E Dickens Pty Ltd [1998] 3 VR 408
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Roads and Traffic Authority of NSW v Dederer [2007] HCA 42; (2007) 234
CLR 330
Rogers v Whitaker [1992] HCA 58; (1992) 175 CLR 479
Rosenberg v Percival [2001] HCA 18; (2001) 205 CLR 434
Shoeys Pty Ltd v Allan (1991) Aust Torts Reports 81-104
Strong v Woolworths Limited t/as Big W [2012] HCA 5; (2012) 246 CLR 182
The Council of the Shire of Wyong v Shirt [1980] HCA 12; (1980) 146 CLR 40
Wallace v Kam [2013] HCA 19; (2013) 250 CLR 375
Watson v Foxman (1995) 49 NSWLR 315
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Table of Contents
Introduction .............................................................................................................................. 6
Issues arising for determination .............................................................................................. 6
Matters not in issue ................................................................................................................. 6
Issues for resolution .................................................................................................................. 7
Background evidentiary issues ................................................................................................ 9
Approach to the evidence ....................................................................................................... 9
Specific credibility findings ................................................................................................. 12
Diana and Eliran Lalezari ................................................................................................. 12
Midwife Lina Palandri ...................................................................................................... 13
Dr Marie Marcano ............................................................................................................ 14
Dr Danielle Paterson ......................................................................................................... 15
Dr Jennifer Beale .................................................................................................................... 15
Expert witnesses ................................................................................................................... 16
Relevant medical terminology ............................................................................................... 18
Stages of pregnancy .............................................................................................................. 18
Induction of labour ............................................................................................................... 19
Growth restriction and foetal development .......................................................................... 20
Hypoxic-ischaemic encephalopathy ..................................................................................... 21
Appearance, Pulse, Grimace, Activity, Respiration score .................................................... 22
Foetal cardiotocography monitoring .................................................................................... 23
Factual findings ...................................................................................................................... 27
25 August 2020..................................................................................................................... 28
26 August 2020..................................................................................................................... 32
27 August 2020..................................................................................................................... 36
28 August 2020..................................................................................................................... 39
Critical window .................................................................................................................... 43
Events immediately leading up to delivery ...................................................................... 50
Obtaining consent ............................................................................................................. 54
Caesarean procedure and delivery .................................................................................... 66
What was the scope of the defendant's duty of care to the plaintiff? ................................ 73
Identification of risk of harm ................................................................................................ 75
Failure to initiate and implement a 'structured plan'............................................................. 77
Surveillance monitoring ................................................................................................... 79
Failure to recognise the development of acidosis features ................................................... 84
Failure to interpret ............................................................................................................ 87
Professor Hyett ................................................................................................................. 87
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Professor Morris ............................................................................................................... 88
Did the defendant fail to take reasonable precaution? .......................................................... 89
Causation ................................................................................................................................. 92
Causation and the counterfactual analysis ............................................................................ 93
What is the question of factual causation to be determined? ............................................... 94
Evidence relating to cardiotocograph interpretation and risk assessment ............................ 97
Would an earlier decision to expedite delivery have been made? ...................................... 103
Conclusion ...................................................................................................................... 107
Would earlier delivery have prevented the injury? ............................................................ 108
Was the injury inevitable? .................................................................................................. 110
Expert evidence as to cause and timing of injury ........................................................... 111
Could the insult have occurred prior to the induction of labour? ................................... 116
Could the injury be avoided? .......................................................................................... 117
What caused the insult? .................................................................................................. 118
Resolution ....................................................................................................................... 124
Conclusion ...................................................................................................................... 130
Would a decision to expedite delivery have resulted in earlier delivery? .......................... 130
Did the defendant's failure to take reasonable precaution cause the plaintiff's injury? ...... 132
Conclusion ............................................................................................................................. 132
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ASTILL DCJ:
Introduction
1 On 28 August 2020 at 8.08 pm Daniella Lalezari was delivered by
emergency caesarean section at King Edward Memorial Hospital
(KEMH). At birth, she was in a critically compromised condition,
described as pale, floppy and shallow breathing. By five minutes
post-delivery she was not breathing at all, and her heart rate had fallen
to less than 100 beats per minute (bpm). After a prolonged period of
resuscitation, her vital signs improved and she survived. Nevertheless,
it subsequently became apparent that she had sustained a
hypoxic-ischaemic brain injury. That injury has resulted in significant
and ongoing functional impairment likely to persist into Daniella's
adulthood.
2 Daniella's mother, Diana Lalezari, had attended KEMH for an
induction of labour (IOL) after concerns arose about Daniella
remaining in utero for the balance of what was then considered a
high-risk pregnancy. Daniella, through her mother and next friend,1
alleges that the clinicians at KEMH failed to properly monitor the
induction and to recognise the growing risk of harm to her as the labour
progressed.
3 The claim is brought against the defendant in its capacity as the
health service provider responsible for the operation of KEMH and
the conduct of its staff.2 While the defendant accepts that Daniella
sustained her injuries during the IOL and birth, it contends that those
injuries were unavoidable and were not caused by any negligence or
breach of the duty of care owed to her.
Issues arising for determination
Matters not in issue
4 The defendant accepts that it owed a duty of care to Daniella,3
although the parties differ in how the formulation of that duty
is expressed. Both parties, however, acknowledge that this difference is
1 When referring to Daniella in that capacity, I will describe her as 'the plaintiff', acknowledging that she
remains a minor and lacks the capacity to make decisions concerning the conduct of proceedings brought on
her behalf. When referring to her in her personal capacity, I will use her given name, 'Daniella'.
2 Section 7A of the Health Services Act 2016 (WA).
3 Amended Defence dated 4 April 2024, par 16 (defence).
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immaterial to the issues in dispute, which concern the scope of the duty
rather than its precise wording.4 I agree. Nothing turns on the
respective variations in expression.
5 Although the plaintiff pleads,5 and the defendant admits,6 that it
was vicariously liable for the acts of its employees, the plaintiff's case
was not advanced on the basis that any individual employee owed
and breached a duty of care so as to found the defendant's liability.
Rather, her claim rests solely on an alleged breach of the defendant's
own non-delegable duty of care which it owed to Daniella. While the
defendant did not formally admit the existence of such a duty, it is clear
that one arose, and the case has proceeded on the footing that the
defendant accepted responsibility for acts carried out by its employees
on its behalf. I have determined the matter on that basis.
Issues for resolution
6 The sole issue for determination in this trial is whether the
defendant is liable for Daniella's injury.
7 The plaintiff's claim is framed both in negligence and by reference
to the operation of the Civil Liability Act 2002 (WA) (the Act).
She submits that, when assessed against the criteria in s 5B(2),
the defendant's failure to proceed to a caesarean section in a timely
manner fell short of the precautions a reasonable person would have
taken against a foreseeable risk of harm.7 Put this way, the claim
alleges that the defendant acted unreasonably in delaying a decision to
expedite delivery in the face of clinical indicators of developing injury.
8 That characterisation is further reflected in the way the plaintiff
framed the issues for determination, namely:8
1. In the course of the IOL/labour were there foetal heart rate
abnormalities which were identifiable on the cardiotocograph
(CTG)?
2. If so, what was the appropriate response by those providing
obstetric care to Ms Lalezari?
3. What was the response, including not responding?
4 ts 71.
5 Amended Statement of Claim dated 27 March 2024, par 6.2 (statement of claim).
6 Defence, par 5.
7 Plaintiff's Closing Submissions dated 12 August 2025, par 19 (plaintiff's closing submissions).
8 Plaintiff's closing submissions, par 50.
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4. Did that response/non-response meet the requirement of a
timely reaction?
9 However, that characterisation differs from the case described by
the plaintiff's counsel during the application to amend the pleadings.
On that occasion, counsel properly accepted that on the pleadings as
they stood, any issue of delay in delivery was confined to causation,
namely, whether any delay contributed to the onset of Daniella's injury,
rather than whether the delay itself constituted a breach of duty.9
10 The significance of that distinction was addressed in the reasons
I gave for refusing the application to amend. Although the application
was ultimately refused on other grounds,10 I observed that the proposed
amendments would have altered the nature of the pleaded case by
elevating delay from a matter relevant only to causation to an element
of the alleged breach.11
11 In confirming my understanding of the existing pleaded case
during argument I noted that as currently pleaded, delay was confined
to causation alone. That was also the defendant's understanding of the
pleaded case. If that understanding was incorrect, a further amendment
should have been sought. No such application was made, and the trial
proceeded on that basis.
12 As I observed at that time, pleadings serve to define the issues for
determination and to give the opposing party fair notice of the case to
be met.12 Although parties may agree to depart from the pleaded case,
the defendant made clear at the outset that this was not such a case.13
In those circumstances, the court must determine the parties' rights and
liabilities by reference to the case as pleaded.14
13 Accordingly, the primary issues arising for determination must be
assessed by reference to the particulars of negligence as set out in the
plaintiff's statement of claim whereby she contends the defendant
is liable by failing:15
75.1 … to initiate and or implement a structured plan (including a
defined timeline for the induction) to monitor the induction of
labour (including scheduled CTG monitoring, surveillance and
9 ts 372.
10 ts 445 - ts 446.
11 ts 442 - ts 443.
12 Gunn v Meiners [2022] WASCA 95.
13 ts 72 - ts 73.
14 Banque Commerciale SA (in liq) v Akhil Holdings Ltd [1990] HCA 11; (1990) 169 CLR 279.
15 Statement of claim, par 75.
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reporting) particularly because the growth of the Plaintiff was
restricted and that the Plaintiff may have had limited reserve for
labour.
75.2 … during the induction of labour and labour to recognize the
development of CTG features of fetal distress and acidosis by at
the latest of 18:43 hours on 28 August 2020.
14 On that basis, I accept that the defendant's articulation of the
issues for determination align more closely with the case that has been
pleaded against it. The question of the defendant's liability therefore
falls to be resolved by determining the following matters:16
1. What was the scope of the duty of care that the defendant owed
to Daniella?
2. Was that duty of care breached by a failure to initiate or
implement a structured plan to monitor the IOL of Ms Lalezari?
3. Was that duty of care breached by a failure during the IOL and
the labour itself to recognise the development of CTG features
of foetal distress by acidosis by, at the latest, 6.43 pm on
28 August 2020?
4. If the defendant failed to discharge its duty of care, whether that
failure caused Daniella's injury.
15 The determination of those four issues is distinct from,
but dependent upon, the resolution of questions of credibility and the
reconciliation of inconsistencies in the evidence, which together will
provide the foundation for the necessary findings of fact.
Background evidentiary issues
Approach to the evidence
16 In general, the lay witnesses demonstrated limited independent
recollection of events. Although each, at times, gave evidence
suggestive of an apparent memory of what had occurred, the majority
sought or required recourse to contemporaneous records to refresh that
recollection. When presented with documentation inconsistent with
their evidence, they either accepted that their recollection was mistaken
or revised their account accordingly. None of this is surprising given
that the events in question occurred more than five years prior to
the trial.
16 Defendant's Outline of Closing Submissions dated 5 August 2025, pars 2 - 5 (defendant's closing
submissions).
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17 The difficulty such delay has on the reliability of a witness's
memory is well known to the courts. In Blacket v Barnett,17 Hallen J,
referencing McClellan P,18 noted:
Memory is a constructive and reconstructive process. What is
remembered about an event is shaped by how that event was
experienced, by conditions prevailing during attempts to remember,
and by events occurring between the experience and the attempted
remembering. Memories can be altered, deleted and created by events
that occur during and after the time of encoding, during the period of
storage, and during any attempts at retrieval.
18 The fallibility of human memory has been recognised to increase
over time and this will be particularly so where disputes or litigation
occurs. This is not necessarily due to untruthfulness or dishonesty.
The processes of memory can be subconsciously affected by
perceptions or self-interest. Often what is actually remembered is little
more than an impression from which plausible details are then
subconsciously constructed.19
19 For this reason, documents will ordinarily often provide more
valuable information than the attempted recollection of the facts
by witnesses, particularly where those witnesses have an interest in the
outcome of the litigation. This is even more so when the documents are
contemporaneous with the events the subject of the litigation,
are accepted as being accurate and were prepared by a person who,
at the time, had no reason to misstate the contents of the document.
Contemporaneous statements as recorded in documents are likely to be
a more accurate reflection of events than statements made at a later
point in time or where recollections may have been affected by false
memory.
20 However, as will be explained in greater detail below, many of the
relevant clinical notes in this matter were not made contemporaneously
but were entered retrospectively. While retrospective entries were
often identified as such, there were numerous instances, many of them
concerning critical events, in which inaccuracies were acknowledged
by the relevant witness as likely having arisen from retrospective
recording. In those circumstances, the weight that can be placed on
those notes is necessarily reduced.
17 Blacket v Barnett [2017] NSWSC 1032 [257].
18 McClellan P, 'Who Is Telling the Truth? Psychology, Common Sense and the Law' (2006) 80 Australian
Law Journal 655, 665 quoting a passage from Australian Psychological Society, Guidelines Relating to
Recovered Memories (2000).
19 Watson v Foxman (1995) 49 NSWLR 315, 318.
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21 Unless otherwise specified, I have adopted the following approach
to the assessment of the evidence:
1. Where no issue has been raised as to the reliability of an entry
contained within the documentary material, primary emphasis
has been placed on the objective facts as revealed, or inferred,
and the inferences that can be reasonably drawn from those
facts.
2. An inconsistency between what appears in the face of the
document and a witness's recollection of the events does not
cause me to consider the witness to be dishonest or untruthful in
their recollection but does cause me to doubt the reliability
of the witness's evidence. Where there is an inconsistency
between the two, I have preferred what is objectively capable of
being logically inferred from the face of the document, but it
does not cause me to doubt the entirety of the witness's
evidence.
3. Where a witness has given evidence that is non-controversial or
is not challenged by other evidence, I am prepared to act on that
evidence.
4. Where a witness's evidence is corroborated by what is contained
in documentary evidence or by the evidence of another witness,
I am more likely to accept that witness's evidence as being
accurate.
5. Where inconsistencies were evident within the documentary
material, I have resolved them by making findings of fact
through an evaluative process, assessing that material in the
context of other evidentiary sources found to be reliable.
6. Whilst not irrelevant, I have afforded limited weight to the
appearance and demeanour of witnesses in giving evidence.
In assessing credibility, I have placed greater regard to each
witness's evidence considered in the context of the totality of
the evidence before the court.
22 Ultimately, I do not consider any of the witnesses to have been
untruthful. I am satisfied that each gave their evidence honestly in
attempting to recount their recollection of the relevant events.
However, each demonstrated limitations in the reliability of those
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recollections. Where those limitations have led me to form an adverse
view and to reject particular evidence, I have explained my reasons for
doing so.
23 In relation to the key factual findings, and the witnesses that I am
invited to make credibility findings on, the material witnesses are:
• Diana Lalezari
• Eliran Lalezari
• Dr Marie Marcano
• Midwife Lina Palandri
• Dr Jennifer Beale
24 A number of additional lay witnesses were also called by the
defendant. All gave their evidence with the assistance of
contemporaneous notes made at the relevant time. Their evidence was
largely peripheral to the issues in dispute, and relevant only to
the extent that it may assist in evaluating the credibility or reliability
of the principal witnesses identified above. No substantive challenge
was made to their credibility. I am satisfied that each gave evidence
honestly and to the best of their ability.
Specific credibility findings
Diana and Eliran Lalezari
25 Mr and Ms Lalezari are Daniella's father and mother respectively.
They were married at the relevant time but were no longer in a
relationship at the time of trial.20
26 I generally regarded Mr and Ms Lalezari as honest in their
attempts to recall the events about which they gave evidence.
However, their recollections were contradicted in material respects,
leading me to have reservations about the reliability of their evidence.
27 This was most apparent in their accounts of the clinical
examinations conducted prior to Ms Lalezari's admission for the IOL
on 27 August 2020. While the details of those preliminary
20 ts 128.
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consultations were not of themselves of material significance, subject to
what is noted below, the discrepancies between Mr and Ms Lalezari's
recollections and the contemporaneous medical records caused me to
question the reliability of their respective accounts.
28 Those discrepancies arose in the evidence of Dr Elizabeth Armari
and Dr Andrew Brewin, whom Ms Lalezari consulted on 25 and
26 August 2020 respectively. To the extent that the plaintiff relies upon
inconsistencies between Dr Armari's recollection and the
contemporaneous medical records, I prefer the contemporaneous
records. In any event, those discrepancies are consistent with my
broader observations as to the limited reliability of recollections formed
long after the events in question.
29 In contrast, the evidence of Mr and Ms Lalezari differed
significantly from that of Dr Armari and Dr Brewin in relation to the
request for a second opinion and the warnings given about the risks
associated with the pregnancy. To the extent that those matters are
material to the resolution of this matter, I address them in greater detail
below.
30 More generally, the extent to which their accounts were
inconsistent with the contemporaneous medical records raised concerns
as to the reliability of their evidence overall. The fact that both
witnesses advanced substantially similar, yet incorrect, accounts
suggests a degree of non-deliberate mutual reinforcement of memory.
Given the passage of time and the undoubtedly distressing nature of
these events, it is unsurprising that they may have discussed their
recollections together. I do not make any adverse finding on that basis.
However, it does reduce the weight that might otherwise be accorded to
their consistent evidence and raises the possibility that the unreliability
of one account has influenced the other.
Midwife Lina Palandri
31 In 2020, Midwife Palandri held a permanent position at KEMH as
a clinical midwife. She retired from that position in June 2024 after
having worked at KEMH as a midwife for 45 years.21 At the time of
giving evidence she remained on the casual roster.
21 ts 1106.
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32 Midwife Palandri had very little independent recollection of the
relevant events. Further, for reasons that will be elaborated upon in
detail below, there were a number of instances in which entries she
made in the medical records were shown to be inaccurate. There is no
suggestion that those errors were deliberate, and I make no adverse
finding as to her honesty. However, they do raise concerns as to the
overall reliability of her evidence.
33 In those circumstances, and in the absence of reliable
corroborative material, I have approached Midwife Palandri's evidence
with caution.
Dr Marie Marcano
34 At the time she gave evidence, Dr Marcano was a senior registrar
in obstetrics and gynaecology at KEMH, five years into her specialist
training with the Royal Australian and New Zealand College of
Obstetricians and Gynaecologists (RANZCOG). However, when she
was involved in Ms Lalezari's care, she was working as a training
registrar.22
35 As will be seen from the reasons that follow, Dr Marcano's
involvement in the events in question was significant. Nevertheless,
I found her evidence to have been given honestly and in a forthright
manner, with no apparent attempt to evade or minimise responsibility.
36 It was apparent from the way she gave evidence that the events
had had a personal impact upon her, which allowed her to retain a
degree of independent recollection despite the passage of time.
Notwithstanding, it was also apparent that Dr Marcano's recollection
was, at times, unreliable and, despite the independent memory she
retained, she relied heavily upon the contemporaneous notes to refresh
that recollection.
37 During her evidence, she made appropriate concessions as to the
limits of her memory, including where it had been supplemented by
reference to the clinical records. However, as will be seen, events at
the relevant time were not recorded contemporaneously but were
instead documented retrospectively, which has made it significantly
more difficult to reconstruct the precise timing of material events.
22 ts 875.
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Dr Danielle Paterson
38 Dr Paterson is the head of the Department of Urogynaecology at
KEMH. She qualified as a Fellow of RANZCOG in 2018. In August
2020 she held the position of senior registrar and urogynaecology
fellow. Urogynaecologists are specialists in pelvic floor disorders,
including urinary incontinence and other urinary conditions affecting
women.23
39 In 2020, Dr Paterson would work her usual shift as a
urogynaecology fellow, finishing at 5.00 pm, before then commencing
the evening shift in the labour ward, which concluded at 8.30 am the
following morning. In that capacity, she assisted the consultant in the
management of the labour ward at KEMH.24
40 It was readily apparent that Dr Paterson had little independent
recollection of the events in question. A recurring feature of
her evidence was a reliance on her usual practice as the basis for her
answers. That is not a matter of criticism given the passage of time
to which I have already referred. However, it did give rise, at times,
to difficulty in determining whether she was confirming that particular
events had in fact occurred, or merely assuming that they had because
they would ordinarily have formed part of her usual practice.
This necessarily affected the reliability of aspects of her evidence.
41 A further difficulty arose from the limited nature of the entries she
made in the clinical notes. Those entries were comparatively sparse,
particularly when contrasted with those of Dr Marcano and Dr Beale,
and were made retrospectively. This suggests either that her
involvement in Ms Lalezari's care was more limited, or that it was not
recorded in any meaningful detail. In either case, the practical
consequence is that Dr Paterson had little contemporaneous material
available to refresh her memory, which diminished the extent to which
her evidence could assist in resolving the critical events in issue.
Dr Jennifer Beale
42 At the time of giving evidence, Dr Beale was a consultant
obstetrician and gynaecologist at KEMH, having been appointed to that
role in 2017. She is a Fellow of RANZCOG and holds an international
fellowship in paediatric and adolescent gynaecology, as well as a
master's degree in reproductive medicine. In August 2020, she was the
23 ts 550.
24 ts 550.
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consultant rostered on duty at KEMH from 8.00 am until 8.00 am the
following day, with responsibility for overseeing the care of patients in
the labour ward.25
43 Dr Beale was not cross-examined and so her evidence was
received unchallenged. Ordinarily, where a witness is not
cross-examined on a particular matter, it may be assumed that their
evidence on that point is not in dispute26 and can be accepted. I have
proceeded on this basis. Save for where Dr Beale's evidence is
demonstrated to be unreliable by reference to a contemporaneous
record or other evidence that I have found to be reliable, I have acted on
Dr Beale's recollection of events.
44 Regardless, I found Dr Beale to be an impressive witness.
She was forthright about what she could recall independently of the
notes and candid in identifying where her memory had been refreshed
by the materials she reviewed. She did not prevaricate, embellish her
answers, or stray beyond the scope of the questions asked.
Her evidence was measured and responsive, and nothing in her manner
suggested any self‑interest in the outcome of the proceedings.
45 I accept Dr Beale's evidence. Where her account conflicts with
that of any other witness, I prefer Dr Beale's evidence unless otherwise
indicated.
Expert witnesses
46 The plaintiff adduced expert evidence from three witnesses,
Dr Michael Harbord, Professor Jonathan Hyett and Dr Robert Goetti.
47 Dr Harbord is a private consultant paediatric neurologist practising
in Adelaide, who previously held an appointment as a visiting
paediatric neurologist at the Women's and Children's Hospital in South
Australia. He has published a number of articles on cerebral palsy in
children, birth asphyxia, and developmental delay.
48 At the time of preparing his report, Professor Hyett was a senior
staff specialist in obstetrics and maternal foetal medicine and Head of
High-Risk Obstetrics at Royal Prince Alfred Hospital in New South
Wales. By the time he gave evidence, he was a Professor of Obstetrics
and Gynaecology at Western Sydney University and Acting Head of
25 ts 969 - ts 970.
26 Burke v Corruption and Crime Commission [2012] WASCA 49 [184] (Buss JA).
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the Maternal Foetal Medicine Unit at Liverpool Hospital, a tertiary
referral centre. He is also a Member of the Royal College of
Obstetricians and Gynaecologists and a Fellow of RANZCOG.
49 Dr Goetti holds a medical degree from the University of Zurich
and specialist qualifications in radiology from the Swiss Medical
Association and the Royal Australian and New Zealand College of
Radiologists. He has also obtained subspecialty qualifications in
neuroradiology from the European Society of Neuroradiology. At the
time he gave evidence, he was a staff specialist in paediatric radiology
at the Children's Hospital at Westmead in New South Wales.
50 The defendant also adduced expert evidence from three witnesses,
Professor Jonathan Morris, Dr Michael Hayman and Professor Stacey
Goergen.
51 Professor Morris is a Professor of Obstetrics and Gynaecology at
the University of Sydney. He also holds the position of Associate
Director of Medical Patient Safety at the Clinical Excellence
Commission of New South Wales, where he serves as the maternity
lead for maternity surveillance. His qualifications include a Master of
Medicine and a PhD from the University of Sydney. He is a Fellow
of RANZCOG, a Fellow of the Australian Academy of Health and
Medical Sciences, and a certified maternal foetal medicine specialist.
In addition, he holds a Diploma in Diagnostic Ultrasound from the
Australian Society of Ultrasound in Medicine.
52 Dr Hayman is a consultant paediatric neurologist practising at
Victoria's two tertiary paediatric centres, the Royal Children's Hospital
and Monash Children's Hospital. He is a Fellow of the Royal
Australian and New Zealand College of Physicians and holds
appointments as a Senior Lecturer in the Department of Paediatrics
at the University of Melbourne and as an Adjunct Lecturer in the
Department of Paediatrics at Monash University. He is also an
Honorary Research Fellow with the Murdoch Children's Research
Institute.
53 Professor Goergen is a Professor of Radiology at Monash
University and a staff radiologist at Monash Health in Melbourne,
where she specialises in paediatric and foetal neuroradiology.
She holds a Master of Clinical Epidemiology and has been a Fellow of
the Royal Australian and New Zealand College of Radiologists
since 1990.
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54 No issue was taken with the expertise of any of the witnesses,
and I am satisfied that each was suitably qualified to express the
opinions they did. It was also apparent that each witness was mindful
of the limits of their expertise, declining to offer opinions where they
considered it inappropriate to do so.
55 Unsurprisingly, the expert witnesses advanced differing, and at
times conflicting, opinions. The resolution of those differences has
largely depended upon the factual assumptions underpinning those
opinions, considered in the context of the findings of fact I have made,
rather than upon any material difference in the experts' respective
qualifications.
Relevant medical terminology
56 Before setting out my findings of fact concerning the
circumstances surrounding Daniella's birth and the occurrence of her
injury, it is convenient to outline certain definitional and explanatory
matters arising from the medical evidence central to this trial.
Unless otherwise indicated, I adopt the following matters for the
purpose of providing context to my reasons.
Stages of pregnancy
57 Foetal gestation is divided into three distinct stages, each of which
may inform the factors relevant to a clinical assessment of the health
and development of the foetus:27
1. The 'antepartum' or 'antenatal' period refers to the time before
birth, spanning from conception until the onset of labour.
2. The 'intrapartum' period covers the interval from the
commencement of active phase of the first stage of labour
through to the delivery of the newborn. The active phase of the
first stage of labour is variously defined but usually ranges from
4 - 6 cm of cervical dilation.
3. The 'postpartum' or 'postnatal' period extends from the birth of
the newborn through the following weeks, during which the
mother recovers from childbirth.
27 ts 462.
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58 When the mother is having about four contractions every
10 minutes, this usually means she has entered 'active labour'.28 At that
stage, the increased stress placed upon the foetus's reserves will
heighten the need for clinical surveillance. The mother is also likely to
experience increased pain, which may require more significant
analgesia, including the administration of an epidural or morphine.29
59 Although there is some variability as to the degree of dilation
required to indicate the onset of active labour, there is broad agreement
that it typically occurs when the cervix is dilated to between 4 and
6 cm.30 The commencement of active labour marks the beginning of
the intrapartum phase. Once cervical dilation reaches 10 cm, the cervix
is fully dilated, allowing for delivery of the baby.31
60 During labour, the foetus moves to assist with delivery.
This progress is assessed by how far the foetal head has descended into
the mother's pelvis, measured against the level of the ischial spines.
This is described in terms of 'stations'. Negative numbers (-3, -2, -1)
indicate that the foetal head remains above the ischial spines,
while positive numbers (+1, +2, +3) indicate that it has moved below
and further down the pelvis. When the head reaches about +3,
delivery is imminent.32
Induction of labour
61 An IOL will occur when the obstetrician has decided that labour
needs to be induced artificially.33
62 The IOL typically begins with 'cervical priming', being the process
by which the cervix is encouraged to soften, thin, and dilate. This may
be achieved pharmacologically, for example through the administration
of prostaglandins, or mechanically, most commonly using a balloon
catheter. One side effect of using a balloon catheter is it can cause
uterine contractions.34
63 During labour, uterine contractions affect the placental transfer of
oxygen to the foetus, resulting in intermittent reductions in oxygen
supply. In the ordinary course, a foetus possesses sufficient metabolic
28 ts 650.
29 ts 613.
30 ts 462.
31 ts 269.
32 ts 269 - ts 270.
33 ts 269.
34 ts 461 - ts 462.
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reserves, including glucose and glycogen, to tolerate these temporary
reductions.35
64 However, growth-restricted foetuses tend to have reduced reserves
of glucose and glycogen, making them less able to tolerate and adapt to
the intermittent reductions in oxygen supply caused by contractions.
As a result, the process of IOL in such circumstances carries
an increased risk of foetal distress. Given that elevated risk,
an appropriate level of monitoring is required during this process.36
Growth restriction and foetal development
65 A growth-restricted foetus is one whose growth during
gestation is impaired, often as a result of inadequate nutritional supply,
including reduced oxygenation.
66 In circumstances of reduced oxygen availability, the foetus may
redistribute blood flow preferentially to vital organs, particularly the
brain, in order to preserve ongoing development.37 This compensatory
response can result in reduced overall foetal growth. The presence
of foetal growth restriction may therefore indicate an adaptive response
to an adverse intrauterine environment and is associated with a
high-risk pregnancy.38
67 One effect of redirecting blood flow is that it may reduce the
supply of blood to other organs, including the kidneys, which can
hinder their development. If kidney function becomes compromised,
the foetus produces less urine, a key component of amniotic fluid.
A decrease in amniotic fluid can therefore signal that the foetus is
experiencing growth restriction.39
68 Foetuses that are growth restricted will have higher risk of foetal
distress during labour due to lower metabolic reserves of glucose and
glycogen. Such a pregnancy will be considered a 'high risk' and will
require greater levels of monitoring regardless.40
35 ts 462.
36 ts 462.
37 ts 275.
38 ts 458.
39 ts 273, ts 459.
40 ts 462.
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69 Further, because amniotic fluid helps protect the foetus,
a reduction in its volume can increase the risk of additional
complications, such as cord occlusion.41
Hypoxic-ischaemic encephalopathy
70 Hypoxia is a cellular process arising from an inadequate supply of
oxygen in the blood, resulting in biochemical changes that may cause
damage to tissues and organs. In cases of birth asphyxia involving
prolonged periods of intermittent hypoxia during labour, it is common
for this process to affect multiple organ systems, most notably the
kidneys and the liver.42
71 In cases of chronic or gradually developing hypoxia, the body
initially responds by increasing cardiac output and preferentially
redistributing blood flow to vital organs, particularly the brain.43
This increase in cardiac output is achieved through an elevation in heart
rate and may be accompanied by a subsequent reduction in heart rate
variability.44 As hypoxia persists and worsens, foetal heart rate
decelerations may occur.
72 From a metabolic perspective, progressive foetal hypoxia first
gives rise to respiratory acidaemia and, if sustained, progresses to
metabolic acidaemia associated with tissue injury.45 Acidaemia refers
to an abnormally low blood pH, reflecting increased acidity of the
blood. In foetuses, this is often referred to as foetal acidosis.
73 Encephalopathy signifies there has been some injury,
often referred to as an 'insult', to the brain that impairs its function.
Hypoxic-ischaemic, comprising hypoxic, meaning too little oxygen,
and ischaemic, meaning too little blood flow, indicates the insult has
been caused by a lack of blood and oxygen to the brain.46
The condition presents with a range of clinical signs which may include
seizures, abnormalities of muscle tone, and a general reduction in
reflexes. Particular attention will often be given to the sucking reflex,
which is often absent or diminished in newborns with encephalopathy.
A poor grasp reflex may also be observed. Taken together,
41 ts 303.
42 ts 273.
43 ts 292.
44 ts 524.
45 ts 319.
46 ts 271.
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these findings are consistent with a clinical diagnosis of
hypoxic-ischaemic encephalopathy.47
74 Hypoxic-ischaemic encephalopathy is classified into three grades,
ranging from mild or moderate (grade one) to severe (grade three).
In cases where a newborn is diagnosed with severe, grade-three
hypoxic-ischaemic encephalopathy, there is a significant likelihood of
associated brain injury, such as cerebral palsy, which will adversely
affect the child's long-term development.48
75 Daniella's hypoxic-ischaemic encephalopathy has been assessed as
grade three and she exhibits signs of severe developmental delay
together with diagnoses of cerebral palsy, cerebral vision impairment
amounting to functional blindness, and impaired hearing.49
Appearance, Pulse, Grimace, Activity, Respiration score
76 One method of assessing a newborn's clinical condition is through
the use of an Appearance, Pulse, Grimace, Activity, and Respiration
(APGAR) score. This score is based on evaluating five components,
each of which is assigned a value from 0 - 2. The scores are then
combined to give an overall result ranging from 0 (indicating no signs
of life) to a maximum of 10 (indicating a very healthy newborn).
These scores are typically assigned one to five minutes after birth but
can be extended out over 10 - 20 minutes.50
77 In determining the APGAR score, the following criteria are
applied:51
1. Pulse - This is the most significant component. A newborn with
no detectable heartbeat receives a score of 0. A heart rate below
100 bpm scores 1, and a rate above 100 bpm scores 2.
2. Respiration - This is the second most important component.
A newborn who is not breathing spontaneously receives a score
of 0. Occasional or irregular breathing scores 1, while regular,
spontaneous respirations score 2.
47 ts 271 - ts 272.
48 ts 272.
49 Exhibit P1-6 [19], [26].
50 ts 272 - ts 273.
51 ts 273.
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3. Appearance - This is assessed by observing the newborn's skin
colour. A pale infant receives a score of 0. A mottled or blue
appearance scores 1. A pink complexion scores 2.
4. Grimace - This measures reflex irritability, usually in response
to physical stimulation such as handling. No response scores 0;
a limited response scores 1, and a vigorous response scores 2.
5. Activity - This evaluates the newborn's muscle tone. A 'floppy'
infant with no tone receives a score of 0. Some movement,
but not vigorous, scores 1. Vigorous activity scores 2.
Foetal cardiotocography monitoring
78 As will be addressed in greater detail below, a central feature
of both the evidence in this trial and the plaintiff's case concerns
the mechanisms of intrapartum monitoring. The primary purpose of
intrapartum monitoring is the early identification of foetal hypoxia.52
79 A CTG is an electronic method of monitoring the foetal heart rate
and assessing its significance by reference to the intensity of the uterine
contractions during labour.53 It involves securing a belt around the
mother's abdomen to which recording transducers are attached.
The CTG produces two outputs: an audible signal corresponding to the
foetal heart rate, and a CTG trace, which provides a graphical
representation of the monitoring data.
80 The CTG trace comprises two components: the upper tracing
records the foetal heart rate (this is known as the cardiograph),
while the lower tracing depicts uterine contractions (this is known as
the tocograph). In interpreting a CTG trace there are four features
which are significant:54
1. The baseline heartrate. This provides a benchmark, over time,
that allows the significance of changes to be assessed against.
A 'normal' baseline heartrate should fall within the range of
110 - 160 bpm.
2. The amount of variability that occurs around that baseline.
Normal baseline variability should be within 6 - 25 bpm.
52 Exhibit D3-129, page 724.
53 ts 269, ts 461.
54 Exhibit D3-126, page 681.
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3. Signs of foetal activity, known as accelerations. Accelerations
of 15 bpm for 15 seconds are considered to be 'normal'.
4. Where the foetal heart rate decreases, this is referred to as a
deceleration. The absence of decelerations is considered
a reassuring feature of the CTG.
81 The process of assessment and interpretation is, by its nature,
retrospective. It requires gathering data over a defined period and then
examining the CTG trace for that timeframe. Usually the timeframe is
one hour, split into half-hour periods.55
82 In assessing a CTG trace, clinicians may use the
mnemonic 'DR C BRaVADO' as a structured framework for review.
A DR C BRaVADO assessment involves consideration of the CTG in
the following sequence:56
1. DR - Define Risk: Identification of any known risks associated
with the pregnancy.
2. C - Contractions: Assessment of the frequency of uterine
contractions, which may assist in determining whether the
patient is in the antepartum or intrapartum phase.
3. BRa - Baseline Rate: Evaluation of the overall foetal heart rate
pattern.
4. V - Variability: Assessment of baseline variability.
5. A - Accelerations: Identification of accelerations.
6. D - Decelerations: Identification and assessment of
decelerations.
7. O - Overall impression: Formation of an overall clinical
interpretation of the CTG features.
83 The appropriate use of CTG monitoring during the antenatal,
and particularly the intrapartum, periods allow for the detection of
potential foetal compromise and early intervention with the aim
of reducing the risk of hypoxic injury during labour.57
55 ts 467.
56 ts 487.
57 Exhibit D3-129, page 730.
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84 While a CTG may assist in confidently excluding the presence of
acidosis, it cannot, of itself, establish that acidosis has occurred.
Rather, it reflects secondary changes in the foetal heart rate from which
an inference of possible acidosis may be drawn. The presence of
acidosis can only be reliably confirmed through blood gas analysis
measuring blood pH.58
85 Nevertheless, CTG monitoring and interpretation may provide a
useful basis from which the presence, or risk, of acidosis can be
inferred. Accordingly, RANZCOG have agreed upon a set of
guidelines (RANZCOG guidelines)59 in relation to the interpretation
and what action should be adopted depending on changes observed in
CTG readings during the intrapartum period.
86 A CTG is regarded as normal only when all four features fall
within the normal parameters described at [80]. Any trace that does
not meet all of those criteria is, by definition, abnormal. However,
certain isolated features are not usually linked with foetal compromise.
These include:60
1. A baseline heart rate of between 100 - 109 bpm.
2. Reduced or reducing baseline variability of 3 - 5 bpm.
3. The absence of accelerations.
4. Early decelerations.
5. Variable decelerations without complicating features.
87 Certain features may be present on a CTG trace which are
suggestive of an increased likelihood of foetal acidosis. Those features
include:61
1. An elevation in the baseline foetal heart rate.
2. The absence of accelerations from the baseline foetal heart rate.
3. Reduced, or absent, baseline variability.
58 ts 671.
59 Exhibit D3-129.
60 Exhibit D3-129, page 736.
61 ts 671.
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4. The presence of decelerations in the foetal heart rate,
particularly those occurring after the cessation of a contraction.
88 Ordinarily the level of monitoring will vary dependent upon
whether the mother is in the antenatal or intrapartum period of labour.62
In particular, the clinical significance of accelerations and decelerations
will often depend on their relationship to the contraction cycle and
requires careful interpretation. This is reflected in the standards that
define what is an 'abnormal' CTG, with those standards being 'laxer'
during the intrapartum period than they are during the antenatal
period.63
89 For example, the assessment of the CTG may be 'slightly tighter'64
when interpreting the significance of accelerations in the antenatal
period where you would see accelerations with a certain frequency.
The absence of frequent accelerations may be more indicative of
distress.65 Conversely, during active labour (the intrapartum period)
it is quite common for a CTG not to show accelerations which is not
considered abnormal.66
90 Importantly, the interpretation of decelerations differs between the
antenatal and intrapartum periods. During the intrapartum period,
decelerations are graded as 'occasional', 'regular', or 'regular and
complicated'. Decelerations that are 'regular and complicated' are more
likely to be regarded as abnormal in the intrapartum setting.
By contrast, in the antenatal period, 'regular' decelerations,
whether complicated or not, are generally considered abnormal.67
91 Features of an abnormal CTG that may indicate significant foetal
compromise, and which require further assessment, include:
1. A baseline heartrate above 160 bpm that is sustained for at least
10 minutes (foetal tachycardia).
2. A rising baseline foetal heart rate.
3. Complicated variable decelerations.
4. Late decelerations.
62 ts 462.
63 Exhibit D3-129; ts 466.
64 ts 463.
65 ts 463.
66 ts 463.
67 ts 465.
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5. Prolonged decelerations lasting more than 90 seconds and up to
five minutes.
92 Certain abnormalities are more strongly associated with significant
foetal compromise and may justify immediate, expedited delivery.
These include:
1. A fall in the baseline foetal heart rate for more than five minutes
(foetal bradycardia).
2. A baseline variability of less than 3 bpm.
3. A sinusoidal pattern characterised by a smooth, regular,
wave-like undulating pattern of the foetal heart rate.68
4. Complicated variable decelerations with reduced or absent
baseline variability.
5. Late decelerations with reduced or absent baseline variability.
Factual findings
93 On 20 December 2019, Ms Lalezari became aware that she was
pregnant with Daniella. At that time, she was residing in Victoria and
receiving antenatal care through Monash Health Medical Centre.
No complications were identified during that period.
94 Approximately five months later, on 19 April 2020, Mr and
Ms Lalezari relocated to Perth. Following the move, Ms Lalezari came
under the care of her general practitioner, Dr Reid, who referred her to
KEMH for the ongoing management of the pregnancy and delivery.
On 19 May 2020, Ms Lalezari attended her initial appointment with a
midwife at KEMH. From that time until August 2020, she underwent
a series of tests and clinical reviews to monitor the progress of the
pregnancy and Daniella's development. Neither party has identified
anything of material significance arising from that period.
95 Ms Lalezari's pregnancy plan required her to undertake fortnightly
reviews by a doctor and on 11 August 2020 Ms Lalezari attended
KEMH for that purpose. The obstetrician she saw 'did the standard
checks'.69 As part of that examination Ms Lalezari also underwent an
obstetric ultrasound which confirmed that the foetal abdominal
68 ts 478.
69 ts 105.
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circumference was at the 75th percentile.70 A previous ultrasound
carried out on 14 July 2020 had shown that, at 31 weeks, Ms Lalezari's
abdominal circumference was in the 97th percentile.71 All other
features, including Daniella's middle cerebral artery pulsatility index
(MCA PI), which reflects blood flow to the foetal brain,72 was recorded
as being within the normal range.
96 Despite the reduction in Ms Lalezari's abdominal circumference,
there was nothing to suggest the presence of any complication, and she
was advised to return for a further ultrasound in two weeks' time.
Although there was some dispute in the evidence as to the
circumstances in which the subsequent appointment came to be
arranged, nothing turns on the resolution of that issue. Ms Lalezari
ultimately attended for review on 25 August.
25 August 2020
97 As part of the clinical review on 25 August 2020, Ms Lalezari
underwent a CTG that was recorded as 'normal'73 and a further
ultrasound examination. The ultrasound indicated Daniella's growth
had not progressed (static growth) and the amniotic fluid volume was
reduced, consistent with oligohydramnios.74
98 Oligohydramnios refers to a condition in which the volume of
amniotic fluid surrounding the foetus in utero is reduced.75
When amniotic fluid levels are low during labour, the risk increases
that the foetus may compress the umbilical cord, leading to
cord occlusion.76 Consequently, a growth-restricted foetus with
oligohydramnios faces an elevated risk of developing acidosis during
labour.77
99 There was also evidence of a reduced MCA PI, which measured
0.97.78 A reduced MCA PI may indicate that the foetus is diverting
blood preferentially to the brain in order to preserve cerebral
development. Such redistribution can occur when the foetus is
70 Exhibit D1-7, page 20.
71 Exhibit D1-19, page 151.
72 ts 268.
73 Exhibit D1-20, page 170.
74 Exhibit P1-6, page 38 [5].
75 ts 268.
76 ts 307.
77 ts 700.
78 Exhibit P1-6, page 38 [5].
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receiving insufficient oxygen, which may be indicative of placental
insufficiency.79
100 Following the ultrasound, Ms Lalezari was referred to the
Maternal Foetal Assessment Unit (MFAU), a specialised unit within
KEMH that manages emergency presentations for women beyond
20 weeks' gestation who are not postpartum.80 Ms Lalezari arrived at
the MFAU at 11.33 am, where she was triaged by midwifery staff,
underwent a further CTG,81 and was subsequently reviewed by
Dr Armari.82
101 Both Dr Armari and Ms Lalezari gave evidence reflecting
differing recollections of the examination. It was accepted that
resolving those differences was of limited relevance and went primarily
to issues of credibility. However, for reasons developed more fully
below, resolution of this matter was more than merely collateral.
102 Dr Armari stated that she independently recalled the consultation
with Ms Lalezari, attributing that recollection to a residual concern for
Ms Lalezari and Daniella arising from her perception that Ms Lalezari
did not fully appreciate the seriousness of the advice given. I accept
that evidence, as it is consistent with the impression formed from
Ms Lalezari's evidence and her actions following the consultation.
However, this does little to enhance the reliability of Dr Armari's
recollection of events that occurred approximately five years ago.
In the absence of corroboration or consistency with contemporaneous
medical records, I approach Dr Armari's purported recollections with
caution.
103 By contrast, Ms Lalezari did not have the benefit of
contemporaneous records to refresh her memory, and her evidence was
at times materially inconsistent with the contents of Dr Armari's notes.
Further, I am satisfied that the conversation with Dr Armari was no
doubt a confronting one for Ms Lalezari and she may not have fully
absorbed the entirety of what she was told. Regardless, I am satisfied it
has affected the reliability of her recollection of what took place. It is
highly likely these errors in recollection have been compounded with
the passage of time. Where there is such a conflict, I prefer Dr Armari's
evidence.
79 ts 268, ts 458.
80 ts 1024.
81 ts 1029.
82 ts 109, ts 1025.
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104 I am satisfied that during the consultation Dr Armari, at minimum,
advised Ms Lalezari of the following matters, which bear upon
subsequent findings I make later in these reasons:83
1. Ms Lalezari was sufficiently advanced in the gestation that
delivery carried no risks due to prematurity.
2. The amniotic fluid index was reduced, meaning there was a
decreased volume of fluid surrounding the foetus, which was an
indicator of foetal distress.
3. An abnormality in the flow through the middle cerebral artery
had been detected, which meant there was abnormal blood flow
to the foetus's brain.
4. The ultrasound had demonstrated static growth in Daniella's
development suggesting there was something 'not quite right' in
the intrauterine environment which was preventing the foetus
from being able to adequately grow.
5. That an IOL 'that night, or as soon as possible' was
recommended. Further, Dr Armari made the necessary
arrangements so that an IOL could occur that evening at
6.00 pm should Ms Lalezari agree.84
6. As part of the consent process, Dr Armari explained what an
IOL, including both mechanical methods,85 such as a
C80 balloon catheter,86 and pharmacological options.
7. Dr Armari also explained, as part of the consent process,
the potential consequences of a failed IOL, including the
possibility of a caesarean section, as well as the stresses placed
on the foetus during the induction process. This is consistent
with Dr Armari's note recording an explanation of the
heightened risk of intrauterine foetal death.87
8. Dr Armari emphasised the urgency of proceeding with the IOL
and advised that delay reduced the certainty of Daniella's
wellbeing.88 That evidence is consistent with her
83 ts 1035.
84 Exhibit D1-17, page 114; ts 1037.
85 ts 1038.
86 As per the note recorded on Exhibit D1-17, page 114.
87 Exhibit D1-17, page 114.
88 ts 1041.
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contemporaneous notes referring to the risk of foetal death,
the emphasis on induction occurring 'tonight', and the absence
of any ability to predict the outcome if delivery were delayed by
two days.89
105 Ultimately, Ms Lalezari declined to proceed with the IOL that
evening. In her evidence Ms Lalezari explained that decision on the
basis that she had requested a second opinion during her consultation
with Dr Armari,90 and had been told that such an opinion could be
obtained the following day, 26 August.91 I do not accept that
explanation.
106 Mr Lalezari gave evidence that later that day, after speaking with
Ms Lalezari, he contacted the hospital to arrange a second opinion.92
That evidence is corroborated by telephone records93 showing that he
telephoned the hospital at approximately 5.45 pm,94 and again the
following morning at 10.17 am.95 This conduct demonstrates that
Mr Lalezari assumed responsibility for arranging a second opinion on
26 August and supports the inference that no second opinion had been
arranged at the time Ms Lalezari left the consultation with Dr Armari,
as there would otherwise have been no need for him to take those steps.
107 In her evidence, Dr Armari recalled Ms Lalezari expressing
concern about the IOL occurring during the evening of 25 August
because Mr Lalezari had recently commenced a new job.96 Mr Lalezari
had in fact commenced a new position as a mechanical engineer on
10 August.97 I am satisfied the reason why Dr Armari knew about
Mr Lalezari's new job was because Ms Lalezari mentioned it when
expressing her concern about Mr Lalezari having to take time off from
his new job if the induction were to proceed that evening.98
108 Ms Lalezari also said that, upon leaving the consultation with
Dr Armari, she had arranged an IOL for 27 August,99 notwithstanding
that she had said she did not wish to proceed with an induction until a
89 Exhibit D1-17, page 114.
90 ts 144 - ts 146.
91 ts 110.
92 ts 198.
93 Exhibit D1-13; Exhibit D1-18.
94 ts 214.
95 ts 216.
96 ts 1036.
97 ts 197.
98 Exhibit D1-17, page 114.
99 ts 110, ts 140.
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second opinion had been obtained. Notably, Mr Lalezari was not
working on 27 August and was available on that day.
109 Having regard to the evidence of Mr and Ms Lalezari in the
context of Dr Armari's evidence, I am satisfied that Ms Lalezari
attended the consultation on 25 August and was informed of the need
for an IOL, which understandably left her distressed and in shock.
During that consultation, she agreed to an induction on 27 August,
a date when her husband would be available. After returning home and
discussing the advice she had received, Mr Lalezari was unhappy with
the nature of that advice and arranged for a second opinion to be
obtained on 26 August, when he could participate by telephone.
Ultimately, notwithstanding the advice given by Dr Armari and the
urgency she conveyed regarding the IOL, I am satisfied that
Ms Lalezari was reluctant to proceed until 27 August, when it was more
convenient for her husband.
26 August 2020
110 On 26 August, Ms Lalezari attended a consultation with
Dr Brewin for the purpose of obtaining the second opinion that her
husband had organised, with Mr Lalezari attending by phone.
Dr Brewin had no specific recollection of the duration of the
consultation but recorded in his notes that it was a 'long discussion',
a term he would typically use when a consultation extended beyond the
usual length and when the patient 'would tend to have multiple
questions and want things further explained'.100 I am satisfied that this
accurately reflects what occurred on this occasion. This finding will be
relevant to subsequent conclusions I make, as outlined later in these
reasons.
111 Once again there were material inconsistencies between Mr and
Ms Lalezari's recollection of the contents of this conversation and the
account given by Dr Brewin.
112 In my view, Dr Brewin was a reliable witness. At the time he
gave evidence, he was no longer employed by the hospital. He gave his
evidence in a forthright manner and candidly acknowledged the limits
of his recollection. It was apparent that he had little independent
memory of the consultation with Mr and Ms Lalezari beyond what was
recorded in his contemporaneous notes, and he made no attempt to
suggest otherwise. His evidence was given by reference to those notes
100 ts 746.
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and to his usual practice when providing advice of the kind recorded.
In doing so, he used language and expressions consistent with aspects
of Mr and Ms Lalezari's recollection of the consultation.
113 I accept Dr Brewin's evidence as to what he would have
told Mr and Ms Lalezari during the consultation on 26 August as an
accurate account of the opinion he provided. Where there is any
inconsistency between Mr and Ms Lalezari's recollection of that
consultation and Dr Brewin's account, I prefer the evidence of
Dr Brewin.
114 By contrast, while Mr and Ms Lalezari were consistent with each
other in their accounts, they were also consistent in the respects in
which their evidence diverged from that of Dr Brewin. The degree of
that consistency gives rise to concerns about the reliability of their
recollections, not because I consider they sought to fabricate or
coordinate untruthful evidence, but because their memories are likely to
have been shaped over time through repeated discussion of a significant
and emotionally charged event.
115 I am satisfied that by the conclusion of the consultation with
Dr Brewin, Mr and Ms Lalezari were advised:
1. Daniella was not achieving her expected growth potential
in utero, with features suggestive of placental insufficiency.101
2. There were indicators that Daniella was compensating for
impaired growth by preferentially diverting blood flow to the
brain and other vital organs to ensure adequate oxygenation,
which was a likely explanation for the observed growth
restriction.102
3. At 38 weeks' gestation, there was minimal neurological benefit
in remaining in utero and, having regard to the ultrasound
findings and concerns about placental function, Daniella would
likely be better delivered than to remain in the uterus.
Dr Brewin therefore advised early delivery.103
101 ts 748.
102 ts 748.
103 ts 750.
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4. One option for early delivery was IOL, which could take
between 24 and 48 hours and carried a risk of failure, in which
case a caesarean section would need to be considered.104
5. Dr Brewin explained that caesarean delivery could be either
elective or emergency, outlined the risks associated with each,
and advised that those risks were increased in the event of an
emergency caesarean. If a caesarean became necessary,
the clinician forming that view would explain the reasons for it
and provide further advice at that time, as part of the process of
obtaining Ms Lalezari's informed consent before proceeding.
6. Arrangements could be made for Daniella's delivery that day,
either by IOL or by caesarean section.
116 A material divergence in the evidence of Mr and Ms Lalezari and
that of Dr Brewin concerned the availability of caesarean delivery.
Ms Lalezari's evidence was that when she sought further information
from Dr Brewin regarding caesarean section, she was advised that,
at that stage, IOL was the appropriate course and that if a caesarean
later became necessary, the matter would be raised and explained at
that time.105 Both Mr and Ms Lalezari further maintained that
Dr Brewin told them an elective caesarean was 'not an option in a
public hospital',106 and would only be considered if the IOL proved
unsuccessful.
117 Dr Brewin's evidence was to the contrary. He confirmed that an
elective caesarean was available to a public patient. His evidence was
consistent with his contemporaneous clinical notes and accorded with
the evidence of Dr Armari, who stated that a caesarean was an option
'from the outset',107 should the patient elect to proceed in that manner.
118 Having regard to the consistency of the independent evidence
given by Dr Brewin and Dr Armari, and noting that Dr Brewin's
evidence was supported by his contemporaneous notes, I do not accept
the evidence of Mr and Ms Lalezari that they were advised an elective
caesarean section was not available to a public patient.
104 ts 752.
105 ts 112.
106 ts 156, ts 199.
107 ts 1041.
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119 Further, in light of Dr Armari's evidence that Ms Lalezari
expressed a strong preference for vaginal delivery and a desire to avoid
caesarean section, I am satisfied that Mr and Ms Lalezari declined an
elective caesarean as a matter of choice, rather than because they were
told it was unavailable. It was Ms Lalezari's preference for vaginal
delivery that led Dr Armari to recommend IOL in the first instance.108
This is a matter that will have material significance further in my
reasons.
120 Further, during the course of her evidence, Ms Lalezari explained
her understanding of the reason why Dr Brewin was 'recommending' an
IOL was because Daniella was 'fully developed' and 'there is no
benefits to keeping the baby inside'.109 I do not accept that evidence.
121 That evidence is inconsistent with the evidence of both Dr Brewin
and Dr Armari, who independently stated that the IOL was
recommended because of Daniella's growth restriction. The reference
to Daniella being 'fully developed' was intended to convey that there
was no further physiological benefit in continuing the pregnancy when
weighed against the significant risks associated with allowing it to
progress to term.
122 Moreover, Ms Lalezari's recollection that a medical practitioner
would recommend induction solely on the basis that there was
'no benefit to keeping the baby inside' appears, on its face, inherently
unlikely. This further undermines the reliability of her evidence
concerning her recollection of what she was told during these
consultations more generally.
123 Following Dr Brewin's advice, it is apparent that both Mr and
Ms Lalezari were aware of the increased risks associated with allowing
the pregnancy to proceed to full gestation and that they agreed to an
earlier delivery. I am satisfied that Dr Brewin took appropriate steps to
ensure they understood the advice he provided, including obtaining
verbal confirmation of their understanding and testing that
understanding through the exchange of questions during the
consultation. I am further satisfied that, having done so, Dr Brewin
confirmed that they agreed with his advice that it was in Daniella's best
interests to expedite delivery, a conclusion he recorded in his
contemporaneous notes.110
108 ts 1040.
109 ts 153 - ts 154.
110 ts 750.
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124 Notwithstanding the advice provided regarding the associated
risks and the need for early delivery, I also accept Dr Brewin's evidence
that Ms Lalezari maintained a preference for IOL and vaginal delivery.
I am also satisfied that, despite Dr Brewin advising that arrangements
could be made for delivery that day, Ms Lalezari preferred to proceed
with the existing appointment scheduled for 27 August.
27 August 2020
125 The following day, on 27 August at approximately 6.30 pm,111
Mr and Ms Lalezari arrived at KEMH to commence the IOL.
They were directed to Suite 12.
126 The prospective admission notes contained within the integrated
progress notes recorded that Ms Lalezari was presenting for the IOL
with decreased 'AFI' (amniotic fluid index), decreased 'MCAPI' and
'static growth'.112 The notes clearly reflected the 'issues' that
complicated her pregnancy and increased the risks of this IOL.
Accordingly, it was, or ought reasonably to have been, apparent to the
defendant that Ms Lalezari's pregnancy was a 'high-risk' pregnancy.
127 Upon arrival in Suite 12, a midwife connected Ms Lalezari to
a CTG monitor, with the tracing commencing at 6.41 pm,113
and intravenous (IV) fluids initiated at 7.10 pm.114 The CTG records
indicate that from that time Ms Lalezari was monitored largely on a
continuous basis, with the trace being discontinued only intermittently
to allow for sleep, toileting, or movement.115
128 Within the suite, there were two locations where the trace could be
monitored. The first was a monitor adjacent to the patient's head.
The second was on a desk opposite the foot of the bed.116 Clinicians
were also able to monitor CTG traces from a station separate to the
patient's room that monitored all the feeds within the ward.
129 The integrated medical records record that a registrar was paged to
review the CTG tracing at 7.10 pm,117 and that this review was
conducted at approximately 7.45 pm. There is no record in the
integrated notes as to what the CTG readings were or of the senior
111 ts 113, ts 200.
112 D1-17, page 117.
113 ts 113, ts 200.
114 Exhibit D1-17, page 118.
115 Exhibit D1-34.
116 Exhibit 1, photograph 5.
117 Exhibit D1-17, page 118.
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registrar's review other than to note 'Melinda SR happy with [patient]
to have C80'. The reference to 'C80' denotes the insertion of a
C80 balloon catheter, being a mechanical method commonly used to
start the IOL.118
130 The insertion of the catheter in Ms Lalezari's case was attended by
considerable difficulty.119 Midwife Hannah Elliott was one of the two
registered midwives involved in the procedure.120 The clinical notes
retrospectively record at 8.40 pm121 the attempts to insert the C80
balloon catheter, which correspond with an interruption in the CTG
trace between 8.27 pm and 8.29 pm.122
131 Of some significance is the entry made at 8.55 pm, in which
Midwife Elliott recorded that the 'CTG remains on as non-reassuring',
a term she explained to mean 'abnormal'.123 In this context,
Midwife Elliott described the abnormality as being a reduction in the
'squiggliness'124 of the foetal heart rate trace, being a reference
to reduced variability. The CTG trace demonstrates a decrease in
variability at 8.43 pm.125
132 Midwife Elliott explained that when a trace becomes 'flat',
repositioning the mother and increasing IV fluids may improve blood
flow to the foetus.126 At 8.46 pm a manual entry made on the trace
records that Ms Lalezari was 'repositioned, IVH increased'.127
Approximately four minutes later, improving variability was
recorded.128
133 Midwife Elliott further explained that the usual practice upon
identifying a 'non-reassuring' or 'abnormal' trace would be to notify
medical staff.129 There is nothing in the integrated medical records to
suggest that a doctor was notified or that the trace was reviewed by a
medical practitioner at that time.130
118 ts 612.
119 ts 161, ts 200.
120 ts 611.
121 ts 614.
122 Exhibit D1-34, page 208.
123 ts 618.
124 ts 618.
125 Exhibit D1-34, page 208.
126 ts 619.
127 Exhibit D1-34, page 208.
128 Exhibit D1-34, page 208.
129 ts 619.
130 Exhibit D1-17.
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134 Ms Lalezari gave evidence that no doctor attended her at any time
during the evening of 27 August.131 Other than the entry made by the
senior registrar at 7.45 pm, there were very few entries in the integrated
medical notes suggesting that a doctor undertook any review of the
CTG trace. I accept that the extent of Ms Lalezari's contact with
medical practitioners throughout the IOL was limited and that the
majority of her care and monitoring was undertaken by midwives.
135 The midwife rosters were divided into morning, afternoon and
evening shifts: the morning shift running from 7.00 am until 3.30 pm,132
and the afternoon shift starting at 1.00 pm and finishing at 9.30 pm.133
The first half an hour of each shift involved a handover during which
the midwives finishing their roster would brief the incoming midwives
as to the status of each patient.
136 Each midwife was responsible for managing an allocated number
of patients which would vary from one-on-one care if the patient was in
active labour,134 to 'four or five' when dealing with women who were
undergoing an IOL.135 Generally, when a woman was undergoing an
IOL, the 'usual practice' would be for a midwife to carry out
'observations' on a patient every four hours. However, when a CTG
trace is running, this would be frequently monitored 'as much as we
can' and would not be left unattended for more than 10 minutes.136
137 Notwithstanding the apparent frequency with which the CTG trace
was monitored, there were few contemporaneous records of the CTG
readings in the integrated medical notes or any other centralised record.
This appears to have been because the CTG trace was displayed 'live'
and its historical data could be reviewed directly on the device.
Even so, there does not appear to have been any consistent system for
the periodic review, interpretation, and recording of the trace.
138 The defendant accepts that CTG readings were not systematically
recorded on each occasion the trace was reviewed, but contends that the
plaintiff has not established how this constitutes a breach.137 This is a
matter to which I will return in greater detail below. What is clear,
however, is that although the CTG trace may have been monitored
131 ts 113.
132 ts 623.
133 ts 609.
134 ts 610.
135 ts 624.
136 ts 629.
137 Defendant's closing submissions, pars 43 - 44.
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frequently, there was no systematic process implemented by the
defendant, or if such a process existed it was not followed, for periodic
review, 'fresh eyes' assessment, and recording of the CTG readings.
139 The evening handover occurred at approximately 9.30 pm,138
during which a review of the CTG trace would ordinarily be
undertaken. At that time, Ms Lalezari's CTG demonstrated a marked
improvement in variability compared to the trace at 8.43 pm,139 and this
improvement persisted until approximately 10.47 pm.140 Thereafter,
the trace showed periods of reduced variability until around 11.37 pm.
If any review or analysis of the CTG was undertaken during this period,
there is no record of it in the integrated medical notes. The CTG
monitoring was discontinued at 11.51 pm for the evening.
28 August 2020
140 At 1.10 am on the morning of 28 August the notes record 'CTG
periods of decreased variability. Given iced water [with] good effect.
CTG removed after normal variability and good accelerations'.141
A copy of the CTG recording has not been produced,142 but is
consistent with Ms Lalezari's evidence that she recalled the CTG being
placed back on her during the night.143 Continuous monitoring does not
appear to have recommenced until 4.49 am.144 An entry in the
integrated notes at 4.50 am records the CTG was reapplied 'as per coord
instructions due to neonatal risk factors'.145
141 Midwife Keri Dunbar was the registered midwife who assumed
responsibility for Ms Lalezari's care as part of the morning team.
That handover occurred bedside,146 during which Midwife Dunbar
conducted a review of the CTG trace. The integrated notes record the
trace as being 'afebrile' with 'decreased variability'. This is consistent
with what can be seen in the CTG readings observed between 7.37 am
and 7.44 am.147
138 Exhibit D1-17, page 119.
139 Exhibit D1-34, pages 210 - 211.
140 Exhibit D1-34, pages 213 - 215.
141 Exhibit D1-17, page 119.
142 Exhibit D1-34.
143 ts 163 - ts 164.
144 Exhibit D1-34, pages 216 - 218.
145 Exhibit D1-17, page 119.
146 ts 624.
147 Exhibit D1-34, page 224.
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142 These observations were made following a period where the CTG
had been off from 7.17 am - 7.36 am.148 No explanation was provided,
nor is apparent, as to why the CTG was off during that period.
Accordingly, it is unclear as to whether there had been decreased
variability prior to 7.37 am and, if so, for how long. In response,
Midwife Dunbar administered a further bag of fluids149 at 7.50 am.150
Shortly thereafter, the trace began to show improvements in
variability.151
143 The medical handover took place at 8.00 am in the handover
room.152 The registrar who appears to have assumed primary
responsibility for Ms Lalezari was Dr Marcano.153 The handover room
was equipped with a facility that enabled the CTG traces of all patients
on the ward to be reviewed remotely. It was routine practice to review
the CTG during handover.154
144 The integrated notes include an entry by Dr Marcano documenting
a 'formal' review, in the sense that her qualitative assessment of the
CTG trace was recorded. She did not, however, note the exact time of
this assessment. Following the review, Dr Marcano advised
Ms Lalezari that she could take a break from CTG monitoring to go for
a walk. The trace recordings indicate a pause in monitoring at
8.39 am,155 suggesting that the review likely occurred around this time.
145 The integrated notes indicate that the CTG readings were within
normal parameters. Nevertheless, Dr Marcano requested a review by
the on-duty consultant, Dr Beale.156 This review took place at 9.20 am,
after which Dr Beale ordered the resumption of CTG monitoring,
which recommenced at 9.31 am.157
146 Whilst Dr Beale had no independent recollection of reviewing the
trace, she explained that the reason she would have recommenced
monitoring was consistent with standard practice: where a patient was
exhibiting a CTG trace similar to Ms Lalezari's, monitoring would
typically continue until there was a sufficient period of reassuring
features before it could be safely discontinued.
148 Exhibit D1-34, pages 223 - 224.
149 ts 627.
150 Exhibit D1-23, page 178.
151 Exhibit D1-34, page 225.
152 Exhibit D1-17, page 120.
153 ts 880.
154 ts 878.
155 Exhibit D1-34, page 226.
156 ts 880.
157 Exhibit D1-34, page 228.
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147 Throughout the day, the CTG trace was at various points removed
and reapplied with it being reviewed intermittently. Ms Lalezari began
to complain of increasing pain throughout the morning.158 At 10.50 am
she was given Panadeine Forte.159 Observations were conducted at
11.45 am,160 during which the CTG trace was briefly administered for
approximately 90 seconds.161 After that, the CTG trace does not appear
to have been reapplied until 1.52 pm.162
148 At 1.00 pm,163 Midwife Palandri commenced the afternoon shift
and assumed responsibility for Ms Lalezari's care. She described the
shift as being 'busy', with her being responsible for multiple patients.
During the handover process, Midwife Palandri introduced herself to
Ms Lalezari and undertook clinical observations.
149 Although the relevant entry in the integrated medical notes was
made retrospectively at 5.00 pm, it records that the observations were
conducted at 2.00 pm and were within normal limits.164 The CTG trace
documented the presence of accelerations, a foetal heart rate of
147 bpm and was considered normal. Ms Lalezari was experiencing
contractions but was able to talk through them, indicating they were not
intense.165 Notwithstanding this, Ms Lalezari reported pain, and
Midwife Palandri accordingly provided advice regarding available pain
relief options.
150 The clinical notes record that Ms Lalezari's '1st stage labour'
commenced at 1.00 pm.166 It is unclear whether this entry was intended
to refer to the onset of active labour or to some other phase. There is no
indication that, at that time, Ms Lalezari was experiencing contractions
of sufficient regularity to constitute active labour, nor that she had
reached the requisite level of cervical dilation.
151 In any event, Midwife Palandri accepted that she made this entry
retrospectively.167 For the reasons developed below, I do not regard
Midwife Palandri's notes, particularly those made retrospectively,
as reliable. This entry illustrates the difficulty as it is not readily
158 ts 116.
159 Exhibit D1-17, page 121.
160 Exhibit D1-25, page 182.
161 Exhibit D1-34, page 231.
162 Exhibit D1-34, page 232.
163 ts 1108.
164 Exhibit D1-17, page 121; ts 1115.
165 ts 1116.
166 Exhibit D1-24, page 180.
167 ts 1132.
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reconcilable with the note she also made retrospectively, referred to at
[149], which recorded her first observations of Ms Lalezari, supposedly
being at 2.00 pm.
152 Accordingly, regardless of what was intended by the reference to
'1st stage labour', I do not accept this entry as an accurate reflection of
whatever it is purporting to record. What is a more reliable source,
however, is what can be seen on the CTG trace when it was
readministered which suggests that, from approximately 1.55 pm,
Ms Lalezari was experiencing regular contractions.168
153 At 2.55 pm Midwife Dunbar administered tramadol to Ms Lalezari
due to her complaint of increasing pain.169 The medical notes state that
at this time the CTG was 'in situ'.170 In light of Midwife Dunbar's
evidence that 'if a CTG is on we want to be looking at it as much as we
can',171 it is reasonable to infer that if the CTG was in place at the time
she administered the tramadol, she would have reviewed the trace in the
course of doing so.
154 When subsequently asked in evidence to interpret the trace at
2.50 pm, Midwife Dunbar observed that, while it was 'technically …
normal', she expressed hesitation regarding the degree of reduced
variability, noting that it appeared to be less than 5 bpm. When asked
whether she would have been content to remove the CTG or would
have preferred continued monitoring, she responded:172
Look, I - I don't think I took the CTG off. I would maybe have left it on
for another 10 minutes, just to get a little bit more normal,
but technically it meets criteria in every - yeah, the midwives made the
decision.
155 The CTG remained in place for a further 22 minutes and was
removed at 3.12 pm. The trace records indicate that, at the time of
removal, it was assessed as 'slightly better'.173
156 At 4.50 pm, Ms Lalezari consented to a vaginal examination,
which confirmed that her cervix was dilated to only 3 cm.
Accordingly, despite having experienced regular contractions for nearly
168 Exhibit D1-34, page 232.
169 ts 642.
170 Exhibit D1-22, page 175; Exhibit D1-17, page 121; ts 642.
171 ts 629.
172 ts 657.
173 Exhibit D1-34, pages 234 - 235; ts 656.
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three hours, her cervical dilatation remained insufficient to meet the
criteria for the active phase of labour.174
157 At some point after 5.30 pm, Midwife Palandri took her tea break,
having arranged for another midwife to monitor Ms Lalezari's CTG
trace in her absence.175 At 5.35 pm, the CTG trace was discontinued
for approximately eight minutes to allow Ms Lalezari to complete her
evening prayers,176 before recommencing at 5.43 pm.177
Critical window
158 Upon returning from her tea break, Midwife Palandri attended
Ms Lalezari. A retrospective entry written by Midwife Palandri in the
integrated medical notes suggests this occurred at approximately
6.20 pm,178 although it is not necessary to determine the precise time of
her return. What is material is that, upon reviewing the CTG trace,
it appeared abnormal. The medical notes record the features that
suggested possible abnormality were reduced variability and possible
late decelerations.179
159 Midwife Palandri was uncertain whether the decelerations were in
fact 'late', as the CTG was not adequately capturing Ms Lalezari's
contractions, and the classification of a late deceleration depends on its
proximity to the contraction.180 Consistent with hospital policy,
Midwife Palandri paged the registrar to review. Ultimately, as is
outlined in further detail below, that review did not occur.
160 At the same time, due to the amount of pain Ms Lalezari was
complaining of, Midwife Palandri arranged for an anaesthetist to attend
to administer an epidural to Ms Lalezari.181 At approximately 6.45 pm
the anaesthetist attended and commenced the process of administering
the epidural,182 with observations then commencing from 6.55 pm.183
161 For the purposes of administering the epidural, the transducer
monitoring uterine contractions was required to be removed, as it is
ordinarily secured to the patient's abdomen by a strap and the
174 Exhibit D1-17, page 121.
175 ts 1117.
176 ts 118.
177 Exhibit D1-34, page 238.
178 Exhibit D1-17, page 122.
179 Exhibit D1-17, page 122.
180 ts 1118.
181 Exhibit D1-17, page 122; ts 1120.
182 Exhibit D1-30, page 191; ts 1125.
183 Exhibit D1-30, page 192; ts 1122.
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anaesthetist requires a sterile field on the patient's back to insert the
needle. The transducer monitoring the foetal heart rate, however, could
remain in place by being positioned beneath the patient.184
Accordingly, between 6.43 pm and 6.57 pm, the CTG trace shows a
'flatline' in the tocograph, consistent with the period during which the
epidural was being administered.185
162 Dr Marcano was the registrar who received Midwife Palandri's
page. Her evidence was that she could not recall what time she
answered the page, but when she arrived at Suite 12 she saw
Midwife Palandri, Ms Lalezari and the anaesthetist who was about to
shortly administer the epidural.186 Dr Marcano estimated that the
anaesthetist was likely to do so in approximately the next 10 minutes.187
163 If that is correct, then Dr Marcano must have attended the room at
some point proximate to 6.45 pm given the tocograph resumed
at 6.57 pm.
164 On observing that the anaesthetist was in the process of
administering the epidural, Dr Marcano stated words to the effect of 'I'll
be back' and then left the room.188 Notably, she did not speak with
Midwife Palandri or make any inquiry as to the reason for the page or
the nature of the concern. Midwife Palandri had no recollection of
Dr Marcano coming to the room at all.189
165 Further, notwithstanding Dr Marcano acknowledging that it was
possible to review the CTG trace history even whilst a patient was
being prepared for, or receiving, an epidural, Dr Marcano took no steps
to do so.190
166 Shortly after the epidural, Midwife Palandri observed further
decelerations on the CTG. She responded by hitting the emergency
assist bell,191 though could not recall what time that was. Dr Marcano
had not returned to the room prior to then.192
184 ts 1126 - ts 1127.
185 ts 1126.
186 ts 892.
187 ts 959.
188 ts 893.
189 ts 1121.
190 ts 894.
191 ts 1129.
192 ts 894, ts 925.
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167 An entry in the integrated medical notes made by
Midwife Palandri and marked '19:00' reads:193
Epidural in. Prolonged bradycardia x 2. IV fluids ↑ repositioned.
Assist button called . Drs all came into rm with coordinator.
ARM [artificial rupture of membranes] performed by reg. CTG -
tachycardia to 180 bpm with decelerations, being consented for
probable c/s [caesarean section]. Consultant back in room.
Orders going for cat 1 c/s [caesarean section]. Taken to theatre.
Straight in theatre rm 2 & prep for c/s [caesarean section]. 3 paeds
[paediatricians] present in OT prior delivery.
168 Although the note is time‑stamped at 7.00 pm, Ms Palandri
accepted that it was not written at that time and that it was a
retrospective entry. That conclusion is apparent from the content of the
entry itself, which records events that occurred well after 7.00 pm.
Accordingly, notwithstanding Midwife Palandri's evidence that the note
was written 'a few minutes after' 7.00 pm,194 its contents demonstrate
that it could only have been made after Ms Lalezari had been taken to
theatre, which, for reasons I will later outline, did not occur until after
7.42 pm. In those circumstances, the 7.00 pm time‑stamp cannot be
regarded as a reliable indicator of the actual timing of the events
described.
169 Ms Lalezari recalled that 'probably around 7 [pm]' as the
anaesthetist was leaving the room, two 'staff member[s]' examined her
at around '7:05' or '7:10',195 during which her membranes were
ruptured.196 Mr Lalezari recalled the epidural being administered
'around 6:50 pm', following which Ms Lalezari's waters were broken197
at around 7 pm.198 Both consistently maintained the two people who
attended were 'staff members'199 and had difficulty in accepting they
were Dr Marcano and Dr Beale. Despite that difficulty, for reasons
outlined below, I am satisfied that the two people referred to were
indeed Dr Marcano and Dr Beale.
170 Dr Marcano was unable to recall the precise time at which the
assist bell was activated but recalled that when it was, she was
attending another patient on the labour ward and had begun making an
193 Exhibit D1-17, page 122; ts 1135.
194 ts 1136, ts 1151.
195 ts 172.
196 ts 119.
197 ts 202.
198 ts 226.
199 ts 174, ts 226.
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entry in that patient's integrated medical notes. That entry was left
incomplete when she was interrupted to respond to the assist bell.200
The note is timed 7.00 pm, suggesting that the assist bell was activated
shortly thereafter.201
171 That evidence is, at first glance, difficult to reconcile with a
separate entry in Ms Lalezari's medical notes recording that an artificial
rupture of membranes (ARM) occurred at 6.55 pm.202 As already
noted, I am satisfied that the ARM was performed by Dr Marcano, and
that it occurred shortly after she returned to Ms Lalezari's room.203
172 In offering a potential explanation for that apparent inconsistency,
Dr Marcano's evidence was that discrepancies sometimes existed
between wall clocks and monitor times in different rooms.204 If that is
so, then that necessarily undermines the reliability that can be placed on
the timing recorded in Dr Marcano's incomplete entry in the other
patient's medical notes.
173 Nevertheless, I accept Midwife Palandri's evidence that the reason
for the apparent inconsistency was that her entry recording the timing
of the ARM was a retrospective entry and likely to be wrong.205
That concession, however, reinforces the broader concerns I have
already expressed regarding the reliability of Midwife Palandri's entries
in the integrated medical notes.
174 Dr Beale did not independently recall when she attended Suite 12,
but said she arrived within 'less than a minute' upon hearing the
emergency assist bell.206 A retrospective entry made by her at 8.50 pm
in the integrated medical notes initially recorded 6.50 pm but was
subsequently crossed out and amended to '~ 1910 hours'.207
175 Dr Beale recalled that Midwife Palandri was already present in the
room when she arrived, and that Dr Marcano and the senior registrar,
Dr Paterson, were either already there or arrived around the same
200 ts 896.
201 Exhibit 2.
202 Exhibit D1-24, page 180.
203 ts 897.
204 ts 945.
205 ts 1131 - ts 1132, ts 1153.
206 ts 975.
207 Exhibit D1-17, page 124.
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time.208 Shortly after arriving, Dr Beale directed Dr Paterson to attend
other duties elsewhere as her additional assistance was not required.209
176 Taken together, these errors illustrate the significant difficulties in
extracting from the integrated medical notes, or the evidence generally,
any reliable or precise account of when Midwife Palandri activated the
call-assist bell and when it was that any of the defendant's treating
clinicians may have attended upon Ms Lalezari in response.
177 Ultimately, resolution of this issue turns largely on what can be
ascertained from the objective record contained in the CTG at the
relevant time, considered alongside the recollections of the clinicians
involved in Ms Lalezari's care.210
178 The evidence of Dr Marcano, Dr Paterson and Dr Beale, as well as
that of Mr and Ms Lalezari, was consistent in one important respect:
those who responded to the call-assist bell arrived only after the
anaesthetist had left the room. The CTG printouts show that tocograph
activity resumed at 6.57 pm, indicating that the epidural procedure had
concluded by that time and that the anaesthetist departed shortly
thereafter. It follows that the call-assist bell must have been activated,
and the doctors must have attended, at some point after 6.57 pm.
179 As outlined at [167], Midwife Palandri in her retrospective note
recorded 'Prolonged bradycardia x 2' and that it was the occurrence of
the prolonged bradycardia that caused her to press the assist button.
Her evidence was:211
I would have been looking at it closely with the first deceleration.
And then with the second, I would have pressed [the call assist].
180 In re-examination Midwife Palandri was asked to identify,
by reference to the CTG printout, what features caused her to press the
call assist. Her answer was:212
1901was the start of the first complicated variable. And then at - then
1906, it looks like, it's the start of the prolonged deceleration. …
… Relative to those, it would have been after - around the first one …
[i]t would have been a little bit after it because I would have seen it go
down and just waited to see what was happening.
208 ts 976.
209 ts 977.
210 Exhibit D1-34, pages 240 - 241.
211 ts 1152.
212 ts 1158.
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181 As can be seen, Midwife Palandri's account in re-examination
differs materially from her evidence in cross-examination.
In cross-examination, she stated that the assist bell was activated after
the second deceleration; in re-examination, she placed it between the
first and second decelerations.
182 The CTG printout indicates that the first deceleration occurred at
7.01 pm and the second at 7.06 pm. The divergence between her two
versions therefore amounts to a difference of approximately
five minutes which, for reasons discussed further below, is of material
significance.
183 Ultimately, I accept what Midwife Palandri said in
cross-examination. Her account of pressing the assist bell after
observing the start of the second deceleration, rather than before,
accords with her, albeit retrospective, note recording two periods of
bradycardia followed by the call assist being pressed. It is also
consistent with what she said in evidence-in-chief that she had observed
'decelerations', so plural, before pressing the assist button. Moreover,
as will be discussed further below, that timing is also far more
consistent with the balance of the remaining evidence.
184 Dr Marcano also recalled that, upon entering the room, she
observed from the CTG monitor that the foetal heart rate was low.
By reference to the CTG traces,213 she also gave evidence that this
observation coincided with the heart rate decreases visible at
approximately 7.06 pm, and that she entered the room within the two
minutes following that drop, and prior to its recovery at 7.08 pm.214
185 This timing is also broadly consistent with Dr Beale's account,
discussed at [174], as well as the note she made, albeit retrospectively,
that the call bell was activated and she attended at 7.10 pm.
186 Dr Paterson could not recall what time she attended the room,
other than to say she attended immediately after hearing it and that she
thought it was 'relatively early on in the shift'.215 She had commenced
her shift at 5.00 pm216 with the handover finishing at approximately
5.30 pm.217 When she arrived in the room she arrived approximately at
213 Exhibit D1-34, page 241.
214 ts 933.
215 ts 554.
216 ts 550.
217 ts 553.
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the same time as Dr Marcano.218 She could not recall if Dr Beale was
already present or arrived just after Dr Paterson.219
187 In light of Dr Beale's evidence, I am satisfied that Dr Beale was
the last to arrive after Dr Paterson and Dr Marcano. By reference to
Dr Marcano's evidence, that would suggest that Dr Paterson would also
have arrived sometime proximate to the resolution of the prolonged
deceleration at 7.08 pm, consistent with Dr Beale's approximation of
7.10 pm.
188 Dr Paterson confirmed that while she was present in Ms Lalezari's
room, she was asked to prescribe an additional bag of IV fluids.220
This accords with Midwife Palandri's retrospective note indicating 'IV
fluids ↑', which she explained was a reference to the administration of
further fluids221 and that IV fluids cannot be administered without an
order from a doctor.222 It is therefore apparent that this notation refers
to the IV fluids prescribed by Dr Paterson and subsequently
administered by Midwife Palandri.
189 Dr Paterson identified her handwriting and signature on the
prescription for a new IV fluid bag commencing at 7.15 pm.223
Although, as already noted, there are issues concerning the reliability of
certain time entries in the records, this timing is broadly consistent with
the evidence outlined above and suggests that Dr Paterson was present
in Ms Lalezari's suite at or around 7.15 pm. Coupled with Dr Beale's
evidence that, shortly after entering the room she told Dr Paterson that
her assistance was not required, this provides further assistance in
establishing the sequence and timing of events and supports the
conclusion that Dr Beale's correction of the time entry from 6.50 pm to
7.10 pm in her retrospective entry is likely to be accurate.
Summary of relevant findings
190 Based on the evidence outlined above, I am satisfied of the
following:
218 ts 554.
219 ts 557.
220 ts 602.
221 ts 1135.
222 ts 1133.
223 ts 602.
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1. At or about 6.20 pm, upon detecting concerning features on the
CTG trace, namely reduced variability and possible late
decelerations,224 Midwife Palandri requested a registrar review.
No review in response to that request occurred.
2. Between 6.43 pm and 6.56 pm, the tocograph was removed
from Ms Lalezari to enable administration of the epidural.
If Dr Marcano attended in response to the review request,
her attendance must have occurred during this period which was
approximately between 25 - 30 minutes after the request had
been made.
3. While the absence of the tocograph meant that an accurate CTG
assessment could not be made during the period it was absent,
it did not prevent Dr Marcano from reviewing the CTG up to
6.42 pm or from asking Midwife Palandri why the review had
been requested. Neither occurred.
4. At 7.01 pm and again at 7.06 pm, Midwife Palandri observed
further concerning CTG features, specifically, abnormal
decelerations consistent with bradycardia. After observing the
start of the second deceleration at 7.06 pm, she activated
the call‑assist bell.
5. In response, Dr Marcano, Dr Paterson and Dr Beale attended
Suite 12 immediately arriving in close succession to each other
with Dr Beale arriving last at approximately 7.10 pm.
6. Upon their arrival, all three doctors reviewed the CTG trace.
This marked the first occasion on which the CTG had been
reviewed by any of the defendant's treating doctors since
Midwife Palandri had requested medical review approximately
50 minutes earlier after having identified features she, at that
time, considered to be concerning.
7. When the trace was finally reviewed, it already showed
two episodes of potentially significant decelerations in the
baseline foetal heart rate which were potentially problematic.
Events immediately leading up to delivery
191 There was a significant divergence in the evidence as to what
happened after Dr Marcano and Dr Beale attended Suite 12.
224 Exhibit D1-17, page 122, recorded as a retrospective note.
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192 As noted above, Mr and Ms Lalezari maintained that the ARM
was performed by 'two staff members' who then left, after which
Midwife Palandri spent some time looking for a doctor225 due to
concerns that Mr and Ms Lalezari held about the performance of the
procedure. After approximately half an hour, Dr Marcano and Dr Beale
then came into the room.226 Mr Lalezari estimated this to be
approximately 7.40 pm.227
193 I do not accept that account. Midwife Palandri gave clear
evidence that after the 'doctors came into the room' in response to the
call-assist bell, the registrar,228 Dr Marcano, performed the ARM.
Both Dr Marcano229 and Dr Beale gave evidence to similar effect,230
which was unchallenged. Their evidence was also consistent with the
entries made in the integrated medical notes, albeit retrospectively.231
194 While it may be accepted that Dr Marcano and Dr Beale were not
well known to Mr and Ms Lalezari at the precise time the ARM was
performed,232 by the time they gave evidence, that position had
changed. Throughout their evidence, Mr and Ms Lalezari referred to
Dr Marcano and Dr Beale as 'Dr Marie' and 'Dr Jenny' respectively.
In those circumstances, their continued difficulty in accepting that
either Dr Marcano or Dr Beale performed the ARM, and their firm
adherence to the position that it was carried out by someone other than
a doctor,233 gives rise to concern as to the reliability of their
recollections surrounding this issue.
195 It appears that it is possible Mr and Ms Lalezari may have
conflated the earlier period, during which Midwife Palandri was
attempting to locate a doctor to conduct the review requested at
6.20 pm, with the events that followed the ARM performed by
Dr Marcano shortly after her arrival at just after 7.10 pm. In any event,
the inconsistency in their account, together with other discrepancies
discussed below, leads me to further doubt the reliability of Mr and
Ms Lalezari's recollection of subsequent events.
225 ts 173, ts 202.
226 ts 123.
227 ts 203.
228 ts 1130.
229 ts 898.
230 ts 978.
231 Exhibit D1-17, pages 122, 124.
232 ts 225.
233 ts 173 - ts 175, ts 225 - ts 226.
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196 Dr Marcano recalled that at the time of entering Suite 12 and
examining the CTG, the period of deceleration she was observing
recovered. The significance of this to the timing is discussed at [184].
That recovery had occurred following repositioning of Ms Lalezari by
Midwife Palandri and would have also roughly coincided with the
commencement of the IV fluids prescribed by Dr Paterson. This is
consistent with the retrospective entry made by Midwife Palandri
discussed at [167].
197 Where a CTG trace is demonstrating abnormalities, one method of
assessing the significance of those abnormalities is through
repositioning the mother and increasing IV hydration to see if that
results in the abnormalities resolving.234 This is a matter that I will
return to in further detail later in these reasons.
198 Upon Dr Beale entering the room, Midwife Palandri informed her
that the foetal heart rate had dropped and that there had been a
prolonged deceleration.235 After being apprised of the situation,
Dr Beale and Dr Marcano reviewed the CTG to assess whether the
deceleration had resolved and whether any additional concerning
features were present, including abnormalities in the baseline heart rate,
variability, or other features on the trace.236 It is clear that what
Dr Beale described constituted a clinical assessment of the CTG,
which necessarily involved a subjective evaluation of the features
displayed on the trace.
199 As part of the assessment, Dr Marcano conducted a vaginal
examination, confirming that Ms Lalezari's cervix was now 4 cm
dilated. This indicated that active labour had commenced, and some
additional dilation had occurred.237 However, at 4 cm, the cervix was
still insufficiently dilated to permit a vaginal delivery.
200 Dr Beale directed Dr Marcano to perform the ARM, both to
stimulate contractions in an effort to increase cervical dilation,238
as well as to enable an examination of the colour of the liquor239 to be
undertaken. Liquor colour can be an indicator of foetal wellbeing.240
234 Exhibit D3-129, page 736.
235 ts 976.
236 ts 977.
237 ts 977.
238 ts 480.
239 In this context, 'liquor' is a reference to the medical term for the amniotic waters.
240 ts 496, ts 978.
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201 Dr Marcano recalled the liquor as clear,241 and made a
retrospective note to that effect.242 Dr Beale, by contrast, recalled that
the liquor was bloodstained,243 and likewise recorded this
retrospectively.244
202 Dr Marcano explained how these apparently inconsistent
observations could be reconciled,245 and in light of that explanation,
the difference does not cause me any concern regarding the reliability
of either doctor's account. I accept Dr Beale's evidence that the liquor
showed signs of bloodstaining and, more importantly, that the presence
of bloodstaining was not, in itself, a cause for concern.246
203 At the conclusion of the examination, because the CTG had shown
concerning features, namely reduced variability together with a
prolonged deceleration, and because Ms Lalezari remained in early
rather than advanced labour, Dr Beale formed the view that it was 'very
likely'247 Daniella would need to be delivered by caesarean section.
Dr Beale informed Mr and Ms Lalezari of this possibility. I also accept
Dr Marcano's evidence that Dr Beale advised Mr and Ms Lalezari that
they would 'wait and watch'248 to see whether the CTG improved and
that, if it did not, a caesarean would then be necessary.
204 In preparation for a possible caesarean delivery, Dr Beale
instructed Dr Marcano to obtain Ms Lalezari's consent for the
procedure. Dr Beale then left the room to attend to other duties.249
She estimated this to be approximately 7.15 pm.250
205 As is apparent from the evidence summarised above, when
Dr Beale left Suite 12 a final decision regarding the need for a
caesarean section had not yet been made. However, given the
substantial likelihood that a caesarean would be necessary, preparations
were being made for that probable outcome. The approach adopted
was to observe whether the CTG demonstrated further improvement
and, if it did, to continue with the IOL in the hope of achieving a
vaginal delivery. If the CTG did not improve, a caesarean was
241 ts 913.
242 Exhibit D1-17, page 122.
243 ts 978.
244 Exhibit D1-17, page 124.
245 ts 944.
246 ts 978.
247 ts 979.
248 ts 898.
249 ts 898, ts 979.
250 ts 980.
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probable. It was also clear that the planned period of further
monitoring was not expected to be lengthy before a final decision
would be made.251
Obtaining consent
206 Upon Dr Beale leaving the room, Dr Marcano was left with the
task of securing Ms Lalezari's consent for the possible caesarean
procedure. At this point, the only occupants within Suite 12 were
Mr and Ms Lalezari, Dr Marcano and Midwife Palandri.
Mr and Ms Lalezari
207 Once again Mr and Ms Lalezari gave broadly similar accounts of
what took place. However, the consistency between their recollections
does not lead me to place additional weight on their evidence for the
same reasons I have outlined at [30]. Likewise, the inconsistencies
between their account and the evidence of other witnesses which I have
discussed at [192] and [193] continue to cause reservations about the
reliability of their account of subsequent events.
208 According to Mr and Ms Lalezari, at approximately 7.30 pm,252
having been away from the room for approximately 30 minutes
following the ARM, Dr Beale and Dr Marcano returned to the room
and began discussing the caesarean section procedure and its associated
risks with Ms Lalezari. This conversation continued for 'a while',
during which Mr and Ms Lalezari asked a 'couple of questions',
which were addressed by the doctors.253
209 Whilst this was occurring, staff were gathering outside the
doorway to the room. Dr Beale went to the doorway where she had a
brief conversation with the staff before returning to Ms Lalezari's
bedside and informing her that an emergency caesarean was necessary.
Dr Beale provided Ms Lalezari with a consent form, which Ms Lalezari
immediately signed, before passing it to Mr Lalezari. Ms Lalezari was
then taken to the operating theatre.254
210 The common themes that emerged from Mr and Ms Lalezari's
evidence about what took place were as follows:
251 ts 980.
252 ts 177.
253 ts 124.
254 ts 124.
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1. The conversation about a caesarean occurred sometime after the
ARM and from 7.30 pm onwards.255
2. The conversation was very short,256 being only a small number
of minutes in length.257
3. During the conversation, Mr and Ms Lalezari asked a small
number of questions.258
4. Dr Beale remained in the room throughout the entirety of the
conversation and did not leave the room.259
5. At least one of the doctors had a conversation with other staff at
the door to the room, following which Mr and Ms Lalezari were
then advised of the need for an emergency caesarean.260
6. When asked to do so, Ms Lalezari immediately consented to the
emergency caesarean,261 after which she was then taken to
theatre.262
Midwife Palandri
211 Although Midwife Palandri's recollection of the events is
limited,263 it nonetheless remains relevant. She recalled that 'the
registrar', identified as Dr Marcano, spoke first,264 and she also
remembered 'the consultant', being Dr Beale, returning to the room.265
212 This aspect of Midwife Palandri's evidence suggests that at some
point Dr Beale had left, which aligns with Dr Beale's account that she
instructed Dr Marcano to explain the caesarean procedure to Mr and
Ms Lalezari and to obtain consent, before leaving Suite 12 to attend to
other responsibilities. It is materially different to the account that
Mr and Ms Lalezari maintained in their evidence, as discussed
at [210.4].
255 Ms Lalezari said 7.30 pm (ts 177); Mr Lalezari said 7.40 pm (ts 203, ts 227).
256 ts 178.
257 Ms Lalezari said 5 - 10 minutes (ts 181); Mr Lalezari said 'a few minutes' (ts 203).
258 ts 181, ts 203.
259 ts 179.
260 Ms Lalezari said it was Dr Beale who went to the door (ts 178); Mr Lalezari said it was both Dr Beale and
Dr Marcano (ts 203), and that this occurred at approximately 7.47 pm (ts 227).
261 ts 179, ts 203, ts 227.
262 ts 180, ts 203.
263 ts 1134, ts 1138.
264 ts 1135.
265 ts 1138.
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Dr Marcano
213 Dr Marcano confirmed that she retained a memory of the
conversation that occurred with Mr and Ms Lalezari, independent from
what was refreshed from her review of the clinical notes. From her
evidence, I understood that her independent recollection did not extend
to the specific words spoken but rather to the tone of the exchange and
a distinct memory of how emotionally charged the situation was.
When describing her memory of the events she recalled:266
I felt very uncomfortable and I felt trapped and very stressed by the
situation, as I'd been tasked with something that is normally quite
simple, but was quite difficult. And also, with the knowledge that the
CTG had been abnormal and was abnormal and that I was struggling to
gain consent.
214 On the version of events given by Mr and Ms Lalezari, it is
difficult to see why the circumstances they described would have left
Dr Marcano with such a vivid and lasting impression. However, as will
be discussed in further detail below, the account provided by
Dr Marcano offers a clearer explanation for why the conversation
would have remained so memorable to her.
215 Dr Marcano commenced the conversation by explaining to Mr and
Ms Lalezari the risk of injury to surrounding structures and organs that
a caesarean presents. Her recollection was that upon mentioning the
risk of what might happen in a worst-case scenario, namely the need for
a hysterectomy, 'there became a lot of questions around that'.267
Similarly there were questions around the term 'foetal distress' and why
a caesarean would be required,268 and what clinical features were
present that were suggestive of foetal distress. It was also evident from
Dr Marcano's account that the person asking the majority of the
questions was Mr Lalezari.269
216 A recurring theme in the evidence of several witnesses who had
interacted with Mr Lalezari was their description of his inclination to
question matters more extensively than required. This characteristic
was evidently distinctive enough to leave a lasting impression, as these
witnesses were able to recall this tendency years after their interactions
with him. Examples included:
266 ts 899.
267 ts 901.
268 ts 901.
269 ts 901.
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1. As noted at [110], the consultation with Dr Brewin on
26 August, which included Mr Lalezari, was sufficiently long
for Dr Brewin to make a note of that fact in his record of the
meeting, which is something he would normally do when there
were 'multiple questions'.
2. Midwife Dunbar recalled that Suite 12 was 'at times quite a
difficult room' and that Mr Lalezari was 'quite obstructive' by
frequently being not 'overly accepting of what we were
recommending as care'.270
3. Midwife Palandri recalled that Mr Lalezari 'spoke a lot' for
Ms Lalezari.271
217 As will be discussed in further detail below, Dr Beale reported
experiencing similar behaviour from Mr Lalezari shortly after his
interactions with Dr Marcano, and the episode was of sufficient
significance that she also recalled it independently in her evidence.
218 I do not raise the above matters to criticise Mr Lalezari. It is
evident that he was a concerned husband supporting his wife through
her first pregnancy. However, this evidence is, in my view, consistent
with Dr Marcano's description of his behaviour during her conversation
with him and Ms Lalezari, and lends further weight to the reliability of
her account.
219 Likewise, it is not in itself unusual for a husband in Mr Lalezari's
position to ask questions, perhaps even several, about a proposed
procedure, particularly when concerned for his wife's wellbeing.
The plaintiff submits that Mr Lalezari should not be criticised for
wanting to ensure that he and Ms Lalezari were properly informed
about the medical risks associated with the procedure.272 I do not
disagree.
220 Given the plaintiff does not allege that the defendant breached its
duty by taking an unreasonably long time to obtain Ms Lalezari's
consent, it is ultimately not necessary for me to assess the
reasonableness of Mr Lalezari's conduct. In circumstances where
the court has not itself had to experience what Mr and Ms Lalezari
faced, it should be hesitant to do so. However, to the extent the
plaintiff's case may contain an implicit criticism of the time
270 ts 625.
271 ts 1108.
272 ts 1352.
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the defendant took in securing consent, I am satisfied that the delay was
not something the defendant reasonably anticipated, nor could have
anticipated.
221 Nonetheless, Mr Lalezari's conduct during this conversation
remains relevant to determining the length of time the process took,
particularly because of the divergence between the accounts given by
Mr and Ms Lalezari and that of Dr Marcano. For the reasons set out
in more detail below, the duration of this process bears materially on
the issue of causation. Accordingly, although I make no finding as to
the reasonableness of his conduct, it remains necessary for me
to resolve the differences between these accounts.
222 Dr Marcano's estimate at the time of giving evidence was that she
had obtained 'probably hundreds' of consents from patients for
caesarean section procedures,273 and at the time of dealing with Mr and
Ms Lalezari, probably '30 or 40'.274 Ordinarily, in her experience,
the time taken in order to obtain consent for a caesarean procedure
during labour would, subject to the clinical situation,
take approximately 5 - 10 minutes.275 This estimate based on her
experience was largely consistent with other estimates given.276
223 What emerges from Dr Marcano's evidence is that her enduring
memory was that this was not merely 'a couple of questions', nor even
the 'two to three' that Mr Lalezari recalled in his evidence.277 Rather,
the number and nature of his questions were, in her view, sufficiently
out of the ordinary that the exchange left a distinct and lasting
impression on her many years later. I accept Dr Marcano's evidence in
that regard as well as her estimate that the number of questions asked
during this process was '20, 30, [or] more'.278
224 It should also be remembered that the issues about which
Dr Marcano, and subsequently Dr Beale were being questioned had
already been the subject of extensive discussions between Mr and
Ms Lalezari and Dr Armari and Dr Brewin during their previous
consultations, as set out at [104] and [115]. Accordingly, many, if not
273 ts 904, ts 923.
274 ts 924.
275 ts 904 - ts 905.
276 Dr Beale estimated 'sometimes, maximum five minutes if patients have questions' (ts 981); Dr Paterson
estimated three to four minutes (ts 559); Professor Hyett estimated that the process of clinically assessing the
situation, formulating a decision about proceeding to a caesarean procedure and obtaining the patient's
consent ought to take, as an outer margin, 15 minutes (ts 512).
277 ts 203.
278 ts 901.
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all, of the matters that were now being raised predominantly by
Mr Lalezari during the discussion with Dr Marcano, and again with
Dr Beale, were matters that had already been explained.
225 The consequence of this is that I am satisfied this process took
more than the few minutes that Mr and Ms Lalezari described it as
taking in their evidence. Rather, I accept Dr Marcano's evidence where
she estimated that the process of endeavouring to obtain Ms Lalezari's
consent for a possible caesarean procedure took approximately
20 minutes,279 after which consent still had not been obtained.
Dr Beale
226 That 20-minute estimate was also consistent with Dr Beale's
unchallenged evidence. Dr Beale recalled that after receiving no update
from Dr Marcano about the progress in Suite 12, she checked the CTG
board and observed that Ms Lalezari's trace was 'very concerning'.
The CTG trace showed recurrent late decelerations, foetal tachycardia,
and reduced variability, all features which were indicative to Dr Beale
of hypoxia.280 Dr Beale immediately returned to Suite 12.
227 Upon returning, she was informed by Dr Marcano that consent
still had not been obtained, a fact that Dr Beale found shocking:281
[b]ecause I realised that she had been in there for 20 minutes and still
did not have consent. And that's a long time.
228 Dr Beale responded with words to the effect that '[t]he baby needs
to be born, because I am concerned'.282 Notwithstanding that advice,
Mr Lalezari continued to ask 'many questions' about why a caesarean
section was required.283 Dr Beale estimated that answering these
questions took a further 5 - 10 minutes.284 Dr Marcano gave a similar
estimate.285
229 The questions concerned why she considered a caesarean
necessary and which clinical features on the CTG had led her to that
conclusion. I accept Dr Beale's evidence that, given the circumstances
279 ts 905.
280 ts 980.
281 ts 981.
282 ts 981.
283 ts 982.
284 ts 982.
285 ts 906.
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then unfolding and the information she was providing, the number and
nature of the questions posed by Mr Lalezari were not typical of what
she would ordinarily expect from patients in such situations, and that
this was why the events remained clear in her memory.286
230 While responding to Mr Lalezari's questions, Dr Beale undertook
a further vaginal examination to confirm whether there had been any
additional cervical dilation that might permit a vaginal delivery and
thereby avoid the need for a caesarean section.
231 The examination took approximately 30 seconds,287 and confirmed
that vaginal delivery was not possible as Ms Lalezari was not
sufficiently dilated. After advising Ms Lalezari that she would
not reach the necessary level of dilation within the time available,288
Ms Lalezari gave her oral consent to proceed with the caesarean.289
232 The fact that Ms Lalezari only gave her oral consent after realising
that a vaginal delivery was no longer possible, and that a caesarean was
the only remaining safe option for Daniella's birth is entirely consistent
with my earlier finding at [119] regarding Ms Lalezari's strong
reluctance to undergo a caesarean section and her clear preference to
deliver vaginally.
233 Dr Beale estimated that the time between her re-entering the room
to advise Mr and Ms Lalezari that an emergency caesarean was
required, and Ms Lalezari providing that oral consent, was around
10 minutes.290 Based upon the retrospective note she subsequently
made,291 she approximated this to be 7.40 pm. Following the giving of
oral consent, preparations were then made for Ms Lalezari to proceed to
surgery.
234 During cross-examination both Mr and Ms Lalezari substantively
denied this version of events. As noted at [210], the accounts given by
Mr and Ms Lalezari differed materially to Dr Beale's on key aspects,
including the sequence of events, performance of the ARM, the clinical
assessment of foetal risk and advice, the securing of consent and time
taken, and the level of urgency about what was taking place that was
conveyed. Notwithstanding, none of Dr Beale's evidence on these
issues was challenged.
286 ts 982.
287 ts 982.
288 ts 982.
289 ts 988.
290 ts 983.
291 Exhibit D1-17, page 124; ts 983.
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235 In my view, the inconsistency between Dr Beale's unchallenged
account and the evidence given by Mr and Ms Lalezari is both material
and significant and substantially undermines the reliability of their
evidence on these matters. Dr Beale's account was, in any event,
materially corroborated by the evidence of Dr Marcano and
Midwife Palandri, and to some extent by Dr Paterson, for the reasons
discussed below. For the reasons set out at [42] - [45], where the
evidence is in conflict on these material Issues, I unhesitatingly prefer
and accept the evidence of Dr Beale over that of Mr and Ms Lalezari.
236 It follows that:
1. I do not accept the evidence of Mr and Ms Lalezari that they did
not appreciate the urgency of the need for a caesarean section
because they were never informed of it. Rather, I accept
Dr Marcano's evidence that, by the time Dr Beale returned to
Suite 12, Dr Marcano had already advised both Mr and
Ms Lalezari that a caesarean section was likely to be required
due to signs of foetal distress. I further accept that, upon her
return, Dr Beale was unequivocal in explaining both the
urgency of the situation and the basis upon which she was then
recommending an emergency caesarean section.
2. I do not accept the evidence of Mr and Ms Lalezari that
Ms Lalezari immediately signed the consent form upon being so
advised. Instead, I accept Dr Marcano's evidence that the
process of obtaining consent was protracted and took a
considerable period of time, being approximately 20 minutes.
I also accept Dr Beale's unchallenged evidence that, even after
the urgency of the circumstances and the significant risk to the
foetus were explained, it took a further period of approximately
10 minutes to obtain Ms Lalezari's oral consent.
Dr Paterson
237 Dr Paterson gave evidence that she attended the room when the
call‑assist bell was activated, arriving at approximately the same time
as Dr Marcano and, shortly thereafter, Dr Beale. She also said that
while she was in the room, she participated in a conversation between
Dr Beale and Mr and Ms Lalezari concerning the need for a category 1
caesarean section. The way in which Dr Paterson recounted her
recollection suggested that she viewed the events as a continuous
episode and that she had been present from the time the call‑assist bell
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was rung until consent was obtained. She had no recollection of any
conversation between Dr Marcano and Mr and Ms Lalezari.292
238 As noted at [189], I accept Dr Beale's evidence that upon entering
the room in response to Midwife Palandri activating the call‑assist bell,
she shortly thereafter directed Dr Paterson to attend to other duties.
In my view, this explains Dr Paterson's difficulty in recalling events
after her initial attendance, beyond what she described as her usual
practice of introducing herself, and why she could not recall any
conversation between Dr Marcano and Mr and Ms Lalezari.
239 It was apparent from Dr Paterson's evidence that her recollection
became clearer when she was asked about events in which she was
directly involved, that is, when she was describing her participation in a
conversation involving Dr Beale. In describing that conversation,
she prefaced her evidence by noting that Dr Beale had attended another
part of the labour ward before the discussion occurred.293 Dr Paterson's
recollection in this regard is consistent with Dr Beale's account that she
attended to other duties while Dr Marcano explained the caesarean
procedure to Mr and Ms Lalezari and sought to obtain Ms Lalezari's
consent.
240 Dr Paterson recalled that at the time of having the discussion,
both her and Dr Beale had formed the view that a category 1 caesarean
was necessary as the 'CTG was deteriorating'.294 Due to the limited
progress of the labour, expedited delivery was warranted.
241 Although Dr Paterson's recollection was that a category 1
caesarean required delivery within one hour, she accepted that this
recollection was likely unreliable.295 I accept Dr Beale's evidence that a
category 1 caesarean required delivery to occur within 30 minutes.296
As can be seen, a category 1 caesarean is a materially different clinical
position from the earlier possibility of a caesarean section that existed
when Dr Beale first left the room, and which Dr Marcano was
responsible for explaining to Mr and Ms Lalezari.
242 In my view, the fact that Dr Paterson described a conversation
about a category 1 caesarean, consistent with what would be regarded
as an emergency caesarean, and that this discussion occurred after a
292 ts 555.
293 ts 557.
294 ts 557.
295 ts 558.
296 ts 984.
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view had been formed that the CTG was deteriorating, aligns with the
substantive conversation that Dr Beale described as taking place upon
her return to Suite 12, approximately 20 minutes after leaving
Dr Marcano to obtain Ms Lalezari's consent.
243 Dr Paterson had no recollection of the specific details of that
conversation other than that Dr Beale was present, and that she herself
would have followed her 'usual practice', which involved explaining
concerns regarding the baby's heart rate and the need to proceed to
theatre 'sooner rather than later'.297
244 Notably, she recalled that the conversation lasted approximately
10 - 15 minutes because Mr Lalezari asked 'many questions', which she
estimated to be about 10, concerning the interpretation of the CTG.298
That aspect of her recollection, particularly as to the time taken to
obtain consent notwithstanding the increasing urgency of the situation,
is again consistent with Dr Beale's account and accords with the
evidence I have discussed at [216] concerning Mr Lalezari's conduct
more generally.
245 After those questions were addressed, consent was obtained from
Ms Lalezari, although Dr Paterson had no specific memory of that
occurring,299 and Ms Lalezari was then taken to theatre.
246 It is correct that Dr Beale, in her evidence, did not mention
Dr Paterson being present during the substantive conversation she had
with Mr and Ms Lalezari regarding the need for an emergency
caesarean. However, she did not suggest that Dr Paterson was absent
either. Her evidence was simply focused on her own role in the
discussion, although it did seem to suggest that she was the principal
person speaking.
247 Notwithstanding, as is discussed in further detail below,
Dr Paterson was the surgeon who ultimately performed the caesarean
section on Ms Lalezari,300 having been requested to do so by
Dr Beale.301 In that context, I accept that it is likely that Dr Paterson
participated in the conversation with Dr Beale in the manner she
described, culminating in Dr Beale's decision that Dr Paterson would
perform the procedure.
297 ts 558.
298 ts 559.
299 ts 559.
300 ts 561.
301 ts 984.
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248 Dr Beale confirmed that a caesarean section cannot proceed
without the mother's consent,302 though Dr Paterson confirmed verbal
consent was sufficient.303 Once consent is obtained, the procedure is
immediately booked with the theatre coordinator because a category 1
caesarean section requires delivery to occur within 30 minutes from
consent.304
249 The theatre booking form305 records that at 7.40 pm a booking
request was made, and the theatre was booked for 7.52 pm. Dr Beale
explained the theatre booking is made immediately once the mother has
consented,306 suggesting Ms Lalezari gave her consent at approximately
7.40 pm, consistent with the estimate that Dr Beale gave during her
evidence. Notably, it appears that Dr Beale made the booking.
250 The form also notes that Ms Lalezari was 'sent for' at 7.42 pm.
In seeking to interpret the form, Dr Paterson 'presume[d]' this indicated
that someone had activated the process for the patient to be called to
theatre.307 Dr Marcano explained that it means theatre are indicating
they are ready to receive the patient.308
251 Dr Marcano explained during the process of explaining the
caesarean procedure to Ms Lalezari and endeavouring to obtain her
consent, she had been pre-filling out the written consent form.309 It is
evident from the written consent that Ms Lalezari signed it, but other
than Ms Lalezari's evidence that she signed it 'straightaway, as soon as
they hand it to me',310 it is unclear how long after the oral consent was
given that she signed it.
252 After Ms Lalezari had signed the written consent, and while she
was being wheeled to theatre, Mr Lalezari began reading and altering
the document she had just signed. For reasons that were not made
clear, Mr Lalezari considered it necessary to delete the following
statements, notwithstanding that Ms Lalezari had already willingly
given her consent:311
302 ts 984.
303 ts 584.
304 ts 984.
305 Exhibit D1-47.
306 ts 985. This was also consistent with Dr Paterson's evidence at ts 579.
307 ts 580.
308 ts 966.
309 ts 902.
310 ts 179.
311 Exhibit PS-2.
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• I consent to clinical photographs taken during the procedure,
and filed in my medical record.
• I consent to a vaginal examination by the Medical Student
assigned to me, supervised by a Doctor, while I am
anaesthetised, if it is considered that a vaginal examination is a
necessary part of the procedure.
253 Having made those purported amendments and initialling them
with his own initials, despite the form being Ms Lalezari's written
consent, Mr Lalezari then photographed the altered form using his
mobile phone. Those two photographs, received without objection,312
were timestamped 7.49 pm.313 Given the theatre booking form records
Ms Lalezari being collected from Suite 12 at 7.48 pm and arriving in
theatre at 7.51 pm,314 this timing is broadly consistent with the
established chronology.
Summary of relevant findings
254 In summary, based on the evidence as outlined above, I am
satisfied of the following chronology of events:
1. Upon their arrival in Suite 12, Dr Beale, Dr Marcano and
Dr Paterson undertook a clinical assessment of the situation,
which included reviewing the CTG trace, interpreting the
observable features, recognising that those features were
abnormal and suggestive of a risk of acidosis, and taking steps
directed to the immediate management of that risk.
2. Those immediate management steps included a vaginal
examination, the performance of an ARM to exclude alternative
contributing factors suggested by the CTG, maternal
repositioning, and the administration of IV fluids.
3. During that assessment, the decelerations that had prompted
Midwife Palandri to activate the call‑assist bell self-resolved
and the foetal heart rate had returned to a level in excess of
150 bpm.
312 ts 205.
313 Exhibit PS-2.
314 Exhibit D1-47, page 267.
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4. Notwithstanding that temporary improvement, when Dr Beale
left Suite 12 at approximately 7.15 pm she advised Mr and
Ms Lalezari that Daniella was exhibiting signs of foetal distress
and that caesarean delivery was now likely.
5. It was made clear to Ms Lalezari that her consent would be
required before the procedure could proceed.
6. Over the ensuing period of approximately 20 minutes, efforts
were directed to obtaining Ms Lalezari's consent. Consent had
not been provided by the time Dr Beale returned to Suite 12.
7. During that interval, the CTG trace continued to deteriorate, to
the point where urgent delivery became necessary. Dr Beale
advised Mr and Ms Lalezari that a category 1 caesarean section
was now required, given that the CTG was now demonstrating
features that were potentially pathological.
8. Despite that advice, further discussions continued with
Ms Lalezari ultimately providing oral consent at or about
7.40 pm.
9. Once oral consent was obtained, a theatre booking was made at
7.40 pm. Ms Lalezari was sent for at 7.42 pm, collected from
Suite 12 at 7.48 pm, and arrived in theatre at 7.51 pm.
255 As is apparent from the above outline, a period of close to
30 minutes elapsed between the CTG first being reviewed by a
consultant medical practitioner, the recognition of possible foetal
compromise, and the identification of the likely need for caesarean
delivery, and the point at which Ms Lalezari's consent was finally
obtained. A significant proportion of that time was spent obtaining
Ms Lalezari's consent to the procedure. That interval cannot be said to
be attributable to any lack of clinical recognition or delay on the part of
the treating clinicians.
Caesarean procedure and delivery
Pre-surgery procedure
256 Dr Paterson explained that once a decision is made to proceed, one
of the doctors will call the theatre to book the procedure in, whilst
another doctor will head directly to the theatre to make the necessary
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arrangements.315 In this case, Dr Paterson was the doctor who headed
to the theatre whilst Dr Beale made the theatre booking.
257 Once the consent had been given, Dr Paterson immediately made
her way to the theatre, which was situated on the level directly above
Ms Lalezari's suite. She advised the theatre that Ms Lalezari was on
her way and started preparing for the surgery.316
258 Once staff are allocated to the theatre and it is ready to proceed,
arrangements will be made for a patient care assistant to come
and collect the mother to take her to theatre.317 As noted above,
those arrangements were made at 7.42 pm with Ms Lalezari being
collected from Suite 12 at 7.48 pm,318 and arriving in the theatre room
at 7.51 pm.319
259 Ms Lalezari recalled being taken to the theatre room and, shortly
after arrival, the anaesthetist began talking to her about the epidural that
was being administered.320 Her next recollection was her daughter's
delivery.321
260 As previously noted, while his wife was being taken to surgery,
Mr Lalezari remained in Suite 12 so that he could amend and
photograph the consent form his wife had already signed.322 On his
account, shortly afterwards he was instructed by a staff member to
follow him. Mr Lalezari was then given a hospital gown and protective
equipment and escorted to a corridor outside the theatre, where he was
left waiting. He attempted to hand the consent form that was still in his
possession to the attendant, but was told that it would be requested
when needed. After waiting for approximately 5 - 10 minutes, the same
attendant asked him to follow him into the theatre. At that point,
Dr Marcano requested the consent form, which Mr Lalezari
immediately provided.323
315 ts 579.
316 ts 561.
317 ts 579.
318 Exhibit D1-34; Exhibit D2-115.
319 Exhibit D1-47.
320 ts 124 - ts 125.
321 ts 125, ts 185.
322 Exhibit PS-2; ts 204.
323 ts 205.
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261 Dr Marcano assisted Dr Paterson and was the first obstetric doctor
to arrive in the theatre.324 She was responsible for conducting the 'team
timeout', a procedure in which the patient is asked to confirm their
identity and the operation they are about to undergo, ensuring that the
correct patient has been identified for the correct procedure.325
262 Given the critical importance of the timeout process in ensuring
correct patient identification and confirmation of the intended
procedure, it is a step carried out very shortly after the patient enters the
theatre. The process begins when a doctor, in this instance
Dr Marcano, calls out 'team timeout', signalling to all present that they
must quieten so that the doctor conducting the timeout can
communicate clearly with the patient and verify their identity. As part
of this verification, the patient's consent form is checked against their
identification wristband, making the consent form an essential
component of the process.326
263 On this occasion, Dr Marcano recalled that because the surgery
was an emergency category 1 caesarean, the timeout procedure was
'rushed' and that staff had difficulty in locating the consent form.327
Several people in the room were asking, 'Where's the consent?',
and according to Dr Marcano, multiple staff members began searching
for it. Whilst this was occurring around him, she recalled that
Mr Lalezari was seated at the head of his wife's bed with Dr Marcano
positioned alongside Ms Lalezari.
264 Efforts to locate the consent continued until Dr Paterson entered
the theatre and stated,328 'We don't need the consent form, as we know
consent has been given and it can be confirmed. This is an emergency.
We need to get going'. At that moment, Mr Lalezari produced the
consent form and asked, 'This piece of paper?'.329 The implication from
Dr Marcano's evidence was that because of Mr Lalezari's failure to
produce the consent form whilst a number of staff members were
looking for it, this contributed to the delay in carrying out the surgery.
265 There is a degree of disparity between Mr Lalezari's account,
namely that he was delayed at the theatre doorway and handed over the
consent form immediately when asked, and Dr Marcano's evidence
324 ts 908.
325 ts 908.
326 ts 940.
327 ts 908.
328 ts 909.
329 ts 909.
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suggesting he failed to produce the form while staff were actively
looking for it.
266 If Dr Marcano's version is correct, and Mr Lalezari was seated
nearby during the timeout in a quietened room, it is difficult to accept
that he would have remained unaware of staff searching for the consent
form. In those circumstances, it is also hard to see how he could have
unintentionally failed to recognise what was happening, and even
harder to accept that he would have intentionally ignored it.
These considerations cause me to question the accuracy of
Dr Marcano's evidence on this point. It seems far more likely that any
confusion about the location of the consent form, or Mr Lalezari's
awareness that staff were seeking it, was momentary and that he
produced it as soon as he realised the situation.
267 Ultimately, this is not an issue that I am required to determine.
The defendant does not contend that Mr Lalezari intentionally caused
any delay to the surgical procedure. Moreover, based on the evidence
as I understand it, any delay in Mr Lalezari producing the consent form
did not affect the timing of the surgery. While the timeout was being
conducted, Dr Paterson was undertaking her own preparatory steps for
the operation.330 She was not involved in the timeout process, and the
surgery could not commence until she had completed her preparations.
Once she had done so, she entered the theatre, indicated that the
procedure could proceed without the consent form, and commenced
surgery.331 Accordingly, any delay by Mr Lalezari in producing the
form had no impact on when the surgery ultimately began.
Caesarean delivery
268 Apart from what was recorded in her medical notes, it was clear
that Dr Paterson had little independent recollection of performing
the procedure. This is unsurprising given the time that has passed and
the number of similar procedures she would have carried out in the
interim. She did, however, explain that ordinarily this type of
procedure takes only a matter of minutes from the point at which the
epidural becomes effective to the surgical delivery of the baby.332
330 ts 561.
331 ts 909.
332 ts 600.
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269 Likewise, Dr Marcano had little independent recollection of
the procedure other than she recalled 'thinking it was uncomplicated at
the beginning of the surgery'.333 This appears to be a reference to the
events that subsequently unfolded. Similarly, Mr and Ms Lalezari's
evidence understandably centred more on the delivery of their daughter
than on the details of the surgical procedure itself.334
270 The procedure commenced at 8.02 pm, with surgery beginning at
8.04 pm.335 Daniella was delivered at 8.08 pm,336 28 minutes after
Ms Lalezari had provided her oral consent. From the time Dr Beale
first noted what she regarded as concerning features on the CTG at
approximately 7.10 pm to Daniella's delivery at 8.08 pm, nearly one
hour had passed.
Postpartum
271 Ms Lalezari recalled seeing her daughter and immediately noticing
she appeared blue. She was neither crying nor making any sound,
despite her mouth being open. Her hand was tightly clenched into a
claw-like position.337 Mr Lalezari gave a description that was almost
identical.338
272 Dr Paterson's notes, which she estimated were made
30 - 45 minutes after delivery, was that the baby demonstrated 'some
tone at delivery', referring to Daniella's attempts to move her arms,
trunk and head.339 Paediatric consultants were called to assist and
commenced resuscitation upon Daniella whilst Dr Paterson continued
to attend to Ms Lalezari.340 Dr Marcano had no independent
recollection of these events.341
273 Following delivery, Dr Paterson and Dr Marcano clamped the
umbilical cord in two places, cut the cord and handed it, along with the
placenta, to theatre staff. Neither doctor had an independent memory of
this occurring, however Dr Paterson explained this was her usual
practice and she had no reason to think she would have deviated from it
on this occasion.342 She also had no recollection of observing any
333 ts 911.
334 ts 125, ts 206.
335 Exhibit D1-47, page 268.
336 Exhibit D1-26, page 184.
337 ts 125.
338 ts 206.
339 Exhibit D1-33, page 198; ts 563.
340 ts 600.
341 ts 911.
342 ts 563 - ts 564.
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abnormalities in the cord and explained that, had she noticed anything
unusual, it was her practice to record such features in her notes.343
No such abnormalities were recorded.344 The significance of this is
discussed in further detail below.
274 Daniella's APGAR score during her first minute of life was 3.
This comprised a score of 1 for Respiration, reflecting occasional or
irregular breathing, and a score of 2 for Pulse, indicating a heart rate
above 100 bpm. All remaining categories were scored 0.345 A 'Code
Blue' was called.346 Resuscitation commenced almost immediately and
lasted for almost 30 minutes.347
275 Ordinarily, following resuscitation, there would be an expectation
that the heart rate would increase above 100 bpm and there might be the
start of irregular respiration.348 By three and a half minutes Daniella's
heart rate had fallen to below 60 bpm, prompting external
cardiac massage.349 At five minutes, her APGAR score had fallen to 1,
derived solely from her Pulse score. Her score remained unchanged at
10 minutes.350
276 At 8.45 pm, approximately 37 minutes after Daniella's delivery,
a neonatal blood gas sample351 was taken and analysed, yielding
abnormal results.352 The pH was 6.81, indicating a state of acidosis,
and the lactate concentration was 17 mmol/L, significantly exceeding
the expected level of less than two. This 'extremely high'353 lactate
level was indicative of severe metabolic acidosis.
277 None of the clinicians involved in Daniella's resuscitation were
called to give evidence. Dr Paterson and Dr Marcano were not
involved in those efforts, as they were attending to Ms Lalezari's
post‑surgical care.
278 In the absence of direct evidence concerning the resuscitation, it is
difficult to make detailed findings beyond observing that it was
prolonged and appears to have been attended by some difficulty.
343 ts 564.
344 Exhibit D1-33.
345 Exhibit D2-71, page 421.
346 Exhibit D2-60, page 311; Exhibit D2-65, page 321.
347 Exhibit D2-65, page 323.
348 ts 280.
349 Exhibit D2-65, page 323; ts 519.
350 Exhibit D2-71, page 421.
351 Exhibit D2-75, page 429.
352 ts 307, ts 516.
353 ts 316.
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Much of the resuscitation was seemingly ineffective, for reasons that
are unclear, until approximately 8.35 pm when breath sounds were
detected. At 8.38 pm, 29 minutes after birth, Daniella's heart rate
increased to above 100 bpm. At 8.44 pm, she was transferred from the
operating theatre to Special Care Nursery 3.
Post-natal pathology
279 As part of the post-natal pathological investigations, the placenta
and umbilical cord were examined. Such examinations are undertaken
to identify any abnormalities that may have predisposed the foetus to
distress during labour, or to determine whether there is evidence of a
prolonged period of foetal compromise.354
280 To facilitate these investigations, blood samples are taken after
delivery from both the umbilical artery and the umbilical vein.
These are referred to respectively as the arterial and venous cord gas
samples. The cord gas results may be compared with arterial and
venous blood gas samples obtained from the newborn.
281 Ordinarily, in a newborn the arterial blood will hold a higher
proportion of oxygen whereas the venous blood will carry a greater
component of carbon dioxide. When in utero the reverse will occur and
the umbilical vein will carry oxygenated blood from the placenta to the
foetus, thereby having a higher oxygen content, whereas the umbilical
artery carries deoxygenated blood from the foetus back to the placenta
and therefore has a higher level of carbon dioxide.355
282 Daniella's cord arterial blood gas was considered to be normal,
with a pH recorded as 7.305. However, as noted at [276] her blood
sample taken at 8.45 pm had a pH of 6.81, indicating severe acidosis.356
283 Subsequent histopathology357 showed evidence of acute
chorioamnionitis in the placenta, but not the umbilical cord.358
Chorioamnionitis is an infection that causes inflammation to the
membranes surrounding the foetus in utero359 and can be considered a
risk factor for the development of hypoxic-ischaemic injury.360
In Daniella's case, because there was no evidence of foetal
354 ts 270.
355 ts 271.
356 Exhibit P1-6, page 41 [14].
357 The microscopic examination of tissue for disease or abnormality.
358 Exhibit D1-7; ts 277.
359 ts 270.
360 ts 797.
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inflammatory response to the chorioamnionitis, it was unlikely to be a
contributing factor.361
Radiological examinations
284 On 31 August 2020 Daniella underwent a cranial ultrasound which
was abnormal, due to increased echogenicity362 of the basal
ganglia region of her brain.363 This was highly suggestive of a
hypoxic-ischaemic injury.364
285 Diffusion weighted imaging is a technique used to measure the
degree of diffusion of water molecules within the brain. Where there
has been hypoxic-ischaemic injury, the diffusion will be restricted.
A magnetic resonance imaging (MRI) scan conducted on 1 September
2020 suggested restricted diffusion in the basal ganglia and thalami
(BGT) regions of Daniella's brain.365
286 The BGT are among the most metabolically active regions of the
brain and are therefore particularly vulnerable to hypoxia and
ischaemia. Consequently, where hypoxia is of short duration, injury is
most likely to involve the BGT regions. By contrast, in cases of more
prolonged hypoxia, compensatory mechanisms known as
'cerebrovascular autoregulation' may prioritise blood flow to these
regions at the expense of the intervascular boundary zones, resulting in
injury to those areas, commonly described as a 'watershed injury'.366
The significance of this is discussed in further detail below.
What was the scope of the defendant's duty of care to the plaintiff?
287 At common law, a medical practitioner owes a duty to exercise
reasonable care and skill in providing medical advice and treatment to
their patient. The applicable standard of care is that of an ordinary
skilled person exercising and professing to have that special skill.367
288 The Act gives statutory expression to an equivalent obligation.
Notwithstanding that the proceedings concern the conduct of health
professionals, neither party submits that s 5PB(1) of the Act has any
361 ts 474.
362 Increased echogenicity refers to elevated signal on the ultrasound.
363 ts 377.
364 ts 378.
365 ts 378.
366 ts 379.
367 Rogers v Whitaker [1992] HCA 58; (1992) 175 CLR 479.
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application. Accordingly, the plaintiff's claim falls to be determined
under s 5B.368
289 Section 5B provides:
5B. General principles
(1) A person is not liable for harm caused by that person's
fault in failing to take precautions against a risk of harm
unless -
(a) the risk was foreseeable (that is, it is a risk of
which the person knew or ought to have
known); and
(b) the risk was not insignificant; and
(c) in the circumstances, a reasonable person in
the person's position would have taken those
precautions.
(2) In determining whether a reasonable person would have
taken precautions against a risk of harm, the court is to
consider the following (amongst other relevant things) -
(a) the probability that the harm would occur if
care were not taken;
(b) the likely seriousness of the harm;
(c) the burden of taking precautions to avoid the
risk of harm;
(d) the social utility of the activity that creates the
risk of harm.
290 There was no dispute that a foreseeable and not insignificant risk
of harm to the plaintiff existed if appropriate precautions were not
taken. The contested issue was the precautions which the plaintiff
alleges the defendant was obliged to take.
291 The question posed by s 5B(1) reflects the orthodox common law
inquiry into negligence of whether a reasonable person in the
defendant's position would have foreseen a risk of injury and, if so,
what precautions would reasonably have been taken. The factors in
368 Child and Adolescent Health Service v Sunday John Mabior by next friend Mary Kelei [2019] WASCA
151 [329] - [337].
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s 5B(2)(a) - s 5B(2)(d) encapsulate the considerations identified in The
Council of the Shire of Wyong v Shirt369 as being relevant to that
inquiry.
292 Identification of the risk of harm is the starting point of any
analysis under s 5B,370 and has been described as being of 'central
importance'.371 Only by correctly identifying the risk can one assess
what constitutes a reasonable response to it.
Identification of risk of harm
293 In seeking to identify the relevant risk of harm, the plaintiff
submits:372
There was, in this case, a foreseeable and not insignificant risk of
increased health complications in failing to assess accurately the
likelihood that the foetus was in distress and could face complications if
delivery was not expedited by 6.43 pm given that the clinical condition
deteriorated during labour: s 5B(1) [the Act].
294 In that formulation, the plaintiff identifies the risk of harm as the
foreseeable and not insignificant risk of increased health complications,
and the relevant precaution as the proper assessment of the likelihood
of foetal distress. However, ambiguity arises from the plaintiff's
additional assertion that complications could occur if delivery was not
expedited by 6.43 pm.
295 Phrased in that way, it is unclear whether the plaintiff contends
that the relevant risk is the onset of complications resulting from
delayed delivery, which is a matter going to causation, or whether the
timely expedition of delivery is the precaution said to have addressed
that risk. This lack of clarity reflects the difficulty identified at
[7] - [14] above and is further illustrated by the plaintiff's submission
that:373
It is the Plaintiff's case that in respect of the delayed decision not to
move to a caesarean delivery the Defendant's exercise of care to the
Plaintiff fell short of what was reasonably required: s5B(2) of the [Act].
369 The Council of the Shire of Wyong v Shirt [1980] HCA 12; (1980) 146 CLR 40.
370 Carusi v St Mary's Anglican Girls School Inc [2024] WASCA 137 [70] - [71].
371 Roads and Traffic Authority of NSW v Dederer [2007] HCA 42; (2007) 234 CLR 330 [59].
372 Plaintiff's Outline of Opening Submissions dated 29 April 2025 (plaintiff's opening submissions), par 32;
Plaintiff's closing submissions, par 11.
373 Plaintiff's closing submissions, par 19.
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296 It is correct that a central feature of the plaintiff's case is the
contention that the injury was sustained in utero, or that an in utero
injury materially contributed to subsequent deterioration following
birth. Put simply, the plaintiff's case is that the injury would have been
avoided had delivery occurred at an earlier time, prior to the hypoxic
insult.
297 However, the plaintiff does not plead that the reasonable
precaution required of the defendant was to proceed to an earlier
delivery in response to emerging clinical indicators. Rather,
the pleaded case is directed to deficiencies in monitoring, including the
implementation of a structured plan and the timely recognition of CTG
features at a point sufficient to prevent the onset of injury.
298 The allegation that the defendant failed to 'recognise' the
development of CTG features of foetal distress is framed broadly and
lacks a level of precision. Depending on its meaning, it may refer
either to a failure to observe or notice relevant features on the CTG,
or to a failure to interpret their clinical significance. The plaintiff's
pleaded breaches are directed more to deficiencies in observation,
recognition, or attention to developing clinical indicators rather than to
errors of interpretation in a strict sense. However, even if the allegation
is taken at its highest and treated as a failure of interpretation, that
remains distinct from the separate question of what the defendant ought
to have done in response to any such interpretation.
299 The plaintiff's alternate formulation of the risk of harm as
'[a]llowing the labour to continue in the presence of a deteriorating
clinical position', 374 said to carry a foreseeable and not insignificant
risk of increased health complications, more clearly identifies the
relevant risk by removing evaluative judgment as to the reasonableness
of permitting labour to continue. The reasonableness of permitting
labour to continue is an assessment that more properly relates to the
precaution said to have been required, rather than to the identification
of the risk of harm itself.
300 Adopting similar, though more precise, language, the risk of harm
for the purposes of s 5B of the Act is properly characterised as the risk
of hypoxic injury arising during labour in circumstances of a
deteriorating clinical condition.
374 Plaintiff's opening submissions, par 33; Plaintiff's closing submissions, par 12.
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301 Accordingly, on the plaintiff's pleaded case, the harm is the
hypoxic-ischaemic injury sustained by Daniella. The relevant risk of
harm is the risk of hypoxic injury to the foetus arising during labour in
circumstances of a deteriorating clinical condition. The precaution said
to have been required is the implementation of appropriate monitoring,
by way of a structured plan and proper recognition of CTG readings,
to identify the deteriorating clinical condition, thereby enabling timely
intervention to prevent the injury.
302 Although the plaintiff does not articulate the causal pathway in
these terms, the case as advanced necessarily depends upon the
proposition that proper monitoring would have led to earlier
intervention, including expedited delivery, and that such intervention
would have prevented the hypoxic injury. For that reason,
the distinctions drawn above are not merely semantic, but reflect
discrete clinical and legal steps which must be established in order for
the plaintiff to succeed. These are matters I will return to in further
detail when addressing the question of causation below.
Failure to initiate and implement a 'structured plan'
303 Little clarification was provided by the plaintiff as to what she
meant by a 'structured plan'. Some idea of what might have been meant
could be drawn from the plaintiff's opening submissions where,
when referring to evidence she anticipated would be provided by
Professor Hyett, she submitted:
58. … a lack of structured assessment of [the] CTG likely
contributed to a failure to recognise that the CTG recordings had
become pathological by about 18:43 hours. …
59. … the failure to perform regular structured review of the CTG
during the labour and the failure to recognise the development
of CTG features of fetal distress in a timely manner fell below
an acceptable level of professional practise [sic].
304 The plaintiff's closing submissions contended:
189. On the evidence of Professor Hyett, the features of a structured
plan should have included what to do if there is a failure to
actually achieve labour or there is a risk of foetal distress during
the process of labour: t479-480. The plan would include a
statement about the point at which progress would be reassessed
since last intervention, the review of the catheter at 12 hours and
then six hours later at 18 hours should be part of the timeline
for when planning to reassess. The plan includes a pathway for
managing the whole labour ward: t479-[481].
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190. A structured plan includes a clear plan and pathway of
management for everybody that is involved in management not
just the patient, but the patient themselves needs to know what
the plan or pathway is and from a staffing perspective there
needs to be a clear understanding of why this induction process
is occurring, what the potential risks are and what the proposed
next steps are: Hyett t482.
305 In addition to the matters identified by Professor Hyett that the
plaintiff refers to above, Professor Hyett also described a structured
plan in broader terms, including decisions as to whether and how
cervical priming would occur; the transition from antenatal to
intrapartum care; the timing of removal of the balloon catheter;
the timing of the ARM; the use of syntocinon for augmentation; and the
monitoring of both labour progress and foetal wellbeing.375
306 The absence of any clear articulation of what the plaintiff contends
constitutes a 'structured plan', together with the lack of specificity as to
how such a plan would have been applied in Ms Lalezari's case,
underscores the difficulty in the formulation of the alleged breach.
That difficulty is reflected in Professor Hyett's acknowledgment that
any such plan must remain sufficiently flexible to accommodate
changes in clinical progress, and that the content of any reassessment
would necessarily depend upon the findings at the time.376 In those
circumstances, it is difficult to reconcile the notion of a 'structured plan'
with the need for a framework that is inherently adaptable to the
individual patient and responsive to evolving clinical conditions.
307 Properly understood, the reference to a 'structured plan' appears to
refer to the establishment of defined timeframes for formal review of
progress during the IOL, coupled with the capacity to depart from that
timetable where clinical circumstances require earlier reassessment.377
It also encompasses the need for those involved in the patient's care to
have a shared understanding of the reasons for induction, the potential
risks, and the anticipated course of management.378
308 There is no basis to conclude that the clinicians providing care to
Ms Lalezari did not understand the rationale for the induction, being
Daniella's growth restriction, the attendant risks, including the potential
development of acidosis, and the steps to be taken during the induction
375 ts 479 - ts 480.
376 ts 481.
377 ts 482.
378 ts 482.
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process. An IOL is recognised as a process that may be unpredictable
and prolonged, with subsequent management necessarily responsive to
the clinical circumstances presenting at the time.379
309 In any event, notwithstanding the criticisms advanced concerning
the absence of a structured plan, Professor Hyett ultimately appeared to
accept that the defendant had an adequate plan in place in respect of the
cervical ripening stage of the induction, and that his criticisms were
directed more to events occurring on the following day,
being 28 August.380 Even then, his concerns in relation to that day were
directed primarily to issues of foetal surveillance and monitoring,381
rather than to an absence of planning, for example, in relation to the
timing of the ARM.382
310 Regardless, apart from any asserted requirement for regular foetal
surveillance within such a framework, the plaintiff has neither clearly
articulated nor established that any deficiency in the form of a
structured plan of the kind identified by Professor Hyett caused or
contributed to the injury sustained.
Surveillance monitoring
311 In contrast, Professor Hyett's evidence as to the frequency of
surveillance monitoring was more settled. Despite noting the existence
of 'significant variants' in appropriate practice, he considered that once
regular contractions383 were established, CTG monitoring of no less
than 20 minutes should occur every four hours, and that continuous
monitoring was required intrapartum in high‑risk cases.384
312 However, Professor Hyett also accepted that the issue was not
governed by any fixed or arbitrary rule, but instead depended on the
exercise of judgment by reference to the individual circumstances of
the patient.385 Notwithstanding that acknowledgment, his evidence did
not descend to a level of specificity that explained, by reference to
Ms Lalezari's particular circumstances, what such a plan would have
involved in practice.
379 ts 480.
380 ts 484.
381 ts 485 - ts 487, ts 492.
382 ts 507 - ts 508.
383 At least two contractions every 10 minutes (ts 484).
384 ts 484.
385 ts 485.
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313 Professor Hyett accepted that monitoring could be undertaken by
the primary midwife, but that a 'formal review' was still required to
ensure that significant abnormalities were identified. In this context,
a 'formal review' involved identifying and describing the components of
the CTG, documenting that assessment by way of a DR C BRaVADO
entry, and obtaining a further 'fresh eyes' review from a second midwife
or a doctor.386 Where abnormalities were identified, the expectation
was that the midwife would escalate the matter for discussion and
management.387
314 Applying those standards, Professor Hyett agreed that
Dr Marcano's medical note from the morning of 28 August 2020,
the subsequent entry made at 10.50 am by Midwife Dunbar,388 and four
entries389 recorded by midwives in the Philips IntelliSpace Perinatal
system all satisfied that criterion.390 Accordingly, on the evidence,
the last review meeting Professor Hyett's description of what would
constitute a 'structured review' was Midwife Dunbar's review at
10.50 am on 28 August 2020.391
315 As can be seen, even if the defendant's duty required the adoption
of a structured review in the way suggested by Professor Hyett,
his evidence establishes that the duty was being discharged until at least
10.50 am on 28 August 2020. There is no evidence of any breach
before that time and, even if there were, the plaintiff has not
demonstrated any causal connection between such a breach and the
injury she later sustained.
316 Critically though, Professor Hyett rejected the proposition that the
retrospective entries made by Midwife Palandri at 5.00 pm and 6.20 pm
relating to observations she had made about the CTG trace during the
critical window constituted a structured review. Those entries recorded
observations of the foetal heart rate and accelerations (at 5.00 pm),
and reduced variability with possible late decelerations (at 6.20 pm),
but did not involve an assessment of all the relevant DR C BRaVADO
criteria. For that reason, they did not constitute what Professor Hyett
regarded as a formal review.392
386 ts 486.
387 ts 497.
388 Exhibit D1-17, pages 120 - 121.
389 Entries made on 25 August 2020 at 12.40 pm, 26 August 2020 at 3.50 pm, 28 August 2020 at 12.29 am
and 28 August at 10.43 am.
390 ts 489.
391 ts 532.
392 ts 492.
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317 Quite apart from that, and although not directly the subject of
Professor Hyett's evidence, it appears to me that a more fundamental
difficulty with those entries when assessed against Professor Hyett's
description of a structured review is that they were made
retrospectively. As such, they would not have been available at the
relevant time to inform decision‑making had a further review been
required. Further, the retrospective nature of those entries necessarily
raises questions about the reliability of the recollection of the
observations recorded, which in turn undermines the structured and
contemporaneous process Professor Hyett was describing as being
required.
318 However, with the exception of the CTG trace that ran from
5.43 pm to 6.43 pm, which I will return to, Professor Hyett's evidence
did not identify what consequences, if any, flowed from the absence of
a structured or formal review, nor how the implementation of such a
review during the period prior to 5.43 pm would have prevented,
caused, or materially contributed to the plaintiff's injury.
319 The absence of any impairment was demonstrated by
Professor Hyett's ability to undertake a comprehensive review and
analysis of the CTG traces from 27 and 28 August 2020, which were
the subject of his report dated 29 June 2021.393 I will return to the
significance of that analysis, but for present purposes it is sufficient to
note that his conclusions appear to have been reached by reference
to the CTG traces themselves.
320 Although Professor Hyett had access to Ms Lalezari's medical
notes,394 he did not appear to place any reliance on, and made no
reference to, the DR C BRaVADO entry made by Dr Marcano on the
morning of 28 August 2020, nor did he suggest that it assisted
his interpretation of the CTG traces. Nor does his evidence indicate
that the absence of periodic DR C BRaVADO assessments impaired his
ability to interpret the traces. If it did, he did not explain how their
absence affected his assessment, or how their presence would have
assisted or improved it.
321 What is clear, and consistent with the approach Professor Hyett
himself adopted when interpreting the CTG traces, is that the trace
itself is the primary focus of assessment. That was expressly
393 Exhibit P1-12.
394 Exhibit P1-12, page 69; Exhibit P1-13, page 96.
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acknowledged by Professor Hyett in his evidence when he said that
'[t]he CTG review involves looking at the CTG strip primarily'.395
322 While, from a best‑practice perspective, a system of regular
recorded assessments may be desirable, in light of Professor Hyett's
evidence that interpretation derives principally from the strip itself, it is
difficult to see in this matter how the absence of a history of
DR C BRaVADO recordings materially affected the ability to monitor
and assess the CTG traces in a way that would amount to a breach of
the defendant's duty to the plaintiff.
323 This approach is consistent with that taken by Dr Paterson.
She was the only doctor involved in Ms Lalezari's care at KEMH who
was questioned in any detail about the process of CTG assessment.
324 Dr Paterson agreed that CTG assessment requires consideration
and recording of a number of criteria, consistent with the
DR C BRaVADO framework, from which a conclusion can be reached
as to whether a trace is normal or abnormal. She also accepted that
recording those matters allows subsequent clinicians to see prior
assessments and contributes to the overall clinical picture. However,
she indicated that she would not ordinarily review previous assessments
unless a concern had been raised and that, when making an assessment,
her primary focus would be on the CTG itself. Where the patient was
unfamiliar to her, she would review the notes to understand the clinical
context, but otherwise she would speak with the midwife present and
ask for the midwife's assessment. Nothing in the evidence suggests that
the team responsible for Ms Lalezari's care lacked familiarity with her
clinical picture.
325 Having reviewed all of the CTG traces recorded from their
commencement, Professor Hyett's evidence was that no potentially
concerning features appeared until 5.43 pm on 28 August 2020.396
He further accepted that, because CTG assessment is necessarily
retrospective, those features could not be immediately identified as
concerning, even if there had been a documented history of previous
assessments that had been made.
326 His evidence was that during the 30‑minute period following the
emergence of those concerning features, the appropriate response was
continued observation, recognising that the trace was not normal but
395 ts 507.
396 ts 500.
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not yet abnormal, with a further review after half an hour to assess
whether abnormal features had developed.397
327 On that analysis, the earliest point at which those features could
properly be identified as concerning was 6.13 pm, with further review
indicated by 6.43 pm. Even if regular formal reviews had been
undertaken prior to that, they would not have identified any features
warranting a different course of action before that time or if they could,
that possibility was not explored in Professor Hyett's evidence.
328 Accordingly, if the plaintiff's case is that the defendant breached
its duty by failing to conduct and document regular formal reviews in
the manner proposed by Professor Hyett, then, on Professor Hyett's
own evidence, no potentially concerning features were present on the
CTG trace prior to 5.43 pm on 28 August 2020, nor capable of being
recognised as such before 6.13 pm.
329 It follows that, insofar as there may have been an obligation
to conduct and record regular formal reviews, or to maintain a system
of structured surveillance, any failure to meet that standard prior to
5.43 pm on 28 August 2020 has not been shown to be relevant to the
resolution of the plaintiff's claim.
330 As noted at [190.1], I am satisfied that at 6.20 pm
Midwife Palandri returned from her break, reviewed the CTG,
identified the concerning features, and paged Dr Marcano. The only
potential difference that an earlier system of regular formal reviews
could have made is that the trace may have been identified as not
normal at 6.13 pm, rather than at 6.20 pm. Nothing material is said to
have occurred during that seven‑minute interval, and there is no
suggestion that detection at 6.13 pm would have led to a different
course being adopted. To the contrary, on Professor Hyett's evidence,
the appropriate course, consistent with what occurred, was continued
monitoring.
331 As that analysis demonstrates, the only material point of
divergence between the process of structured review and monitoring
proposed by Professor Hyett and the defendant's actions was
the absence of a further reassessment of the CTG at the conclusion of
the next 30‑minute period, namely at 6.43 pm.
397 ts 501.
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332 To the extent that the plaintiff's complaint that the defendant failed
to 'initiate and/or implement a structured plan … to monitor the
induction of labour [through] … scheduled CTG monitoring,
surveillance and reporting' is, in substance, a complaint that the
defendant failed to conduct a further review 30 minutes after
Midwife Palandri identified concerns at 6.20 pm and paged
Dr Marcano, that issue is addressed in further detail below as it
substantially overlaps with the plaintiff's second pleaded basis of
breach. Otherwise, any alleged failure to implement a 'structured plan
… to monitor the induction of labour' in respect of events occurring
before 6.43 pm has not been shown to have caused or contributed to the
plaintiff's injury.
Failure to recognise the development of acidosis features
333 I have already referred at [298] to the ambiguity inherent in the
use of the word 'recognise'. In this context, the phrase 'recognise
the development of CTG features' must be understood both in its
immediate setting and by reference to the plaintiff's case as a whole.
Recognition necessarily entails that the relevant features are first
observed and then interpreted, which in turn presupposes that some
form of CTG monitoring is being undertaken.
334 Although pleaded as separate particulars of breach, when these
allegations are read together, and in light of the analysis set out at
[294] - [302], they reveal the substance of the plaintiff's case. That case
is that the defendant failed to provide adequate CTG surveillance,
and that proper surveillance would have identified features indicative of
developing foetal acidosis prior to the occurrence of any hypoxic insult.
That understanding, however, must be read subject to, and does not
displace, the specific observations made at [301] - [302].
335 As explained at [190.3], when Dr Marcano attended Suite 12 in
response to the page from Midwife Palandri, the CTG trace was not
reviewed. In those circumstances, the defendant could be said to have
failed to recognise the development of CTG features by 6.43 pm,
the failure arising from the absence of any review of the CTG trace at
that time.
336 The defendant submits that, in determining whether there has been
a breach, all relevant circumstances must be considered.398 In that
context, the defendant relies on the fact that Dr Marcano was paged by
398 ts 1199.
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the midwife, rather than responding to a call-assist bell, and that upon
her arrival at the suite the anaesthetist was in the process of preparing to
administer the epidural. It is submitted that, on the circumstances
as they were known to Dr Marcano, no different course of action,
such as interrupting the epidural procedure to assess the CTG,
was warranted.399 I do not accept that submission.
337 Professor Hyett gave evidence that where a midwife identifies a
CTG as abnormal and appropriately escalates that concern, the likely
consequence if there is agreement that the CTG is indeed abnormal,
is to expedite delivery. In that circumstance, the form of anaesthesia or
analgesia required may be materially different from that used for
routine labour analgesia by way of epidural. Accordingly,
Professor Hyett's evidence was that a clinical review of foetal wellbeing
ought to be prioritised over the involvement of an anaesthetist,
because if the clinical decision were ultimately to proceed to caesarean
section, the nature and timing of the anaesthetist's involvement, and the
instructions given to them, would necessarily be different.400
That opinion was not challenged and I accept his evidence.
338 Dr Marcano accepted that, during the administration of an
epidural, a clinician may review the patient's CTG trace 'If the CTG is
on and we're getting a good reading'.401 However, where the tocograph
is removed in order to facilitate placement of the epidural,
this necessarily prevents a complete assessment of the CTG, as uterine
activity can no longer be monitored. Although the foetal heart rate
transducer may remain in place and continue to record the foetal heart
rate, that data cannot be diagnostically interpreted in relation to the
contractions the patient is experiencing.
339 The absence of the tocograph would plainly impair the clinician's
ability to undertake a proper assessment of decelerations and their
timing, as well as to evaluate the significance of reduced variability
in the context of uterine activity. But that did not prevent assessment of
the foetal baseline heart rate. Baseline variability could still, at a
minimum, be undertaken during the period in which the tocograph was
not in use.
399 ts 1195.
400 ts 507.
401 ts 894.
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340 Regardless, the CTG also has the capability to allow the user to
review earlier tracing and to assess what has preceded a particular
event. Dr Paterson, for example, described her usual practice when
being asked to review a CTG, as being to assess what was occurring at
that moment and then to review the trace retrospectively to understand
the preceding pattern.402 She also explained that she would speak with
the midwife to ascertain whether there was any additional relevant
clinical information available at the time.
341 Similarly, in describing her recollection of what occurred when
she attended Ms Lalezari's suite, Dr Beale did so by reference to what
was clearly her established practice. That practice involved reviewing
the CTG to assess the foetal heart rate, including any decelerations or
other relevant features, and also obtaining information from the
midwife regarding the progress of the induction.403
342 By contrast, when Dr Marcano entered the room in response to
Midwife Palandri's page, she took none of those steps. Despite being
aware that Ms Lalezari was a high‑risk patient, Dr Marcano did no
more than 'glance' at the CTG screen.404 She did not review the
retrospective data that the CTG had collected, nor did she seek to
ascertain from Midwife Palandri the reason for the page or the concerns
that had prompted it. Had she done so, Midwife Palandri may have
conveyed the concerning CTG features she had identified, thereby
placing Dr Marcano in a better position to assess whether priority
should be given to a CTG review or to the administration of the
epidural, in the manner described by Professor Hyett. Dr Marcano did
none of these things and simply left the room.
343 In truth, this appears to reflect what Professor Hyett was
identifying in his criticism of the defendant's failure to implement a
structured plan, as illustrated by his blunt observation in evidence:405
But the bottom line is that if you page someone and they don't attend,
then there has to be a process whereby you either page them again, or
you have an alternative pathway for escalation.
344 I agree.
402 ts 557.
403 ts 977.
404 ts 952.
405 ts 506.
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345 When I have regard to all the circumstances, I am satisfied that
Dr Marcano was required to do more than merely glance at the CTG
and depart with an intention to return later. Her failure to take any
steps to assess the clinical situation or to ascertain the significance of
the CTG findings, including, at a minimum considering whether the
epidural ought to be paused to permit an adequate CTG assessment,
fell short of the level of precaution the reasonable person in the
defendant's position would have taken to appropriately monitor
the induction and thereby mitigate the risk of foetal acidosis.
346 However, as noted at [334] the plaintiff's case proceeds on the
premise that, had the CTG been properly monitored at 6.43 pm,
there would have been features capable of being interpreted as
suggestive of foetal distress or developing acidosis. The accuracy of
that premise must therefore be examined.
Failure to interpret
347 Despite the relevant CTG traces being available at trial, none of
the medical practitioners involved in Ms Lalezari's care who gave
evidence were asked how they would have interpreted the trace,
what assessment they would have made, or what action they would
have taken in response. This is a matter to which I will, again, return.
The consequence, however, is that there is no direct evidence from the
relevant practitioners as to the interpretation they would have placed on
the trace. The issue must therefore be resolved by inference.
Professor Hyett
348 In that context, the plaintiff relies upon the opinions expressed by
Professor Hyett to contend that, had any of the defendant's medical
practitioners reviewed the CTG trace at 6.43 pm, they would have,
or ought to have, concluded that the foetus was experiencing acidosis
and would have taken further steps in response.
349 As outlined at [325] - [327], Professor Hyett's evidence was that
no indication of foetal acidosis would have been apparent prior to
6.43 pm, that time being one hour after the concerning features first
emerged at 5.43 pm. Accordingly, although the plaintiff particularises
the alleged breach as a failure to recognise features of foetal distress on
the CTG by 6.43 pm 'at the latest', Professor Hyett's evidence makes
clear that such features would not have been capable of recognition or
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interpretation as indicative of foetal acidosis until 6.43 pm at the
earliest.406
350 At the conclusion of the one‑hour period, Professor Hyett
interpreted the CTG trace as demonstrating three abnormal features: an
elevated baseline foetal heart rate, reduced variability, and an absence
of accelerations. There were also 'shallow' reductions which may,
or may not, have constituted decelerations depending upon the
guideline applied.407 Regardless, Professor Hyett considered that
the combination of a raised baseline, reduced variability and absent
accelerations rendered the CTG abnormal and was, in his opinion,
'consistent with an increased likelihood of fetal acidosis'.408 In his
report, Professor Hyett expressed the view that at that point the CTG
ought to have been interpreted as 'abnormal and potentially
pathological'.409
Professor Morris
351 Professor Morris reviewed the relevant CTG on behalf of the
defendant and produced a report dated 18 June 2022.410 His review of
the trace, as set out in that report, was limited to the 36‑minute period
immediately preceding 6.43 pm.411 As this period was shorter than
45 minutes, he considered himself unable to express an opinion as to
whether the baseline heart rate was rising. He nevertheless accepted
that a rising foetal baseline may be regarded as abnormal, even where
the rate remains below 160 bpm.412
352 Nevertheless, Professor Morris accepted that the CTG displayed
features which, in his opinion, rendered it 'not normal', although he
considered those features unlikely to be associated with foetal
compromise when considered against the RANZCOG guidelines.413
The features identified were an absence of accelerations and reduced
variability of approximately 3 bpm. During his evidence, he further
accepted that from approximately 6.15 pm onwards the foetal heart rate
was generally above the upper limit of what was regarded as normal,
406 ts 467.
407 ts 467.
408 ts 467.
409 Exhibit P1-12, page 80.
410 Exhibit D3-126.
411 ts 720.
412 ts 721.
413 Exhibit D3-126, page 681.
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namely 160 bpm, with only limited occasions on which it fell below
that level.414
353 At 6.23 pm, he noted the variability was greater than 3 bpm,
there were no decelerations, the baseline heart rate was approximately
160 bpm, and there were no accelerations. Further, by approximately
7.03 pm, recurrent late decelerations were observed for the first time.
This was just shortly after the epidural had been administered.415
354 Based on the emergence of the decelerations on the trace at
approximately 7.03 pm and 7.06 pm, Professor Morris identified the
period of between 7.13 pm and 7.21 pm as being when, in his opinion,
it would have been appropriate to warrant a category 1 caesarean due to
the features on the CTG at that point being associated with potential
foetal compromise.416
Did the defendant fail to take reasonable precaution?
355 The plaintiff's complaint that the defendant 'failed to recognise the
development of CTG features of foetal distress … and acidosis'
proceeds on the premise that a CTG trace is, of itself, capable of
demonstrating the presence of acidosis. Definitive determination
of whether a foetus is acidotic can only be made by means of foetal
scalp blood sampling,417 which was not done in this matter.
356 A CTG is no more than an investigative tool that requires clinical
interpretation.418 Its function is confined to identifying patterns or
features that may be regarded as suggestive of possible foetal distress
or acidosis. The assessment of the degree of risk, or the likelihood that
such features reflect actual foetal acidosis, is a matter that depends
upon subjective clinical judgment.
357 While CTG monitoring operates as a useful screening tool for
identifying acidotic foetuses, by reason of its relatively high sensitivity
and detection rate, its specificity is poor and it is therefore prone to
false‑positive results. Accordingly, not all abnormal CTG traces are
necessarily indicative of foetal compromise.419
414 ts 725.
415 ts 727.
415 ts 727.
416 ts 728.
417 ts 496.
418 ts 466.
419 ts 495.
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358 The RANZCOG guidelines provide that any CTG tracing which
does not satisfy the criteria for a 'normal' recording (as set out at [80])
is, by definition, abnormal and requires further evaluation.
The guidelines then identify three further categories, each indicating a
different level of potential risk of acidosis:420
1. Features that, when considered in isolation, are unlikely to be
associated with foetal compromise.
2. Features that may be associated with significant foetal
compromise and require further action.
3. Features that are likely to be associated with significant foetal
compromise and require immediate management, which may
include urgent delivery.
(emphasis added)
359 For ease of reference, I will describe these categories as 'category
1', 'category 2' and 'category 3' CTG readings respectively.
360 Accordingly, the RANZCOG guidelines are structured on the
basis that once a CTG is classified as abnormal, there is an attendant
risk of acidosis. That risk is then characterised as unlikely (category 1),
possible (category 2), or likely (category 3), depending upon the
specific feature identified and the clinical assessment of its
significance.
361 This assessment is further complicated by the fact that the clinical
significance of particular CTG features depends upon whether the
patient is in labour and how those features are evaluated in the context
of the patient's uterine contractions, which is a matter that I will return
to.
362 Professor Morris accepted that the CTG trace at 6.43 pm was
capable of being characterised as not normal. Once the CTG is
properly classified as abnormal, it at the very least falls into category 1
and is therefore capable of giving rise to an inference that the foetus
may have been acidotic, albeit unlikely. Even where the possibility
may be unlikely, the CTG nonetheless provided a basis upon which the
potential for acidosis could be clinically contemplated.
420 Exhibit D3-129, page 736.
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363 However, what emerges from Professor Morris's evidence is that,
notwithstanding his view that the identified features were unlikely to be
associated with foetal compromise, there were in fact a constellation of
features present.
(a) an absence of accelerations;
(b) reduced variability of approximately 3 bpm;
(c) from approximately 6.15 pm onwards, a foetal heart rate that
was generally above the upper limit of what was regarded as
normal, namely 160 bpm, bordering on tachycardia; and
(d) at 6.23 pm, an absence of decelerations.
364 Further, whilst Professor Morris was unable to offer an opinion as
to whether there was a rising baseline foetal heart rate because his
review was confined to a period of less than 45 minutes, by contrast
Professor Hyett could, given he had reviewed the trace for the hour
preceding 6.43 pm. There is no reason to suppose that,
had Professor Morris undertaken a review over the same duration as
Professor Hyett, he would necessarily have disagreed with
Professor Hyett's opinion that the baseline foetal heart rate was rising.
Had a rising baseline been identified, it would have constituted an
additional relevant feature.
365 Any one of the features identified by Professor Morris, when
considered in isolation, would be unlikely to be associated with foetal
compromise, but it was still possible. However, the evidence
demonstrates that these features were not present in isolation but
occurred collectively.
366 Properly understood, to the extent that there is any divergence
between the opinions of Professor Hyett and Professor Morris, in my
view it is not a disagreement about whether the CTG trace could
suggest possible acidosis. Rather, the divergence concerns the
assessment of the degree of risk and the clinical response that was
required, both at 6.43 pm and thereafter. This is a matter I will return
to.
367 I am satisfied that had Dr Marcano, or any other clinician acting
on the defendant's behalf, reviewed the CTG trace at 6.43 pm in
accordance with the defendant's obligation to appropriately monitor and
assess CTG surveillance, it would have been open to that clinician to
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regard the trace as raising a potential risk of acidosis and, at the least,
as necessitating further evaluation. The failure at that point was
therefore not a failure to correctly interpret the CTG, but a failure to
undertake any interpretation at all. In that respect, and when regard is
had to the factors provided for in s 5B(2) of the Act, the defendant
failed to take a level of precaution that I am satisfied the reasonable
person in the defendant's position would have taken.
368 The consequences of that failure are a separate matter. The level
of risk that would have been attributed to the CTG had it been
reviewed, and the clinical response that would then have followed,
whether at 6.43 pm or thereafter, remain contested. Those issues bear
upon questions of causation and are not resolved by the finding of
breach alone.
Causation
369 Relevantly, s 5C of the Act provides:
5C. General principles
(1) A determination that the fault of a person (the
tortfeasor) caused particular harm comprises the
following elements -
(a) that the fault was a necessary condition of the
occurrence of the harm (factual causation);
and
(b) that it is appropriate for the scope of the
tortfeasor's liability to extend to the harm so
caused (scope of liability).
…
370 The plaintiff bears the onus of proving that any negligent act or
omission by the defendant's staff caused the harm.421 The term
'necessary condition' in s 5C(1)(a) denotes a condition without which
the harm would not have occurred, requiring that the defendant's
negligent act or failure to act be present for the harm to eventuate.
371 The negligent act or omission need not be the sole cause of the
harm. Where more than one condition is necessary for the occurrence
of a particular harm, an act or omission that forms part of a set of
conditions which, in their totality, were jointly necessary for the harm
421 Section 5D of the Act.
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will constitute a 'necessary condition'.422 Section 5C(1) is therefore
understood as a statutory statement of the 'but for' test of causation,
namely that the harm would not have occurred but for the defendant's
negligent act or omission.423
372 The issue to be determined is not one of science or philosophy,
but whether there is an established causal connection between a
particular negligent act or omission and the occurrence complained of.
The inquiry does not involve assessing whether the kind of negligence
was more or less likely to result in the kind of harm that in fact
occurred.424 It is not necessary that the defendant foresaw the precise
risk or the precise mechanism of injury; it is sufficient if the risk was of
a kind that ought reasonably to have been foreseen.425
Causation and the counterfactual analysis
373 The plaintiff submits that:426
This is not a case where causation is answered by an inference of what
the defendant would or would not have done, had it not been negligent -
that type of question arises in cases where the issue is whether a
plaintiff would have acted in a particular/different manner had the
defendant not been negligent, the so-called 'counter factual' analysis.
And instead suggests the causation question is to be resolved by
determining:427
… whether the failure of the Defendant to act as it ought to have acted
(the liability issue), caused (including materially contributed to) injury
to the Plaintiff. That is to be determined on the balance of probabilities
applying the reasoning process of considering the evidence as a whole
including matters that as specific intermediate facts can themselves be
considered to be possible rather than probable.
374 With respect, these matters are not mutually exclusive.
Consideration of the so‑called 'counterfactual analysis' may form part
of the court's reasoning process in determining, on an assessment of the
whole of the evidence, whether the plaintiff has established on
the balance of probabilities that the defendant's failure to act as it ought
to have acted materially contributed to the plaintiff's injury, or whether
422 Strong v Woolworths Limited t/as Big W [2012] HCA 5; (2012) 246 CLR 182 [20] (Strong).
423 Adeels Palace Pty Ltd v Moubarak [2009] HCA 48; (2009) 239 CLR 420.
424 East Metropolitan Health Service v Ellis (by his next friend Christopher Graham Ellis) [2020] WASCA
147 [254] - [256].
425 Graham Barclay Oysters Pty Ltd v Ryan [2002] HCA 54; (2002) 211 CLR 540 [87] (McHugh J).
426 Plaintiff's closing submissions, par 198.
427 Plaintiff's closing submissions, par 199.
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the injury would have occurred in any event. Where the injury would
have been unavoidable regardless of any steps the defendant might
have taken, the plaintiff will not have demonstrated that the defendant's
omission materially contributed to the harm suffered. That is the
counterfactual case advanced by the defendant in this matter.
375 Further, to the extent that the plaintiff submits that the question of
causation in this case cannot be resolved by reference to a
counterfactual analysis of what the defendant would or would not have
done, on the basis that such analysis is confined to cases where the
issue is whether a plaintiff would have acted differently absent
the defendant's negligence, it is not apparent why that is the case.
376 Nothing in the way that the court articulated the 'hypothetical
question' in Chester v WA Country Health Service,428 suggests that a
process of counterfactual analysis is confined to only cases involving
consideration of whether a plaintiff might have acted differently.
On the contrary, a failure to engage properly in such reasoning risks the
very error against which the court cautioned in Davie v Manuel.429
377 In any event, where causation is said to arise from an omission,
notwithstanding the plaintiff's submission, the inquiry will necessarily
involve an assessment of what would probably have occurred had the
defendant acted in accordance with that duty. Because that inquiry
concerns events that did not happen, the resulting findings are
necessarily matters of inference. Such an approach is entirely
consistent with Gaudron J's analysis of inferential reasoning on
causation in cases involving an omission or failure to act as set out in
Bennett v Minister of Community Welfare.430
What is the question of factual causation to be determined?
378 The difficulty arising from the plaintiff's submission that the
defendant's delayed decision not to proceed to a caesarean section fell
short of the precautions a reasonable person would have taken against a
foreseeable risk of harm431 has been addressed at [293] - [302].
As identified at [13], the pleaded basis upon which the plaintiff alleges
the defendant 'fell short' is a failure to implement a structured
management plan and/or a failure to recognise signs of foetal acidosis
428 Chester v WA Country Health Service [2022] WASCA 57 [134] (Chester).
429 Davie v Manuel [2024] WASCA 21 [139] (Davie).
430 Bennett v Minister of Community Welfare [1992] HCA 27; (1992) 176 CLR 408 [11] - [14] (Gaudron J).
431 Plaintiff's closing submissions, par 19.
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by no later than 6.43 pm, not a failure to make a decision to expedite
delivery earlier.
379 For that reason, insofar as the defendant's delayed decision not to
proceed to caesarean section bears upon the plaintiff's case,
its relevance arises in the context of causation under s 5C, rather than
breach under s 5B. That much is made clear from the plaintiff's own
pleadings whereby she alleges:432
If the Defendant and its employees, servants or agents had not breached
their duty of care to the Plaintiff as specified in paragraphs 75.1 to 75.2
above and if the CTG had been recognized to be abnormal at an earlier
stage then a decision to expedite delivery would have been made and
this would have been likely to have led to an earlier delivery and the
Plaintiff would not have sustained such a catastrophic injury.
380 The divergence between the way the plaintiff now seeks to
characterise her case regarding this issue and the way in which it has
been pleaded is significant for the reasons explained in Wallace v
Kam.433 In that case it was emphasised that the elements of duty and
causation in negligence serve distinct functions: the former involves a
forward-looking rule of conduct, while the latter requires
a backward-looking attribution of responsibility for the consequences
of breach.
381 As the present case demonstrates, the distinction in function
remains important. Whilst the forward‑looking rule is concerned with
liability for risks that were reasonably foreseeable and precautions that
ought reasonably to have been taken, the backward‑looking inquiry into
causation concerns attribution of responsibility for the consequences
said to flow from the breach. That inquiry does not involve an
evaluative assessment of whether the defendant's conduct fell short of a
precaution that ought reasonably to have been taken, but rather an
assessment of what would have occurred but for the omission.
382 For that reason, it is not sufficient for the purpose of establishing
factual causation merely to show that the defendant failed to implement
a structured surveillance plan or failed to recognise signs of foetal
acidosis on the CTG. The plaintiff must establish, on the balance of
probabilities, that but for that breach the hypoxic‑ischaemic injury
432 Statement of claim, par 76.
433 Wallace v Kam [2013] HCA 19; (2013) 250 CLR 375 [26].
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would not have occurred. Proof of no more than a possibility that the
defendant's breach may have caused the injury is insufficient.434
383 It was common ground in the evidence that, prior to 6.43 pm,
there were no clinical indicators suggestive of foetal compromise that
would have warranted urgent delivery.435 As the defendant submits,436
the plaintiff can only succeed on the question of factual causation if she
establishes that proper monitoring, including the implementation of a
structured plan and assessment of the CTG, would on the balance of
probabilities have led to a decision to expedite delivery.
384 Based on the analysis I have outlined above, I accept the
defendant's submission that, for the purposes of the counterfactual
inquiry necessary to establish causation, the plaintiff must prove a
sequence of connected steps, namely:437
1. that there was either, or both, a failure to implement a structured
management plan and/or a failure to properly assess the CTG
(being the pleaded breach);
2. that, absent that breach, the defendant would have recognised
the CTG as abnormal at an earlier stage;
3. that, upon such recognition, a decision would have been made
to expedite delivery;
4. that the decision would have resulted in an earlier delivery; and
5. that, as a consequence of that earlier delivery, the plaintiff
would not have sustained the injury she in fact suffered.
385 For the reasons already given, I am satisfied that the first and
second of those steps have been established. Those steps concern the
existence and effect of the pleaded breaches, which must be made out
before any question of causation arises. The substantive focus of the
counterfactual inquiry therefore lies in steps three to five.
434 Davie [77].
435 ts 504, ts 684.
436 Defendant's closing submissions, par 66.
437 Defendant's closing submissions, par 75.
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Evidence relating to cardiotocograph interpretation and risk assessment
386 The RANZCOG guidelines provide that where an abnormal CTG
trace contains features that might cause it to fall within category 2
immediate management is warranted and should include:438
1. Identification of any reversible cause of the abnormality and
initiation of appropriate action, such as maternal repositioning,
correction of maternal hypotension, rehydration with
intravenous fluid, cessation of OxyContin and/or tocolysis for
excessive uterine activity, and initiation or maintenance of
continuous CTG.
2. Consideration of future foetal evaluation of delivery if
significant abnormality persists.
3. Escalation of care if necessary to a more experienced
practitioner.
387 Where features fall into category 3 and are therefore likely to be
associated with significant foetal compromise, immediate management
will be required which may include urgent delivery.
388 As is apparent, the identification of a risk of acidosis does not,
of itself, compel a conclusion that urgent delivery is required.
Indeed, by reference to the guidelines, even the prospect of urgent
delivery does not ordinarily arise beyond the level of 'consideration'
unless and until the risk features are assessed as falling within
category 3.
389 A clear reason why CTG risk features are not, and cannot be,
determinative either of the presence of acidosis or of the need to
proceed to delivery lies in the matters outlined at [356] - [357].
390 Necessarily, decision making in response to CTG assessment
requires careful evaluation of the features apparent on the CTG trace,
an assessment of the degree of risk those features indicate in relation to
foetal compromise, and the application of professional discretion as
to the course of action warranted in the circumstances. Further,
given that an urgent caesarean section constitutes a significant surgical
intervention, it may, irrespective of the level of clinical concern, only
be undertaken with the informed consent of the mother.439
438 Exhibit D3-129, page 736.
439 ts 511.
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391 In this case, as noted at [366], although some differences in
interpretation did exist the difference between the opinions expressed
by Professor Morris and Professor Hyett concerning the CTG is more
accurately characterised as a divergence in their respective assessments
of risk and the appropriate clinical response to what could be observed
on the trace, rather than a substantive disagreement about the
interpretation of the CTG features themselves.
392 Professor Morris's opinion was that an assessment of the CTG at
or around 6.43 pm did not satisfy the criteria for immediate caesarean
delivery. In his view, the tracing demonstrated periods of variability
exceeding 3 bpm, there were no features of bradycardia, and there were
no decelerations he regarded as complex. He considered that the
clinical indicators apparent on the CTG called for vigilance and
continued monitoring by the treating clinicians, but did not,
of themselves, warrant immediate delivery.440
393 By contrast, Professor Hyett was of the opinion that the CTG
features evident between 6.13 pm and 6.43 pm required a determination
that urgent delivery was required. The features he identified as
supporting that conclusion were that, by the end of the 60‑minute trace
at 6.43 pm, there had been a rise in the foetal heart rate, ongoing
reduced variability, a continued absence of accelerations, and the
presence of shallow decreases from the foetal baseline which may or
may not have met the formal criteria for decelerations.441
394 The increase in the foetal heart rate is a feature that falls within
risk category 2 and is therefore one which may be associated with
significant foetal compromise requiring further action in the way
described at [386]. By contrast, the ongoing reduced variability and the
continued absence of accelerations would each fall within risk
category 1 which, if in isolation, would be unlikely to be associated
with foetal compromise.
395 The significance in this case, however, is that neither the reduced
variability nor the absence of accelerations occurred in isolation.
Rather, it was the accumulation of each of these abnormal features that
informed Professor Hyett's opinion as to why he considered the trace at
this point to be 'pathological'.
440 ts 684.
441 ts 467.
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396 Professor Hyett also accepted in cross‑examination that, during the
relevant period, the CTG trace did not demonstrate any of the following
features:442
1. Bradycardia.
2. An absence of baseline variability. In that regard,
Professor Hyett acknowledged that the level of variability was
difficult to assess but considered it likely to have been less than
5 bpm while remaining greater than 3 bpm.
3. A sinusoidal pattern.
4. Reduced or absent baseline variability with complicated
variable decelerations. In making that concession,
Professor Hyett was of the view that decelerations were evident
which he regarded as 'complex' by reason of the reduced
variability, but he did accept however, that this assessment was
open to contention and that there was 'room for debate' on that
issue.
5. Late decelerations in association with reduced or absent
baseline variability.
397 By making those concessions, Professor Hyett appeared to
acknowledge that none of the features present were such as to place the
CTG trace within the highest risk category, namely category 3
(as discussed at [387]), so as to warrant the possibility of urgent
delivery.
398 Notwithstanding the absence of any of those features,
Professor Hyett maintained his opinion that caesarean delivery at
6.43 pm was required because, in his view:443
I think there are, even in the intrapartum method of interpretation and
starting with the baseline risk that you have, that this is a high-risk
pregnancy with evidence of fetal growth restriction where you now
have some regular contractions. There is a raised baseline heart rate.
In my opinion, there is reduced variability, and in my opinion there are
also some deceleration, shallow decelerations. So from my perspective,
the CTG is abnormal and needed to be escalated and there needed to be
a plan for expedition of delivery.
442 ts 504.
443 ts 478.
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399 However, an examination of Professor Hyett's opinion, and the
reasons he gave for holding it, reveals the following:
1. His opinion was based upon an assessment of the significance
of a constellation of features he observed on the CTG trace
which, when considered individually or even collectively,
would not ordinarily place the trace within a category 3 level of
risk.
2. Some of the features he identified as significant were expressly
acknowledged by him to be 'open to debate', in the sense that
their interpretation was capable of differing subjective clinical
views.
3. The weight Professor Hyett attributed to the combination of
those CTG features he considered to be relevant was informed
by his subjective broader clinical assessment, including aspects
of Ms Lalezari's medical history, the fact that the foetus was
growth‑restricted, and his observations regarding the progress,
or lack of progress, during the IOL.
4. His own clinical experience and expertise also necessarily
informed the significance he attached both to the CTG features
he observed and to those elements of the clinical history he
regarded as relevant.
5. His subjective assessment of the risk of foetal acidosis, in turn,
materially influenced the view he reached as to the appropriate
course of management.
400 Professor Hyett's opinion was entirely sensible and appropriately
cautious, particularly when assessed with the benefit of hindsight.
However, as the foregoing analysis demonstrates, his conclusions,
both as to the level of risk suggested by the CTG features at 6.43 pm
and as to the appropriate clinical response were inherently evaluative,
dependent upon the exercise of subjective clinical judgment, and open
to reasonable differences of opinion. There is nothing controversial in
that conclusion. What it highlights, however, is the significant
evidentiary difficulty confronting the plaintiff's case on causation.
401 First, taken at its highest, Professor Hyett's evidence establishes no
more than that, on his review of the CTG, he identified a combination
of features which he considered suggestive of foetal distress and
possible acidosis. However, the CTG trace did not contain features that
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objectively or conclusively demonstrated either condition. As a
screening tool rather than a diagnostic instrument, a CTG cannot
establish foetal distress, let alone foetal acidosis. At most, the trace
contained features capable of suggesting risk, the assessment of which
necessarily involves the exercise of subjective clinical judgment.
402 Critically, the CTG trace during the relevant period did not
disclose any category 3 features likely to be associated with foetal
distress or acidosis. Instead, it demonstrated features that were capable
of being interpreted as suggestive of an elevated level of risk greater
than they would ordinarily warrant. Such an assessment, however,
depended entirely upon the clinician's subjective evaluation of both the
CTG features and the surrounding clinical context.
403 Nothing in Professor Hyett's evidence suggests that the conclusion
he reached was one that would necessarily hold universal acceptance,
nor that an alternative conclusion based on the same information would
be unreasonable. Critically, it was his subjective and qualitative
assessment of the level of possible risk that informed and underpinned
his view as to the appropriate course of action.
404 In those circumstances, there is no proper basis to conclude that
had any of the defendant's treating clinicians reviewed the CTG by
6.43 pm, even with full knowledge of Ms Lalezari's clinical history,
they would have interpreted the trace in the same way or reached the
same conclusion as Professor Hyett. At its highest, the evidence
establishes no more than a possibility that a clinician may have
identified similar features and drawn a similar inference, but it falls
well short of establishing that such an interpretation was probable.
405 Secondly, and more fundamentally, even if one of the defendant's
clinicians had reviewed the CTG and recognised features suggestive of
evolving foetal distress, that recognition would not, of itself,
have established that the foetus was experiencing acidosis and that
delivery must occur.
406 I accept that in the clinical context, it would have been open to
such a clinician to conclude that there was a risk that the observed
features were attributable to possible acidosis. However, given that
CTG monitoring is susceptible to false‑positive results, and that not all
abnormal traces are indicative of foetal compromise,444 such a
conclusion would not, in itself, mandate a decision to expedite delivery.
444 ts 495.
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407 Where a CTG trace is identified as abnormal but does not fall
within risk category 1, an appropriate initial response is to consider
whether there are any immediately reversible factors capable of
correction so as to restore the trace to a normal pattern. Such measures
may include verifying and, if necessary, repositioning the monitoring
probe; altering the mother's position to optimise uteroplacental blood
flow; and administering intravenous fluids where maternal dehydration
may be contributing to the CTG findings. These measures fall within
the range of 'immediate management' responses ordinarily regarded as
appropriate when features fall within risk category 2.
408 This was the course articulated by Professor Morris as being,
in his opinion, the appropriate response to the CTG features evident up
to 6.43 pm in preference to proceeding to urgent delivery.445
409 Professor Hyett also accepted that, in certain circumstances,
maternal repositioning and the administration of intravenous fluids may
result in an improvement in CTG features and may constitute an
appropriate clinical response. In relation to maternal repositioning,
he acknowledged it to be a straightforward intervention, capable of
being undertaken while awaiting medical review following escalation
by a midwife, in order to assess whether the trace improved.
He accepted that the administration of intravenous fluids was more
complex, given the potential risks associated with large‑volume fluid
administration and the institutional requirement at KEMH for such
treatment to be prescribed by a medical practitioner, but acknowledged
that it was a course that was still available.446
410 In substance, however, Professor Hyett accepted that the
identification and correction of potentially reversible causes of CTG
abnormality constituted a legitimate clinical course, provided those
steps were taken within a framework of appropriate medical assessment
and supervision.
411 Accordingly, while it was open to a clinician to conclude at
6.43 pm, as Professor Hyett conservatively did, that caesarean delivery
was merited, it was equally open to adopt an alternative course, such as
that articulated by Professor Morris, involving continued monitoring or
other immediate management strategies directed to identifying
reversible causes or explanations unrelated to foetal acidosis.
445 ts 722.
446 ts 497.
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Would an earlier decision to expedite delivery have been made?
412 Although the foregoing analysis has examined the expert opinions
offered by Professor Hyett and Professor Morris, those opinions have
been considered only to the extent that they assist in informing the
counterfactual inquiry in the manner outlined above. It must be
emphasised that the task for the purposes of causation is not to assess,
with the benefit of hindsight, what the defendant ought reasonably to
have done, nor to engage in any normative evaluation of ideal clinical
conduct.
413 As is apparent from the court's reasoning in Rosenberg
v Percival,447 the inquiry into factual causation is directed
to determining, on the balance of probabilities, what the individual in
question would in fact have done at the relevant time, having regard to
the information then available. Although Rosenberg concerned
whether a patient would have proceeded with surgery if adequately
informed of the associated risks, there is no reason why the same
reasoning does not apply equally to the present counterfactual inquiry
to determine what, if anything, would have occurred differently.
414 Resolution of that inquiry therefore requires a determination of
what the defendant specifically would have done, rather than what a
reasonable clinician ought to have done. While evidence of reasonable
or usual practice may assist the court in drawing the necessary
inference, what a reasonable person might have done is not
determinative. Ultimately, the inquiry is inherently subjective and
fact‑specific.
415 Nevertheless, such an analysis has been necessary because none of
the defendant's treating clinicians involved in the care of Ms Lalezari
and Daniella were asked what conclusions they would have reached,
or what course they would have recommended, had the CTG trace been
reviewed at 6.43 pm. The prohibition in s 5C(3)(b) of the Act applies
only to the plaintiff, not the defendant.
416 While any such evidence would not have been determinative of
the question of factual causation, it may have been relevant to assessing
whether, and if so how, the defendant's response might have differed
had the CTG been reviewed at that time. In the absence of such
evidence, the particular matters within the clinicians' knowledge that
447 Rosenberg v Percival [2001] HCA 18; (2001) 205 CLR 434 [24] - [25], [44] - [45] (McHugh J),
[86] - [88] (Gummow J) (Rosenberg).
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may have influenced their interpretation, risk assessment, and any
consequent course of action remain unknown. Notwithstanding that
absence, there is evidence from which the necessary inferences may
properly be drawn.
417 Consistent with the finding outlined at [190.6], at some point
between approximately 7.10 pm and 7.15 pm, Dr Beale first attended
Suite 12 and examined the CTG trace. If, in accordance with usual
practice, she reviewed the preceding hour of the trace to assess its
features adequately, it follows that her assessment would necessarily
have included consideration of the trace as it appeared at 6.43 pm,
together with the period leading up to that time. If that is so, there is no
reason to conclude that Dr Beale did not have access to the same
information available to Professor Hyett at the time he undertook his
assessment and formed his opinion.
418 Nevertheless, it is apparent that when Dr Beale first reviewed the
CTG, the features she regarded as 'concerning' were reduced variability
and a prolonged deceleration.448 The prolonged deceleration to which
Dr Beale refers is visible at 7.06 pm and occurred shortly after an
earlier deceleration that was not of sufficient duration to be classified as
prolonged, but was instead characterised as a complicated variable
deceleration.449
419 As can be seen, both features that caused Dr Beale particular
concern arose after 6.43 pm and therefore did not form part of
Professor Hyett's assessment. Nevertheless, it is apparent that Dr Beale
recognised that the CTG features she observed were associated with a
risk of foetal distress. Viewed in that context, the CTG features present
when Dr Beale reviewed the trace at or about 7.10 pm were at least as
concerning, if not more so, than those under consideration by
Professor Hyett at 6.43 pm.
420 Notwithstanding that assessment, Dr Beale did not form the view
that an immediate emergency caesarean section was required.
Rather, she considered that a caesarean delivery was 'very likely' given
the overall clinical picture. Accordingly, she directed Dr Marcano to
commence the process of obtaining Ms Lalezari's consent in
anticipation of that likelihood.
448 ts 979.
449 Exhibit D1-34, page 241; ts 1158.
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421 Instead of recommending urgent delivery at that stage, Dr Beale
appears to have elected to first undertake immediate management
aimed at identifying and addressing any potentially reversible cause for
the CTG abnormalities. This is reflected in her directions that IV fluids
be administered,450 which Dr Paterson did at 7.15 pm, as well as her
decision to perform an ARM to assess for the presence of meconium in
the amniotic fluid.451 She also escalated CTG monitoring from
Midwife Palandri to Dr Marcano while consent was being obtained,
and observed whether repositioning Ms Lalezari resulted in any change
to the CTG.
422 This approach of excluding alternative or reversible causes
accords with the opinion expressed by Professor Morris as an
appropriate alternative to proceeding directly to caesarean delivery,452
as well as being consistent with what the RANZCOG guidelines
suggest are appropriate measures to adopt when responding to a
category 2 risk.
423 The appropriateness of Dr Beale's decision not to recommend
urgent delivery at that time, based on the information available to her,
was not challenged in her evidence. Indeed, the plaintiff did not, at any
stage, challenge the appropriateness of any of Dr Beale's decisions.
424 However, Dr Beale's position appears to have altered materially
when she reviewed the CTG trace approximately 20 minutes later and
observed recurrent late decelerations, foetal tachycardia, and reduced
variability, all features which she regarded as indicative of hypoxia.453
At that point Dr Beale's opinion changed from a caesarean being 'very
likely' to 'required'.454
425 The change in Dr Beale's opinion based upon the further emerging
features is, again, consistent with Professor Morris's interpretation of
the CTG trace but, more relevantly, what in his view was required by
way of immediate management.
426 Professor Morris's evidence was that, between 7.27 pm and
7.46 pm, the trace demonstrated a baseline of approximately 180 bpm,
with decelerations that were clearly late and a tachycardic pattern.
In his view, these features were sufficiently non‑reassuring to justify
450 ts 979.
451 ts 730.
452 ts 730.
453 ts 980.
454 ts 980.
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expedited delivery.455 This accords with the timeframe when Dr Beale
would have reviewed the CTG trace for the second time and formed the
view regarding hypoxia.
427 In cross‑examination, Professor Morris accepted that it may have
been appropriate to recommend a caesarean section as early as
'somewhere between 7.13 and 7.21',456 having regard to the elevated
foetal heart rate and the emergence of decelerations that were becoming
potentially recurrent from about 7.13 pm onwards. Importantly,
what appears to have been central to his assessment warranting a
recommendation for caesarean delivery was the development
of recurring decelerations,457 which also appear to have been material to
Dr Beale's assessment.
428 While Professor Morris acknowledged that a decision to proceed
to caesarean delivery could appropriately have been made within that
timeframe, that opinion must again be considered in light of the fact
that his assessment is inherently retrospective and informed by features
that are now known. It reflects the advantage of hindsight that
is available only after the clinical course has played out.
Also, significantly, consistent with what I have identified at
[412] - [416], it is simply evidence of what Professor Morris may have
considered in those circumstances to be appropriate rather than
evidence as to what decisions Dr Beale would have made at that
relevant point.
429 This limitation was properly acknowledged by Professor Morris
when it was put to him in cross‑examination that a treating clinician
would not ordinarily wait until CTG features had deteriorated to the
point of being likely to cause significant foetal compromise before
deciding to expedite delivery:458
I mean that would be the ideal. The nature of the CTG trace is that they
do change.
430 His response underscores the difficulty confronting the plaintiff's
causation case, namely the attempt to retrospectively infer what the
defendant ought to have done by reference to outcomes that were not
known at the time, when the relevant data was still evolving and the
clinical picture remained uncertain.
455 Exhibit D3-126, page 684; ts 689.
456 ts 728.
457 ts 728.
458 ts 728.
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Conclusion
431 Based upon the above analysis of the evidence I am satisfied that:
1. Had one of the defendant's treating clinicians reviewed the CTG
trace at or about 6.43 pm as required, it would not merely
have been possible, but likely, that the clinician would have
identified the emergence of abnormal CTG features suggestive
of a potential risk of foetal distress, including the possibility of
acidosis.
2. Had such a review occurred, it is possible that those features
may have been interpreted as falling within what I have
described as a category 2 risk, namely features that may be
associated with significant foetal compromise and which would
require further action by way of immediate management.
3. Although such immediate management may have involved
consideration of urgent delivery if significant abnormality
persisted, I am not satisfied that a recommendation for urgent
delivery was likely to have been made at that point. Rather,
far more consistently with the approach that Dr Beale adopted
at or about 7.10 pm when confronted with potentially more
concerning CTG features, in my view the more probable course
would have been the initiation of immediate management
directed at identifying potentially reversible causes, escalation
to continuous CTG monitoring by a medical practitioner such as
Dr Marcano rather than a midwife, and consideration of further
foetal assessment or delivery if the abnormalities were found to
persist.
4. Consideration of caesarean delivery was unlikely to arise
until the later emergence of more concerning CTG features,
namely the complicated variable deceleration at 7.02 pm and
the prolonged deceleration at 7.06 pm, with any definitive
decision to proceed to caesarean delivery unlikely to have been
made before at least 7.13 pm.
432 Accordingly, I am not satisfied, on the balance of probabilities,
that even if the defendant had implemented an appropriate structured
surveillance plan and/or had recognised by no later than 6.43 pm the
emergence of CTG features suggestive of a possible risk of acidosis,
that would have led any treating clinician to act differently in the
management of Ms Lalezari or in the discharge of the duty of care
owed to the plaintiff.
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433 Specifically, I am not persuaded that such recognition would have
resulted in a conclusion that urgent delivery was required at 6.43 pm,
or that it would have led to the plaintiff being delivered at a materially
earlier time. On that basis, the plaintiff has failed to establish that any
fault on the part of the defendant contributed to the harm sustained.
Would earlier delivery have prevented the injury?
434 However, even if I am wrong in the conclusions expressed at
[432] - [433], it remains necessary, as noted at [384.4], for the plaintiff
to establish on the balance of probabilities that any decision by one or
more of the defendant's treating clinicians to proceed to caesarean
delivery, had such a decision been made at 6.43 pm, would have
resulted in an earlier delivery of the plaintiff so as to have avoided the
onset of her injury.
435 A theme running through much of the evidence, particularly the
evidence of Professor Hyett and Professor Morris when addressing
questions of risk and appropriate clinical management, and indeed
central to the plaintiff's articulation of her causation case, was the
implicit assumption that the decision whether to proceed to caesarean
delivery was one within the defendant's control. Because that
assumption was so frequently expressed in those terms, I have,
for convenience, adopted similar language throughout these reasons.
However, an obvious and fundamental matter which appears to have
been obscured by the way the issue was repeatedly framed is that the
decision whether to proceed to caesarean delivery was not, in fact,
the defendant's decision at all.
436 The significance of that observation is not merely semantic.
Rather, it has direct consequences for the plaintiff's causation case.
The counterfactual inquiry cannot proceed on the false premise that the
defendant was the ultimate decision‑maker as to delivery.
Any recommendation by a treating clinician to proceed to caesarean
delivery was necessarily contingent upon receiving the informed
consent of Ms Lalezari before it could be acted upon. The defendant or
its staff could not unilaterally effect delivery, however strongly such a
course might have been recommended.
437 Accordingly, even if it is accepted that a treating clinician would
have formed the view at 6.43 pm that caesarean delivery was
warranted, the causation inquiry does not end there. The plaintiff must
establish, on the balance of probabilities, not only that such a
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recommendation would have been made, but that it would have been
communicated, accepted, and acted upon in a timeframe sufficient to
result in delivery being effected before the onset of the injury.
438 That necessarily introduces additional contingencies into the
counterfactual analysis, including the time required to explain
the clinical position, obtain informed consent, mobilise theatre
resources, and proceed to delivery in circumstances where the clinical
picture was evolving and where, on the evidence, reasonable clinicians
may have formed different views as to the level of urgency if the
decision was being made at that time.
439 Assuming, without deciding, that s 5C(3)(b) of the Act does not
preclude a next friend, rather than the 'injured person', from giving such
evidence, there was no direct evidence from Ms Lalezari as to how she
would have responded to a recommendation for caesarean delivery at
6.43 pm. Even if such evidence had been given, for the reasons
articulated in Rosenberg,459 it may have attracted little weight to the
extent that it was self‑serving. In any event, notwithstanding
the absence of direct evidence and whatever weight might properly
have been attributed to it, there are matters 'rich in detail'460 within the
broader evidence from which the necessary inferences may be drawn.
440 One such area is the sequence of events that unfolded from
approximately 7.10 pm onwards, as I have found at [254] and [255].
Had one of the defendant's treating clinicians reviewed the CTG
at 6.43 pm, identified the same features later identified by
Professor Hyett, and expressed the view that caesarean delivery was
'likely', there is no basis to conclude that Mr and Ms Lalezari would
have responded differently from the manner in which they in fact did
when materially similar circumstances arose and unfolded at about
7.10 pm. The findings I have made as to events at that later time
therefore inform the counterfactual assessment of what would probably
have occurred had comparable discussions taken place at 6.43 pm.
441 Further, as noted previously, despite pleading her case on the basis
that the defendant failed to recognise the development of features
indicative of foetal distress and acidosis by 'no later than 6.43 pm',
there is no evidence capable of establishing that such a conclusion
could properly have been reached at any earlier time. Professor Hyett's
evidence makes clear that any such conclusion could not have been
459 Rosenberg [16] (Gleeson CJ), [26] - [27] (McHugh J), [155] - [159] (Kirby J).
460 Chester [135].
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drawn prior to 6.43 pm.461 Accordingly, the counterfactual analysis
must proceed on the footing that any relevant assessment or response
could only have occurred from 6.43 pm onwards.
442 In allowing for the time reasonably required for a treating
midwife to identify concerning CTG features and escalate care to an
attending obstetrician, and for that obstetrician to attend, review and
assess the trace, and form the view that expedited delivery was
indicated, Professor Hyett considered that a period of approximately
five minutes was reasonable.462 He further estimated that the total time
required, including that initial assessment period and the additional
time necessary to communicate the assessment to the patient and obtain
her consent, would be approximately 10 - 15 minutes.463
443 As outlined at [255], the time taken for that process to occur in the
present case clearly exceeded the allowance contemplated by
Professor Hyett. Consistent with his estimate, the evidence outlined at
[254] shows that the defendant's treating clinicians were able to form
the view that caesarean delivery was likely within approximately
five minutes of reviewing the CTG and completing their initial
assessment. There is no reason to think that, had such a review
occurred at 6.43 pm, the time required to reach that conclusion would
have been materially different. On that basis, the process of advising
Ms Lalezari and seeking her consent would have commenced at
approximately 6.48 pm.
444 Subject to one qualification, to which I will return below, and in
the absence of any evidentiary basis to suggest that Ms Lalezari would
have provided her consent more promptly than the evidence
demonstrates she in fact did, it follows that the defendant would not
have been in a position to proceed with a caesarean section before
7.18 pm. Further, once consent was obtained, and assuming the
subsequent steps progressed in a manner broadly consistent with those
discussed at [270], it follows that Daniella's delivery would not have
occurred any earlier than approximately 7.46 pm, even if the
defendant's treating clinicians had reviewed the CTG at 6.43 pm.
Was the injury inevitable?
445 As the above counterfactual analysis demonstrates, if Daniella's
injury occurred prior to 7.46 pm, it would have occurred irrespective of
461 Exhibit P1-12, page 84; ts 467, ts 499 - ts 500.
462 Exhibit P1-12, page 84.
463 ts 511.
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whether the defendant had taken the precautions contended for by the
plaintiff, and was therefore inevitable. In that event, the defendant's
negligence could not have been a necessary condition of the harm,
and the plaintiff's claim must fail. Accordingly, to establish causation,
the plaintiff must prove on the balance of probabilities that the hypoxic
insult occurred after 7.46 pm.
446 The resolution of this issue turns upon the interrelated questions of
the cause of the injury and the time at which it occurred. Due to the
divergence of opinion on those matters, it is necessary first to set out
the competing expert opinions and the foundations upon which they
were based.
Expert evidence as to cause and timing of injury
Professor Hyett
447 Professor Hyett considered that the normal features demonstrated
on the antenatal CTG recordings of 25 and 26 August 2020 made it
unlikely that Daniella had sustained a significant neurological insult
during that period.464 He explained that a late third‑trimester antenatal
neurological injury would commonly be associated with persistent CTG
abnormalities, including sustained reductions in baseline variability and
an absence of accelerative activity, which may indicate an established
injury. No such features were present in this case. Regardless, given
Professor Hyett's conclusion was the injury was caused by events
during labour, implicitly it could only have occurred once the IOL
commenced.465
448 Although Professor Hyett initially expressed the view in his report
that delivery by 7.28 pm would likely have avoided the hypoxic insult
and resulting injury, he qualified that opinion during cross-examination.
He explained that his evidence was directed to the proposition that
earlier delivery would have reduced the likelihood of Daniella
developing hypoxia during labour and requiring resuscitation at birth,
rather than establishing that the insult had not already commenced by
that time. He accepted that the evidence did not exclude the possibility
that the hypoxic process had begun before 7.28 pm.466
464 Exhibit P1-12, page 83; ts 522.
465 ts 526.
466 ts 523.
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449 Ultimately, Professor Hyett's opinion was that the injury
developed progressively as Daniella became increasingly compromised
during labour. Given Daniella's reduced foetal reserves, her capacity to
recover following successive contractions was diminished, resulting in
a prolonged period of intermittent hypoxia and progressively worsening
acidosis.467
450 In that context, he considered it likely that she experienced a
pre-terminal bradycardia after the CTG had been removed and
approximately 30 minutes before delivery which accounted for the
foetal heart rate of about 100 bpm at birth and its subsequent decline.468
The substance of his opinion was that the timing of delivery bore
directly upon the severity of Daniella's injury, such that an earlier
delivery would probably have resulted in a less severe outcome.
Dr Harbord
451 Dr Harbord expressed the opinion that the hypoxic insult arose
from a single event, namely a complete cord occlusion,469 of between
15- and 30-minutes' duration prior to delivery.470 An occlusion
involves pressure upon the umbilical cord sufficient to impair blood
flow, and in the case of a complete occlusion, to obstruct that flow
entirely. Dr Harbord identified a number of mechanisms by which such
an occlusion might occur, the more common being:471
(a) a knot in the cord;
(b) compression of the cord between the foetus and the uterine wall,
particularly in the presence of reduced amniotic fluid;
(c) cord prolapse, whereby the cord descends ahead of the foetus
during delivery; and
(d) the cord being wrapped around the foetus's neck.
452 As noted at [273], no abnormality of the umbilical cord was
recorded. On that basis, Dr Harbord excluded the majority of potential
causes of occlusion. In his opinion, the most likely mechanism was
compression of the cord between Daniella and the uterine wall,
consistent with the presence of reduced amniotic fluid. He considered
467 ts 524.
468 ts 524.
469 ts 285.
470 ts 294.
471 ts 303 - ts 304.
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that, following the ARM, the reduction in fluid would have increased
the pressure on the cord, thereby precipitating the occlusion.472
Dr Harbord accepted that an occlusion in the circumstances he
hypothesised was 'rare' and rarer still in circumstances where the foetus
remained at a -1 station, as was the case for Daniella.473
453 He further considered it likely that the event lasted longer than
10 - 15 minutes, given that an injury of the kind sustained by Daniella
would ordinarily require at least 10 - 15 minutes of complete cardiac
arrest and if that had occurred, it would have been unlikely that she
would have been successfully resuscitated.474 This led him to conclude
that something less than complete cardiac arrest was more probable,
and that the hypoxia was instead attributable to a persistent, albeit slow,
heart rate, indicating that some oxygenated blood continued to reach the
brain, thereby prolonging the time before the onset of injury.475
454 Conversely, Dr Harbord also expressed the opinion that,
if Daniella had sustained a period of total hypoxia of 30 minutes or
longer, it would likely have resulted in foetal cardiac arrest and
intrauterine death.476 Having regard to the radiological evidence,
considered together with other clinical features, most notably the
arterial and venous cord blood results, Dr Harbord was of the opinion
the duration of the insult was confined to a period of no less than
15 minutes and no more than 30 minutes prior to delivery, meaning the
insult must have commenced no earlier than 7.38 pm and no later than
7.53 pm.477
455 In offering his opinion, Dr Harbord acknowledged that if the
occlusion resulted from uterine foetal compression, there remained
the potential, once the occlusion resolved upon delivery, for acidotic
foetal blood to contaminate the cord sample. His explanation for why
that may not have occurred in this case, and therefore why it was the
cord results remained normal, was that the cord is typically clamped
very promptly following delivery, thereby limiting the opportunity for
such contamination.478
472 ts 307, ts 309.
473 ts 309 - ts 310.
474 ts 294.
475 ts 299.
476 ts 294.
477 ts 301.
478 ts 311.
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456 Dr Harbord accepted in his evidence that he did not possess
specialist expertise in the interpretation of MRI studies or CTG tracings
and that, in relation to those matters, he relied upon the opinions
expressed by Dr Goetti and Professor Hyett respectively.479
457 Consequently, Dr Harbord's opinion was not based upon any
independent analysis of the CTG tracings, nor upon his own assessment
of whether the features demonstrated on those tracings were consistent
with cord occlusion. Indeed, it is not apparent that he was provided
with the CTG records for the purpose of considering whether they
supported his hypothesis. Rather, his opinion was derived principally
from Daniella's clinical condition at birth and the apparent discrepancy
between the normal cord blood gas results and the neonatal blood gas
sample obtained approximately 37 minutes after delivery.
Dr Hayman
458 Dr Hayman agreed that Daniella sustained a hypoxic-ischaemic
brain injury. However, in his opinion, it was not possible, on either
clinical or radiological grounds, to determine the timing of its onset.
He considered the radiological findings to be consistent with a
moderate to severe, prolonged period of compromise giving rise to the
injury.480
459 Dr Hayman further noted that, as at 25 August 2020, the available
material suggested Daniella was already compromised by foetal growth
restriction. In his view, this was indicative of intrauterine compromise
and, at a minimum, placed her in a position of increased vulnerability to
hypoxic injury, thereby heightening the risk during the peripartum
period.481 The term 'peripartum' refers to the period surrounding
childbirth and can include the antepartum, intrapartum, or the
immediate postpartum period.
460 Properly understood, his opinion did no more than identify the
possibility that such compromise existed at that time rather than giving
any opinion as to when that condition began.482
461 He accepted that the hypoxic insult was likely to have occurred
in utero, which would account for Daniella's poor condition at birth.
He also considered that the events following delivery, including the
479 ts 322.
480 Exhibit D3-131, page 775; ts 781.
481 ts 782 - ts 783.
482 ts 791.
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extensive resuscitation required, likely compounded the injury already
sustained.483
462 Dr Hayman was unable to identify any 'sentinel event'.484
A sentinel event is an event that stands out and is identifiable as being
the cause of the hypoxic-ischaemic injury.485 He maintained that the
most likely explanation for her condition was that an already
compromised foetus was subjected to additional compromise during
labour and delivery, with further exacerbation occurring in the postnatal
resuscitation period.
463 As to timing and its relevance to causation, Dr Hayman was
prepared to say no more than that earlier delivery on 25 August 2020,
whether in response to Dr Armari's recommendation or prior to the
manifestation of foetal distress on CTG, may have avoided or reduced
the extent of injury.486 However, that opinion must be understood in
light of his acceptance that he had no expertise in CTG interpretation
and was relying upon the views of others as to the presence of abnormal
features in those traces.487
464 One aspect of Dr Harbord's criticism of Dr Hayman's assessment
concerned what he characterised as Dr Hayman's apparent failure to
take into account the cord blood gas results when compared against the
neonatal blood gas results, which formed a significant foundation for
Dr Harbord's hypothesis as to the cause of the injury.
465 It appears that Dr Hayman may not have been provided with the
arterial cord blood gas results, as his report makes reference only to an
'umbilical artery catheter at 37 minutes of age'.488 In any event,
Dr Hayman confirmed that he had reviewed Dr Harbord's reports, such
that the significance attributed by Dr Harbord to the arterial cord blood
gas results would have been apparent to him. Notwithstanding that,
Dr Hayman maintained his opinion, indicating that those results, to the
extent they were considered, did not alter his conclusions.
483 ts 830.
484 ts 781.
485 ts 775.
486 Exhibit D3-131, page 775.
487 ts 776, ts 792.
488 Exhibit D3-131, page 772.
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Could the insult have occurred prior to the induction of labour?
466 The defendant submits489 that the evidence leaves open a 'material
possibility' that the injury occurred as early as 21 or 22 August 2020.
In support of that submission it refers to:
1. Dr Goetti's opinion that the injury was caused by a profound
hypoxic-ischaemic event of between 10 - 20 minutes that most
likely occurred between 25 August 2020 to 31 August 2020 and
almost certainly no earlier than 21 August 2020.490
2. Professor Goergen's opinion that it could have been caused at
any point from 18 August 2020 onwards.491
3. Dr Hayman's opinion, based on an MRI scan of Daniella carried
out on 1 September 2020 that the imaging was consistent with
the injury occurring between 25 August and 31 August 2020
and possibly as early as 22 August 2020.492
467 Dr Goetti and Professor Goergen are radiologists and expressed
opinions confined to their interpretation of the radiological evidence.
Properly characterised, that evidence established no more than the
radiological findings could not exclude the possibility that the hypoxic
insult occurred during the periods identified.
468 Similarly, Dr Hayman's opinion as to the timing of the insult
was confined to the proposition that, on the available evidence, he was
unable to determine with precision when it occurred, due to the absence
of material permitting a positive finding. That absence of evidence did
no more than leave open the possibility that the injury may have
occurred at various times. However, the mere inability to exclude such
possibilities does not elevate any one of them to the level of a material
probability that the insult in fact occurred within a particular timeframe.
469 In forming their respective opinions, Professor Hyett and
Dr Harbord had regard not only to the MRI and radiological
interpretations provided by Dr Goetti and Dr Goergen, but also to a
range of additional clinical factors which they each considered relevant
to assessing both the mechanism and timing of the hypoxic insult.
489 Defendant's closing submissions, par 208.
490 Exhibit P1-1, page 9; Exhibit P1-3, page 29; ts 422 - ts 423.
491 ts 863.
492 Exhibit D3-131, page 776.
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Accordingly, although neither was able to determine the precise timing
of the insult with certainty, their opinions went beyond merely being
unable to exclude a possibility.
470 Instead, each provided a reasoned clinical explanation for
concluding that the insult most likely occurred during the period
commencing after the IOL. In my view, their evidence not only
excludes the 'material possibility' referred to by the defendant that the
insult occurred at an earlier time, but positively supports the conclusion
that it is likely the insult occurred at some point after induction had
begun.
471 However, consistently with the evidence of Professor Hyett and
Dr Hayman as to the significance of foetal growth restriction on foetal
reserves, I accept Dr Hayman's opinion that, at the time of induction,
Daniella exhibited the vulnerability to hypoxic injury to which he
referred.
Could the injury be avoided?
472 The defendant submits493 that the plaintiff cannot succeed on
causation unless it is established that, absent the breach, delivery would
have occurred by 7.28 pm on Professor Hyett's counterfactual or by
7.38 pm on Dr Harbord's. As noted at [444] and [445], I am satisfied
that the earliest time at which delivery could realistically have occurred
was 7.46 pm. If that submission accurately reflected the applicable
counterfactual, the plaintiff's case would fail without the need to
resolve the competing expert opinions.
473 However, as appears from the summary of Dr Harbord's evidence
at [451] - [456], that submission does not accurately reflect his position.
Although unable to identify the precise timing of the injury,
Dr Harbord's evidence (as set out at [454]) placed its onset between
7.38 pm and 7.53 pm. On that analysis, an insult commencing after
7.46 pm and continuing for at least 15 minutes could still account for
the injury. Conversely, if the insult began at 7.38 pm and delivery
occurred at 7.46 pm, its duration would have been approximately
eight minutes, which on Dr Harbord's evidence would have been
insufficient to cause the injury.
493 Defendant's closing submissions, pars 70, 76(2)(e), 80, 205 - 214.
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474 Accordingly, on Dr Harbord's counterfactual, it remains open that
the injury might have been avoided even if its onset had commenced at
7.38 pm, provided the relevant CTG features were identified at
6.43 pm, immediate delivery was recommended and consented to,
and delivery occurred by 7.46 pm. On that limited basis, Dr Harbord's
counterfactual can support the plaintiff's case on causation and requires
resolution of the competing hypotheses advanced by Professor Hyett
and Dr Harbord.
What caused the insult?
475 What was evident from the evidence of Dr Goetti and Dr Goergen
is that the radiological findings are capable of interpretation in a
manner consistent with either hypothesis: a single acute and profound
hypoxic event, as opined by Dr Goetti and supportive of Dr Harbord's
hypothesis; or a protracted series of moderate hypoxic insults,
or multiple insults of lesser intensity, as opined by Dr Goergen and
supportive of Professor Hyett's opinion. Both radiologists provided
careful and well‑reasoned explanations for their respective
interpretations, grounded in the scientific literature. Ultimately,
the radiological evidence, on its own, provides little assistance in
resolving this issue.
476 In forming their respective opinions, both Professor Hyett and
Dr Harbord were required to address the extent to which those opinions
could be reconciled with the arterial cord blood gas results.
Each identified a potential issue as to the reliability of those results,
arising from the apparent inconsistency between the recorded values
and Daniella's poor clinical condition at birth.494 The way each expert
approached that issue, and the weight ultimately attributed to the results
in their reasoning, constituted a material point of distinction between
their opinions.
477 The arterial cord blood gas results were recorded with a '?'
alongside each value, together with the notations 'sample error' and
'insufficient sample' in an associated text field.495 Notwithstanding
those annotations, Dr Harbord reasoned that the existence of recorded
results indicated that a sufficient blood sample must have been obtained
to permit analysis, on the basis that no result would be generated if the
494 ts 290, ts 509.
495 Exhibit DS-1, page 1045.
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specimen were truly inadequate.496 On that assumption, he regarded the
results as reliable.
478 He further speculated that the '?' notation had been added because,
although the results appeared normal, the person recording them
recognised that they were inconsistent with Daniella's clinical
presentation.497 Dr Harbord accepted, however, that he had no
expertise or familiarity with the analyser used to produce the results.498
479 Unchallenged evidence given by Midwife Dunbar, who was
familiar with the analyser, established that the question marks are
generated by the machine itself rather than being manually entered,
and that their presence generally denotes an invalid result.499
That evidence demonstrates that Dr Harbord's assumption as to what
the markings signified in that respect was mistaken. Beyond
Midwife Dunbar's evidence, no further material was adduced to clarify
the issue or to resolve the question of the reliability of the results.
480 Professor Hyett, for his part, considered the results were likely to
be spurious and queried whether they in fact related to Daniella at all.
His scepticism arose not only from the apparent normality of the
results, but also from the pH levels, which he regarded as likely being
higher than would ordinarily be expected for a foetus of that gestational
age.500
481 In advancing these views, both experts effectively recognised the
possibility that the arterial cord blood gas results were unreliable,
but each offered explanations for how that potential unreliability could
be reconciled with the opinions they gave. Those explanations were,
to varying degrees, speculative. No evidentiary foundation was
established to support those explanations and, in the case of
Dr Harbord, an aspect of his reasoning was shown to be incorrect.
In those circumstances, little weight can be placed upon the speculative
explanations advanced for the apparent anomalies in the arterial cord
blood gas results.
482 However, Dr Harbord placed substantial reliance upon those
results in advancing his opinion that the injury was caused by a single
hypoxic event due to cord occlusion. The discrepancy between the
496 ts 305.
497 ts 290.
498 ts 305.
499 ts 645.
500 ts 510 - ts 511.
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cord results, including the arterial cord, and the neonatal blood gas
results was central to his reasoning. His hypothesis was therefore
dependent upon the arterial cord blood gas results being reliable,
notwithstanding the express qualification as to their validity appearing
on the face of the report. In circumstances where that issue remains
unresolved, his reliance upon those results diminishes the weight to be
accorded to his opinion and gives rise to significant reservations as to
its reliability.
483 By contrast, Professor Hyett did not rely upon those results in
forming his conclusions and regarded them as immaterial. If the cord
results were subsequently shown to be accurate, the results would sit
uneasily with his opinion. However, his hypothesis as to the cause of
Daniella's injury was derived from other clinical evidence, in particular
the CTG trace, the accuracy of which has not been challenged.
The apparent inconsistency between the results and Professor Hyett's
hypothesis may therefore be reconciled on the basis that the arterial
cord blood gas results are unreliable, a conclusion for which there is
some evidentiary support.
484 Support for Professor Hyett's hypothesis can also be seen in the
CTG traces that have been adduced.501 The subsequent pattern that can
be seen, namely a prolonged deceleration at 7.06 pm, an earlier variable
deceleration at 7.02 pm, and the development of recurrent late
decelerations from approximately 7.23 pm, is consistent with
progressive foetal compromise in the setting of ongoing hypoxic stress
and accords with Professor Hyett's opinion that repeated intermittent
uterine contractions led to progressive depletion of foetal reserves,
resulting in recurrent hypoxic insults and, ultimately, injury.
485 In that regard, Dr Hayman's opinion that there was no evidence of
a discrete sentinel event but rather that Daniella's injury was consistent
with an already compromised foetus becoming further compromised
during labour and delivery, with additional exacerbation arising from
complications during post‑delivery resuscitation, is materially
consistent with Professor Hyett's evidence and lends further support to
his conclusions.
486 When asked whether Daniella's injury was consistent with being
caused by a single hypoxic event, Professor Hyett regarded
Dr Harbord's hypothesis as unlikely, having regard to the foetal
position within the uterus at the relevant time and the likelihood that
501 Exhibit D1-34.
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any such occlusion would have resolved with maternal repositioning.502
He further observed that an event of that kind would ordinarily be
expected to give rise to detectable features on the CTG trace.
Upon review, Professor Hyett was unable to identify any such feature.
Notably, as already mentioned, it does not appear that Dr Harbord was
provided with copies of the CTG trace to see if he could identify any
such features but, in any event, as he repeatedly acknowledged,
he would defer to the expertise of an obstetrician when interpreting a
CTG.
487 A review of the CTG trace up until its discontinuation at 7.48 pm
does not suggest any reduction in Daniella's heart rate to the
bradycardic levels which Dr Harbord considered necessary to produce
the injury.503 The absence of such features is consistent with,
and supports, Dr Hayman's opinion that there was no evidence of a
sentinel event.
488 In those circumstances, acceptance of Dr Harbord's hypothesis
would require the cord occlusion to have occurred only after the CTG
trace was discontinued, that is, at some point between 7.48 pm and the
time of delivery at 8.08 pm. That period of approximately 20 minutes
only marginally exceeds the minimum duration of 15 minutes which
Dr Harbord considered necessary to produce the injury.
489 Further, in describing the factual scenario he regarded as most
likely, Dr Harbord suggested that the ARM would have been a
significant contributing factor, with the occlusion occurring shortly
thereafter. The ARM, however, took place at approximately 7.10 pm
(see [195] and [254.2]). If, as his hypothesis requires, the relevant
bradycardic event occurred only after the CTG was discontinued,
it must have arisen at least 38 minutes following the ARM.
That temporal sequence sits uneasily with Dr Harbord's suggestion that
the occlusion would have occurred shortly after the procedure.
490 What can be seen from Dr Harbord's evidence is that it is possible
that Daniella's injury was caused by a single hypoxic insult, namely a
cord occlusion, but only if the following contingent propositions are
accepted:
502 ts 515.
503 Exhibit D1-14.
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(a) that the arterial cord blood gas results are reliable,
notwithstanding the qualifications on their face suggesting they
may not be;
(b) the arterial cord sample was, by chance, taken from a segment
between the placenta and the site of occlusion, rather than
between the occlusion and the point of connection to Daniella;
(c) that the occlusion occurred within the approximate 20-minute
interval between discontinuation of the CTG trace and delivery,
thereby explaining the absence of any features on the trace
consistent with such an event, but also resulting in an absence
of objective evidence capable of excluding that hypothesis;
(d) that, within that 20-minute interval, the occlusion persisted for
at least 15 minutes so as to produce the injury, requiring that it
commenced shortly after 7.48 pm and resolved only shortly
before delivery, so as again being able to occur without leaving
observable clinical signs;
(e) that the absence of any physical evidence of cord abnormality at
delivery, such as knot, prolapse or entanglement, is capable of
being explained by the occlusion having arisen from
intrauterine cord compression which is a form of occlusion that
Dr Harbord himself accepted was 'low but not impossible';504
(f) that such compression occurred notwithstanding that Daniella
was in a cephalic position at -1 station which Dr Harbord
accepted made such a compression even less likely;505
(g) that the occlusion occurred more than 38 minutes after the
ARM, despite Dr Harbord's view that such events would be
expected to follow shortly after that procedure; and506
(h) that the compression persisted for at least of 15 of the
20 minutes, despite maternal repositioning associated with
transfer to theatre and preparation for delivery.
491 While this evidence may support the possibility that Daniella's
injury was caused by a single hypoxic event of between
15 - 30 minutes' duration, that is not sufficient. As explained in
504 ts 310.
505 ts 310.
506 ts 309.
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Strong,507 the inquiry is not resolved by identifying what is merely
possible, it requires an assessment of probabilities and a determination
of what is more likely to have occurred.
492 However, unlike in Strong,508 where the court was concerned with
the application of probabilistic reasoning of the kind discussed in
Shoeys Pty Ltd v Allan509 and Kocis v S E Dickens Pty Ltd,510 this is
not a case in which the competing hypotheses are evenly balanced.
On the evidence available in this matter, the hypothesis advanced by
Professor Hyett is more strongly supported than that put forward
by Dr Harbord. Even if the two were regarded as evenly matched,
the reasoning in Strong would still favour Professor Hyett's hypothesis,
having regard to the longer duration of the insult he suggests as
compared with the shorter period relied upon by Dr Harbord. In any
event, as said, it is not necessary to resort to such probabilistic
reasoning in the present case.
493 In this case, although it remains possible that Daniella's injury was
caused by a single hypoxic event, I am satisfied that it is more likely the
injury resulted from a progressive sequence of events during labour,
involving repeated uterine contractions that produced intermittent
periods of reduced oxygenation. Put differently, I prefer the opinion
of Professor Hyett as to the cause of the hypoxic insult over that of
Dr Harbord, for the following reasons:
1. Dr Hayman's opinion, that an already compromised foetus was
subjected to further compromise during labour and delivery,
with additional exacerbation during postnatal resuscitation,
is broadly consistent with Professor Hyett's explanation of the
mechanism of injury.
2. Professor Hyett's opinion was informed by, and consistent with,
the CTG trace, being a body of evidence to which Dr Harbord
does not appear to have had the same access to or expertise to
interpret.
3. Professor Hyett's opinion accorded with the broader clinical
evidence, the only apparent inconsistency being with the cord
blood gas results. While his explanation for that inconsistency
may have involved an element of speculation, there was at least
507 Strong [34].
508 Strong [30] - [35].
509 Shoeys Pty Ltd v Allan (1991) Aust Torts Reports 81-104.
510 Kocis v S E Dickens Pty Ltd [1998] 3 VR 408, 432 (Hayne JA, as his Honour then was).
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one possible plausible explanation arising from the evidence
with respect to the arterial cord blood gas result. In any event,
the inability to fully explain such an inconsistency does not,
of itself, render his opinion unreliable.
4. It aligns with the clinical context in which the IOL was
recommended, namely the risk of developing foetal acidosis
associated with growth restriction, rather than any increased risk
of cord occlusion.
5. The conduct of the treating clinicians from approximately
7.10 pm onwards, in response to the evolving CTG features,
is consistent with a recognition of a developing risk of foetal
acidosis associated with delay in delivery. That progression
accords with Professor Hyett's opinion that acidosis was
developing at that time (and in his opinion earlier), and supports
the sequence of events he described.
494 For those reasons, I am not satisfied that Daniella's injury occurred
in the manner described by Dr Harbord, or that it arose at or after
7.38 pm because of a cord occlusion. That conclusion makes it
unnecessary to further consider the extent to which Dr Harbord's
counterfactual aligns with the plaintiff's case on causation.
495 Instead, having found that the hypoxic insult resulted from a
progressive sequence of events during labour, it is now necessary to
consider the implications of that finding for the plaintiff's causation
case.
Resolution
496 Professor Hyett identified the principal contributing factor for the
onset of Daniella's injury was the presence of regular uterine
contractions, with the associated risk arising from that point and
increasing as labour progressed.511 However, he was unable to specify
the duration of hypoxic compromise required to produce the severity of
injury ultimately sustained.
497 As outlined at [152], regular uterine contractions were occurring
from approximately 1.55 pm onwards. Having regard to my findings at
[470], that point represents the earliest time at which the event could
511 ts 526 - ts 528.
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have commenced, and when set against my finding at [444] that the
earliest time by which delivery could have occurred was 7.46 pm,
this identifies a period of nearly six hours during which the hypoxic
insult could have, or did, develop.
498 As discussed at [448], even though Professor Hyett initially
expressed the view that recognition of hypoxia at 6.43 pm would have
permitted delivery by 7.28 pm and that injury would then have been
unlikely, that opinion must be understood in light of the clarification he
later provided.
499 Properly understood, Professor Hyett's evidence was that,
once foetal compromise begins, the likelihood of hypoxic injury
increases the longer that compromise persists, rather than that the
hypoxic insult did not commence until after 7.28 pm. Further,
his qualification that delivery by 7.28 pm would have made injury, or at
least injury of the severity ultimately observed, much less likely,
accommodates the possibility that some injury, albeit of lesser severity,
had already occurred or was in the process of developing by that time.
500 Notwithstanding Professor Hyett's evidence that the process
technically commenced with the onset of regular contractions and
progressed thereafter, it is implicit in the significance he attributed to
the CTG features identified at 6.43 pm that, in his view, this point
marked an important development during the labour. At that stage,
the cumulative effect of repeated uterine contractions on Daniella's
foetal reserves may have begun to assume greater clinical significance,
potentially contributing to the development of foetal distress.
501 However, even if that point is treated as indicative of emerging
hypoxia and associated acidosis, it nonetheless points to a period of just
over one hour during which Daniella may have continued to experience
an ongoing hypoxic insult before the earliest time at which delivery
could realistically have occurred, namely 7.46 pm.
502 Even if Professor Hyett's evidence were construed in the manner
most favourable to the plaintiff, namely, that it was unlikely the injury
commenced between 6.43 pm and 7.28 pm and instead began sometime
after 7.28 pm, which is not how I have understood his evidence,
it would nonetheless follow that the foetal compromise he identified
was highly likely to have been operative from 7.28 pm until delivery at
7.46 pm. That represents a period of at least 18 minutes during which
Daniella was exposed to ongoing and repetitive hypoxic insult.
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503 If Daniella's injury resulted from a single hypoxic insult, Dr Goetti
estimated that such an event would need to have persisted for between
10 and 20 minutes.512 As noted at [453], Dr Harbord expressed a
similar view, considering that a singular hypoxic event would need to
last 10 - 15 minutes if it involved complete cardiac arrest, or between
15 and 30 minutes if the hypoxia instead arose from a persistently slow
heart rate allowing some oxygenated blood to reach the brain. Each of
those scenarios, however, proceeded on the shared premise that the
injury was caused by a discrete, single hypoxic event.
Professor Goergen did not disagree that Daniella's injury was capable
of being consistent with a single hypoxic insult of that duration.
Her disagreement lay in the proposition that such an injury could only
be explained in that way.513
504 In Professor Goergen's opinion, the literature and studies to which
she referred indicated that the type of injury sustained by Daniella
could also result from multiple, less severe hypoxic insults occurring
repeatedly over a period of time.514 In that respect, her evidence
is consistent with Professor Hyett's hypothesis as to the cause of
Daniella's injury, and with Dr Hayman's opinion based on his review
of the materials. She was unable, however, to express an opinion as to
the duration each insult required or the overall period across which they
might occur.515 The consequence is that the radiological evidence
provides limited assistance in determining the likely duration of a
hypoxic insult where the injury is not the result of a single acute event.
505 However, the consistency between Professor Goergen's evidence
that a combination of factors during labour may increase the
susceptibility of the foetal brain to injury in utero, and Dr Hayman's
opinion that Daniella's growth restriction heightened her vulnerability
and contributed to the occurrence of her injury, supports the conclusion
that hypoxic stresses ordinarily tolerated during labour may have had a
more pronounced effect on Daniella over a shorter period of time.
In that context, the longer she remained in utero, the greater the risk
that those stresses would culminate in more significant injury.
506 On Dr Harbord's evidence, a minimum duration of 15 minutes was
identified as being capable of producing hypoxic injury in
circumstances involving a persistently slow heart rate that nevertheless
512 ts 381, ts 383.
513 ts 863.
514 ts 865.
515 ts 860.
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permitted some oxygenated blood to reach the brain. While that
evidence was directed to a singular hypoxic event and is therefore not
directly comparable to repeated, less severe insults, it nevertheless
provides a limited indication of the potential significance an 18-minute
period of ongoing hypoxic compromise may have had. That is
particularly so when considered alongside the evidence already referred
to concerning the progressively increasing risk over time and Daniella's
pre‑existing vulnerabilities.
507 Both Professor Morris and Professor Hyett agreed, albeit with the
benefit of retrospective review, that from approximately 7.13 pm until
the CTG trace was discontinued at 7.48 pm, recurrent decelerations
were present. Those recurrent post‑contraction decelerations are
consistent with the pattern of repetitive hypoxic insults described by
Professor Hyett.
508 When asked about whether he could exclude the likelihood that
Daniella's injury occurred prior to 7.28 pm, as part of that answer,
Professor Hyett replied:516
And then you see a series of fetal heart rate changes, which are
reflective of the fact that that is gradually becoming worse and worse.
And then we get to the point where the CTG changes are very
significant and then we have a period where we have no CTG
recording. And what likely happened at some point in that half an hour
between the end of the CTG and delivery is that the baby had a
preterminal bradycardia. And that's why the baby went from a point
where the heart rate's fluctuating around 160 to 180 to suddenly, at the
point of delivery, having a heart rate of around 100 beats per minute
that rapidly reduces. So I - I think from my perspective and in my
opinion there is no single time point that you could identify as an injury.
It is a progressive process. And the fact that delivery was delayed has
made a significant contribution first to the state of the infant at delivery
and potentially, based on the neonatal advice that you hear, that that
then made the process of resuscitation harder as well.
509 It is apparent that, in giving that evidence, the 'series of fetal heart
rate changes' and the point at which the CTG changes became 'very
significant' correspond to the abnormalities observable on the CTG
trace between approximately 7.00 pm and 7.08 pm, and more clearly
from about 7.13 pm onwards. Those features are consistent with,
and provide objective evidence of, the progressive deterioration
Professor Hyett described and support his characterisation of the injury
as arising from a developing process rather than a discrete event.
516 ts 524 - ts 525.
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That evidence satisfies me that the onset of the process giving rise to
the hypoxic insult likely occurred from approximately 7.13 pm
onwards.
510 When one factors that into the counterfactual most favourable to
the plaintiff, this would mean that even if the CTG trace had been
reviewed at 6.43 pm, Daniella would still have been exposed to a
period of at least 33 minutes (from 7.13 pm to earliest delivery
at 7.46 pm) of repetitive hypoxic insult before delivery could
realistically have occurred, having regard to the time required to obtain
consent and effect delivery.
Relevance of post-delivery resuscitation
511 However, as reflected in the passage of Professor Hyett's evidence
set out at [508], he also considered that the post‑delivery resuscitation
was likely precipitated by Daniella's reduced heart rate following a
pre‑terminal bradycardia occurring in the interval between
discontinuation of the CTG trace at 7.48 pm and delivery at 8.08 pm.
If that is correct, earlier delivery at 7.46 pm may have had the potential
to affect whether that bradycardia occurred and, in turn,
any consequences flowing from it. That possibility introduces a further
layer of complexity into the assessment of the causation counterfactual,
as it potentially bears not only on the timing and duration of the
hypoxic insult, but also on the extent to which post‑delivery events may
have contributed to Daniella's injury.
512 If Daniella was affected by a period of pre‑terminal bradycardia,
Professor Hyett was not asked, nor did he explain, what may have
precipitated it or why it occurred. Although it appears implicit in his
evidence that the bradycardia was a consequence of Daniella's
deteriorating condition, he did not identify the specific factors said to
have brought it about. In particular, it remains unclear whether the
processes leading to the bradycardia were already in train following
the deterioration observed from approximately 7.13 pm, such that its
occurrence was inevitable even had delivery occurred earlier,
or whether earlier delivery might have prevented the bradycardia and
any consequences flowing from it, and if so, at what point.
513 At its highest, the evidence permits no more than the conclusion
that earlier delivery may have prevented the bradycardia, or may not
have; that, if the bradycardia occurred post‑uterine, it may have allowed
more effective resuscitation, or may not have; and, critically, that it may
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have reduced the severity of Daniella's injury, or may not have done so.
Those possibilities cannot be resolved on the evidence and underscore
the limits of what can properly be determined in the causation analysis.
514 Professor Goergen explained that the radiological evidence does
not allow for any precise determination as to when the injury occurred
and what caused it.517 Similarly, Professor Hyett was also unable to say
whether, or to what extent, that period of resuscitation may have
contributed to Daniella's hypoxic injury, but suggested her presentation
on delivery was already suggestive of some level of hypoxic insult
having occurred.518 Dr Harbord largely excluded resuscitation as a
contributing factor, but that opinion was contingent upon acceptance of
the reliability of the cord blood gas results. By contrast,
both Dr Hayman and Professor Goergen identified the period of
resuscitation as a potential contributor, although neither was able to
determine whether it did contribute, or if so, to what extent.
515 The consequence is that a number of interrelated questions cannot
be resolved on the evidence, including whether, and to what extent,
post‑delivery resuscitation caused or contributed to Daniella's injury;
the role played by Daniella's compromised foetal state in precipitating
the bradycardia and the prolonged resuscitation that followed; whether
the injury was wholly attributable to hypoxia sustained in utero; and the
duration of hypoxic compromise required to cause the injury.
That uncertainty is further compounded by the absence of clear
evidence as to whether earlier delivery would have prevented the
bradycardia or the need for resuscitation, and, if so, at what point.
516 To the extent that the analysis at [496] - [510] might be understood
as suggesting that a longer period of hypoxic compromise would be
likely to result in more severe injury, the uncertainty introduced by the
post‑delivery resuscitation limits the extent to which that inference can
safely be drawn. In particular, it prevents any reliable conclusion being
reached as to the relationship between the injury sustained and
a hypoxic period of nearly one hour (from 7.13 pm to 8.08 pm),
as opposed to a shorter period ending at 7.46 pm, or as to the degree to
which any reduction in the duration of hypoxia would have altered the
severity of the injury. It also precludes acceptance of the superficially
attractive, but ultimately unreliable, proposition that earlier delivery
would necessarily have resulted in a less severe injury, or that any delay
in delivery must have caused additional harm.
517 ts 863.
518 ts 517, ts 520 - ts 521.
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517 These uncertainties return the inquiry to the central question of
what material difference, if any, delivery by 7.46 pm rather than
8.08 pm would have made to the injury ultimately sustained.
Conclusion
518 Put at its highest, and adopting the formulation most favourable to
the plaintiff, the evidence supports no more than a possibility that
earlier delivery might have avoided the pre‑terminal bradycardia which
Professor Hyett considered likely to have occurred in the period prior to
delivery. It likewise permits the possibility that Daniella may have
been born in a less compromised condition, may have required less
extensive resuscitation, and may have sustained a less severe injury.
However, the evidence does not rise beyond possibility. Those matters
cannot be established as matters of probability, nor can it be concluded
that earlier delivery from 7.46 pm onwards would have been a
necessary condition of the avoidance of the injury or of any reduction
in its severity. To reason otherwise would move beyond permissible
inference and into speculation.
519 At its highest, the evidence establishes that Daniella's injury was
capable of resulting from a series of persistent hypoxic insults
associated with recurrent uterine contractions over a period of
approximately 33 minutes, just as it was capable of resulting from a
similar process operating over a longer period of approximately
53 minutes. Given the additional uncertainty introduced by the role
of post‑delivery resuscitation, it is not possible on the evidence to
determine whether that difference would have had any material effect
on the development or severity of Daniella's injury.
520 Accordingly, on the evidence available, it is not possible to
determine that the injury sustained would have been materially different
depending upon the duration of that period. In those circumstances,
the plaintiff has not established that earlier delivery would, on the
balance of probabilities, have avoided the injury or reduced its severity,
with the consequence that the injury must be regarded as inevitable for
the purposes of the causation analysis.
Would a decision to expedite delivery have resulted in earlier delivery?
521 Returning to the qualification identified at [444], the preceding
counterfactual analysis necessarily proceeds on assumptions as to how
events might have unfolded had the CTG been reviewed at 6.43 pm.
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While it was reasonable, for analytical purposes, to assume that Mr and
Ms Lalezari would have taken a similar period of time to respond as
they did when materially comparable circumstances arose at about
7.10 pm, that assumption does not extend to the critical question of
consent itself.
522 Consent is an exercise of personal autonomy, informed by the
patient's preferences and the clinical information conveyed at the time,
and it cannot be assumed that merely because an opportunity to consent
might have arisen earlier, it would have been given earlier.
523 The evidence establishes that, notwithstanding repeated
discussions of foetal risk and the availability of caesarean delivery,
Ms Lalezari consistently declined surgical intervention while any
realistic prospect of vaginal delivery remained and while the CTG
features had not been conveyed as pathological or emergent. It was
only once the clinical situation deteriorated to the point of being
characterised as potentially pathological, and the urgency escalated to a
category 1 caesarean, that consent was ultimately given.
524 The timing of Ms Lalezari's consent must be understood in the
context of her consistently expressed preference for vaginal delivery
and her entitlement to make decisions about her own medical treatment.
She remained committed to pursuing a vaginal delivery while that
remained a clinically available option. The evidence satisfies me that
Ms Lalezari did not consent to caesarean delivery merely because risk
was present. Rather, consent was given only when the clinical situation
had deteriorated to the point that urgent operative delivery was
recommended.
525 For Ms Lalezari to have provided her consent earlier, it would
have been necessary for the defendant's treating clinicians not merely
to identify evolving risk and to recommend caesarean delivery, but to
advise that immediate delivery was required and that no alternative
course was available. For the reasons I have given at [431] and [432],
I am not satisfied that even if the CTG had been recognised at 6.43 pm,
such advice would have been given at that time. In those
circumstances, I am not persuaded that an opportunity to seek consent
at an earlier stage would have resulted in earlier consent, in fact, being
given. In the absence of that consent being provided, earlier delivery
could not have occurred.
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526 The plaintiff has not established, on the balance of probabilities,
that earlier recognition of the CTG features would have resulted in
earlier delivery or avoided the injury sustained. In those circumstances,
the defendant's pleaded breaches cannot be shown to have been a
necessary condition of the harm within the meaning of s 5C(1)(a) of the
Act. The plaintiff has therefore failed to establish causation and
the claim must be dismissed.
Did the defendant's failure to take reasonable precaution cause the
plaintiff's injury?
527 For the reasons set out above, the plaintiff has failed to establish
that it is more probable than not that:
(a) had the CTG been reviewed by one of the defendant's treating
clinicians at 6.43 pm, the features then present would have been
interpreted in a manner that would have resulted in a decision at
that time to expedite Daniella's delivery;
(b) had such a recommendation for expedited delivery been made,
Ms Lalezari would have provided consent to caesarean delivery
at a time that was materially earlier than she in fact did; or
(c) had consent been obtained at a materially earlier time, delivery
would have occurred sufficiently earlier to avoid the injury
sustained by Daniella.
528 As the above counterfactual inquiry demonstrates, the plaintiff has
failed to establish that the defendant's faults, namely the failure to
implement a structured plan and the failure to recognise the relevant
CTG features, were a necessary condition of the occurrence of her
harm. Accordingly, the plaintiff has not established that the defendant's
negligence caused Daniella's injury.
Conclusion
529 Having concluded that neither the failure to implement a
structured plan nor the failure to review and interpret the CTG by
6.43 pm caused Daniella's injury, it is natural to ask 'what did?'.
There are clear areas where, at first glance, the care provided to
Ms Lalezari and to Daniella by the defendant fell short of what was
reasonably required.
-- 132 of 134 --
[2026] WADC 68
ASTILL DCJ
[2026] WADC 68 (PC) Page 133
530 It is entirely understandable that Mr and Ms Lalezari, having
placed themselves in the defendant's care on 27 August 2020, seek an
explanation for how their daughter came to suffer such a profound
injury despite the defendant's duty to take reasonable steps to avoid
such an outcome. Regrettably, however, it is neither the role, nor the
capacity, of this court to provide definitive answers to that broader
question.
531 The court's role is not inquisitorial. The court is confined to
determining the dispute brought before it by the parties.
The parameters of that dispute are defined by the pleadings,
which identifies the case the defendant is required to meet and the
issues for determination. It is that case, and only that case, that falls for
decision.
532 The evidence before me was directed to the plaintiff's allegations
concerning the absence of a structured plan and the adequacy of CTG
surveillance and interpretation. To attempt to answer questions beyond
those raised by the pleaded case would require speculation rather than
adjudication. I recognise this is likely to be of little consolation to
Mr and Ms Lalezari, and most importantly Daniella, who are left
wondering what the answers to those questions might be.
533 However, the issue before the court is not one of consolation but
one of compensation. That question, as I have said, must be determined
by reference to the pleaded case and the evidence adduced in support of
it. For the reasons I have given, I am not satisfied that the plaintiff has
established, on the balance of probabilities, that the defendant's pleaded
breaches caused Daniella's injury.
534 It follows that the plaintiff has not established a basis upon which
the defendant is liable to compensate her and her claim must be
dismissed.
-- 133 of 134 --
[2026] WADC 68
ASTILL DCJ
[2026] WADC 68 (PC) Page 134
I certify that the preceding paragraph(s) comprise the reasons for decision of
the District Court of Western Australia.
EO
Associate to Judge Astill
30 JULY 2026
-- 134 of 134 --